National Delimitation In Central Asia
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National delimitation in the Union of Soviet Socialist Republics was the process of specifying well-defined national territorial units (Soviet socialist republics SR autonomous Soviet socialist republics SSR autonomous
oblast An oblast (; ; Cyrillic (in most languages, including Russian and Ukrainian): , Bulgarian: ) is a type of administrative division of Belarus, Bulgaria, Kazakhstan, Kyrgyzstan, Russia, and Ukraine, as well as the Soviet Union and the Kingdom of ...
s rovinces
raion A raion (also spelt rayon) is a type of administrative unit of several post-Soviet states. The term is used for both a type of subnational entity and a division of a city. The word is from the French (meaning 'honeycomb, department'), and is co ...
s istrictsand ''
okrug An ''okrug, ; russian: о́круг, ókrug; sr, округ, okrug, ; uk, о́круг, о́kruh; be, акруга, akruha; pl, okręg; ab, оқрҿс; mhr, йырвел, '' is a type of administrative division in some Slavic states. The ...
s'' ircuits from the ethnic diversity of the
Union of Soviet Socialist Republics The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
(USSR) and its subregions. The Russian-language term for this Soviet state policy was ''razmezhevanie'' (russian: национально-территориальное размежевание, ''natsionalno-territorialnoye razmezhevaniye''), which is variously translated in English-language literature as "national-territorial delimitation" (NTD), "demarcation", or "partition". National delimitation formed part of a broader process of changes in administrative-territorial division, which also changed the boundaries of territorial units, but was not necessarily linked to national or ethnic considerations. National delimitation in the USSR was distinct from
nation-building Nation-building is constructing or structuring a national identity using the power of the state. Nation-building aims at the unification of the people within the state so that it remains politically stable and viable in the long run. According to ...
(russian: национальное строительство), which typically referred to the policies and actions implemented by the government of a national territorial unit (a
nation state A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group. A nation, in the sense of a common ethnicity, may inc ...
) after delimitation. In most cases national delimitation in the USSR was followed by ''
korenizatsiya Korenizatsiya ( rus, коренизация, p=kərʲɪnʲɪˈzatsɨjə, , "indigenization") was an early policy of the Soviet Union for the integration of non-Russian nationalities into the governments of their specific Soviet republics. In the ...
'' (indigenization).


