Julian B. Rotter
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Julian B. Rotter (October 22, 1916 – January 6, 2014) was an American psychologist known for developing
social learning theory Social learning is a theory of learning process social behavior which proposes that new behaviors can be acquired by observing and imitating others. It states that learning is a cognitive process that takes place in a social context and can occu ...
and research into
locus of control Locus of control is the degree to which people believe that they, as opposed to external forces (beyond their influence), have control over the outcome of events in their lives. The concept was developed by Julian B. Rotter in 1954, and has sinc ...
. He was a faculty member at
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and then the
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. A ''
Review of General Psychology ''Review of General Psychology'' is the quarterly scientific journal of the American Psychological Association Division 1: The Society for General Psychology. The journal publishes cross-disciplinary psychological articles that are conceptual, the ...
'' survey, published in 2002, ranked Rotter as the 64th most eminent and 18th most widely cited psychologist of the 20th century. A 2014 study published in 2014 placed at #54 among psychologists whose careers spanned the post-World War II era.


Background

Rotter was born in 1916 in
Brooklyn Brooklyn () is a borough of New York City, coextensive with Kings County, in the U.S. state of New York. Kings County is the most populous county in the State of New York, and the second-most densely populated county in the United States, be ...
, New York,
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, as the third son of Jewish immigrant parents.Millon (2004), p. 353 As a schoolboy he became interested with psychology and philosophy through readings. Rotter attended Brooklyn College in 1933, where he earned his undergraduate degree. He majored in chemistry even though he found psychology to be more fascinating because chemistry seemed more remunerative. While studying in Brooklyn College,
Solomon Asch Solomon Eliot Asch (September 14, 1907 – February 20, 1996) was a Polish-American Gestalt psychologist and pioneer in social psychology. He created seminal pieces of work in impression formation, prestige suggestion, conformity, and many oth ...
(best known for his later studies of conformity) influenced his development. Asch was then intensely involved in the controversy between
Gestalt Gestalt may refer to: Psychology * Gestalt psychology, a school of psychology * Gestalt therapy, a form of psychotherapy * Bender Visual-Motor Gestalt Test, an assessment of development disorders * Gestalt Practice, a practice of self-exploration ...
and Thorndikian views of learning. Another important influence in these years was
Alfred Adler Alfred Adler ( , ; 7 February 1870 – 28 May 1937) was an Austrian medical doctor, psychotherapist, and founder of the school of individual psychology. His emphasis on the importance of feelings of belonging, family constellation and birth orde ...
, who was teaching at the Long Island School of Medicine. After Rotter asked a question at a public lecture, Adler invited him to attend his weekly training clinic despite the fact that Rotter was only an undergraduate at the time. Wood inspired him by his lectures on the scientific method. He then earned a master's degree at the
University of Iowa The University of Iowa (UI, U of I, UIowa, or simply Iowa) is a public research university in Iowa City, Iowa, United States. Founded in 1847, it is the oldest and largest university in the state. The University of Iowa is organized into 12 col ...
, studying there under
Kurt Lewin Kurt Lewin ( ; 9 September 1890 – 12 February 1947) was a German-American psychologist, known as one of the modern pioneers of social, organizational, and applied psychology in the United States. During his professional career Lewin applied hi ...
, the renowned gestalt psychologist whose field theory of personality, with its emphasis on goals, valence, and barriers, clearly influenced Rotter's later theory-building. After completing his master's degree at the
University of Iowa The University of Iowa (UI, U of I, UIowa, or simply Iowa) is a public research university in Iowa City, Iowa, United States. Founded in 1847, it is the oldest and largest university in the state. The University of Iowa is organized into 12 col ...
, he obtained an internship at the Worcester State Hospital, possibly the only formal internship in clinical psychology at the time. While at Worcester State Hospital, David Shakow,
Saul Rosenzweig Saul Rosenzweig (1907–2004) was an American psychologist and therapist who studied subjects such as repression, psychotherapy, and aggression. Rosenzweig, who, with a co-author, has been credited with being the first to attempt to "elicit repres ...
, and Elliot Rodnick provided stimulation and training in research and practice. Worcester was also where he met Clara Barnes, another intern, whom he later married. Through his work with
