Balin is a fictional character in
J. R. R. Tolkien
John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philology, philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was ...
's
legendarium
Tolkien's legendarium is the body of J. R. R. Tolkien's mythopoeic writing, unpublished in his lifetime, that forms the background to his ''The Lord of the Rings'', and which his son Christopher summarized in his compilation of ''The Silmarill ...
. A
Dwarf
Dwarf or dwarves may refer to:
Common uses
*Dwarf (folklore), a being from Germanic mythology and folklore
* Dwarf, a person or animal with dwarfism
Arts, entertainment, and media Fictional entities
* Dwarf (''Dungeons & Dragons''), a humanoid ...
, he is an important supporting character in ''
The Hobbit
''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
'', and is mentioned in ''
The Fellowship of the Ring
''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien. It is followed by ''The Two Towers'' and ''The Return of the King''. It takes place in the fiction ...
''. As the Fellowship travel through the underground realm of
Moria, they find Balin's tomb and the Dwarves' book of records, which tells how Balin founded a colony there, becoming Lord of Moria, and that the colony was overrun by
orc
An Orc (or Ork) is a fictional humanoid monster like a goblin. Orcs were brought into modern usage by the fantasy writings of J. R. R. Tolkien, especially ''The Lord of the Rings''. In Tolkien's works, Orcs are a brutish, aggressive, ugly, a ...
s.
Balin featured in the 1977
Rankin/Bass
Rankin/Bass Animated Entertainment (founded and formerly known as Videocraft International, Ltd. and Rankin/Bass Productions, Inc.) was an American production company located in New York City, and known for its seasonal television specials, usual ...
animated film
Animation is a method by which image, still figures are manipulated to appear as Motion picture, moving images. In traditional animation, images are drawn or painted by hand on transparent cel, celluloid sheets to be photographed and exhibited ...
of ''The Hobbit''; in Peter Jackson's 2012–2014
live-action film series, where he is portrayed by
Ken Stott
Kenneth Campbell Stott (born 19 October 1954) is a Scottish stage, television and film actor who won the Laurence Olivier Award for Best Actor in a Supporting Role in 1995 in the play '' Broken Glass'' at Royal National Theatre. He portrayed th ...
as reluctant to search for lost gold and sympathetic to Bilbo; and in the
2003 video game adaptation where he is voiced by
Victor Raider-Wexler
Victor Raider-Wexler is an American film and television actor. He is best known for roles as Stan in the sitcom ''Everybody Loves Raymond'' (1996–2004), the dual roles of Mr. Kaplan and Mr. Kaufman in the sitcom ''The King of Queens'' (2001–2 ...
.
Literature
Early life
Balin was born in
Erebor
In J. R. R. Tolkien's legendarium, the Lonely Mountain is a mountain northeast of Mirkwood. It is the location of the Dwarves' Kingdom under the Mountain and the town of Dale lies in a vale on its southern slopes.
In ''The Lord of the Rings'', ...
, the son of Fundin. In the year Balin turned seven, Erebor was sacked by the dragon
Smaug
Smaug () is a dragon and the main antagonist in J. R. R. Tolkien's 1937 novel ''The Hobbit'', his treasure and the mountain he lives in being the goal of the quest. Powerful and fearsome, he invaded the Dwarf kingdom of Erebor 150 years prior ...
, and the Dwarves went into exile. During that period his younger brother
Dwalin
This article describes all named characters appearing in J. R. R. Tolkien's 1937 book ''The Hobbit''. Creatures as collectives are not included. Characters are categorized by race. Spelling and point of view are given as from ''The Hobbit''.
Ho ...
was born. Their father Fundin was killed in the Battle of Azanulbizar. Balin and his brother settled in the
Blue Mountains with their surviving family. Balin and Dwalin were among those who set out with Thorin's father Thráin II in an attempt to return to Erebor, but they lost Thráin under the eaves of
Mirkwood
Mirkwood is a name used for a great dark fictional forest in novels by Sir Walter Scott and William Morris in the 19th century, and by J. R. R. Tolkien in the 20th century. The critic Tom Shippey explains that the name evoked the excitement of t ...
. After many days of fruitless searching, they returned to the Blue Mountains.
