Linkage (policy)
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Linkage was a
foreign policy A State (polity), state's foreign policy or external policy (as opposed to internal or domestic policy) is its objectives and activities in relation to its interactions with other states, unions, and other political entities, whether bilaterall ...
that was pursued by the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
and championed by
Richard Nixon Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was ...
and
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
in the 1970s
détente Détente (, French: "relaxation") is the relaxation of strained relations, especially political ones, through verbal communication. The term, in diplomacy, originates from around 1912, when France and Germany tried unsuccessfully to reduc ...
, during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
. The policy aimed to persuade the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
to co-operate in restraining
revolutions In political science, a revolution (Latin: ''revolutio'', "a turn around") is a fundamental and relatively sudden change in political power and political organization which occurs when the population revolts against the government, typically due ...
in the
Third World The term "Third World" arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Japan, South Korea, Western European nations and their allies represented the " First ...
in return for concessions in
nuclear Nuclear may refer to: Physics Relating to the nucleus of the atom: * Nuclear engineering *Nuclear physics *Nuclear power *Nuclear reactor *Nuclear weapon *Nuclear medicine *Radiation therapy *Nuclear warfare Mathematics *Nuclear space *Nuclear ...
and
economic An economy is an area of the Production (economics), production, Distribution (economics), distribution and trade, as well as Consumption (economics), consumption of Goods (economics), goods and Service (economics), services. In general, it is ...
fields. Soviet interventions occurred in various conflicts such as the
Angolan Civil War The Angolan Civil War ( pt, Guerra Civil Angolana) was a civil war in Angola, beginning in 1975 and continuing, with interludes, until 2002. The war immediately began after Angola became independent from Portugal in November 1975. The war was ...
, the
Mozambican Civil War The Mozambican Civil War ( pt, Guerra Civil Moçambicana) was a civil war fought in Mozambique from 1977 to 1992. Like many regional African conflicts during the late twentieth century, the Mozambican Civil War possessed local dynamics but was a ...
, and the
Ogaden War The Ogaden War, or the Ethio-Somali War (, am, የኢትዮጵያ ሶማሊያ ጦርነት, ye’ītiyop’iya somalīya t’orineti), was a military conflict fought between Somalia and Ethiopia from July 1977 to March 1978 over the Ethiopi ...
, while many revolutions still occurred in Third World countries, undermining the policy. The premise behind linkage, as a policy, was to connect political and military issues. This established a relationship making progress in area "A" dependent on progress in area "B." An important aspect of the policy was that deviations from respecting the rights and interests would go punished. The intent of the action was to bring home to the offending state the limitations of acceptable international behaviour and demonstrate that attempts at expansion (and upsetting international stability) would go punished. This meant that conflict itself would contribute to stabilising the international order. The Nixon-Kissinger approach did not link foreign and domestic areas. Selective relaxation of tensions is an opposing policy to linkage. In that case, an issue of
arms control Arms control is a term for international restrictions upon the development, production, stockpiling, proliferation and usage of small arms, conventional weapons, and weapons of mass destruction. Arms control is typically exercised through the u ...
could be addressed and tension diminished, with the status quo being maintained in other strategic areas.


Different uses of the term

There have been different uses of the term ‘linkage’ in reference to both domestic and international policy making. There is often debate over the true meaning of the term. Historians and academics have portrayed the meaning of ‘linkage’ in different lights. Common understandings of the term are that linkage means leverage – the linking of one event to another in order to maintain bargaining power or pressure on the opposing party involved. Another description of linkage comes from
Marvin Kalb Marvin Leonard Kalb (born June 9, 1930) is an American journalist. Kalb was the founding director of the Shorenstein Center on Media, Politics and Public Policy and Edward R. Murrow Professor of Press and Public Policy from 1987 to 1999. The Shor ...
and
Bernard Kalb Bernard Kalb (born February 4, 1922) is an American journalist, moderator, media critic, lecturer, and author. Life and career Born in New York City, he covered international affairs for more than three decades at CBS News, NBC News and ''The Ne ...
. They describe linkage as "an up-to-date application of enryKissinger’s theories about balance of power." Specific types of linkages can be coercive or cooperative. They can also be prospective, such as promises or threats, and they can be retrospective, such as rewards or retaliation. Since the 1970s, the term has been used to make reference to the influence and manipulation of US-Soviet and east–west connections. An example of coercive linkage policy would be the US seeking to tie arms control progress to what they thought was acceptable behaviour in the Third World. This was based on the assumption that the Soviet Union wanted arms control more than the US did.


