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The ''Katha Upanishad'' (
Sanskrit Sanskrit (; attributively , ; nominally , , ) is a classical language belonging to the Indo-Aryan branch of the Indo-European languages. It arose in South Asia after its predecessor languages had diffused there from the northwest in the late ...
: कठोपनिषद् or कठ उपनिषद्) (') is one of the ''
mukhya Principal Upanishads, also known as Mukhya Upanishads, are the most ancient and widely studied Upanishads of Hinduism. Composed between 800 BCE to the start of common era, these texts are connected to the Vedic tradition. Content The Principal U ...
'' (primary)
Upanishads The Upanishads (; sa, उपनिषद् ) are late Vedic Sanskrit texts that supplied the basis of later Hindu philosophy.Wendy Doniger (1990), ''Textual Sources for the Study of Hinduism'', 1st Edition, University of Chicago Press, , ...
, embedded in the last eight short sections of the ' school of the
Krishna Yajurveda The ''Yajurveda'' ( sa, यजुर्वेद, ', from ' meaning "worship", and ''veda'' meaning "knowledge") is the Veda primarily of prose mantras for worship rituals.Michael Witzel (2003), "Vedas and Upaniṣads", in ''The Blackwell C ...
.Paul Deussen. ''Sixty Upanishads of the Veda''. Volume 1, Motilal Banarsidass. . pages 269-273 It is also known as ' Upanishad, and is listed as number 3 in the Muktika canon of 108 Upanishads. The Katha Upanishad consists of two chapters (''Adhyāyas''), each divided into three sections (''Vallis''). The first ''Adhyaya'' is considered to be of older origin than the second. The Upanishad is the legendary story of a little boy,
Nachiketa Nachiketa (), also rendered Nachiketas and Nachiketan, is a character in Hindu literature. He is the son of the sage Vājashravas, or Uddalaki, in some traditions. He is the child protagonist of an ancient Indian, dialogical narrative, about th ...
– the son of Sage Vajasravasa, who meets
Yama Yama (Devanagari: यम) or Yamarāja (यमराज), is a deity of death, dharma, the south direction, and the underworld who predominantly features in Hindu and Buddhist religion, belonging to an early stratum of Rigvedic Hindu deities ...
(the deity of death). Their conversation evolves to a discussion of the nature of man, knowledge,
Atman Atman or Ātman may refer to: Film * ''Ātman'' (1975 film), a Japanese experimental short film directed by Toshio Matsumoto * ''Atman'' (1997 film), a documentary film directed by Pirjo Honkasalo People * Pavel Atman (born 1987), Russian hand ...
(Self) and
moksha ''Moksha'' (; sa, मोक्ष, '), also called ''vimoksha'', ''vimukti'' and ''mukti'', is a term in Hinduism, Buddhism, Jainism and Sikhism for various forms of emancipation, enlightenment, liberation, and release. In its soteriology, ...
(liberation). The chronology of Katha Upanishad is unclear and contested, but belongs to the later verse Upanishads, dated to the 5th to first centuries BCE. The Kathaka Upanishad is an important ancient Sanskrit corpus of the
Vedanta ''Vedanta'' (; sa, वेदान्त, ), also ''Uttara Mīmāṃsā'', is one of the six (''āstika'') schools of Hindu philosophy. Literally meaning "end of the Vedas", Vedanta reflects ideas that emerged from, or were aligned with, t ...
sub-schools, and an influential
Śruti ''Shruti'' ( sa, श्रुति, , ) in Sanskrit means "that which is heard" and refers to the body of most authoritative, ancient religious texts comprising the central canon of Hinduism. Manusmriti states: ''Śrutistu vedo vijñeyaḥ'' ( ...
to the diverse schools of
Hinduism Hinduism () is an Indian religion or '' dharma'', a religious and universal order or way of life by which followers abide. As a religion, it is the world's third-largest, with over 1.2–1.35 billion followers, or 15–16% of the global p ...
. It asserts that "Atman (Self) exists", teaches the precept "seek Self-knowledge, which is Highest Bliss", and expounds on this premise like the other primary Upanishads of Hinduism. The Upanishad presents ideas that contrast Hinduism with Buddhism's assertion that "Soul, Self does not exist", and Buddhism's precept that one should seek "Emptiness (
Śūnyatā ''Śūnyatā'' ( sa, wikt:शून्यता#Sanskrit, शून्यता, śūnyatā; pi, suññatā) pronounced in English as (shoon-ya-ta), translated most often as ''emptiness'', ''vacuity'', and sometimes ''voidness'', is a Buddh ...
), which is Highest Bliss". The detailed teachings of Katha Upanishad have been variously interpreted, as
Dvaita Dvaita Vedanta (); (originally known as Tattvavada; IAST:Tattvavāda), is a sub-school in the Vedanta tradition of Hindu philosophy. The term Tattvavada literally means "arguments from a realist viewpoint". The Tattvavada (Dvaita) Vedanta su ...
(dualistic) and as
Advaita ''Advaita Vedanta'' (; sa, अद्वैत वेदान्त, ) is a Hindu sādhanā, a path of spiritual discipline and experience, and the oldest extant tradition of the orthodox Hindu school Vedānta. The term ''Advaita'' (lit ...
( non-dualistic).SH Nasr (1989), Knowledge and the Sacred: Revisioning Academic Accountability, State University of New York Press, , page 99, Quote: "Emerson was especially inebriated by the message of the Upanishads, whose nondualistic doctrine contained so lucidly in the Katha Upanishad, is reflected in his well known poem Brahma". It is among the most widely studied Upanishads. Katha Upanishad was translated into Persian in 17th century, copies of which were then translated into Latin and distributed in Europe. Other philosophers such as
Arthur Schopenhauer Arthur Schopenhauer ( , ; 22 February 1788 – 21 September 1860) was a German philosopher. He is best known for his 1818 work ''The World as Will and Representation'' (expanded in 1844), which characterizes the phenomenal world as the prod ...
praised it,
Edwin Arnold Sir Edwin Arnold KCIE CSI (10 June 183224 March 1904) was an English poet and journalist, who is most known for his work ''The Light of Asia''.Ralph Waldo Emerson Ralph Waldo Emerson (May 25, 1803April 27, 1882), who went by his middle name Waldo, was an American essayist, lecturer, philosopher, abolitionist, and poet who led the transcendentalist movement of the mid-19th century. He was seen as a champ ...
credited Katha Upanishad for the central story at the end of his essay ''Immortality'', as well as his poem "''Brahma''".