Policies of national delimitation in the Soviet Union

Pre-1917 Russia was an imperial state, not a nation state. In the 1905 Duma elections the nationalist parties received only 9 percent of all votes. The many non-Russian ethnic groups that inhabited the Russian Empire were classified as ''
inorodtsy In the Russian Empire, inorodtsy (russian: иноро́дцы) (singular: inorodets (russian: инородец), Literally meaning "of different descent/nation", "of foreign (alien) origin") was a special ethnicity-based category of population. In ...
'', or aliens. After the
February Revolution The February Revolution ( rus, Февра́льская револю́ция, r=Fevral'skaya revolyutsiya, p=fʲɪvˈralʲskəjə rʲɪvɐˈlʲutsɨjə), known in Soviet historiography as the February Bourgeois Democratic Revolution and somet ...
, attitudes in regards to this topic began to change. In early 1917, a
Socialist Revolutionary The Socialist Revolutionary Party, or the Party of Socialist-Revolutionaries (the SRs, , or Esers, russian: эсеры, translit=esery, label=none; russian: Партия социалистов-революционеров, ), was a major politi ...
publication called '' Dyelo Naroda'', No. 5 called for Russia to be transformed into a federal state along the lines of the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
. Specifically, separate constituent units inside of this federal state would be created for the various regions and ethnic groups of Russia (such as
Little Russia Little Russia (russian: Малороссия/Малая Россия, Malaya Rossiya/Malorossiya; uk, Малоросія/Мала Росія, Malorosiia/Mala Rosiia), also known in English as Malorussia, Little Rus' (russian: Малая Ру ...
,
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
,
Siberia Siberia ( ; rus, Сибирь, r=Sibir', p=sʲɪˈbʲirʲ, a=Ru-Сибирь.ogg) is an extensive geographical region, constituting all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has been a part of ...
, and
Turkestan Turkestan, also spelled Turkistan ( fa, ترکستان, Torkestân, lit=Land of the Turks), is a historical region in Central Asia corresponding to the regions of Transoxiana and Xinjiang. Overview Known as Turan to the Persians, western Turke ...
). The
Soviet Russia The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
that took over from the Russian Empire in 1917 was not a nation-state, nor was the Soviet leadership committed to turning their country into such a state. In the early Soviet period, even voluntary assimilation was actively discouraged, and the promotion of the national self-consciousness of the non-Russian populations was attempted. Each officially recognized ethnic minority, however small, was granted its own national territory where it enjoyed a certain degree of autonomy, national schools, and national elites. A written national language (if it had been lacking), national
language planning In sociolinguistics, language planning (also known as language engineering) is a deliberate effort to influence the function, structure or acquisition of languages or language varieties within a speech community.Kaplan B., Robert, and Richard ...
, native-language press, and books written in the native language came with the national territory, along with cultural institutions such as theaters. Slezkine, Yuri (1994)
"The USSR as a Communal Apartment, or How a Socialist State Promoted Ethnic Particularism"
''
Slavic Review The ''Slavic Review'' is a major peer-reviewed academic journal publishing scholarly studies, book and film reviews, and review essays in all disciplines concerned with Russia, Central Eurasia, and Eastern and Central Europe. The journal's title ...
'' 53 (2), 414–52.
The attitudes towards many ethnic minorities changed dramatically in the 1930s–1940s under the leadership of
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secreta ...
(despite his own
Georgian Georgian may refer to: Common meanings * Anything related to, or originating from Georgia (country) ** Georgians, an indigenous Caucasian ethnic group ** Georgian language, a Kartvelian language spoken by Georgians **Georgian scripts, three scrip ...
ethnic roots) with the advent of a repressive policy featuring abolition of the national institutions, ethnic deportations, national terror, and
Russification Russification (russian: русификация, rusifikatsiya), or Russianization, is a form of cultural assimilation in which non-Russians, whether involuntarily or voluntarily, give up their culture and language in favor of the Russian cultur ...
(mostly towards those with cross-border ethnic ties to foreign nation-states in the 1930s or compromised in the view of Stalin during the
Great Patriotic War The Eastern Front of World War II was a theatre of conflict between the European Axis powers against the Soviet Union (USSR), Poland and other Allies, which encompassed Central Europe, Eastern Europe, Northeast Europe (Baltics), and Sout ...
in the 1940s), although nation-building often continued simultaneously for others.Martin, Terry (1998)
"The Origins of Soviet Ethnic Cleansing"
''
The Journal of Modern History ''The Journal of Modern History'' is a quarterly peer-reviewed academic journal covering European intellectual, political, and cultural history, published by the University of Chicago Press. Established in 1929, the journal covers events from appro ...
'' 70 (4), 813-861.
After the establishment of the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
within the boundaries of the former
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War. ...
, the
Bolshevik The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
government A government is the system or group of people governing an organized community, generally a state. In the case of its broad associative definition, government normally consists of legislature, executive, and judiciary. Government is a ...
began the process of national delimitation and nation building, which lasted through the 1920s and most of the 1930s. The project attempted to build nations out of the numerous ethnic groups in the Soviet Union. Defining a nation or politically conscious
ethnic group An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
was in itself a politically charged issue in the Soviet Union. In 1913, Stalin, in his work ''
Marxism and the National Question Marxism is a left-wing to far-left method of socioeconomic analysis that uses a materialist interpretation of historical development, better known as historical materialism, to understand class relations and social conflict and a dialectical ...
