Nikephoros II Phokas

Nikephoros II Phokas (; – 11 December 969), Latinized Nicephorus II Phocas, was Byzantine emperor from 963 to 969. His career, not uniformly successful in matters of statecraft or of war, nonetheless included brilliant military exploits which contributed to the resurgence of the Byzantine Empire during the 10th century. In the east, Nikephoros completed the conquest of Cilicia and even retook the islands of Crete and Cyprus, thus opening the path for subsequent Byzantine incursions reaching as far as Upper Mesopotamia and the Levant; these campaigns earned him the sobriquet "pale death of the Saracens". Meanwhile in the west, he inflamed conflict with the Bulgarians and saw Sicily completely turn over to the Muslims, while he failed to make any serious gains in Italy following the incursions of Otto I. At home, Nikephoros' administrative policies caused controversy. He financed his wars with increased taxes both on the people and on the church, while maintaining unpopular theological positions and alienating many of his most powerful allies. These included his nephew John Tzimiskes, who would take the throne after killing Nikephoros in his sleep.

Early life and career

Nikephoros Phokas was born around 912. From his paternal side, he belonged to the Phokas family which had produced several distinguished generals, including Nikephoros' father Bardas Phokas, brother Leo Phokas, and grandfather Nikephoros Phokas the Elder, who had all served as commanders of the field army ('' domestikos tōn scholōn''). From his maternal side he belonged to the Maleinoi, a powerful Anatolian Greek family which had settled in Cappadocia.. Early in his life Nikephoros had married Stephano. She had died before he rose to fame, and after her death he took an oath of chastity.

Early Eastern campaigns

Nikephoros joined the army at an early age. He was appointed the military governor of the Anatolic Theme in 945 under Emperor Constantine VII. In 954 or 955 Nikephoros was promoted to Domestic of the Schools, replacing his father, Bardas Phokas, who had suffered a series of defeats by the Hamdanids and by the Abbasids. The new position essentially placed Nikephoros in charge of the eastern Byzantine army. From 955, the Hamdanids in Aleppo entered a period of unbroken decline until their destruction in 1002. In June 957 Nikephoros managed to capture and destroy Adata. The Byzantines would continue to push their advantage against the Arabs until the collapse of the Hamdanids, except for the period from 960 to 961, when the army turned its focus to the reconquest of Crete.

Conquest of Crete

From the ascension of Emperor Romanos II in 959, Nikephoros and his younger brother Leo Phokas were placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops. At the recommendation of the influential minister Joseph Bringas, Nikephoros was entrusted to lead this expedition against the Muslim Emirate of Crete. Nikephoros successfully led his fleet to the island and defeated a minor Arab force upon disembarking near Almyros. He soon began a nine-month siege of the fortress town of Chandax, where his forces suffered through the winter due to supply issues. Following a failed assault and many raids into the countryside, Nikephoros entered Chandax on 6 March 961 and soon wrested control of the entire island from the Muslims. Upon returning to Constantinople, he was denied the usual honor of a triumph, being permitted a mere ovation in the Hippodrome.

Later Eastern campaigns

Following the conquest of Crete, Nikephoros returned to the east and marched a large and well-equipped army into Cilicia. In February 962 he captured Anazarbos, while the major city of Tarsus ceased to recognize the Hamdanid Emir of Aleppo, Sayf al-Dawla. Nikephoros continued to ravage the Cilician countryside, defeating the governor of Tarsus, ibn al-Zayyat, in open battle; al-Zayyat later committed suicide on account of the loss. Thereafter, Nikephoros returned to the regional capital of Caesarea. Upon the beginning of the new campaigning season al-Dawla entered the Byzantine Empire to conduct raids, a strategy which left Aleppo dangerously undefended. Nikephoros soon took Syrian Hierapolis. In December, an army split between Nikephoros and John I Tzimiskes marched towards Aleppo, quickly routing an opposing force led by Naja al-Kasaki. Al-Dawla's force caught up with the Byzantines, but he too was routed, and Nikephoros and Tzimiskes entered Aleppo on 24 December. The loss of the city would prove to be both a strategic and moral disaster for the Hamdanids. It was probably on these campaigns that Nikephoros earned the sobriquet "The Pale Death of the Saracens".

Ascension to the throne

On 15 March 963, Emperor Romanos II died unexpectedly at the age of twenty-six of uncertain cause. Both contemporary sources and later historians seem to either believe that the young Emperor had exhausted his health with the excesses of his sexual life and his heavy drinking, or suspect that the Empress Theophano (c. 941–after 976), his wife, poisoned him. Theophano had already gained a reputation as an intelligent and ambitious woman. Unfavorable accounts of her by later historians would characterize her as a woman known for ruthlessness in achieving her goals. Romanos had already crowned as co-emperors his two sons Basil II and Constantine VIII. At the time that Romanos died, however, Basil was five years old and Constantine only three years old, so Theophano was named regent.

