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The Dali Kingdom, also known as the Dali State (; Bai: Dablit Guaif), was a state situated in modern
Yunnan Yunnan , () is a landlocked province in the southwest of the People's Republic of China. The province spans approximately and has a population of 48.3 million (as of 2018). The capital of the province is Kunming. The province borders the C ...
province, China from 937 until 1253. In 1253, it was conquered by the Mongols but members of its former ruling dynasty continued to administer the area as ''
tusi ''Tusi'', often translated as "headmen" or "chieftains", were hereditary tribal leaders recognized as imperial officials by the Yuan, Ming, and Qing dynasties of China, and the Later Lê and Nguyễn dynasties of Vietnam. They ruled certain e ...
'' chiefs under the auspices of the
Yuan dynasty The Yuan dynasty (), officially the Great Yuan (; xng, , , literally "Great Yuan State"), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after its division. It was established by Kublai, the fift ...
until the
Ming conquest of Yunnan The Ming conquest of Yunnan was the final phase in the Ming dynasty expulsion of Mongol-led Yuan dynasty rule from China proper in the 1380s. Background The Hongwu Emperor had sent envoys to Yunnan in 1369, 1370, 1372, 1374, and 1375 to reque ...
in 1382.. Today the former capital of the Dali Kingdom is still called Dali in modern Yunnan Province.


Name

The Dali Kingdom takes its name from
Dali City Dali City () is the county-level seat of the Dali Bai Autonomous Prefecture in northwestern Yunnan. Dali City is administered through 12 township-level districts, two of which are also commonly referred to as Dali. Xiaguan () formerly ...
. Famed for its high quality marble, Dali (dàlǐ 大理) literally means "marble" in Chinese.


History


Origins

Nanzhao Nanzhao (, also spelled Nanchao, ) was a dynastic kingdom that flourished in what is now southern China and northern Southeast Asia during the 8th and 9th centuries. It was centered on present-day Yunnan in China. History Origins Nanzh ...
was overthrown in 902 and three dynasties followed in quick succession before
Duan Siping Duan Siping (, IPA: ; Bai: Duainb six-pienp), also known by his temple name as the Emperor Taizu of Dali, was a Chinese monarch and politician. He was the founding emperor of the Dali Kingdom. The Dali Kingdom would last until the Mongol conque ...
seized power in 937, establishing himself at Dali. The Duan clan professed to have Han ancestry. The Yuan dynasty records said the Duan family came from Wuwei in Gansu:


Relations with the Song dynasty

Dali's relationship with the Song was cordial throughout its entire existence. Dali congratulated the Song dynasty on the conquest of Later Shu in 965 and voluntarily established tribute relations in 982. It was however essentially an independent state. At times the Song even declined offers of tribute. The Song founder
Song Taizu Emperor Taizu of Song (21 March 927 – 14 November 976), personal name Zhao Kuangyin, courtesy name Yuanlang, was the founder and first emperor of the Song dynasty of China. He reigned from 960 until his death in 976. Formerly a distinguish ...
declared all land south of the
Dadu River The Dadu River (), known in Tibetan as the Gyelmo Ngul Chu, is a major river located primarily in Sichuan province, southwestern China. The Dadu flows from the eastern Tibetan Plateau into the Sichuan Basin where it joins with the Min River, a t ...
to be Dali territory and did not desire to pursue any further claims to avoid the Tang dynasty's disastrous efforts against Nanzhao. Dali's primary importance to the Song dynasty was its horses, which were highly prized and sought after as military assets, especially after the fall of the Northern Song. They were described by a Song official in the following passage:


Dazhong Kingdom (1094-1096)

In 1094, the former prime minister
Gao Shengtai Gao Shengtai (died 1096) was the founder and the only emperor of the short-lived Dazhong Kingdom from 1094 until his death in 1096. He was from Cang Mountain in the present-day southern Chinese province of Yunnan. Life In 1080, Duan Lianyi, ...
forced King Duan Zhengming to relinquish the throne to him and renamed the Dali Kingdom to "Dazhong Kingdom". Gao Shengtai ruled briefly until his death in 1096, after which the throne was returned to the Duan family. Duan Zhengming's younger brother, Duan Zhengchun, became the new ruler and restored the kingdom's former name.


Intervention in Đại Việt

According to a Vietnamese stone inscription, in 1096 a Dali magician was said to have plotted a conspiracy to murder King Lý Nhân Tông. After the death of Nhân Tông in 1127, his adopted son (by concubine) named Zhizhi had escaped to Dali, changed his surname to Zhao, and assumed the title ''pingwang'' (peaceful king). When he learned that his older brother, King
Lý Thần Tông Lý Thần Tông (1116–1138), Vietnamese name, personal name Lý Dương Hoán, was the List of emperors of the Lý dynasty, fifth monarch of the Lý dynasty, reigning over Đại Việt from 1127 to his death in 1138. Becoming the ruler of ...
, had died in 1137, Zhizhi returned to Đại Việt and attacked
Lý Anh Tông Emperor Lý Anh Tông (1136 – 14 August 1175) of Đại Việt (literally Great Viet), was the sixth ruler of the later Lý dynasty, from 1138 until his death in 1175. Since Lý Anh Tông, given name Lý Thiên Tộ ( 李天 祚), was chose ...
with 3,000 Dali troops. However, he was defeated and executed.