'', which subsequently became the cornerstone of the Soviet policy towards nationalities, defined a nation as "a historically constituted, stable community of people, formed on the basis of a common language, territory, economic life, and psychological makeup manifested in a common culture". Many of the subject nationalities or communities in the Russian Empire did not fully meet these criteria. Not only did cultural, linguistic, religious and tribal diversities make the process difficult, but also the lack of a political consciousness of ethnicity among the people was a major obstacle. The process relied on the ''
Declaration of the Rights of the Peoples of Russia The Declaration of the Rights of the Peoples of Russia (russian: Деклара́ция прав наро́дов Росси́и) was a document promulgated by the Bolshevik government of Russia on November 15 (November 2 by Old Style), 1917 (sig ...
'', adopted by the
Bolshevik government Under the leadership of Russian communist Vladimir Lenin, the Bolshevik Party seized power in the Russian Republic during a coup known as the October Revolution. Overthrowing the pre-existing Provisional Government, the Bolsheviks established a new ...
on 15 November 1917, immediately after the
October Revolution The October Revolution,. officially known as the Great October Socialist Revolution. in the Soviet Union, also known as the Bolshevik Revolution, was a revolution in Russia led by the Bolshevik Party of Vladimir Lenin that was a key moment ...
, which recognized equality and sovereignty of all the peoples of Russia; their right for free self-determination, up to and including secession and creation of an independent state; freedom of religion; and free development of national minorities and ethnic groups on the territory of Russia. The Soviet Union (or more formally USSR – the Union of Soviet Socialist Republics) was established in 1922 as a
federation A federation (also known as a federal state) is a political entity characterized by a union of partially self-governing provinces, states, or other regions under a central federal government (federalism). In a federation, the self-governin ...
of nationalities, which eventually came to encompass 15 major national territories, each organized as a Union-level republic (Soviet Socialist Republic or SSR). All 15 national republics, created between 1917 and 1940, had constitutionally equal rights and equal standing in the formal structure of state power. The largest of the 15 republics – Russia – was ethnically the most diverse and from the very beginning it was constituted as the RSFSR – the
Russian Soviet Federative Socialist Republic The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
, a federation within a federation. The Russian SFSR was divided in the early 1920s into some 30 autonomous ethnic territories (
Autonomous Soviet Socialist Republics An Autonomous Soviet Socialist Republic (ASSR, russian: автономная советская социалистическая республика, АССР) was a type of Subdivisions of the Soviet Union, administrative unit in the Soviet Unio ...
– ASSR and autonomous oblasts – AO), many of which exist to this day as ethnic republics within the Russian Federation. There was also a very large number of lower-level ethnic territories, such as national districts and national village
soviets Soviet people ( rus, сове́тский наро́д, r=sovyétsky naród), or citizens of the USSR ( rus, гра́ждане СССР, grázhdanye SSSR), was an umbrella demonym for the population of the Soviet Union. Nationality policy in th ...
. The exact number of ASSR and AO varied over the years as new entities were created while old entities switched from one form to another, transformed into Union-level republics (e.g., Kazakh and
Kyrgyz SSR The Kirghiz Soviet Socialist Republic (Kirghiz SSR; ky, Кыргыз Советтик Социалисттик Республикасы, Kyrgyz Sovettik Sotsialisttik Respublikasy, ky, Кыргыз ССР, Kyrgyz SSR, russian: Киргизск ...
created in 1936,
Moldovan SSR The Moldavian Soviet Socialist Republic ( ro, Republica Sovietică Socialistă Moldovenească, Moldovan Cyrillic: ) was one of the 15 republics of the Soviet Union which existed from 1940 to 1991. The republic was formed on 2 August 1940 ...
created in 1940), or were absorbed into larger territories (e.g.,
Crimean ASSR During the existence of the Union of Soviet Socialist Republics, different governments existed within the Crimean Peninsula. From 1921 to 1936, the government in the Crimean Peninsula was known as the Crimean Autonomous Socialist Soviet Republic; ...
absorbed into the RSFSR in 1945 and
Volga German ASSR The Volga German Autonomous Soviet Socialist Republic (german: Autonome Sozialistische Sowjetrepublik der Wolgadeutschen; russian: Автономная Советская Социалистическая Республика Немцев По ...
absorbed into RSFSR in 1941). The first population census of the USSR in 1926 listed 176 distinct nationalities. Eliminating excessive detail (e.g., four ethnic groups for Jews and five ethnic groups for Georgians) and omitting very small ethnic groups, the list was condensed into 69 nationalities.Gerhard Simon, ''Nationalism and Policy Toward the Nationalities in the Soviet Union: From Totalitarian Dictatorship to Post-Stalinist Society'', Westview Press, Boulder, CO, 1991. These 69 nationalities lived in 45 nationally delimited territories, including 16 Union-level republics (SSR) for the major nationalities, 23 autonomous regions (18 ASSR and 5 autonomous oblasts) for other nationalities within the Russian SFSR, and 6 autonomous regions within other Union-level republics (one in Uzbek SSR, one in Azerbaijan SSR, one in Tajik SSR, and three in Georgian SSR). Higher-level autonomous national territories in the Soviet Union Map showing the ethnic republics of the Russian Federation (2008) that succeeded the national territories of Russian SFSR (pre-1990) ---- Despite the general policy of granting national territories to all ethnic groups, several nationalities remained without their own territories in the 1920s and the 1930s. In many cases these groups were either widely dispersed, or these minorities were concentrated in areas already designated as the national republic for a different group, for example Poles and Jews (who were considered a nationality) represented up to a third of the population in some areas of the
Ukrainian Ukrainian may refer to: * Something of, from, or related to Ukraine * Something relating to Ukrainians, an East Slavic people from Eastern Europe * Something relating to demographics of Ukraine in terms of demography and population of Ukraine * So ...
