In
coding theory
Coding theory is the study of the properties of codes and their respective fitness for specific applications. Codes are used for data compression, cryptography, error detection and correction, data transmission and data storage. Codes are stud ...
, list decoding is an alternative to unique decoding of
error-correcting codes
In computing, telecommunication, information theory, and coding theory, an error correction code, sometimes error correcting code, (ECC) is used for controlling errors in data over unreliable or noisy communication channels. The central idea is ...
for large error rates. The notion was proposed by
Elias
Elias is the Greek equivalent of Elijah ( he, אֵלִיָּהוּ ''ʾĒlīyyāhū''; Syriac: ܐܠܝܐ ''Eliyā''; Arabic: الیاس Ilyās/Elyās), a prophet in the Northern Kingdom of Israel in the 9th century BC, mentioned in several holy ...
in the 1950s. The main idea behind list decoding is that the decoding algorithm instead of outputting a single possible message outputs a list of possibilities one of which is correct. This allows for handling a greater number of errors than that allowed by unique decoding.
The unique decoding model in
coding theory
Coding theory is the study of the properties of codes and their respective fitness for specific applications. Codes are used for data compression, cryptography, error detection and correction, data transmission and data storage. Codes are stud ...
, which is constrained to output a single valid codeword from the received word could not tolerate a greater fraction of errors. This resulted in a gap between the error-correction performance for
stochastic
Stochastic (, ) refers to the property of being well described by a random probability distribution. Although stochasticity and randomness are distinct in that the former refers to a modeling approach and the latter refers to phenomena themselv ...
noise models (proposed by
Shannon) and the adversarial noise model (considered by
Richard Hamming
Richard Wesley Hamming (February 11, 1915 – January 7, 1998) was an American mathematician whose work had many implications for computer engineering and telecommunications. His contributions include the Hamming code (which makes use of a Ha ...
). Since the mid 90s, significant algorithmic progress by the coding theory community has bridged this gap. Much of this progress is based on a relaxed error-correction model called list decoding, wherein the decoder outputs a list of codewords for worst-case pathological error patterns where the actual transmitted codeword is included in the output list. In case of typical error patterns though, the decoder outputs a unique single codeword, given a received word, which is almost always the case (However, this is not known to be true for all codes). The improvement here is significant in that the error-correction performance doubles. This is because now the decoder is not confined by the half-the-minimum distance barrier. This model is very appealing because having a list of codewords is certainly better than just giving up. The notion of list-decoding has many interesting applications in
complexity theory.
The way the channel noise is modeled plays a crucial role in that it governs the rate at which reliable communication is possible. There are two main schools of thought in modeling the channel behavior:
*Probabilistic noise model studied by Shannon in which the channel noise is modeled precisely in the sense that the probabilistic behavior of the channel is well known and the probability of occurrence of too many or too few errors is low
*Worst-case or adversarial noise model considered by Hamming in which the channel acts as an adversary that arbitrarily corrupts the codeword subject to a bound on the total number of errors.
The highlight of list-decoding is that even under adversarial noise conditions, it is possible to achieve the information-theoretic optimal trade-off between rate and fraction of errors that can be corrected. Hence, in a sense this is like improving the error-correction performance to that possible in case of a weaker, stochastic noise model.
Mathematical formulation
Let
be a
error-correcting code; in other words,
is a code of length
, dimension
and minimum distance
over an alphabet
of size
. The list-decoding problem can now be formulated as follows:
Input: Received word
,
error bound
The approximation error in a data value is the discrepancy between an exact value and some '' approximation'' to it. This error can be expressed as an absolute error (the numerical amount of the discrepancy) or as a relative error (the absolute e ...
Output: A list of all codewords
whose
hamming distance
In information theory, the Hamming distance between two strings of equal length is the number of positions at which the corresponding symbols are different. In other words, it measures the minimum number of ''substitutions'' required to chan ...
from
is at most
.