Fall

In 1252
Möngke Khan Möngke ( mn, ' / Мөнх '; ; 11 January 1209 – 11 August 1259) was the fourth khagan-emperor of the Mongol Empire, ruling from 1 July 1251, to 11 August 1259. He was the first Khagan from the Toluid line, and made significant reform ...
placed his brother
Kublai Kublai ; Mongolian script: ; (23 September 1215 – 18 February 1294), also known by his temple name as the Emperor Shizu of Yuan and his regnal name Setsen Khan, was the founder of the Yuan dynasty of China and the fifth khagan-emperor of the ...
in charge of invading Dali. In 1253 Kublai's army crossed the
Jinsha River The Jinsha River (, Tibetan: Dri Chu, འབྲི་ཆུ) is the Chinese name for the upper stretches of the Yangtze River. It flows through the provinces of Qinghai, Sichuan, and Yunnan in western China. The river passes through Tiger L ...
and received the surrender of Duan Xingzhi, who presented to Möngke in 1256 maps of
Yunnan Yunnan , () is a landlocked province in the southwest of the People's Republic of China. The province spans approximately and has a population of 48.3 million (as of 2018). The capital of the province is Kunming. The province borders the C ...
. Duan Xingzhi of Dali was enfeoffed as
Maharaja Mahārāja (; also spelled Maharajah, Maharaj) is a Sanskrit title for a "great ruler", "great king" or " high king". A few ruled states informally called empires, including ruler raja Sri Gupta, founder of the ancient Indian Gupta Empire, a ...
(摩诃罗嵯) by Kublai Khan, and the Duan imperial family continued to hold the title of Maharaja in Yunnan as vassals to the Mongols under the supervision of Borjigin imperial princes and Muslim governors. The Duan family reigned in Dali while the governors served in Kunming. After the
Ming conquest of Yunnan The Ming conquest of Yunnan was the final phase in the Ming dynasty expulsion of Mongol-led Yuan dynasty rule from China proper in the 1380s. Background The Hongwu Emperor had sent envoys to Yunnan in 1369, 1370, 1372, 1374, and 1375 to reque ...
, the members of the Duan clan were scattered in various distant areas of China by the Hongwu Emperor.


Yunnan under the Yuan dynasty

The Duan family governed Yunnan's various indigenous peoples for eleven generations until the end of Mongol rule. They willingly contributed soldiers to the Mongol campaign against the Song dynasty. In 1271, they aided the
Yuan dynasty The Yuan dynasty (), officially the Great Yuan (; xng, , , literally "Great Yuan State"), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after its division. It was established by Kublai, the fift ...
in putting down a Mongol rebellion in Yunnan. In 1274, Ajall Shams al-Din Omar was assigned by Kublai to stabilize Yunnan. He instituted a native chieftain system that came to be known as
tusi ''Tusi'', often translated as "headmen" or "chieftains", were hereditary tribal leaders recognized as imperial officials by the Yuan, Ming, and Qing dynasties of China, and the Later Lê and Nguyễn dynasties of Vietnam. They ruled certain e ...
which assigned ranks and posts to native chieftains. Under this institution of "rule based on native customs" the locals retained much of their autonomy with the exception of three obligations. One, they would provide surrendered troops to the Yuan government. Two, local chieftains would provide tribute to the Yuan court. Three, they would follow the rules of appointment, succession, promotion, degradation, reward, and punishment of native chieftains created by the Yuan court. Yuan rule also introduced a significant Muslim influence into Yunnan. The King of Dali Duan Gong was married to the Mongol Borjigin princess Agai, daughter of the Yuan dynasty Prince of Liang,
Basalawarmi Basalawarmi ( xng, ᠪᠠᠵᠠᠯᠠᠸᠠᠷᠮᠠᠢ, , died January 6, 1382), commonly known by his hereditary noble title, the Prince of Liang, was a Yuan dynasty prince and loyalist who fought against the ascendant Ming dynasty in China p ...
. They had a son and a daughter, Duan Sengnu. their children were also called Duan Qiangna and Duan Bao. However the Mongols feared the power of Duan Gong and killed him. Duan Sengnu raised Duan Bao to take revenge against Basalawarmi for the killing of Duan Gong. A play was made based on these events. According to Yuan documents, the Duan family were originally ethnic Han from Wuwei commandery, Gansu. Other Duan families also originated from Wuwei.