or Belorussian SSRs or nearly half of the population in some cities and towns, yet apart from national raion's 24 of which were established in the
Ukrainian SSR The Ukrainian Soviet Socialist Republic ( uk, Украї́нська Радя́нська Соціалісти́чна Респу́бліка, ; russian: Украи́нская Сове́тская Социалисти́ческая Респ ...
, no particular territorial entity was created (though a
Jewish Autonomous Oblast The Jewish Autonomous Oblast (JAO; russian: Евре́йская автоно́мная о́бласть, (ЕАО); yi, ייִדישע אװטאָנאָמע געגנט, ; )In standard Yiddish: , ''Yidishe Oytonome Gegnt'' is a federal subject ...
was established in the
Russian Far East The Russian Far East (russian: Дальний Восток России, r=Dal'niy Vostok Rossii, p=ˈdalʲnʲɪj vɐˈstok rɐˈsʲiɪ) is a region in Northeast Asia. It is the easternmost part of Russia and the Asian continent; and is admini ...
in 1934). For the largely Yiddish-speaking Jews in these areas, policies were implemented such as the designation of
Yiddish Yiddish (, or , ''yidish'' or ''idish'', , ; , ''Yidish-Taytsh'', ) is a West Germanic language historically spoken by Ashkenazi Jews. It originated during the 9th century in Central Europe, providing the nascent Ashkenazi community with a ver ...
as an official language of Byelorussian SSR and a corresponding national public education system in Yiddish, along with the promotion of Yiddish literature and theatre in these areas as well as in the larger Russian cities. Other minorities included
Bulgarians Bulgarians ( bg, българи, Bǎlgari, ) are a nation and South Slavic ethnic group native to Bulgaria and the rest of Southeast Europe. Etymology Bulgarians derive their ethnonym from the Bulgars. Their name is not completely understo ...
,
Greeks The Greeks or Hellenes (; el, Έλληνες, ''Éllines'' ) are an ethnic group and nation indigenous to the Eastern Mediterranean and the Black Sea regions, namely Greece, Cyprus, Albania, Italy, Turkey, Egypt, and, to a lesser extent, oth ...
,
Hungarians Hungarians, also known as Magyars ( ; hu, magyarok ), are a nation and  ethnic group native to Hungary () and historical Hungarian lands who share a common culture, history, ancestry, and language. The Hungarian language belongs to the Urali ...
,
Romani Romani may refer to: Ethnicities * Romani people, an ethnic group of Northern Indian origin, living dispersed in Europe, the Americas and Asia ** Romani genocide, under Nazi rule * Romani language, any of several Indo-Aryan languages of the Roma ...
,
Uigurs The Uyghurs; ; ; ; zh, s=, t=, p=Wéiwú'ěr, IPA: ( ), alternatively spelled Uighurs, Uygurs or Uigurs, are a Turkic peoples, Turkic ethnic group originating from and culturally affiliated with the general region of Central Asia, Cent ...
,
Koreans Koreans ( South Korean: , , North Korean: , ; see names of Korea) are an East Asian ethnic group native to the Korean Peninsula. Koreans mainly live in the two Korean nation states: North Korea and South Korea (collectively and simply refe ...
, and Gagauz (today the Gagauz live in a compact area known as
Gagauzia Gagauzia or Gagauz-Yeri, or ; ro, Găgăuzia; russian: Гагаузия, Gagauziya officially the Autonomous Territorial Unit of Gagauzia; ro, Unitatea Teritorială Autonomă Găgăuzia, ''UTAG''; russian: Автономное территор ...
in the south of Moldova, where they enjoy a measure of autonomy). The Volga Germans lost their national territory with the outbreak of
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
in 1941. The peoples of the North had neither autonomous republics nor autonomous oblasts, but since the 1930s they have been organized in 10 national ''okrugs'', such as the
Chukotka Autonomous Okrug Chukotka (russian: Чуко́тка), officially the Chukotka Autonomous Okrug,, ''Čukotkakèn avtonomnykèn okrug'', is the easternmost federal subjects of Russia, federal subject of Russia. It is an autonomous okrug situated in the Russian ...
, the
Koryak Autonomous Okrug Koryak may refer to: *Koryaks, a people of northeastern Siberia *Koryak language, language of the Koryaks *Koryak Okrug, an administrative division of Kamchatka Krai, Russia *Koryak, the son of Aquaman Aquaman is a superhero appearing in ...
, the
Nenets Autonomous Okrug The Nenets Autonomous Okrug (russian: Не́нецкий автоно́мный о́круг; Nenets languages, Nenets: Ненёцие автономной ӈокрук, ''Nenjocije awtonomnoj ŋokruk'') is a federal subjects of Russia, federal su ...
, and others. Besides national republics, oblasts, and okrugs, several hundred national districts (with populations between 10,000 and 50,000) and several thousand national townships (population 500 to 5,000) were established. In some cases this policy required voluntary or forced resettlement in both directions to create a compact population. The immigration of cross-border ethnic groups and the return of non-Russian émigrés to the Soviet Union during the
New Economic Policy The New Economic Policy (NEP) () was an economic policy of the Soviet Union proposed by Vladimir Lenin in 1921 as a temporary expedient. Lenin characterized the NEP in 1922 as an economic system that would include "a free market and capitalism, ...
, albeit perceived as an easy cover for espionage, were not discouraged and proceeded quite actively, contributing to nation-building. Soviet fear of foreign influence gained momentum from sporadic ethnic guerilla uprisings along the entire Soviet frontier throughout the 1920s. The Soviet government was particularly concerned about the loyalty of the Finnish, Polish, and German populations. However, in July 1925 the Soviet authorities felt secure enough and in order to project Soviet influence outwards, exploiting cross-border ethnic ties, granted national minorities in the border regions more privileges and national rights than those in the central regions. This policy was implemented especially successfully in the
Ukrainian SSR The Ukrainian Soviet Socialist Republic ( uk, Украї́нська Радя́нська Соціалісти́чна Респу́бліка, ; russian: Украи́нская Сове́тская Социалисти́ческая Респ ...
, which at first indeed succeeded in attracting the population of Polish
Kresy Eastern Borderlands ( pl, Kresy Wschodnie) or simply Borderlands ( pl, Kresy, ) was a term coined for the eastern part of the Second Polish Republic during the interwar period (1918–1939). Largely agricultural and extensively multi-ethnic, it ...
. However, some Ukrainian communists claimed neighboring regions even from the
Russian SFSR The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
.