[, Appendix A]
''The Hobbit''
Balin was a member of
Thorin Oakenshield
Thorin Oakenshield (Thorin II) is a fictional character in J. R. R. Tolkien's 1937 novel ''The Hobbit''. Thorin is the leader of List of The Hobbit characters#Thorin's company, the Company of Dwarf (Middle-earth), Dwarves who aim to reclaim the ...
's
company of Dwarves who travelled with
Bilbo Baggins
Bilbo Baggins is the title character and protagonist of J. R. R. Tolkien's 1937 novel ''The Hobbit'', a supporting character in ''The Lord of the Rings'', and the fictional narrator (along with Frodo Baggins) of many of Tolkien's Middle-eart ...
and
Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the ''Istari'' order, and the leader of the Fellowship of the Ring (characters), Fellowship of t ...
in the Quest of Erebor, on which the plot of ''
The Hobbit
''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the '' ...
'' centres. His brother Dwalin and he were the first to arrive at Bilbo's house at the beginning of ''The Hobbit''. He played a
viol
The viol (), viola da gamba (), or informally gamba, is any one of a family of bowed, fretted, and stringed instruments with hollow wooden bodies and pegboxes where the tension on the strings can be increased or decreased to adjust the pitc ...
. He was among those who had been at the Mountain before the dragon came. He had been 7 years old while Thorin had been 24 on that day,
[ making him the second-eldest of the Dwarves in the company.][, ch. 1 "An Unexpected Party"]
Tolkien describes Balin as "their look-out man": he spotted Bilbo approaching the Green Dragon Inn
"The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "th ...
at Bywater,[ saw the ]troll
A troll is a being in Nordic folklore, including Norse mythology. In Old Norse sources, beings described as trolls dwell in isolated areas of rocks, mountains, or caves, live together in small family units, and are rarely helpful to human bei ...
s' fire in the Trollshaws,[, ch. 2 "Roast Mutton"] and was the first to see the elves
An elf () is a type of humanoid supernatural being in Germanic mythology and folklore. Elves appear especially in North Germanic mythology. They are subsequently mentioned in Snorri Sturluson's Icelandic Prose Edda. He distinguishes "ligh ...
in Mirkwood.[, ch. 8 "Flies and Spiders"] After they escaped the goblins
A goblin is a small, grotesque, monstrous creature that appears in the folklore of multiple European cultures. First attested in stories from the Middle Ages, they are ascribed conflicting abilities, temperaments, and appearances depending on t ...
in the Misty Mountains
The geography of Middle-earth encompasses the physical, political, and moral geography of J. R. R. Tolkien's fictional world of Middle-earth, strictly a continent on the planet of Arda but widely taken to mean the physical world, and ''Eä'', all ...
, Balin as look-out for the company failed to notice Bilbo (made invisible by wearing his magic ring), and after this incident he came to respect Bilbo's abilities as a burglar.[, ch. 6 "Out of the Frying-Pan into the Fire"] Balin served as the ''de facto'' spokesman for the party after the Elvenking imprisoned the Dwarves, as they did not at first realise that Thorin had been captured with them as well.[, ch. 9 "Barrels Out of Bond"]
In the course of the Quest, Balin was the Dwarf who developed the closest friendship with Bilbo. He was the only one who offered to look for Bilbo after he had gone down the secret Erebor passage.[, ch. 12 "Inside Information"] Some years after the Quest, he and Gandalf visited Bilbo at Bag End
Bag End is the underground dwelling of the Hobbits Bilbo and Frodo Baggins in J. R. R. Tolkien's fantasy novels ''The Hobbit'' and ''The Lord of the Rings''. From there, both Bilbo and Frodo set out on their adventures, and both return there, fo ...
, where Balin told of the mountain's glory restored in the years after the Battle of the Five Armies.[
]
''The Lord of the Rings''
In ''The Fellowship of the Ring
''The Fellowship of the Ring'' is the first of three volumes of the epic novel ''The Lord of the Rings'' by the English author J. R. R. Tolkien. It is followed by ''The Two Towers'' and ''The Return of the King''. It takes place in the fiction ...
'', Gloin tells the Council of Elrond
"The Council of Elrond" is the second chapter of Book 2 of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. It is the longest chapter in that book at some 15,000 words, and critical for e ...
that Balin had left Erebor and ventured to reclaim Moria with a company of Dwarves including Óin and Ori (two of his companions from the Quest of Erebor), and Flói, Frár, Lóni, and Náli. The fate of Balin's colony was uncertain, as no word had come from Moria in many years.[ The ]Fellowship
A fellow is a concept whose exact meaning depends on context.