Conquest of Yunnan by the Ming dynasty

In 1381, the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peo ...
dispatched 300,000 troops to crush the Yuan remnants in Yunnan. The Duan clan, who helped the Yuan dynasty against a Red Turban Rebellion attack from Sichuan, also fought against the Ming army. Duan Gong refused to surrender by writing to Fu Youde, making it clear that Dali could only be a tributary to the Ming. Fu Youde attacked and crushed Duan Gong's realm after a fierce battle. The Duan brothers were taken captive and escorted back to the Ming capital.


Government

Under the influence of Chinese officials present from early times, the Dali elite used Chinese script supplemented by Bai characters, which were themselves constructed based on Chinese characters. The Dali court granted hereditary fiefs to pre-existing clan chiefs, in particular the Duan, Gao, Yang, and Dong clans, to win over their support. Some administrative units were designated semi-autonomous military divisions. Similarly to the Nanzhao military, the Dali military consisted of a standing army, townsfolk peasant-soldiers and indigenous militia.


Language and ethnicity

Extant sources from Nanzhao and the Dali Kingdom show that the ruling elite used Chinese script. The vast majority of Dali sources are written in
Classical Chinese Classical Chinese, also known as Literary Chinese (古文 ''gǔwén'' "ancient text", or 文言 ''wényán'' "text speak", meaning "literary language/speech"; modern vernacular: 文言文 ''wényánwén'' "text speak text", meaning "literar ...
. However the ruling elite also used
Bai language The Bai language (Bai: ; ) is a language spoken in China, primarily in Yunnan Province, by the Bai people. The language has over a million speakers and is divided into three or four main dialects. Bai syllables are always open, with a rich set ...
for communication, but no attempt was made to standardize or popularize the script, and it remained an unofficial writing system. Today, most Bai people trace their ancestry to Nanzhao and the Dali Kingdom, but records from those kingdoms do not mention the Bai. The earliest references to "Bai people", or the "Bo", are from the
Yuan dynasty The Yuan dynasty (), officially the Great Yuan (; xng, , , literally "Great Yuan State"), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after its division. It was established by Kublai, the fift ...
. During the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peo ...
, the Bai were also known as "Minjia" (civilians). A Bai script using Chinese characters was mentioned during the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peo ...
. According to Stevan Harrell, while the ethnic identity of Nanzhao's ruling elite is still disputed, the subsequent Yang and Duan dynasties were both definitely Bai.


Religion

A version of Buddhism known as Azhali existed in
Yunnan Yunnan , () is a landlocked province in the southwest of the People's Republic of China. The province spans approximately and has a population of 48.3 million (as of 2018). The capital of the province is Kunming. The province borders the C ...
since the 9th century. The last king of Nanzhao established
Buddhism Buddhism ( , ), also known as Buddha Dharma and Dharmavinaya (), is an Indian religions, Indian religion or Indian philosophy#Buddhist philosophy, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha. ...
as the state religion and many Dali kings continued the tradition. Ten of Dali's 22 kings retired to become
Buddhist monks A ''bhikkhu'' (Pali: भिक्खु, Sanskrit: भिक्षु, ''bhikṣu'') is an ordained male in Buddhist monasticism. Male and female monastics ("nun", ''bhikkhunī'', Sanskrit ''bhikṣuṇī'') are members of the Sangha (Buddhist ...
. Fan Chengda (1126-1193) encountered a Dali trade mission and noted that they sought Chinese literature, medical texts, Buddhist scriptures, and dictionaries in return for horses. He marveled that "these people all possessed proper etiquette, and carried and recited Buddhist scriptural books."


Family tree of monarchs


Art


Gallery

File:Lacquered armor of the Dali Kingdom.jpg, Lacquered armour of the Dali Kingdom File:Extract of Zhang Shengwen's Huajuan Scroll.jpg, Dali religious painting File:大理國梵像卷王圖.jpg, Dali procession of nobles and soldiers File:3pagodas024.jpg, Pagoda of Chongsheng Temple, the royal temple of the Dali File:Kunming Dizang Si Jingchuang 2014.09.27 14-10-52.jpg,
Dharani pillar A dharani pillar (), sutra pillar, or jingchuang () is a type of stone pillar engraved with ''Dharani, dhāraṇī''-Sutra, sūtras or simple ''dhāraṇī'' incantations that is found in China. Dharani pillars were usually erected outside Buddhis ...
of Dali, 1220 File:Song Dynasty Tomb Stones (9965022946).jpg, Dali era tombstones File:Guanyin (Dali Kingdom, China), Asian Art Museum (6016444771).jpg, Bronze statue of
Guanyin Guanyin () is a Bodhisattva associated with compassion. She is the East Asian representation of Avalokiteśvara ( sa, अवलोकितेश्वर) and has been adopted by other Eastern religions, including Chinese folk religion. She ...
from Dali File:大理市博物馆-大理国-佛图寺塔-铜金刚杵.jpg, Dali vajra sceptre (jingangchu)


Citations


References

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External links

* {{DEFAULTSORT:Dali, Kingdom of 937 establishments 10th-century establishments in China 1253 disestablishments in Asia 13th-century disestablishments in China Former countries in Chinese history Bai people Dali Kingdom Former monarchies