Etymology

Katha (Sanskrit: कठ) literally means "distress".KaTha
Monier-Williams' Sanskrit-English Dictionary, Cologne Digital Sanskrit Lexicon, Germany
Katha is also the name of a sage, credited as the founder of a branch of the Krishna Yajur-veda, as well as the term for a female pupil or follower of Kathas school of Yajurveda.
Paul Deussen Paul Jakob Deussen (; 7 January 1845 – 6 July 1919) was a German Indologist and professor of philosophy at University of Kiel. Strongly influenced by Arthur Schopenhauer, Deussen was a friend of Friedrich Nietzsche and Swami Vivekananda. In 1 ...
notes that the Katha Upanishad uses words that symbolically embed and creatively have multiple meanings. For example, a closely pronounced word ''Katha'' (Sanskrit: कथा) literally means "story, legend, conversation, speech, tale". All of these related meanings are relevant to the Katha Upanishad. Nachiketa, the boy and a central character in the Katha Upanishad legend, similarly, has closely related words with roots and meanings relevant to the text. Paul Deussen suggests ''Na kṣiti'' and ''Na aksiyete'', which are word plays of and pronounced similar to Nachiketa, means "non-decay, or what does not decay", a meaning that is relevant to second boon portion of the Nachiketa story. Similarly, ''Na jiti'' is another word play and means "that which cannot be vanquished", which is contextually relevant to the Nachiketa's third boon. Both Whitney and Deussen independently suggest yet another variation to Nachiketa, with etymological roots that is relevant to Katha Upanishad: the word ''Na-ciketa'' also means "I do not know, or he does not know". Some of these Sanskrit word plays are incorporated within the Upanishad's text. Like Taittiriya Upanishad of Yajurveda, each section of the Katha Upanishad is called a ''Valli'' (वल्ली), which literally means a medicinal
vine A vine (Latin ''vīnea'' "grapevine", "vineyard", from ''vīnum'' "wine") is any plant with a growth habit of trailing or scandent (that is, climbing) stems, lianas or runners. The word ''vine'' can also refer to such stems or runners themselv ...
-like climbing plant that grows independently yet is attached to a main tree. Paul Deussen states that this symbolic terminology is apt and likely reflects the root and nature of the Upanishads in Black Yajur veda, which too is largely independent of the liturgical Yajur Veda, and is attached to the main text.
Paul Deussen Paul Jakob Deussen (; 7 January 1845 – 6 July 1919) was a German Indologist and professor of philosophy at University of Kiel. Strongly influenced by Arthur Schopenhauer, Deussen was a friend of Friedrich Nietzsche and Swami Vivekananda. In 1 ...
, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 217-219


Chronology

The chronology of Katha Upanishad is unclear and contested by scholars.Stephen Phillips (2009), Yoga, Karma, and Rebirth: A Brief History and Philosophy, Columbia University Press, , Chapter 1 All opinions rest on scanty evidence, an analysis of archaism, style and repetitions across texts, driven by assumptions about likely evolution of ideas, and on presumptions about which philosophy might have influenced which other Indian philosophies. Richard King and
A.L. Basham Arthur Llewellyn Basham (24 May 1914 – 27 January 1986) was a noted historian, Indologist and author of a number of books. As a Professor at the School of Oriental and African Studies, London in the 1950s and the 1960s, he taught a number of fa ...
date the Katha Upanishad's composition roughly to the 5th century BCE, chronologically placing it after the first Buddhist Pali canons.Richard King (1995), Ācārya, Gauḍapāda - Early Advaita Vedānta and Buddhism: the Mahāyāna context of the Gauḍapādīya-kārikā, SUNY Press, , pages 51-58A.L. Basham in Paul Williams, ed.,
Buddhism: Buddhist origins and the early history of Buddhism in South and Southeast Asia
'. Taylor & Francis, 2005, (page 61).
Olivelle assigns the Katha Upanishad to the verse Upanishads, together with the Kena, Isa, Svetasvatara, and Mundaka, dating it to the first centuries BCE. Paul Deussen too considers Katha Upanishad to be a post-prose, yet earlier stage Upanishad composed about the time Kena and Isha Upanishads were, because of the poetic, mathematical metric structure of its hymns.S Sharma (1985), Life in the Upanishads, , pages 17-19 Stephen Phillips notes the disagreement between modern scholars. Phillips places the Katha Upanishad chronologically after Brihadaranyaka, Chandogya, Isha, Taittiriya, Aitareya and Kena, but before Mundaka, Prasna, Mandukya, Svetasvatara and Maitri Upanishads, as well as before the earliest Buddhist Pali and Jaina canons. Winternitz considers the Kathaka Upanishad as pre-Buddhist, pre-Jaina literature.