The politics of linkage

There are multiple theories behind linkage politics. The basic differences behind these theories are that the parties involved are either different or similar – with respect to their issue positions. For those parties that are different, the politics of linkage are based on the assumption that governments or parties involved make decisions as
trade-off A trade-off (or tradeoff) is a situational decision that involves diminishing or losing one quality, quantity, or property of a set or design in return for gains in other aspects. In simple terms, a tradeoff is where one thing increases, and anot ...
s. Linkage is "established by the players’ beliefs that cooperative behaviour in one setting influences the prospects for cooperation in other settings." By connecting events or issues that are not necessarily connected in a particular way, governments can boost their political and economic situations by surrendering less important issues for those that have a greater, all-round importance. For those parties that are similar, linkage politics are based on the observation that mutually beneficial exchange is more prevalent between similar countries. One country would link positive
incentive In general, incentives are anything that persuade a person to alter their behaviour. It is emphasised that incentives matter by the basic law of economists and the laws of behaviour, which state that higher incentives amount to greater levels of ...
s (such as technology transfers and arms control) to the expectation of the other country’s cooperation requital. With similar issues, it becomes more about
bargaining power Bargaining power is the relative ability of parties in an argumentative situation (such as bargaining, contract writing, or making an agreement) to exert influence over each other. If both parties are on an equal footing in a debate, then they w ...
and convincing the other country involved that they are receiving something worthwhile in return.


Origin and setting

Linkage policy became significant during the time of détente during the Cold War. This meant a relaxing of tensions, mainly between the East and the West. By 1971, the newly established Soviet leader
Leonid Brezhnev Leonid Ilyich Brezhnev; uk, links= no, Леонід Ілліч Брежнєв, . (19 December 1906– 10 November 1982) was a Soviet Union, Soviet politician who served as General Secretary of the Communist Party of the Soviet Union, Gener ...
was ready to accept US ideas about relaxing tensions. This was for a number of reasons. The Soviet Union had issues with the Czechoslovakian Communist party in 1968 when their leader,
Alexander Dubček Alexander Dubček (; 27 November 1921 – 7 November 1992) was a Slovak politician who served as the First Secretary of the Presidium of the Central Committee of the Communist Party of Czechoslovakia (KSČ) (''de facto'' leader of Czechoslovak ...
, created reforms encouraging free speech and democracy. This began a wave of demonstrations that promoted
liberalisation Liberalization or liberalisation (British English) is a broad term that refers to the practice of making laws, systems, or opinions less severe, usually in the sense of eliminating certain government regulations or restrictions. The term is used m ...
, called the
Prague Spring The Prague Spring ( cs, Pražské jaro, sk, Pražská jar) was a period of political liberalization and mass protest in the Czechoslovak Socialist Republic. It began on 5 January 1968, when reformist Alexander Dubček was elected First Sec ...
. On August 20, the USSR invaded
Czechoslovakia , rue, Чеськословеньско, , yi, טשעכאסלאוואקיי, , common_name = Czechoslovakia , life_span = 1918–19391945–1992 , p1 = Austria-Hungary , image_p1 ...
to undo the reforms taking place. This created the
Brezhnev Doctrine The Brezhnev Doctrine was a Soviet foreign policy that proclaimed any threat to socialist rule in any state of the Soviet Bloc in Central and Eastern Europe was a threat to them all, and therefore justified the intervention of fellow socialist sta ...
, which gave the Soviet Union its own right to intervene against counterrevolutionary behaviour. Fearing that this might apply to them, China provoked and engaged in conflict with the Soviets. Such conflicts forced the Soviets to scale back aggressiveness and "repair
heir Inheritance is the practice of receiving private property, titles, debts, entitlements, privileges, rights, and obligations upon the death of an individual. The rules of inheritance differ among societies and have changed over time. Officiall ...
image in the wake of the Prague Spring." The fear of having poor relations with both the US and China was an incentive for the Soviets to seek détente. Other incentives included the need for agricultural imports and access to better Western technology. The US and Soviet Union saw détente differently. The US saw détente as an encouragement of changes in Soviet Union domestic and foreign policy. The Soviets saw détente as influencing only foreign policy, not domestic issues. What they did have in common was a shared interest in avoiding a nuclear war. They were also in agreement that east–west competition would continue during this period of relaxed tensions. The problem arose when they was a lack of clarity in terms of how détente would affect Third World involvement. The US mainly had issues with Soviet foreign policy in these areas. Henry Kissinger (US Secretary of State at the time) believed there were areas of congruent interests which would help to regulate competition between the US and the Soviet Union.