Motivation for list decoding
Given a received word
, which is a noisy version of some transmitted codeword
, the decoder tries to output the transmitted codeword by placing its bet on a codeword that is “nearest” to the received word. The Hamming distance between two codewords is used as a metric in finding the nearest codeword, given the received word by the decoder. If
is the minimum Hamming distance of a code
, then there exists two codewords
and
that differ in exactly
positions. Now, in the case where the received word
is equidistant from the codewords
and
, unambiguous decoding becomes impossible as the decoder cannot decide which one of
and
to output as the original transmitted codeword. As a result, the half-the minimum distance acts as a combinatorial barrier beyond which unambiguous error-correction is impossible, if we only insist on unique decoding. However, received words such as
considered above occur only in the worst-case and if one looks at the way Hamming balls are packed in high-dimensional space, even for error patterns
beyond half-the minimum distance, there is only a single codeword
within Hamming distance
from the received word. This claim has been shown to hold with high probability for a random code picked from a natural ensemble and more so for the case of
Reed–Solomon codes which is well studied and quite ubiquitous in the real world applications. In fact, Shannon's proof of the capacity theorem for ''q''-ary symmetric channels can be viewed in light of the above claim for random codes.
Under the mandate of list-decoding, for worst-case errors, the decoder is allowed to output a small list of codewords. With some context specific or side information, it may be possible to prune the list and recover the original transmitted codeword. Hence, in general, this seems to be a stronger error-recovery model than unique decoding.
List-decoding potential
For a polynomial-time list-decoding algorithm to exist, we need the combinatorial guarantee that any Hamming ball of radius
around a received word
(where
is the fraction of errors in terms of the block length
) has a small number of codewords. This is because the list size itself is clearly a lower bound on the running time of the algorithm. Hence, we require the list size to be a polynomial in the block length
of the code. A combinatorial consequence of this requirement is that it imposes an upper bound on the rate of a code. List decoding promises to meet this upper bound. It has been shown non-constructively that codes of rate
exist that can be list decoded up to a fraction of errors approaching
. The quantity
is referred to in the literature as the list-decoding capacity. This is a substantial gain compared to the unique decoding model as we now have the potential to correct twice as many errors. Naturally, we need to have at least a fraction
of the transmitted symbols to be correct in order to recover the message. This is an information-theoretic lower bound on the number of correct symbols required to perform decoding and with list decoding, we can potentially achieve this information-theoretic limit. However, to realize this potential, we need explicit codes (codes that can be constructed in polynomial time) and efficient algorithms to perform encoding and decoding.
(''p'', ''L'')-list-decodability
For any error fraction
and an integer
, a code
is said to be list decodable up to a fraction
of errors with list size at most
or
-list-decodable if for every
, the number of codewords
within Hamming distance
from
is at most
Combinatorics of list decoding
The relation between list decodability of a code and other fundamental parameters such as minimum distance and rate have been fairly well studied. It has been shown that every code can be list decoded using small lists beyond half the minimum distance up to a bound called the Johnson radius. This is quite significant because it proves the existence of
-list-decodable codes of good rate with a list-decoding radius much larger than
In other words, the
Johnson bound In applied mathematics, the Johnson bound (named after Selmer Martin Johnson) is a limit on the size of error-correcting codes, as used in coding theory for data transmission or communications.
Definition
Let C be a ''q''-ary code of length n, i ...
rules out the possibility of having a large number of codewords in a Hamming ball of radius slightly greater than
which means that it is possible to correct far more errors with list decoding.
List-decoding capacity
:Theorem (List-Decoding Capacity). Let
and
The following two statements hold for large enough block length
.
::i) If
, then there exists a
-list decodable code.
::ii) If
, then every
-list-decodable code has
.
:Where
::
:is the
-ary entropy function defined for
and extended by continuity to
What this means is that for rates approaching the channel capacity, there exists list decodable codes with polynomial sized lists enabling efficient decoding algorithms whereas for rates exceeding the channel capacity, the list size becomes exponential which rules out the existence of efficient decoding algorithms.
The proof for list-decoding capacity is a significant one in that it exactly matches the capacity of a
-ary symmetric channel
. In fact, the term "list-decoding capacity" should actually be read as the capacity of an adversarial channel under list decoding. Also, the proof for list-decoding capacity is an important result that pin points the optimal trade-off between rate of a code and the fraction of errors that can be corrected under list decoding.