Structure

The Katha Upanishad has two chapters, each with three sections (''valli''), thus a total of six sections. The first section has 29 verses, the second section 25 verses, and the third presents 17. The second chapter opens with the fourth section of the Katha Upanishad and has 15 verses, while the fifth valli also has 15 verses. The final section has 17 verses. The first chapter with the first three ''vallis'' is considered older, because the third section ends with a structure in Sanskrit that is typically found at closing of other Upanishads, and also because the central ideas are repeated though expanded in the last three sections, that is the second chapter. This, however, does not imply a significant gap between the two chapters, both chapters are considered ancient, and from 1st millennium BCE. The origin of the story of the little boy named ''Nachiketa'', contained in Katha Upanishad is of a much older origin.WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, pages 88- 112
''Nachiketa'' is mentioned in the verses of chapter 3.11 of
Taittiriya Brahmana The ''Taittirīya Shakha'' (Sanskrit, loosely meaning 'Branch or School of the sage Tittiri'), is a ''shakha'' (i.e. 'branch', 'school', or rescension) of the Krishna (black) Yajurveda. Most prevalent in South India, it consists of the ''Taitti ...
, both as a similar story, and as the name of one of five fire arrangements for rituals, along with ''Savitra'', ''Caturhotra'', ''Vaisvasrja'' and ''Aruna Agni''. The style and structure suggests that some of the verses in Katha Upanishad, such as 1.1.8, 1.1.16-1.1.18, 1.1.28 among others, are non-philosophical, do not fit with the rest of the text, and are likely to be later insertion and interpolations.


Content


The son questions his father - First Valli

The Upanishad opens with the story of Vajasravasa, also called ''Aruni Auddalaki Gautama'', who gives away all his worldly possessions. However, his son ''
Nachiketa Nachiketa (), also rendered Nachiketas and Nachiketan, is a character in Hindu literature. He is the son of the sage Vājashravas, or Uddalaki, in some traditions. He is the child protagonist of an ancient Indian, dialogical narrative, about th ...
'' (Sanskrit: नचिकेता) sees the charitable sacrifice as a farce, because all those worldly things have already been used to exhaustion, and are of no value to the recipients. The cows given away, for example, were so old that they had 'drank-their-last-water' (पीतोदकाः), 'eaten-their-last-grass' (जग्धतृणाः), 'don't give milk' (दुग्धदोहाः), 'who are barren' (निरिन्द्रियाः). Concerned, the son asks his father, Nachiketa does not die, but accepts his father's gifting him to Death, by visiting the abode of
Yama Yama (Devanagari: यम) or Yamarāja (यमराज), is a deity of death, dharma, the south direction, and the underworld who predominantly features in Hindu and Buddhist religion, belonging to an early stratum of Rigvedic Hindu deities ...
- the deity of death in the Indian pantheon of deities. Nachiketa arrives, but Yama is not in his abode. Nachiketa as guest goes hungry for three nights, states verse 9 of the first Valli of Katha Upanishad. Yama arrives and is apologetic for this dishonor to the guest, so he offers Nachiketa three wishes.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 277-278 Nachiketa' first wish is that Yama discharge him from the abode of death, back to his family, and that his father be calm, well-disposed, not resentful and same as he was before when he returns. Yama grants the first wish immediately, states verse 1.1.11 of Katha Upanishad. For his second wish, Nachiketa prefaces his request with the statement that heaven is a place where there is no fear, no anxiety, no old age, no hunger, no thirst, no sorrow. He then asks Yama, in verse 1.1.13 of Katha Upanishad to be instructed as to the proper execution of fire ritual that enables a human being to secure heaven. Yama responds by detailing the fire ritual, including how the bricks should be arranged, and how the fire represents the building of the world. Nachiketa remembers what Yama tells him, repeats the ritual, a feat which pleases Yama, and he declares that this fire ritual will thereafter be called the "Nachiketa fires". Yama adds that along with "three Nachiketa fires", anyone who respects three bonds (with mother, father and teacher), does three kinds of karma (rituals, studies and charity), and understands the knowledge therein, becomes free of sorrow.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 278-279 Nachiketa then asks for his third wish, asking Yama in verse 1.1.20, about the doubt that human beings have about "what happens after a person dies? Does he continue to exist in another form? or not?" The remaining verse of first Valli of Katha Upanishad is expression of reluctance by Yama in giving a straight "yes or no" answer. Yama states that even gods doubt and are uncertain about that question, and urges Nachiketa to pick another wish.(1962), Katha Upanishad, in The Upanishads - Part II, Dover Publications, , pages 5-6 Nachiketa says that if gods doubt that, then he "Yama" as deity of death ought to be the only one who knows the answer. Yama offers him all sorts of worldly wealth and pleasures instead, but Nachiketa says human life is short, asks Yama to keep the worldly wealth and pleasures to himself, declares that pompous wealth, lust and pleasures are fleeting and vain, then insists on knowing the nature of Atman (Self) and sticks to his question, "what happens after death?"Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 279-281