National delimitation in Central Asia


Rationale

Russia had conquered Central Asia in the 19th century by annexing the formerly independent
khanate A khaganate or khanate was a polity ruled by a khan, khagan, khatun, or khanum. That political territory was typically found on the Eurasian Steppe and could be equivalent in status to tribal chiefdom, principality, kingdom or empire. Mong ...
s of
Kokand Kokand ( uz, Qo‘qon/Қўқон/قوقان, ; russian: Кока́нд; fa, خوقند, Xuqand; Chagatai: خوقند, ''Xuqand''; ky, Кокон, Kokon; tg, Хӯқанд, Xöqand) is a city in Fergana Region in eastern Uzbekistan, at the sou ...
and
Khiva Khiva ( uz, Xiva/, خىۋا; fa, خیوه, ; alternative or historical names include ''Kheeva'', ''Khorasam'', ''Khoresm'', ''Khwarezm'', ''Khwarizm'', ''Khwarazm'', ''Chorezm'', ar, خوارزم and fa, خوارزم) is a district-level city ...
and the
Emirate of Bukhara The Emirate of Bukhara ( fa, , Amārat-e Bokhārā, chg, , Bukhārā Amirligi) was a Muslim polity in Central Asia that existed from 1785 to 1920 in what is modern-day Uzbekistan, Tajikistan, Turkmenistan and Kazakhstan. It occupied the lan ...
. After the Communists took power in 1917 and created the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
it was decided to divide Central Asia into ethnically based republics in a process known as National Territorial Delimitation (NTD). This was in line with Communist theory that nationalism was a necessary step on the path towards an eventually communist society, and Joseph Stalin's definition of a nation as being “a historically constituted, stable community of people, formed on the basis of a common language, territory, economic life, and psychological make-up manifested in a common culture”. NTD is commonly portrayed as being nothing more than a cynical exercise in
divide and rule Divide and rule policy ( la, divide et impera), or divide and conquer, in politics and sociology is gaining and maintaining power divisively. Historically, this strategy was used in many different ways by empires seeking to expand their terr ...
, a deliberately Machiavellian attempt by Stalin to maintain Soviet hegemony over the region by artificially dividing its inhabitants into separate nations and with borders deliberately drawn so as to leave minorities within each state. Though indeed Russia was concerned at the possible threat of pan-Turkic nationalism, as expressed for example with the
Basmachi movement The Basmachi movement (russian: Басмачество, ''Basmachestvo'', derived from Uzbek: "Basmachi" meaning "bandits") was an uprising against Russian Imperial and Soviet rule by the Muslim peoples of Central Asia. The movement's roots l ...
of the 1920s, closer analysis informed by the primary sources paints a much more nuanced picture than is commonly presented. The Soviets aimed to create ethnically homogenous republics, however many areas were ethnically-mixed (especially the
Ferghana Valley The Fergana Valley (; ; ) in Central Asia lies mainly in eastern Uzbekistan, but also extends into southern Kyrgyzstan and northern Tajikistan. Divided into three republics of the former Soviet Union, the valley is ethnically diverse and in the ...
) and often proved difficult to assign a ‘correct’ ethnic label to some peoples (e.g. the mixed Tajik-Uzbek
Sart Sart is a name for the settled inhabitants of Central Asia which has had shifting meanings over the centuries. Origin There are several theories about the origin of the term. It may be derived from the Sanskrit ''sārthavāha'' "merchant, tra ...
, or the various Turkmen/Uzbek tribes along the
Amu Darya The Amu Darya, tk, Amyderýa/ uz, Amudaryo// tg, Амударё, Amudaryo ps, , tr, Ceyhun / Amu Derya grc, Ὦξος, Ôxos (also called the Amu, Amo River and historically known by its Latin language, Latin name or Greek ) is a major rive ...
).Bergne, Paul (2007) ''The Birth of Tajikistan: National Identity and the Origins of the Republic'', IB Taurus & Co Ltd, pg. 44-5 Local national elites often strongly argued (and in many cases overstated) their case and the Russians were often forced to adjudicate between them, further hindered by a lack of expert knowledge and the paucity of accurate or up-to-date ethnographic data on the region. Furthermore, NTD also aimed to create ‘viable’ entities, with economic, geographical, agricultural and infrastructural matters also to be taken into account and frequently trumping those of ethnicity.Starr, S. Frederick (ed.) (2011) ''Ferghana Valley – the Heart of Central Asia'' Routledge, pg. 112 The attempt to balance these contradictory aims within an overall nationalist framework proved exceedingly difficult and often impossible, resulting in the drawing of often tortuously convoluted borders, multiple enclaves and the unavoidable creation of large minorities who ended up living in the ‘wrong’ republic. Additionally the Soviets never intended for these borders to become international frontiers.