Nixon-Ford era (1969-1977)

During the Presidencies of both Richard Nixon and
Gerald Ford Gerald Rudolph Ford Jr. ( ; born Leslie Lynch King Jr.; July 14, 1913December 26, 2006) was an American politician who served as the 38th president of the United States from 1974 to 1977. He was the only president never to have been elected ...
, linkage diplomacy was used as a key foreign policy measure. It was particularly aimed at the Soviet Union. Henry Kissinger, who was Nixon's
National Security Advisor A national security advisor serves as the chief advisor to a national government on matters of security. The advisor is not usually a member of the government's cabinet but is usually a member of various military or security councils. National sec ...
, said that the aim of this policy was to "free
merican ''Merican'' is an EP by the American punk rock band the Descendents, released February 10, 2004. It was the band's first release for Fat Wreck Chords and served as a pre-release to their sixth studio album ''Cool to Be You'', released the follow ...
foreign policy from oscillations between overextension and isolation and to ground it in a firm conception of the national interest." Following the signing of the
Strategic Arms Limitation Talks The Strategic Arms Limitation Talks (SALT) were two rounds of bilateral conferences and corresponding international treaties involving the United States and the Soviet Union. The Cold War superpowers dealt with arms control in two rounds of ta ...
(SALT) agreement in 1972, both the US and the Soviet Union agreed to practise mutual restraint. The terms of the agreement were vague. This meant that Nixon and Kissinger interpreted it as a justification of their own actions. As a result of this, part of this administrations perception of linkage was to convince Soviet leaders that they would have motivation for moderation, and also punishment for a contradiction of the previous agreements they had signed. Nixon and Kissinger also wanted to tie linkage to
trade Trade involves the transfer of goods and services from one person or entity to another, often in exchange for money. Economists refer to a system or network that allows trade as a market. An early form of trade, barter, saw the direct excha ...
. As trade ties between the US and the Soviet Union increased, Kissinger aimed to convert these connections into political advantages. They wanted to make economic cooperation contingent on the evidence of progress in
US foreign policy The officially stated goals of the foreign policy of the United States of America, including all the bureaus and offices in the United States Department of State, as mentioned in the ''Foreign Policy Agenda'' of the Department of State, are ...
matters. If the Soviet Union made exceptions to issues they had with US foreign policy, the United States would grant them the most favoured nation (MFN) status. This administration aimed to use the growing economic relationship with the USSR as a "carrot for Soviet political behaviour." Congressional intervention made it difficult for Nixon and Kissinger to implement linkage policy in the way they wanted to. The trade agreement that Nixon and Kissinger established was amended in 1974 under the Jackson-Vanik amendment. This linked the granting of the MFN status, instead, with increased Jewish emigration from the USSR. Such terms were found to be humiliating and unacceptable on the part of the Soviet Union. This made it difficult to finalise the agreement. Raymond Garthoff (US treaty adviser and former US ambassador to Bulgaria) said that the intervention by
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of a ...
spoiled Soviet expectations of economic benefits that had been promised by the Nixon government by making them dependent on Soviet internal affairs. Kissinger objected the intervention from Congress as he believed foreign issues are better resolved quietly than publicly in Congress. The success of quiet diplomacy can be seen in the following fact: in 1968 only 400 Jews were allowed to emigrate, but in 1973, nearly 35,000 were allowed to emigrate. Nixon and Kissinger were secretive in their policymaking. This was because they were suspicious of the
bureaucracy The term bureaucracy () refers to a body of non-elected governing officials as well as to an administrative policy-making group. Historically, a bureaucracy was a government administration managed by departments staffed with non-elected offi ...
. Decisions were made without the knowledge of William Rogers, who was the secretary of State at the time and responsible for the management of US diplomacy. Congress also grew suspicious and played a role in foreign policy as well. This secrecy and conflicting ideas made it difficult to gain concessions and make progress in foreign policy.