The theory of good versus dear - Second Valli

Yama Yama (Devanagari: यम) or Yamarāja (यमराज), is a deity of death, dharma, the south direction, and the underworld who predominantly features in Hindu and Buddhist religion, belonging to an early stratum of Rigvedic Hindu deities ...
begins his teaching by distinguishing between ''preya'' (प्रेय, प्रिय, dear, pleasant, gratifying), and ''shreya'' (श्रेय, good, beneficial excellence).p. 42, Easwaran (2009), ''
Essence of the Upanishads ''Essence of the Upanishads'' is a translation and commentary on the Katha Upanishad, an ancient Indian scripture. Written by Eknath Easwaran, the book was originally published in the United States in 1981, entitled ''Dialogue With Death''. Non-Eng ...
'' (see
article Article often refers to: * Article (grammar), a grammatical element used to indicate definiteness or indefiniteness * Article (publishing), a piece of nonfictional prose that is an independent part of a publication Article may also refer to: G ...
). Easwaran writes that "these alternatives have precise Sanskrit names that have no English equivalent: ''preya'' and ''shreya''. Preya is what is pleasant; shreya, what is beneficial. Preya is that which pleases us, that which tickles the ego. Shreya, on the other hand, has no reference to pleasing or displeasing. It simply means what benefits us" (p. 42).
The verses 1.2.4 through 1.2.6 of Katha Upanishad then characterizes Knowledge/Wisdom as the pursuit of good, and Ignorance/Delusion as the pursuit of pleasant. The verses 1.2.7 through 1.2.11 of Katha Upanishad state Knowledge/Wisdom and the pursuit of good is difficult yet eternal, while Ignorance/Delusion and the pursuit of the pleasant is easy yet transient. Knowledge requires effort, and often not comprehended by man even when he reads it or hears it or by internal argument.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 282-283 The pursuit of Knowledge and the good, can be taught, learnt and thus realized. A similar discussion and distinction between the pleasant and the beneficial is found in ancient Greek philosophy, such as in Phaedrus by
Plato Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
.S Radhakrishnan (1994 Reprint, 1953), ''
The Principal Upanishads ''The Principal Upanishads'' is a 1953 book written by Sarvepalli Radhakrishnan (1888–1975), then Vice President of India (and later President of India), about the main Upanishads, which carry central teachings of the Vedanta. Originally publis ...
'' (see
article Article often refers to: * Article (grammar), a grammatical element used to indicate definiteness or indefiniteness * Article (publishing), a piece of nonfictional prose that is an independent part of a publication Article may also refer to: G ...
), in discussing this verse, offers a quote from Plato's ''Phaedrus'' for comparison: "In every one of us there are two ruling and directing principles, whose guidance we follow wherever they may lead; the one being an innate device of pleasure, the other an acquired judgment which aspires after excellence. Now these two principles at one time maintain harmony, while at another they are at feud within us, and now one and now the other obtains mastery" (p. 608).


Atman exists, the theory of Yoga and the essence of Vedas - Second Valli

Katha Upanishad, in verses 1.2.12 asserts
Atman Atman or Ātman may refer to: Film * ''Ātman'' (1975 film), a Japanese experimental short film directed by Toshio Matsumoto * ''Atman'' (1997 film), a documentary film directed by Pirjo Honkasalo People * Pavel Atman (born 1987), Russian hand ...
– Self – exists, though it is invisible and full of mystery. It is ancient, and recognizable by
Yoga Yoga (; sa, योग, lit=yoke' or 'union ) is a group of physical, mental, and spiritual practices or disciplines which originated in ancient India and aim to control (yoke) and still the mind, recognizing a detached witness-consciou ...
(meditation on one's self), states Katha Upanishad. This is one of the earliest mentions of Yoga in ancient Sanskrit literature, in the context of Self-development and meditation. In verses 1.2.14 through 1.2.22, the Katha Upanishad asserts that the essence of Veda is to make man liberated and free, look past what has happened and what has not happened, free from the past and the future, refocus his attention past Ignorance to Knowledge, to the means of blissful existence beyond joy and sorrow. This is achievable through realization of Atman-
Brahman In Hinduism, ''Brahman'' ( sa, ब्रह्मन्) connotes the highest universal principle, the ultimate reality in the universe.P. T. Raju (2006), ''Idealistic Thought of India'', Routledge, , page 426 and Conclusion chapter part X ...
, asserts Katha Upanishad, and this essence is reminded in the Vedas through the word ''Om'' (, Aum), state verses 1.2.15-1.2.16.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 284-286 That syllable, ''Aum'', is in Brahman, means Brahman, means the Highest, means the Blissful within. Yama is the spokesman in the second Valli of the Katha Upanishad. He asserts that man must not fear anyone or anything (not even death) as the true essence of man (Atman) is neither born nor dies; he is eternal, he is Brahman. These passages have been widely studied, and inspired Emerson among others: In final verses of the second Valli, the Katha Upanishad asserts that Atman-knowledge, or Self-realization, is not attained by instruction, not arguments nor reasoning from scriptures. It is comprehended by oneself through meditation and introspection. It is not attained by those who do not abstain from misconduct, not those who are restless nor composed, not those whose mind is not calm and tranquil, but only those who live ethically, are composed, tranquil, internally peaceful, search within and examine their own nature.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 285-286 Similar ideas are repeated in the Mundaka Upanishad in chapter 3.2, another classic ancient scripture of
Hinduism Hinduism () is an Indian religion or '' dharma'', a religious and universal order or way of life by which followers abide. As a religion, it is the world's third-largest, with over 1.2–1.35 billion followers, or 15–16% of the global p ...
.