Creation of new SSRs and autonomous regions

NTD of the area along ethnic lines had been proposed as early as 1920. At this time Central Asia consisted of two Autonomous Soviet Socialist Republics (ASSRs) within the
Russian SFSR The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
: the
Turkestan ASSR The Turkestan Autonomous Soviet Socialist Republic (initially, the Turkestan Socialist Federative Republic; 30 April 191827 October 1924) was an autonomous republic of the Russian Soviet Federative Socialist Republic located in Soviet Central As ...
, created in April 1918 and covering large parts of what are now southern Kazakhstan, Uzbekistan and Tajikistan, as well as Turkmenistan), and the Kirghiz Autonomous Soviet Socialist Republic (Kirghiz ASSR, Kirgizistan ASSR on the map), which was created on 26 August 1920 in the territory roughly coinciding with the northern part of today's Kazakhstan (at this time Kazakhs were referred to as ‘Kyrgyz’ and what are now the Kyrgyz were deemed a sub-group of the Kazakhs and referred to as ‘Kara-Kyrgyz’ i.e. ‘black Kyrgyz’). There were also the two separate successor ‘republics’ of the
Emirate of Bukhara The Emirate of Bukhara ( fa, , Amārat-e Bokhārā, chg, , Bukhārā Amirligi) was a Muslim polity in Central Asia that existed from 1785 to 1920 in what is modern-day Uzbekistan, Tajikistan, Turkmenistan and Kazakhstan. It occupied the lan ...
and the
Khanate of Khiva The Khanate of Khiva ( chg, ''Khivâ Khânligi'', fa, ''Khânât-e Khiveh'', uz, Xiva xonligi, tk, Hywa hanlygy) was a Central Asian polity that existed in the historical region of Khwarezm in Central Asia from 1511 to 1920, except fo ...
, which were transformed into the
Bukhara Bukhara (Uzbek language, Uzbek: /, ; tg, Бухоро, ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan, with a population of 280,187 , and the capital of Bukhara Region. People have inhabited the region around Bukhara ...
and
Khorezm People's Soviet Republic The Khorezm People's Soviet Republic ( uz, Хоразм Халқ Совет Республикаси; rus, Хорезмская Народная Советская Республика, r=Khorezmskaya Narodnaya Sovetskaya Respublika) was the st ...
s following the takeover by the
Red Army The Workers' and Peasants' Red Army (Russian: Рабо́че-крестья́нская Кра́сная армия),) often shortened to the Red Army, was the army and air force of the Russian Soviet Federative Socialist Republic and, after ...
in 1920. On 25 February 1924 the
Politburo A politburo () or political bureau is the executive committee for communist parties. It is present in most former and existing communist states. Names The term "politburo" in English comes from the Russian ''Politbyuro'' (), itself a contraction ...
and
Central Committee Central committee is the common designation of a standing administrative body of Communist party, communist parties, analogous to a board of directors, of both ruling and nonruling parties of former and existing socialist states. In such party org ...
of the Soviet Union announced that it would proceed with NTD in Central Asia.Bergne, Paul (2007) ''The Birth of Tajikistan: National Identity and the Origins of the Republic'', IB Taurus & Co Ltd, pg. 42 The process was to be overseen by a Special Committee of the Central Asian Bureau, with three sub-committees for each of what were deemed to be the main nationalities of the region (Kazakhs, Turkmen and Uzbeks), with work then exceedingly rapidly. There were initial plans to possibly keep the Khorezm and Bukhara PSRs, but it was decided in April 1924 to partition them, over the often vocal opposition of their local Communist Parties. The Khorezm CP in particular were reluctant to destroy their PSR and had to be strong-armed into voting for their own dissolution in July of that year. The Turkestan ASSR was officially partitioned into two Soviet Socialist Republics (SSR), the
Turkmen SSR Turkmen, Türkmen, Turkoman, or Turkman may refer to: Peoples Historical ethnonym * Turkoman (ethnonym), ethnonym used for the Oghuz Turks during the Middle Ages Ethnic groups * Turkmen in Anatolia and the Levant (Seljuk and Ottoman-Turkish desc ...
and the
Uzbek SSR Uzbekistan (, ) is the common English name for the Uzbek Soviet Socialist Republic (Uzbek SSR; uz, Ўзбекистон Совет Социалистик Республикаси, Oʻzbekiston Sovet Sotsialistik Respublikasi, in Russian: Уз ...