Jimmy Carter era (1977-1981)

While Nixon had the idea of championing Linkage policy during his time as president,
Carter Carter(s), or Carter's, Tha Carter, or The Carter(s), may refer to: Geography United States * Carter, Arkansas, an unincorporated community * Carter, Mississippi, an unincorporated community * Carter, Montana, a census-designated place * Carter, ...
did not believe that linkage policy was the answer to cooling Soviet tensions early on in his presidency. He believed that the majority of his country's international concerns stemmed from the confrontational relationship between the US and the Soviet Union. This view was backed by the US Secretary of state
Cyrus Vance Cyrus Roberts Vance Sr. (March 27, 1917January 12, 2002) was an American lawyer and United States Secretary of State under President Jimmy Carter from 1977 to 1980. Prior to serving in that position, he was the United States Deputy Secretary of ...
. Carter also had no desire to engage in issues related to Soviet engagement in the Third World. Carter's National Security Advisor,
Zbigniew Brzezinski Zbigniew Kazimierz Brzeziński ( , ; March 28, 1928 – May 26, 2017), or Zbig, was a Polish-American diplomat and political scientist. He served as a counselor to President Lyndon B. Johnson from 1966 to 1968 and was President Jimmy Carter's ...
, held a different view. He supported the employment of linkage diplomacy. Brzezinski believed that the correct answer to Soviet actions in the Third World was a "carefully calibrated policy of simultaneous competition and cooperation of its own, designed to promote a more comprehensive and more reciprocal détente." In 1978 Brzezinski strove to link developments in the SALT II negotiations to revised Soviet behaviour in Africa. The
Ogaden War The Ogaden War, or the Ethio-Somali War (, am, የኢትዮጵያ ሶማሊያ ጦርነት, ye’ītiyop’iya somalīya t’orineti), was a military conflict fought between Somalia and Ethiopia from July 1977 to March 1978 over the Ethiopi ...
took place in 1977-78 between
Ethiopia Ethiopia, , om, Itiyoophiyaa, so, Itoobiya, ti, ኢትዮጵያ, Ítiyop'iya, aa, Itiyoppiya officially the Federal Democratic Republic of Ethiopia, is a landlocked country in the Horn of Africa. It shares borders with Eritrea to the ...
and
Somalia Somalia, , Osmanya script: 𐒈𐒝𐒑𐒛𐒐𐒘𐒕𐒖; ar, الصومال, aṣ-Ṣūmāl officially the Federal Republic of SomaliaThe ''Federal Republic of Somalia'' is the country's name per Article 1 of thProvisional Constituti ...
. The US was allied to Ethiopia, and the Soviet Union was allied to Somalia. The Soviets had recently started constructing a military presence in Ethiopia, despite the US’ previously established relationship. After efforts of mediation from the Soviet Union failed, Somalia cut all ties and its friendship treaty with the USSR in 1977. The Soviet Union increased its presence by sending 10,000 soldiers into the country by early 1978. Soviet involvement in this conflict created a setback in the US attempts to deal with instability in the third world, especially Africa. Following this, Brzezinski called for the delay of SALT II negotiations in retaliation. This would continue until the USSR complied with what the US perceived as acceptable conduct in the Third World.  Vance tried to dampen the usage of linkage diplomacy. He suggested that a more suitable approach would be to accept that the US and the Soviet Union have competition, but not link Third World behaviour with important issues such as the SALT agreements. President Carter did not reject this, but said that the abuse of human rights and involvement in Africa would make it difficult to ratify the SALT agreement. In December 1979, the Soviet Union intervened in Afghanistan. The intervention was considered a "blatant violation of accepted international rules of behaviour" by Carter. Another concern was the fall of the Shah in Iran in early 1979, and the perceived inability of the Carter administration to free the American hostages held there. This largely affected US policy and according to Brzezinski, led to the demise of détente. Carter's national security advisor, Brzezinski, believed that the Soviet's found a sense of confidence and were emboldened by the US failure to react strongly to the USSR intervention of the
Horn Horn most often refers to: *Horn (acoustic), a conical or bell shaped aperture used to guide sound ** Horn (instrument), collective name for tube-shaped wind musical instruments *Horn (anatomy), a pointed, bony projection on the head of various ...
in 1978. He mentioned that this allowed them to be more aggressive in their foreign policy without the risk of US punishment. He believed linkage policy should have been developed and used more consistently throughout Carter's term as president. If this happened, the Soviet's would have been less adventurous in their exploration of the Third World, and the SALT negotiations could have been saved. Following this, the US imposed sanctions on the Soviet Union including a grain embargo and a ban on the transfer of technology.