The parable of the chariot - Third Valli

The third Valli of Katha Upanishad presents the parable of the
chariot A chariot is a type of cart driven by a charioteer, usually using horses to provide rapid motive power. The oldest known chariots have been found in burials of the Sintashta culture in modern-day Chelyabinsk Oblast, Russia, dated to c. 2000&nbs ...
, to highlight how Atman, body, mind, senses and empirical reality relate to a human being. The Katha Upanishad asserts that one who does not use his powers of reasoning, whose senses are unruly and mind unbridled, his life drifts in chaos and confusion, his existence entangled in samsara. Those who use their intelligence, have their senses calm and under reason, they live a life of bliss and liberation, which is the highest place of
Vishnu Vishnu ( ; , ), also known as Narayana and Hari, is one of the principal deities of Hinduism. He is the supreme being within Vaishnavism, one of the major traditions within contemporary Hinduism. Vishnu is known as "The Preserver" within t ...
. Whitney clarifies that "Vishnu" appears in
Vedas upright=1.2, The Vedas are ancient Sanskrit texts of Hinduism. Above: A page from the '' Atharvaveda''. The Vedas (, , ) are a large body of religious texts originating in ancient India. Composed in Vedic Sanskrit, the texts constitute the ...
as a form of Sun, and "Vishnu's highest place" is a Vedic phrase that means "zenith".WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, page 103
Madhvacharya Madhvacharya (; ; CE 1199-1278 or CE 1238–1317), sometimes Anglicisation, anglicised as Madhva Acharya, and also known as Purna Prajna () and Ānanda Tīrtha, was an Indian philosopher, theologian and the chief proponent of the ''Dvaita'' ...
, the Dvaita Vedanta scholar interprets this term differently, and bases his theistic interpretation of Katha Upanishad by stating that the term refers to the deity ''Vishnu''. This metaphorical parable of chariot is found in multiple ancient Indian texts, and is called the ''
Ratha Kalpana ''Ratha Kalpana'' () is a metaphor used in Hindu scriptures to describe the relationship between the senses, mind, intellect and the Self. The metaphor was first used in the ''Katha Upanishad'' and is thought to have inspired similar descriptions ...
''. A similar
simile A simile () is a figure of speech that directly ''compares'' two things. Similes differ from other metaphors by highlighting the similarities between two things using comparison words such as "like", "as", "so", or "than", while other metaphors cr ...
is found in ancient Greek literature, such as the
Parmenides Parmenides of Elea (; grc-gre, Παρμενίδης ὁ Ἐλεάτης; ) was a pre-Socratic Greek philosopher from Elea in Magna Graecia. Parmenides was born in the Greek colony of Elea, from a wealthy and illustrious family. His dates a ...
,
Xenophon Xenophon of Athens (; grc, wikt:Ξενοφῶν, Ξενοφῶν ; – probably 355 or 354 BC) was a Greek military leader, philosopher, and historian, born in Athens. At the age of 30, Xenophon was elected commander of one of the biggest Anci ...
's prologue of Prodikos, and in the Platonic dialogue '' Phaedrus''.


The nature of Atman, need for ethics and the hierarchy of Reality - Third Valli

The Katha Upanishad, in verses 1.3.10 through 1.3.12 presents a hierarchy of Reality from the perspective of a human being. It asserts that
Artha ''Artha'' (; sa, अर्थ; Tamil: ''poruḷ'' / ''பொருள்'') is one of the four aims of human life in Indian philosophy.James Lochtefeld (2002), The Illustrated Encyclopedia of Hinduism, Rosen Publishing, New York, , pp 55–56 T ...
(objects, means of life) are above ''Indriya'' (senses), that ''Manas'' (mind) is above ''Artha'' in this hierarchy, above the ''Manas'' is ''Buddhi'' (intellect, his ability to discern), above the ''Buddhi'' is
Atman Atman or Ātman may refer to: Film * ''Ātman'' (1975 film), a Japanese experimental short film directed by Toshio Matsumoto * ''Atman'' (1997 film), a documentary film directed by Pirjo Honkasalo People * Pavel Atman (born 1987), Russian hand ...
(his Self, great Self). Beyond the ''Atman'', states Katha Upanishad, is the ''Avyaktam'' (unmanifested Reality), and
Purusha ''Purusha'' (' or ) is a complex concept whose meaning evolved in Vedic and Upanishadic times. Depending on source and historical timeline, it means the cosmic being or self, awareness, and universal principle.Karl Potter, Presuppositions of Indi ...
(cosmic Self) is beyond the ''Avyaktam'', and beyond the ''Purusha'', there is nothing - for it is the goal, for it is the highest road. At the basic level of life, the interaction is between ''Artha'' and ''Indriya'' (sensory organs); while at the highest level, man becomes aware of and holistically realizes the entire hierarchy. The Self is hidden in all beings, asserts the Katha Upanishad; it does not show itself, but its awareness is felt by seers with ''agrya sukshma'' (subtle, more self-evident conscious, keen thinkers).Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 288-289 In verse 1.3.13, Katha Upanishad states that ''Prajna'' (conscious man) should heed to the ethical precept of self-examination and self-restraint, restraining his speech and mind by the application of his ''Buddhi'' (power to reason). Man should, asserts Katha Upanishad, holistically unify his tempered senses and mind with his intellect, all these with his ''Atman'' (Self), and unify his "great Self" with the Self of the rest, the tranquility of Oneness with the ''Avyaktam'' and "cosmic Self". Self (Atman) is soundless, touchless, formless, tasteless, scentless, without beginning, without end, imperishable, beyond great, blissful, and when one reveres one's own Self, he is liberated. Such Self-realization is not easy according to Katha Upanishad, Paul Deussen states that verses 1.3.10 to 1.3.13 of Katha Upanishad is one of the earliest mentions of the elements of
Yoga Yoga (; sa, योग, lit=yoke' or 'union ) is a group of physical, mental, and spiritual practices or disciplines which originated in ancient India and aim to control (yoke) and still the mind, recognizing a detached witness-consciou ...
theory, and the recommendation of Yoga as a path to the highest goal of man, that is a life of spiritual freedom and liberation. This theory is significantly expanded upon in the second chapter of Katha Upanishad, particularly in the sixth Valli.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 288, 298-299