Theophano, however, was not allowed to rule alone. Joseph Bringas, the eunuch palace official who had become Romanos' chief councilor, maintained his position. According to contemporary sources he intended to keep authority in his own hands. He also tried to reduce the power of Nikephoros Phokas. The victorious general had been accepted as the actual commander of the army and maintained a strong connection to the aristocracy. Bringas was afraid that Nikephoros would attempt to claim the throne with the support of both the army and the aristocracy. This is exactly what he did. On July 2 in Caesarea, his armies, along with his highest-ranking officers, proclaimed Nikephoros emperor. From his position in Caesarea, and in advance of the news of his proclamation as emperor, Nikephoros sent a fleet to secure the Bosphorus Strait against his enemies. Around the same time, he appointed Tzimiskes as Domestic of the East, now taking on the formal roles of emperor. He then sent a letter to Constantinople requesting to be accepted as co-emperor. In response, Bringas locked down the city, forcing Nikephoros' father Bardas Phokas to seek sanctuary in the Hagia Sophia, while his brother Leo Phokas escaped the city in disguise. Bringas was able to garner some support within the city from a few high-ranking officers, namely Marianos Argyros, but he himself was not a skilled orator, and he was unable to obtain the support of other popular officials such as the Patriarch Polyeuctus and the general Basil Lekapenos. The people of Constantinople soon turned against his cause, killing Argyros in a riot and soon forcing Bringas to flee. On August 16, Nikephoros was proclaimed emperor and married the empress Theophano.

Reign

Western Wars

Nikephoros II was not very successful in his western wars. Under his reign, relations with the Bulgarians worsened. It is likely that he bribed the Kievan Rus' to raid the Bulgarians in retaliation for them not blocking Magyar raids. This breach in relations triggered a decades-long decline in Byzantine-Bulgarian diplomacy and was a prelude to the wars fought between the Bulgarians and later Byzantine emperors, particularly Basil II.

Nikephoros' first military failures would come in Sicily. In 962 the son of the governor of Fatimid Sicily, Ahmad ibn al-Hasan al-Kalbi, captured and reduced the Byzantine city of Taormina. The last major Byzantine stronghold in Sicily, Rometta, appealed to the newly crowned emperor Nikephoros for aid against the approaching Muslim armies. Nikephoros renounced his payments of tribute to the Fatimid caliphs, and sent a huge fleet, purportedly boasting a crew of around 40,000 men, under Patrikios Niketas and Manuel Phokas, to the island. The Byzantine forces, however, were swiftly routed in Rometta and at the Battle of the Straits, and Rometta soon fell to the Muslims, completing the Islamic conquest of Sicily.

In 967, the Byzantines and the Fatimids hastily concluded a peace treaty to cease hostilities in Sicily. Both empires had grander issues to attend to: the Fatimids were preparing to invade Egypt, and tensions were flaring up on mainland Italy between the Byzantines and the German emperor Otto I. The constant tension between the Germans and the Byzantines was largely due to mutual cultural biases, but also to the fact that both empires claimed to be the successors of Rome. Conflicts in southern Italy were preceded by religious contests between the two empires and by the malicious writings of Liutprand of Cremona. Otto first invaded Byzantine Apulia in 968 and failed to take Bari. Early the next year, he once again moved against Byzantine Apulia and Calabria, but, unable to capture Cassano or Bovino, failed to make any progress. In May he returned north, leaving Pandulf Ironhead to take charge of the siege. Pandulf was defeated and taken prisoner by the Byzantine general Eugenios, who went on to besiege Capua and enter Salerno. The two empires would continue to skirmish with each other until after the reign of Nikephoros, but neither side was able to make permanent or significant gains.

Eastern Wars

From 964 to 965, Nikephoros led an army of 40,000 men which conquered Cilicia and conducted raids in Upper Mesopotamia and Syria, while the patrician Niketas Chalkoutzes recovered Cyprus. In the spring of 964, Nikephorus headed east. During the summer he captured Anazarbos and Adana before withdrawing. Later that year, Nikephoros attempted to quickly take Mopsuestia, but failed, returning to Caesarea. It was around this time that Niketas Chalkoutzes instigated a coup in Cyprus, which at the time was a shared condominium between the Byzantines and the Arabs. In the summer of 965, the conquest of Cilicia began in earnest. Nikephorus and Tzimiskes seized Mopsuestia July 13, while Leo Phokas invested Tarsus and Nikephoros and Tzimiskes arrived soon after. Nikephoros won a pitched battle against the Tarsiots, routing their forces with his "ironclad horsemen", referencing the Byzantine cataphracts. Within a fortnight, Tarsus surrendered on August 16 to Nikephoros who allowed the inhabitants to leave the city unharmed but plundered the city. With the fall of these two strongholds, Cilicia was in the hands of the Byzantines.

In June 966, there was an exchange of prisoners between Sayf al-Dawla and the Byzantines, held at Samosata

HOME


Content is Copyleft
Website design, code, and AI is Copyrighted (c) 2014-2017 by Stephen Payne


Consider donating to Wikimedia



As an Amazon Associate I earn from qualifying purchases