. The Turkmen SSR roughly matched the borders of today's Turkmenistan and it was created as a home for the
Turkmens Turkmens ( tk, , , , ; historically "the Turkmen"), sometimes referred to as Turkmen Turks ( tk, , ), are a Turkic ethnic group native to Central Asia, living mainly in Turkmenistan, northern and northeastern regions of Iran and north-weste ...
of Soviet Central Asia. The Bukhara and Khorezm People's Soviet Republics were largely absorbed into the Uzbek SSR, which also included other territories inhabited by
Uzbeks The Uzbeks ( uz, , , , ) are a Turkic ethnic group native to the wider Central Asian region, being among the largest Turkic ethnic group in the area. They comprise the majority population of Uzbekistan, next to Kazakh and Karakalpak mino ...
as well as those inhabited by ethnic
Tajiks Tajiks ( fa, تاجيک، تاجک, ''Tājīk, Tājek''; tg, Тоҷик) are a Persian-speaking Iranian ethnic group native to Central Asia, living primarily in Afghanistan, Tajikistan, and Uzbekistan. Tajiks are the largest ethnicity in Tajik ...
. At the same time, the
Tajik ASSR The Tajik Autonomous Soviet Socialist Republic (Tajik ASSR) (russian: Таджикская Автономная Социалистическая Советская Республика) was an autonomous republic within the Uzbek SSR in the Sovi ...
was created within the Uzbek SSR for the Tajik ethnic population and, in May 1929, it was separated from Uzbek SSR and upgraded to the status of a full Soviet Socialist Republic (the
Tajik SSR The Tajik Soviet Socialist Republic,, ''Çumhuriji Şūraviji Sotsialistiji Toçikiston''; russian: Таджикская Советская Социалистическая Республика, ''Tadzhikskaya Sovetskaya Sotsialisticheskaya Resp ...
). The
Kirghiz SSR The Kirghiz Soviet Socialist Republic (Kirghiz SSR; ky, Кыргыз Советтик Социалисттик Республикасы, Kyrgyz Sovettik Sotsialisttik Respublikasy, ky, Кыргыз ССР, Kyrgyz SSR, russian: Киргизск ...
(today's Kyrgyzstan) was created only in 1936; between 1929 and 1936 it existed as the
Kara-Kirghiz Autonomous Oblast The Kara-Kirghiz Autonomous Oblast (russian: Кара-Киргизская автономная область; ky, Кара-Кыргыз өзэркин облусу, translit=Kara-Kyrgyz özérkin oblusu), abbreviated as Kara-Kirghiz AO (russia ...
(province) within the
Russian SFSR The Russian Soviet Federative Socialist Republic, Russian SFSR or RSFSR ( rus, Российская Советская Федеративная Социалистическая Республика, Rossíyskaya Sovétskaya Federatívnaya Soci ...
. The
Kazakh SSR ; kk, Қазақ Советтік Социалистік Республикасы) *1991: Republic of Kazakhstan (russian: Республика Казахстан; kk, Қазақстан Республикасы) , linking_name = the ...
was also created at that time (5 December 1936), thus completing the process of national delimitation of Soviet Central Asia into five Soviet Socialist Republics that in 1991 would become five independent states. Particularly bitter debates accompanied the partition of the Uzbek and Tajik SSRs in 1929, focusing especially on the status of the cities of
Bukhara Bukhara (Uzbek language, Uzbek: /, ; tg, Бухоро, ) is the List of cities in Uzbekistan, seventh-largest city in Uzbekistan, with a population of 280,187 , and the capital of Bukhara Region. People have inhabited the region around Bukhara ...
,
Samarkand fa, سمرقند , native_name_lang = , settlement_type = City , image_skyline = , image_caption = Clockwise from the top:Registan square, Shah-i-Zinda necropolis, Bibi-Khanym Mosque, view inside Shah-i-Zinda, ...
, and the
Surxondaryo Region Surxondaryo Region ( uz, Surxondaryo viloyati, Сурхондарё вилояти, سرخان‌دریا ولایت, russian: Сурхандарьинская область, fa, سرخان‌دریا, UniPers: "sorxāndaryā"), old spelling Su ...
, all of which had sizeable, if not dominant, Tajik populations. The final decision negotiated by the Uzbek and Tajik parties, not without strong involvement of the Communist Party, left these three largely Tajik-populated territories within the Turkic-populated Uzbek SSR. The Tajik SSR was created on 5 December 1929 as the home for most of the ethnic Tajiks in Soviet Central Asia within the boundaries of present-day
Tajikistan Tajikistan (, ; tg, Тоҷикистон, Tojikiston; russian: Таджикистан, Tadzhikistan), officially the Republic of Tajikistan ( tg, Ҷумҳурии Тоҷикистон, Jumhurii Tojikiston), is a landlocked country in Centr ...
.