The theory of Atman, Oneness and Plurality - Fourth Valli

The fourth Valli starts by asserting that inner knowledge is that of unity, eternal calmness and spiritual Oneness, while the external knowledge is that of plurality, perishable "running around" and sensory objects.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 288, 290-292WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, pages 104-106
The Katha Upanishad in fifteen verses of the fourth Valli, as well as those the fifth Valli, explains what is Atman, how it can be known, the nature of Atman, and why it ought to be known. For definition, it deploys an
epistemic Epistemology (; ), or the theory of knowledge, is the branch of philosophy concerned with knowledge. Epistemology is considered a major subfield of philosophy, along with other major subfields such as ethics, logic, and metaphysics. Episte ...
combination of "positive assertions" as well as "exposition by elimination", the latter repeated with,Max Muller (1962), Katha Upanishad, in The Upanishads - Part II, Dover Publications, , pages 15-17 Atman, asserts Katha Upanishad, is the subject of Self-knowledge, the bearer of spiritual reality, that which is all-pervading, inside every being, which unifies all human beings as well as all creatures, the concealed, eternal, immortal, pure bliss. It exists and active when man is in awake-state, it exists and active when man is in dream-state. The empirical reality is the "honey" for the Atman, with the honey metaphor repeating "fruit of numerous karma flowers in the valley of life" doctrine found in other Upanishads, such as in the second chapter of
Brihadaranyaka Upanishad The ''Brihadaranyaka Upanishad'' ( sa, बृहदारण्यक उपनिषद्, ) is one of the Principal Upanishads and one of the first Upanishadic scriptures of Hinduism. A key scripture to various schools of Hinduism, the ''Bri ...
. To know Atman, look inward and introspect; to know objects, look outward and examine, states Katha Upanishad. Everything that changes is not Atman, that which was, is, will be and never changes is Atman. Just like a baby is concealed inside a mother's womb when conceived, Atman is concealed inside every creature, states verse 2.4.8 of Katha Upanishad. Self is the lord of the past, the lord of the now, and the lord of the future. Self is eternal, never born, never dies, part of that which existed before the universe was formed from "brooding heat". Sun rests in it, gods rest in it, all nature rests in it, it is everywhere, it is in everything. To understand the eternal nature of one's Self is to feel calmness, inner peace, patience and freedom regardless of the circumstances one is in, affections or threats one faces, praises or insults one is subjected to. Anyone who runs after sensory-impressions, gets lost among them just like water flows randomly after rainfall on mountains, state verses 2.4.14 and 2.4.15 of the Katha Upanishad; and those who know their Self and act according to its
Dharma Dharma (; sa, धर्म, dharma, ; pi, dhamma, italic=yes) is a key concept with multiple meanings in Indian religions, such as Hinduism, Buddhism, Jainism, Sikhism and others. Although there is no direct single-word translation for '' ...
remain pure like pure water remains pure when poured into pure water.WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, pages 106-107
There is no plurality and separateness between the essence (Atman) of I and others, between the essence of nature and spirit, asserts Katha Upanishad in verses 2.4.10 and 2.4.11. The Self-driven individual ignores the superficial individuality of others, and accepts their essential identity. Paul Deussen suggests that verses 2.4.6 and 2.4.7 posit a nondualistic (Advaita) position, where both ''Purusha'' and ''Prakrti'' are only ''Atman''. This position contrasts with one of the fundamental premises of the dualistic schools of Hinduism. Shankara agrees with this interpretation.
Ramanuja Ramanuja (Middle Tamil: Rāmāṉujam; Classical Sanskrit: Rāmanuja; 1017 CE – 1137 CE; ; ), also known as Ramanujacharya, was an Indian Hindu philosopher, guru and a social reformer. He is noted to be one of the most important exponents o ...
doesn't and offers a theistic dualism based interpretation instead.


Life is highest joy, and what happens after death - Fifth Valli

Katha Upanishad's fifth Valli is an
eschatological Eschatology (; ) concerns expectations of the end of the present age, human history, or of the world itself. The end of the world or end times is predicted by several world religions (both Abrahamic and non-Abrahamic), which teach that negati ...
treatise. It begins by stating that human body is like a ''Pura'' (Sanskrit: पुर, town, city) with eleven gates that connect him to the universe. The individual, asserts Katha Upanishad, who understands and reveres this town of eternal, non-changing spirit, is never crooked-minded, is always free.WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, pages 107-108
Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 293-295 The Self dwells in swan, in atmosphere, in man, in ''Varasad'' (wide spaces), in eternal law, everywhere in the universe; it is born of water, it is born of kine, it is born of
Ṛta In the Vedic religion, ''Ṛta'' (; Sanskrit ' "order, rule; truth") is the principle of natural order which regulates and coordinates the operation of the universe and everything within it. In the hymns of the Vedas, ''Ṛta'' is described as ...
(right, truth, ethics, morals, eternal law), it is born of stone (mountains) as the great ''Ṛta'', as ought to be. This Self is worshipped by all the gods. Body dies, Self doesn't. In verses 2.5.6 and 2.5.7, the Katha Upanishad discusses what happens to the Self after death, stating a variant of the premise of
Karma Karma (; sa, कर्म}, ; pi, kamma, italic=yes) in Sanskrit means an action, work, or deed, and its effect or consequences. In Indian religions, the term more specifically refers to a principle of cause and effect, often descriptivel ...
theory that underlies major Indian religions,Max Muller (1962), Katha Upanishad, in The Upanishads - Part II, Dover Publications, , pages 18-20 The Self is always awake and active, while one is asleep, shaping wishful dreams. It is one with
Brahman In Hinduism, ''Brahman'' ( sa, ब्रह्मन्) connotes the highest universal principle, the ultimate reality in the universe.P. T. Raju (2006), ''Idealistic Thought of India'', Routledge, , page 426 and Conclusion chapter part X ...
. It is everywhere, within and without, it is immortal. This universal, oneness theme is explained by the Katha Upanishad by three
similes A simile () is a figure of speech that directly ''compares'' two things. Similes differ from other metaphors by highlighting the similarities between two things using comparison words such as "like", "as", "so", or "than", while other metaphors cr ...
, which Paul Deussen calls as excellent. Just like one light exists and penetrates the cosmic space, enveloping and clinging to everything and every form individually, the "one inner Self" of beings exists and dwells in all beings, clings to every form and remains still without, states the Katha Upanishad. Just like one air exists and penetrates the world, enveloping and clinging to everything and every being individually, the "one inner Self" of beings exists and dwells in all beings, clings to every form and remains still without. Just like the Sun exists and its nature is not contaminated by the impurities seen by the eyes, the "one inner Self" of beings exists and its nature is pure, never contaminated by the sorrows and blemishes of the external world. Parts of the ideas in these first two similes of Katha Upanishad are of far more ancient origins, and found for example in Book 6, Chapter 47 of Rig veda. That individual is perennially happy, asserts Katha Upanishad, who realizes the ''Atman'' is within him, that he himself is the Master, that the inner Self of all beings and his own Self are "one form manifold", and none other. Life is spirit, full of joy. Meaning is Atman, full of perennial peace. "Truly, this is that", once deeply felt and understood by man, is inexpressible highest joy. It is he who realizes this who shines, his splendour shines everything with and by (''Anu''), the whole world shines by such joy unleashed, such splendour manifested.