In learned or professional societies, it refers to a privileged member who is specially elected in recognition of their work and achievements.
Within the context of higher education ...
(which included Balin’s cousin Gimli) later happened upon Balin's tomb in the Chamber of Mazarbul, and learnt of his fate from the Dwarves' book of records, the Book of Mazarbul
Tolkien's artwork was a key element of his creativity from the time when he began to write fiction. The philologist and author J. R. R. Tolkien prepared illustrations for his Middle-earth fantasy books, facsimile artefacts, more or less "pictur ...
. It told how Balin discovered Durin's Axe, and established a small colony, but it was overrun by orcs and Balin was killed by an orc archer in Dimrill Dale. Thus he died in the same place as his father, having been self-proclaimed Lord of Moria for less than five years. Balin's tomb was inscribed "Balin Fundinul Uzbad Khazad-Dûmu", with smaller runes beneath giving the translation into English (as the representation of Tolkien’s invented language
A constructed language (sometimes called a conlang) is a language whose phonology, grammar, and vocabulary, instead of having developed natural language, naturally, are consciously devised for some purpose, which may include being devised for a ...
of Westron
The English philologist and author J. R. R. Tolkien created a number of constructed languages, including Fictional language, languages devised for fictional settings. Inventing languages, something that he called ''glossopoeia'' (paralleling his ...
): "Balin, son of Fundin, Lord of Moria".[, book 2, ch. 5 "The Bridge of Khazad-dûm"]
Analysis
The Tolkien scholar John D. Rateliff John D. Rateliff is an author of roleplaying games and an independent scholar. He specializes in the study of the works of J. R. R. Tolkien, particularly his Middle-earth fantasy writings.
Early life and education
John D. Rateliff was raised in Ma ...
writes that Balin is the only Dwarf of Thorin's company whose name does not come directly from the Old Norse
Old Norse, Old Nordic, or Old Scandinavian, is a stage of development of North Germanic languages, North Germanic dialects before their final divergence into separate Nordic languages. Old Norse was spoken by inhabitants of Scandinavia and t ...
poem ''Völuspá
''Vǫluspá'' (also ''Völuspá'', ''Vǫlospá'' or ''Vǫluspǫ́''; Old Norse: 'Prophecy of the völva, a seeress'; reconstructed Old Norse: ) is the best known poem of the ''Poetic Edda''. It tells the story of the creation of the world and ...
'', part of the ''Poetic Edda
The ''Poetic Edda'' is the modern name for an untitled collection of Old Norse anonymous narrative poems, which is distinct from the ''Prose Edda'' written by Snorri Sturluson. Several versions exist, all primarily of text from the Icelandic me ...
''. The name appears in Sir Thomas Malory
Sir Thomas Malory was an English writer, the author of '' Le Morte d'Arthur'', the classic English-language chronicle of the Arthurian legend, compiled and in most cases translated from French sources. The most popular version of '' Le Morte d' ...
's Middle English
Middle English (abbreviated to ME) is a form of the English language that was spoken after the Norman conquest of 1066, until the late 15th century. The English language underwent distinct variations and developments following the Old English p ...
prose tale ''Le Morte d'Arthur
' (originally written as '; inaccurate Middle French for "The Death of Arthur") is a 15th-century Middle English prose reworking by Sir Thomas Malory of tales about the legendary King Arthur, Guinevere, Lancelot, Merlin and the Knights of the Rou ...
'', but in Rateliff's view Sir Balin
Sir Balin le Savage , also known as the Knight with the Two Swords, is a character in the Arthurian legend. Like Sir Galahad, Sir Balin is a late addition to the medieval Arthurian world. His story, as told by Thomas Malory in '' Le Morte d'Arth ...
is not nearly as likeable a character.
The Tolkien scholar Tom Shippey
Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
notes that in the final scene of ''The Hobbit'', Balin, Bilbo, and Gandalf discuss the connection between prophecy
In religion, a prophecy is a message that has been communicated to a person (typically called a ''prophet'') by a supernatural entity. Prophecies are a feature of many cultures and belief systems and usually contain divine will or law, or prete ...