Sketch of proof
The idea behind the proof is similar to that of Shannon's proof for capacity of the
binary symmetric channel
A binary symmetric channel (or BSCp) is a common communications channel model used in coding theory and information theory. In this model, a transmitter wishes to send a bit (a zero or a one), and the receiver will receive a bit. The bit will be "f ...
where a random code is picked and showing that it is
-list-decodable with high probability as long as the rate
For rates exceeding the above quantity, it can be shown that the list size
becomes super-polynomially large.
A "bad" event is defined as one in which, given a received word
and
messages
it so happens that
, for every
where
is the fraction of errors that we wish to correct and
is the Hamming ball of radius
with the received word
as the center.
Now, the probability that a codeword
associated with a fixed message
lies in a Hamming ball
is given by
:
where the quantity
is the volume of a Hamming ball of radius
with the received word
as the center. The inequality in the above relation follows from the upper bound on the volume of a Hamming ball. The quantity
gives a very good estimate on the volume of a Hamming ball of radius
centered on any word in
Put another way, the volume of a Hamming ball is translation invariant. To continue with the proof sketch, we conjure the
union bound
In probability theory, Boole's inequality, also known as the union bound, says that for any finite or countable set of events, the probability that at least one of the events happens is no greater than the sum of the probabilities of the individ ...
in probability theory which tells us that the probability of a bad event happening for a given
is upper bounded by the quantity
.
With the above in mind, the probability of "any" bad event happening can be shown to be less than
. To show this, we work our way over all possible received words
and every possible subset of
messages in
Now turning to the proof of part (ii), we need to show that there are super-polynomially many codewords around every
when the rate exceeds the list-decoding capacity. We need to show that
is super-polynomially large if the rate
. Fix a codeword
. Now, for every
picked at random, we have
:
Therefore, by the probabilistic method, we have shown that if the rate exceeds the list-decoding capacity, then the list size becomes super-polynomially large. This completes the proof sketch for the list-decoding capacity.
List-decoding algorithms
In the period from 1995 to 2007, the coding theory community developed progressively more efficient list-decoding algorithms. Algorithms for
Reed–Solomon codes that can decode up to the Johnson radius which is
1 - \sqrt exist where
\delta is the normalised distance or relative distance. However, for Reed-Solomon codes,
\delta = 1 - R which means a fraction
1 - \sqrt of errors can be corrected. Some of the most prominent list-decoding algorithms are the following:
* Sudan '95 – The first known non-trivial list-decoding algorithm for Reed–Solomon codes that achieved efficient list decoding up to
1 - \sqrt errors developed by
Madhu Sudan
Madhu Sudan (born 12 September 1966) is an Indian-American computer scientist. He has been a Gordon McKay Professor of Computer Science at the Harvard John A. Paulson School of Engineering and Applied Sciences since 2015.
Career
He received ...
.
*
Guruswami–Sudan '98 – An improvement on the above algorithm for list decoding Reed–Solomon codes up to
1 - \sqrt errors by Madhu Sudan and his then doctoral student
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
.
* Parvaresh–Vardy '05 – In a breakthrough paper, Farzad Parvaresh and
Alexander Vardy
Alexander Vardy (12 November 1963 - 11 March 2022) was a Russian-born and Israeli-educated electrical engineer known for his expertise in coding theory.. He held the Jack Keil Wolf Endowed Chair in Electrical Engineering at the University of Calif ...
presented codes that can be list decoded beyond the
1 - \sqrt{R} radius for low rates
R. Their codes are variants of Reed-Solomon codes which are obtained by evaluating
m \geqslant 1 correlated polynomials instead of just
1 as in the case of usual Reed-Solomon codes.