The theory of Yoga - Sixth Valli

The sixth Valli continues the discussion of ''Karma'' and rebirth theory, sections of which Max Muller states is possibly interpolated and inserted in a later period. The first five verses of the last section of the Upanishad assert that those who do not know or do not understand Atman return to the world of creation, and those who do are free, liberated.Paul Deussen, Sixty Upanishads of the Veda, Volume 1, Motilal Banarsidass, , pages 296-298WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, pages 109-111
Some unaware of Brahman's essence are naturally inclined to fear God and its manifestation such as nature (fire, lightning, sun), state verses 2.6.2 and 2.6.3 of Katha Upanishad. Those who are aware of Brahman's essence, are awakened to the knowledge, fear no one and nothing, become immortal as with Brahman. The Katha Upanishad, in verses 2.6.6 through 2.6.13 recommends a path to Self-knowledge, and this path it calls ''Yoga''.


Realize you are perfect now and here - Sixth Valli

The Katha Upanishad concludes its philosophical presentation in verses 14-15 of the sixth Valli. The state of perfection, according to the last section of the Upanishad, explains Paul Deussen, consists "not in the attainment of a future or yonder world, but it is already just now and here for one who is Self-realized, who knows his Self as Brahman (Cosmic Self)". This teaching is also presented in the other ancient scriptures of Hinduism, such as Brihadaranyaka Upanishad's Chapter 4.4.6.WD Whitney
Translation of the Katha-Upanishad
Transactions of the American Philological Association, Vol. 21, page 111-112
The verse 15 of the sixth Valli declares that the Upanishad concludes its teaching therein. Yet, the Valli contains three additional verses in modern era manuscripts. Scholars suggest that these remaining verses 2.6.16 – 2.6.18 are possibly modern additions as appendix and have been interpolated. This is due to the declaration of Upanishad's end in verse 15, and the additional three verses that are structured in prose-like manner, rather than the poetic, metric-perfection that Katha Upanishad is largely written in.


Reception

Charles Johnston has called Katha Upanishad as one of the highest spiritual texts, with layers of metaphors embedded therein. To Johnston, the three nights and three boons in the first ''Valli'' of Katha Upanishad, for example, are among the text's many layers, with the three connoting the past, the present and the future. The Irish poet
William Butler Yeats William Butler Yeats (13 June 186528 January 1939) was an Irish poet, dramatist, writer and one of the foremost figures of 20th-century literature. He was a driving force behind the Irish Literary Revival and became a pillar of the Irish liter ...
dedicated several essays and sonnets to themes in Katha Upanishad and related ancient Upanishads of India.
George William Russell George William Russell (10 April 1867 – 17 July 1935), who wrote with the pseudonym Æ (often written AE or A.E.), was an Irish writer, editor, critic, poet, painter and Irish nationalist. He was also a writer on mysticism, and a centra ...
similarly esteemed the Katha and other Upanishads. The American poet
Ralph Waldo Emerson Ralph Waldo Emerson (May 25, 1803April 27, 1882), who went by his middle name Waldo, was an American essayist, lecturer, philosopher, abolitionist, and poet who led the transcendentalist movement of the mid-19th century. He was seen as a champ ...
held Katha Upanishad highly, and wrote several poems and essays paralleling the themes in it. The various themes contained in Katha Upanishad have been subject of many scholarly works. For example, Elizabeth Schiltz has compared "the parable of the chariot" in Katha Upanishad and Platonic dialogue "Phaedrus", noting the "remarkable similarities give rise to a great many tantalizing historical and literary questions", and adding the comment, "each provides an image of the self as the chariot, they each offer a complex
moral psychology Moral psychology is a field of study in both philosophy and psychology. Historically, the term "moral psychology" was used relatively narrowly to refer to the study of moral development. Moral psychology eventually came to refer more broadly to var ...
, and point toward an effective justification of the best life".Elizabeth A. Schiltz (2006)
Two Chariots: The Justification of the Best Life in the "Katha Upanishad" and Plato's "Phaedrus"
Philosophy East and West, Vol. 56, No. 3 (Jul., 2006), pages 451-468
Radhakrishnan notes that Katha Upanishad's discussion of "good versus pleasant" is evidence of ethical theories and philosophical longings of ancient human beings in India by 1st millennium BCE, much like those in Greek city states in Europe.