Looking back after the Cold War

There are multiple arguments as to whether linkage diplomacy had achieved its objectives by the end of the Cold War. Samuel Makinda states three reasons against the success of linkage policy. These include conceptual problems, unsolicited interference in Soviet internal affairs, and Soviet intervention due to American disenchantment.


Conceptual problems

The Basic Principles agreement was the basis on which Linkage policy was first imposed. The agreement was vague and not very specific. This meant that each country interpreted the agreement in their own way. This was the conceptual problem. For example, the US wanted ‘unilateral advantage’ in the Middle East but did not involve the Soviet Union in the Egyptian-Israeli peace process. But when the Soviets wanted ‘unilateral advantage’ in Africa, the US wanted to punish them.


Soviet internal affairs

The US wanted to link their own issues with Soviet domestic policies. The SALT I agreement between the US and the Soviet Union in 1972 and the Basic Principles Agreement did not involve issues related to domestic policies. When the US did attempt to affect domestic policy in the Soviet Union, the Soviet leaders regarded it as interfering in their internal affairs in an attempt to undermine their leadership.


US disenchantment

The US had disenchanted some countries in its attempt to deal with Soviet aggressiveness and expansion. For example, Ethiopia became disenchanted after developments in the Ogaden War. Angola also became disenchanted because they could not get US support due to their ideological inclinations. This meant that Soviet intervention in Africa was partly because these disenchanted countries invited them.


See also

*
Appeasement Appeasement in an international context is a diplomatic policy of making political, material, or territorial concessions to an aggressive power in order to avoid conflict. The term is most often applied to the foreign policy of the UK governm ...
*
Containment Containment was a geopolitical strategic foreign policy pursued by the United States during the Cold War to prevent the spread of communism after the end of World War II. The name was loosely related to the term ''cordon sanitaire'', which was ...
*
Détente Détente (, French: "relaxation") is the relaxation of strained relations, especially political ones, through verbal communication. The term, in diplomacy, originates from around 1912, when France and Germany tried unsuccessfully to reduc ...
*
Domino theory The domino theory is a geopolitical theory which posits that increases or decreases in democracy in one country tend to spread to neighboring countries in a domino effect. It was prominent in the United States from the 1950s to the 1980s in the ...
*
Dual containment Dual containment was an official US foreign policy aimed at containing Ba'athist Iraq and Revolutionary Iran. The term was first officially used in May 1993 by Martin Indyk at the Washington Institute for Near East Policy and officially announced ...
(Iran-Iraq containment) *
Marshall Plan The Marshall Plan (officially the European Recovery Program, ERP) was an American initiative enacted in 1948 to provide foreign aid to Western Europe. The United States transferred over $13 billion (equivalent of about $ in ) in economic re ...
*
Rollback In political science, rollback is the strategy of forcing a change in the major policies of a state, usually by replacing its ruling regime. It contrasts with containment, which means preventing the expansion of that state; and with détente, w ...
*
Truman Doctrine The Truman Doctrine is an American foreign policy that pledged American "support for democracies against authoritarian threats." The doctrine originated with the primary goal of containing Soviet geopolitical expansion during the Cold War. It was ...


References


Sources

* ''
Diplomacy Diplomacy comprises spoken or written communication by representatives of states (such as leaders and diplomats) intended to influence events in the international system.Ronald Peter Barston, ''Modern diplomacy'', Pearson Education, 2006, p. 1 ...
'' by Henry Kissinger (1994) , pp 716–721 * ''Kissinger: A Biography'' by Walter Isaacson (1992) {{Richard Nixon Presidency of Richard Nixon Soviet Union–United States relations Cold War terminology China–United States relations Cold War policies 20th century in international relations