* Guruswami–Rudra '06 - In yet another breakthrough, Venkatesan Guruswami an
Atri Rudragive explicit codes that achieve list-decoding capacity, that is, they can be list decoded up to the radius
1-R-\epsilon for any
\epsilon>0. In other words, this is error-correction with optimal redundancy. This answered a question that had been open for about 50 years. This work has been invited to the Research Highlights section of the Communications of the ACM (which is “devoted to the most important research results published in Computer Science in recent years”) and was mentioned in an article titled “Coding and Computing Join Forces” in the Sep 21, 2007 issue of the Science magazine. The codes that they are given are called
folded Reed-Solomon codes which are nothing but plain Reed-Solomon codes but viewed as a code over a larger alphabet by careful bundling of codeword symbols.
Because of their ubiquity and the nice algebraic properties they possess, list-decoding algorithms for Reed–Solomon codes were a main focus of researchers. The list-decoding problem for Reed–Solomon codes can be formulated as follows:
Input: For an
, k + 1q Reed-Solomon code, we are given the pair
(\alpha_i, y_i) for
1 \leq i \leq n , where
y_i is the
ith bit of the received word and the
\alpha_i 's are distinct points in the finite field
F_q and an error parameter
e = n - t .
Output: The goal is to find all the polynomials
P(X) \in F_q of degree at most
k which is the message length such that
p(\alpha_i) = y_i for at least
t values of
i . Here, we would like to have
t as small as possible so that greater number of errors can be tolerated.
With the above formulation, the general structure of list-decoding algorithms for Reed-Solomon codes is as follows:
Step 1: (Interpolation) Find a non-zero bivariate polynomial
Q(X,Y) such that
Q(\alpha_i, y_i) = 0 for
1 \leq i \leq n .
Step 2: (Root finding/Factorization) Output all degree
k polynomials
p(X) such that
Y - p(X) is a factor of
Q(X,Y) i.e.
Q(X,p(X)) = 0. For each of these polynomials, check if
p(\alpha_i) = y_i for at least
t values of
i \in . If so, include such a polynomial
p(X) in the output list.
Given the fact that bivariate polynomials can be factored efficiently, the above algorithm runs in polynomial time.
Applications in complexity theory and cryptography
Algorithms developed for list decoding of several interesting code families have found interesting applications in
computational complexity
In computer science, the computational complexity or simply complexity of an algorithm is the amount of resources required to run it. Particular focus is given to computation time (generally measured by the number of needed elementary operations) ...
and the field of
cryptography
Cryptography, or cryptology (from grc, , translit=kryptós "hidden, secret"; and ''graphein'', "to write", or ''-logia'', "study", respectively), is the practice and study of techniques for secure communication in the presence of adver ...
. Following is a sample list of applications outside of coding theory:
* Construction of
hard-core predicates from
one-way permutations.
* Predicting witnesses for NP-search problems.
* Amplifying hardness of Boolean functions.
* Average case hardness of
permanent
Permanent may refer to:
Art and entertainment
* ''Permanent'' (film), a 2017 American film
* ''Permanent'' (Joy Division album)
* "Permanent" (song), by David Cook
Other uses
* Permanent (mathematics), a concept in linear algebra
* Permanent (cy ...
of random matrices.
*
Extractors and
Pseudorandom generator
In theoretical computer science and cryptography, a pseudorandom generator (PRG) for a class of statistical tests is a deterministic procedure that maps a random seed to a longer pseudorandom string such that no statistical test in the class ca ...
s.
* Efficient traitor tracing.
External links
A Survey on list decodingby
Madhu Sudan
Madhu Sudan (born 12 September 1966) is an Indian-American computer scientist. He has been a Gordon McKay Professor of Computer Science at the Harvard John A. Paulson School of Engineering and Applied Sciences since 2015.
Career
He received ...
Notes from a coursetaught by Madhu Sudan
Notes from a coursetaught by
Luca Trevisan
Luca Trevisan (21 July 1971) is an Italian professor of computer science at Bocconi University in Milan.
His research area is theoretical computer science, focusing on randomness, cryptography, probabilistically checkable proofs, approximation, p ...
Notes from a coursetaught by
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
Notes from a coursetaught by Atri Rudra
* P. Elias, "List decoding for noisy channels," Technical Report 335, Research Laboratory of Electronics, MIT, 1957.