In popular culture

A verse in the Upanishad inspired the title and the epigraph of
W. Somerset Maugham William Somerset Maugham ( ; 25 January 1874 – 16 December 1965) was an English writer, known for his plays, novels and short stories. Born in Paris, where he spent his first ten years, Maugham was schooled in England and went to a German un ...
's 1944 novel '' The Razor’s Edge'', later adapted, twice, into films of the same title (see articles on
1946 Events January * January 6 - The 1946 North Vietnamese parliamentary election, first general election ever in Vietnam is held. * January 7 – The Allies recognize the Austrian republic with its 1937 borders, and divide the country into f ...
and
1984 Events January * January 1 – The Bornean Sultanate of Brunei gains full independence from the United Kingdom, having become a British protectorate in 1888. * January 7 – Brunei becomes the sixth member of the Association of Southeast A ...
films). The epigraph reads, "The sharp edge of a razor is difficult to pass over; thus the wise say the path to Salvation is hard." taken from a verse in the Katha-Upanishad – 1.3.14. Maugham had visited India in 1938 and met
Ramana Maharishi Ramana Maharshi (; 30 December 1879 – 14 April 1950) was an Indian Hindu sage and '' jivanmukta'' (liberated being). He was born Venkataraman Iyer, but is mostly known by the name Bhagavan Sri Ramana Maharshi. He was born in Tiruchuli, T ...
at his
ashram An ashram ( sa, आश्रम, ) is a spiritual hermitage or a monastery A monastery is a building or complex of buildings comprising the domestic quarters and workplaces of monastics, monks or nuns, whether living in communities or a ...
in
Tamil Nadu Tamil Nadu (; , TN) is a States and union territories of India, state in southern India. It is the List of states and union territories of India by area, tenth largest Indian state by area and the List of states and union territories of India ...
.Katha Upanishad
, 1.3.14.
Filmmaker
Ashish Avikunthak Ashish or Aashish is a male given name. This name is most common in India and Nepal. It literally means blessing from the elderly or from God or Aashirwaad (blessing) in Hindi. Notable people with name 《Aashish/Ashish》 * Aashish Rana, Nepali si ...
made a film based on this Upanishad called “Katho Upanishad” which was first shown as a
video installation Video installation is a contemporary art form that combines video technology with installation art, making use of all aspects of the surrounding environment to affect the audience. Tracing its origins to the birth of video art in the 1970s, it has ...
at Gallery Chatterjee & Lal in
Mumbai Mumbai (, ; also known as Bombay — the official name until 1995) is the capital city of the Indian state of Maharashtra and the ''de facto'' financial centre of India. According to the United Nations, as of 2018, Mumbai is the second- ...
in 2012.
Roger Zelazny Roger Joseph Zelazny (May 13, 1937 – June 14, 1995) was an American poet and writer of fantasy and science fiction short stories and novels, best known for ''The Chronicles of Amber''. He won the Nebula Award three times (out of 14 nomin ...
included a quote from the Katha Upanishad as dialogue between two characters in his novel,
Lord of Light ''Lord of Light'' (1967) is a science fantasy novel by American author Roger Zelazny. It was awarded the 1968 Hugo Award for Best Novel, and nominated for a Nebula Award in the same category. Two chapters from the novel were published as novel ...
. An English poetry version of Katha Upanishad by B. P. Khattri is available online and can be accessed at https://www.researchgate.net/publication/343788311_Kathopnishad . The stanzas directly align with those in the Gita Press version of Katha Upnishad.


See also

*
Chariot Allegory :''See also the chariot allegory in the Indian work Katha Upanishad, and another in the story of Vajira.'' Plato, in his dialogue '' Phaedrus'' (sections 246a–254e), uses the Chariot Allegory to explain his view of the human soul. He creates thi ...


Notes


References


Sources

*


Further reading

*Deutsch, Eliot & Rohit Dalvi (Editors) (2004). The Essential Vedānta: A New Source Book of Advaita Vedānta. Bloomington, Indiana, USA: World Wisdom, * * *Sarvananda, Swami (1987). ''Kathopanisad'' (14th ed.). Madras, India: Sri Ramakrishna Math. (Including original verses, constructed text, and word-by-word translations). * Radhakrishnan, S. (1994). ''
The Principal Upanishads ''The Principal Upanishads'' is a 1953 book written by Sarvepalli Radhakrishnan (1888–1975), then Vice President of India (and later President of India), about the main Upanishads, which carry central teachings of the Vedanta. Originally publis ...
'' (see
article Article often refers to: * Article (grammar), a grammatical element used to indicate definiteness or indefiniteness * Article (publishing), a piece of nonfictional prose that is an independent part of a publication Article may also refer to: G ...
). New Delhi: HarperCollins Publishers India. (translation and commentary on Katha Upanishad is in pp. 593–648) (original publication, 1953). *


External links

;Translations
Multiple translations (Raja Ram Mohun Roy, Charles Johnston, Swāmi Nikhilānanda)Katha Upanishad
in The Thirteen Principal Upanishads, Robert Hume (Translation with some creative recomposition)

Translated by Sanderson Beck, in Wisdom of China and India



Translated by S. Sitarama Sastri, online ebook ;Text

edited by Marcos Albino, Erlangen 1996; Transliterated TITUS version by Jost Gippert * ;Recitation
Katha Upanishad recited by Pt. Ganesh Vidyalankar

First from Compilation of Seven Discourses translating Sanskrit to English via mp3 audio

Recitation by Swami Atmajnananda
Resources
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