Nation-building for ethnic minorities

In the 1920s and the 1930s, the policy of national delimitation, which assigned national territories to ethnic groups and nationalities, was followed by nation-building, attempting to create a full range of national institutions within each national territory. Each officially recognized ethnic minority, however small, was granted its own national territory where it enjoyed a certain degree of autonomy, in addition to national elites. A written national language was developed (if it had been lacking), national
language planning In sociolinguistics, language planning (also known as language engineering) is a deliberate effort to influence the function, structure or acquisition of languages or language varieties within a speech community.Kaplan B., Robert, and Richard ...
was implemented, native teachers were trained, and national schools were established. This was always accompanied by native-language press and books written in the native language, along with other facets of cultural life. National elites were encouraged to develop and take over the leading administrative and Party positions, sometimes in proportions exceeding the proportion of the native population. With the grain requisition crises,
famines A famine is a widespread scarcity of food, caused by several factors including war, natural disasters, crop failure, population imbalance, widespread poverty, an economic catastrophe or government policies. This phenomenon is usually accompan ...
; troubled economic conditions; international destabilization and the reversal of the immigration flow in the early 1930s, the Soviet Union became increasingly worried about the possible disloyalty of diaspora ethnic groups with cross-border ties (especially
Finns Finns or Finnish people ( fi, suomalaiset, ) are a Baltic Finnic ethnic group native to Finland. Finns are traditionally divided into smaller regional groups that span several countries adjacent to Finland, both those who are native to these ...
,
Germans , native_name_lang = de , region1 = , pop1 = 72,650,269 , region2 = , pop2 = 534,000 , region3 = , pop3 = 157,000 3,322,405 , region4 = , pop4 = ...
and
Poles Poles,, ; singular masculine: ''Polak'', singular feminine: ''Polka'' or Polish people, are a West Slavic nation and ethnic group, who share a common history, culture, the Polish language and are identified with the country of Poland in Ce ...
), residing along its western borders. This eventually led to the start of Stalin's repressive policy towards them. Following the introduction of the Soviet passport system in 1932, each adult citizen's ethnicity (russian: национальность) was necessarily recorded in their passport. Where parents' nationalities differed, a citizen was able to choose which nationality to register in their passport. This practice did not exist in the Russian empire and has been abolished in the Russian Federation, although it remains law in some former-Soviet republics, including
Kazakhstan Kazakhstan, officially the Republic of Kazakhstan, is a transcontinental country located mainly in Central Asia and partly in Eastern Europe. It borders Russia to the north and west, China to the east, Kyrgyzstan to the southeast, Uzbeki ...
and
Uzbekistan Uzbekistan (, ; uz, Ozbekiston, italic=yes / , ; russian: Узбекистан), officially the Republic of Uzbekistan ( uz, Ozbekiston Respublikasi, italic=yes / ; russian: Республика Узбекистан), is a doubly landlocked cou ...
. The Bolsheviks’ plan was to identify the total sum of all national, cultural, linguistic, and territorial diversities under their rule and establish scientific criteria to identify which groups of people were entitled to the description of 'nation'. This task relied on the existing work of tsarist-era ethnographers and statisticians, as well as new research conducted under Soviet auspices. Because most people did not know what is meant by a nation, some of them simply gave names when asked about
ethnic group An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
. Many groups were thought to be biologically similar, but culturally distinct. In Central Asia, many identified their "nation" as "Muslim." In other cases, geography made the difference, or even whether one lived in a town versus the countryside. Principally, however, dialects or languages formed the basis for distinguishing between various nations. The results were often contradictory and confusing. More than 150 nations were counted in Central Asia alone. Some were quickly subordinated to others, with communities which had hitherto been counted as "nations" now deemed to be simply tribes. As a result, the number of nations shrunk over the decades.


See also

*
Islam in the Soviet Union After it was established on most of the territory of the Russian Empire, the Soviet Union remained the world's largest country until it collapsed in 1991. It covered a large part of Eastern Europe while also spanning the entirety of the Cauca ...
*
Soviet people Soviet people ( rus, сове́тский наро́д, r=sovyétsky naród), or citizens of the USSR ( rus, гра́ждане СССР, grázhdanye SSSR), was an umbrella demonym for the population of the Soviet Union. Nationality policy in t ...
*
Korenizatsiya Korenizatsiya ( rus, коренизация, p=kərʲɪnʲɪˈzatsɨjə, , "indigenization") was an early policy of the Soviet Union for the integration of non-Russian nationalities into the governments of their specific Soviet republics. In the ...
*
Soviet Central Asia Soviet Central Asia (russian: link=no, Советская Средняя Азия, Sovetskaya Srednyaya Aziya) was the part of Central Asia administered by the Soviet Union between 1918 and 1991, when the Central Asian republics declared ind ...


References

;Notes ;Citations


Further reading

*
John Everett-Heath John Everett-Heath is a British author, former civil servant, and a Fellow of the Royal Geographical Society.Concise Dictionary of World Place-Names. John Everett-Heath. Oxford University Press 2005 Everett-Heath was a military diplomat in B ...
(2003) ''Central Asia: History, Ethnicity, Modernity'',
Routledge Routledge () is a British multinational publisher. It was founded in 1836 by George Routledge, and specialises in providing academic books, journals and online resources in the fields of the humanities, behavioural science, education, law, and ...
-Curzon, *Arne Haugen (2004) ''The Establishment of National Republics in Central Asia'',
Palgrave Macmillan Palgrave Macmillan is a British academic and trade publishing company headquartered in the London Borough of Camden. Its programme includes textbooks, journals, monographs, professional and reference works in print and online. It maintains off ...
, *Terry Martin(2001). ''The Affirmative Action Empire: Nations and Nationalism in the Soviet Union, 1923-1939'',
Cornell University Press The Cornell University Press is the university press of Cornell University; currently housed in Sage House, the former residence of Henry William Sage. It was first established in 1869, making it the first university publishing enterprise in th ...
, *Oliver Roy (2000) ''The New Central Asia: The Creation of Nations'',
NYU Press New York University Press (or NYU Press) is a university press that is part of New York University. History NYU Press was founded in 1916 by the then chancellor of NYU, Elmer Ellsworth Brown. Directors * Arthur Huntington Nason, 1916–1932 ...
, *
Rogers Brubaker Rogers Brubaker (; born 1956) is professor of sociology at University of California, Los Angeles and UCLA Foundation Chair. He has written academic works on social theory, immigration, citizenship, nationalism, ethnicity, religion, diasporas, gen ...
,
Nationhood and the National Question in the Soviet Union and Post-Soviet Eurasia: An Institutionalist Account
'. Theory and Society, 23 (February 1994): 47–78. {{DEFAULTSORT:National Delimitation In The Soviet Union Subdivisions of the Soviet Union Decentralization Soviet internal politics Soviet ethnic policy Soviet phraseology
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
Geography of the Soviet Union Post-Soviet states