* P. Elias, "Error-correcting codes for list decoding," IEEE Transactions on Information Theory, vol. 37, pp. 5–12, 1991.
* J. M. Wozencraft, "List decoding," Quarterly Progress Report, Research Laboratory of Electronics, MIT, vol. 48, pp. 90–95, 1958.
*
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
'
PhD thesisAlgorithmic Results in List Decoding*
Folded Reed–Solomon code In coding theory, folded Reed–Solomon codes are like Reed–Solomon codes, which are obtained by mapping m Reed–Solomon codewords over a larger alphabet by careful bundling of codeword symbols.
Folded Reed–Solomon codes are also a special ...
Coding theory
Error detection and correction
Computational complexity theory>B(y, pn), & = \sum_ E
_c\
pt& = \sum_ \Pr
_c = 1\\
pt& \geqslant \sum q^ \\
pt& = \sum q^ \\
pt& \geqslant q^
\end
Therefore, by the probabilistic method, we have shown that if the rate exceeds the list-decoding capacity, then the list size becomes super-polynomially large. This completes the proof sketch for the list-decoding capacity.
List-decoding algorithms
In the period from 1995 to 2007, the coding theory community developed progressively more efficient list-decoding algorithms. Algorithms for
Reed–Solomon codes that can decode up to the Johnson radius which is
1 - \sqrt exist where
\delta is the normalised distance or relative distance. However, for Reed-Solomon codes,
\delta = 1 - R which means a fraction
1 - \sqrt of errors can be corrected. Some of the most prominent list-decoding algorithms are the following:
* Sudan '95 – The first known non-trivial list-decoding algorithm for Reed–Solomon codes that achieved efficient list decoding up to
1 - \sqrt errors developed by
Madhu Sudan
Madhu Sudan (born 12 September 1966) is an Indian-American computer scientist. He has been a Gordon McKay Professor of Computer Science at the Harvard John A. Paulson School of Engineering and Applied Sciences since 2015.
Career
He received ...
.
*
Guruswami–Sudan '98 – An improvement on the above algorithm for list decoding Reed–Solomon codes up to
1 - \sqrt errors by Madhu Sudan and his then doctoral student
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
.
* Parvaresh–Vardy '05 – In a breakthrough paper, Farzad Parvaresh and
Alexander Vardy
Alexander Vardy (12 November 1963 - 11 March 2022) was a Russian-born and Israeli-educated electrical engineer known for his expertise in coding theory.. He held the Jack Keil Wolf Endowed Chair in Electrical Engineering at the University of Calif ...
presented codes that can be list decoded beyond the
1 - \sqrt{R} radius for low rates
R. Their codes are variants of Reed-Solomon codes which are obtained by evaluating
m \geqslant 1 correlated polynomials instead of just
1 as in the case of usual Reed-Solomon codes.
* Guruswami–Rudra '06 - In yet another breakthrough, Venkatesan Guruswami an
Atri Rudragive explicit codes that achieve list-decoding capacity, that is, they can be list decoded up to the radius
1-R-\epsilon for any
\epsilon>0. In other words, this is error-correction with optimal redundancy. This answered a question that had been open for about 50 years. This work has been invited to the Research Highlights section of the Communications of the ACM (which is “devoted to the most important research results published in Computer Science in recent years”) and was mentioned in an article titled “Coding and Computing Join Forces” in the Sep 21, 2007 issue of the Science magazine. The codes that they are given are called
folded Reed-Solomon codes which are nothing but plain Reed-Solomon codes but viewed as a code over a larger alphabet by careful bundling of codeword symbols.
Because of their ubiquity and the nice algebraic properties they possess, list-decoding algorithms for Reed–Solomon codes were a main focus of researchers. The list-decoding problem for Reed–Solomon codes can be formulated as follows:
Input: For an
, k + 1q Reed-Solomon code, we are given the pair
(\alpha_i, y_i) for
1 \leq i \leq n , where
y_i is the
ith bit of the received word and the
\alpha_i 's are distinct points in the finite field
F_q and an error parameter
e = n - t .