, individual action, and truth. Balin states that the new master of Dale is wise and popular, and the people "are making songs which say that in his day the rivers run with gold."[, ch. 19 "The Last Stage"] They agree that "after a fashion", the metaphor
A metaphor is a figure of speech that, for rhetorical effect, directly refers to one thing by mentioning another. It may provide (or obscure) clarity or identify hidden similarities between two different ideas. Metaphors are often compared wit ...
s can indeed be true, that in Shippey's words "romance and reality are differences of presentation not of fact".
When Balin leaves, disastrously, to seek his fortune in Moria, "a shadow of disquiet" came over the Dwarves, as Glóin
This article describes all named characters appearing in J. R. R. Tolkien's 1937 book ''The Hobbit''. Creatures as collectives are not included. Characters are categorized by race. Spelling and point of view are given as from ''The Hobbit''.
Ho ...
reports to the Council of Elrond
"The Council of Elrond" is the second chapter of Book 2 of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. It is the longest chapter in that book at some 15,000 words, and critical for e ...
.[, book 2, ch. 2 "]The Council of Elrond
"The Council of Elrond" is the second chapter of Book 2 of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. It is the longest chapter in that book at some 15,000 words, and critical for e ...
" Shippey writes that the metaphor of the shadow is ominous, and ambiguous: it could mean simple earthly discontent, or it could mean a spell from Mordor
In J. R. R. Tolkien's fictional world of Middle-earth, Mordor (pronounced ; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is the realm and base of the evil Sauron. It lay to the east of Gondor and the great river Anduin, and to t ...
: "maybe Balin simultaneously fell ade his own choiceand was pushed ewitched"
Tolkien expended enormous effort on constructing a facsimile
A facsimile (from Latin ''fac simile'', "to make alike") is a copy or reproduction of an old book, manuscript, map, Old master print, art print, or other item of historical value that is as true to the original source as possible. It differs from ...
''Book of Mazarbul'' to resemble the burnt, torn volume abandoned at Balin's tomb, carefully staining and tearing the paper and burning in the burn-marks to make it as authentic as possible. However, his publisher Allen & Unwin
George Allen & Unwin was a British publishing company formed in 1911 when Sir Stanley Unwin purchased a controlling interest in George Allen & Co. It went on to become one of the leading publishers of the twentieth century and to establish an ...
chose not to include his artwork in the first edition, prompting Tolkien to remark that without it the text at the start of "The Bridge of Khazad-Dûm" was "rather absurd".[ #141 to ]Allen & Unwin
George Allen & Unwin was a British publishing company formed in 1911 when Sir Stanley Unwin purchased a controlling interest in George Allen & Co. It went on to become one of the leading publishers of the twentieth century and to establish an ...
, 9 October 1953
Adaptations
Don Messick
Donald Earle Messick (September 7, 1926 – October 24, 1997) was an American voice actor. He was best known for his performances in Hanna-Barbera cartoons.
His best-remembered vocal creations include Scooby-Doo, Bamm-Bamm Rubble and Hoppy in ...
voiced Balin in Rankin/Bass
Rankin/Bass Animated Entertainment (founded and formerly known as Videocraft International, Ltd. and Rankin/Bass Productions, Inc.) was an American production company located in New York City, and known for its seasonal television specials, usual ...
's 1977 animated version of ''The Hobbit''.
In Jackson's live-action film series of ''The Hobbit'', Balin is portrayed by Ken Stott
Kenneth Campbell Stott (born 19 October 1954) is a Scottish stage, television and film actor who won the Laurence Olivier Award for Best Actor in a Supporting Role in 1995 in the play '' Broken Glass'' at Royal National Theatre. He portrayed th ...
as reluctant to go on the quest for old gold, whether or not the dragon had stolen it from Balin's ancestors. As such, he is sympathetic to Bilbo, who appears quite unsuitable for the task he is being given.
In the 2003 video game adaptation Balin is voiced by Victor Raider-Wexler
Victor Raider-Wexler is an American film and television actor. He is best known for roles as Stan in the sitcom ''Everybody Loves Raymond'' (1996–2004), the dual roles of Mr. Kaplan and Mr. Kaufman in the sitcom ''The King of Queens'' (2001–2 ...
.
Family tree
Notes
References
Primary
::''This list identifies each item's location in Tolkien's writings.''
Secondary
Sources
*
*
*
*
{{DEFAULTSORT:Balin (Middle-earth)
Middle-earth Dwarves
Characters in The Hobbit
Middle-earth rulers
Literary characters introduced in 1937
pt:Anexo:Lista de anões da Terra-média#Balin