Output: The goal is to find all the polynomials
P(X) \in F_q of degree at most
k which is the message length such that
p(\alpha_i) = y_i for at least
t values of
i . Here, we would like to have
t as small as possible so that greater number of errors can be tolerated.
With the above formulation, the general structure of list-decoding algorithms for Reed-Solomon codes is as follows:
Step 1: (Interpolation) Find a non-zero bivariate polynomial
Q(X,Y) such that
Q(\alpha_i, y_i) = 0 for
1 \leq i \leq n .
Step 2: (Root finding/Factorization) Output all degree
k polynomials
p(X) such that
Y - p(X) is a factor of
Q(X,Y) i.e.
Q(X,p(X)) = 0. For each of these polynomials, check if
p(\alpha_i) = y_i for at least
t values of
i \in . If so, include such a polynomial
p(X) in the output list.
Given the fact that bivariate polynomials can be factored efficiently, the above algorithm runs in polynomial time.
Applications in complexity theory and cryptography
Algorithms developed for list decoding of several interesting code families have found interesting applications in
computational complexity
In computer science, the computational complexity or simply complexity of an algorithm is the amount of resources required to run it. Particular focus is given to computation time (generally measured by the number of needed elementary operations) ...
and the field of
cryptography
Cryptography, or cryptology (from grc, , translit=kryptós "hidden, secret"; and ''graphein'', "to write", or ''-logia'', "study", respectively), is the practice and study of techniques for secure communication in the presence of adver ...
. Following is a sample list of applications outside of coding theory:
* Construction of
hard-core predicates from
one-way permutations.
* Predicting witnesses for NP-search problems.
* Amplifying hardness of Boolean functions.
* Average case hardness of
permanent
Permanent may refer to:
Art and entertainment
* ''Permanent'' (film), a 2017 American film
* ''Permanent'' (Joy Division album)
* "Permanent" (song), by David Cook
Other uses
* Permanent (mathematics), a concept in linear algebra
* Permanent (cy ...
of random matrices.
*
Extractors and
Pseudorandom generator
In theoretical computer science and cryptography, a pseudorandom generator (PRG) for a class of statistical tests is a deterministic procedure that maps a random seed to a longer pseudorandom string such that no statistical test in the class ca ...
s.
* Efficient traitor tracing.
External links
A Survey on list decodingby
Madhu Sudan
Madhu Sudan (born 12 September 1966) is an Indian-American computer scientist. He has been a Gordon McKay Professor of Computer Science at the Harvard John A. Paulson School of Engineering and Applied Sciences since 2015.
Career
He received ...
Notes from a coursetaught by Madhu Sudan
Notes from a coursetaught by
Luca Trevisan
Luca Trevisan (21 July 1971) is an Italian professor of computer science at Bocconi University in Milan.
His research area is theoretical computer science, focusing on randomness, cryptography, probabilistically checkable proofs, approximation, p ...
Notes from a coursetaught by
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
Notes from a coursetaught by Atri Rudra
* P. Elias, "List decoding for noisy channels," Technical Report 335, Research Laboratory of Electronics, MIT, 1957.
* P. Elias, "Error-correcting codes for list decoding," IEEE Transactions on Information Theory, vol. 37, pp. 5–12, 1991.
* J. M. Wozencraft, "List decoding," Quarterly Progress Report, Research Laboratory of Electronics, MIT, vol. 48, pp. 90–95, 1958.
*
Venkatesan Guruswami
Venkatesan Guruswami (born 1976) is a senior scientist at the Simons Institute for the Theory of Computing and Professor of EECS and Mathematics at the University of California, Berkeley. He did his high schooling at Padma Seshadri Bala Bhavan ...
'
PhD thesisAlgorithmic Results in List Decoding*
Folded Reed–Solomon code In coding theory, folded Reed–Solomon codes are like Reed–Solomon codes, which are obtained by mapping m Reed–Solomon codewords over a larger alphabet by careful bundling of codeword symbols.
Folded Reed–Solomon codes are also a special ...
Coding theory
Error detection and correction
Computational complexity theory