Kurt Lewin Kurt Lewin ( ; 9 September 1890 – 12 February 1947) was a German-American psychologist, known as one of the modern pioneers of social, organizational, and applied psychology in the United States. During his professional career Lewin applied hi ...
, he became interested in level of aspiration, then a popular research topic, and designed and built the Level of Aspiration Board as a way of studying individual differences in this personality feature. At Iowa, he was also influenced by
Wendell Johnson Wendell Johnson (April 16, 1906 – August 29, 1965) was an American psychologist, author and was a proponent of general semantics (or GS). He was born in Roxbury, Kansas and died in Iowa City, Iowa where most of his life's work was based. The W ...
, a general semanticist, who impressed on him the need for careful definitions in psychology and the myriad of pitfalls involved in poorly defined and poorly operationalized constructs He continued his graduate studies at
Indiana University Indiana University (IU) is a system of public universities in the U.S. state of Indiana. Campuses Indiana University has two core campuses, five regional campuses, and two regional centers under the administration of IUPUI. *Indiana Universi ...
where he continued to study the effects of success and failure on subsequent performance using the level of aspiration paradigm, completing his doctorate there (under the direction of C. M. Louttit) in 1941. Throughout his education, Rotter was influenced by
Alfred Adler Alfred Adler ( , ; 7 February 1870 – 28 May 1937) was an Austrian medical doctor, psychotherapist, and founder of the school of individual psychology. His emphasis on the importance of feelings of belonging, family constellation and birth orde ...
,
Clark Hull Clark Leonard Hull (May 24, 1884 – May 10, 1952) was an American psychologist who sought to explain learning and motivation by scientific laws of behavior. Hull is known for his debates with Edward C. Tolman. He is also known for his work in dr ...
, B.F. Skinner, and Edward Tolman.Weiner (1980), p. 237 After earning his doctorate he was unable to obtain a faculty position owing to the anti-Semitism them prevalent in academia, but accepted a position at Norwich Hospital; soon after, Rotter was drafted into the
United States Army The United States Army (USA) is the land warfare, land military branch, service branch of the United States Armed Forces. It is one of the eight Uniformed services of the United States, U.S. uniformed services, and is designated as the Army o ...
during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposing ...
. In the Army, Rotter worked as a psychologist, except for 17 weeks in officer candidate training as a tank officer.''American Psychologist'' (April 1989), 44 (4), pg. 625-626 After the war he returned, again briefly, to Norwich Hospital before being recruited by
Ohio State University The Ohio State University, commonly called Ohio State or OSU, is a public land-grant research university in Columbus, Ohio. A member of the University System of Ohio, it has been ranked by major institutional rankings among the best publ ...
, where he taught and served as director of the psychological services clinic (a key component of clinical training there) formerly headed by Louttit. At Ohio State, Rotter worked with George Kelly, founder of personal constructs theory. Both the Incomplete Sentences Blank (1950) and Rotter's seminal work, ''Social Learning and Clinical Psychology'' (1954) were published during his tenure there; most of the crucial "locus of control" studies were also conducted while at Ohio State. In 1963, Rotter went to the
University of Connecticut The University of Connecticut (UConn) is a public land-grant research university in Storrs, Connecticut, a village in the town of Mansfield. The primary 4,400-acre (17.8 km2) campus is in Storrs, approximately a half hour's drive from H ...
, becoming director of that school's clinical psychology program, where he remained for the rest of his career. The Interpersonal Trust Scale, a research measure of this personality feature, was developed by Rotter during that time. He assumed emeritus status in 1987, but continued to teach graduate classes in personality and test construction for several more years. Rotter also served as president of the
American Psychological Association The American Psychological Association (APA) is the largest scientific and professional organization of psychologists in the United States, with over 133,000 members, including scientists, educators, clinicians, consultants, and students. It ha ...
Division of Clinical Psychology, the
Eastern Psychological Association The Eastern Psychological Association (abbreviated EPA) is a professional organization for psychologists in the Eastern United States. It holds annual meetings where members present their research findings to colleagues. Established in 1896, it ...
, and the American Psychological Association Division of Social and Personality Psychology. He died at the age of 97 on January 6, 2014 at his home in Mansfield, Connecticut.


Incomplete Sentences Blank

During his military service, one of Rotter's tasks was to evaluate sick and injured soldiers for emotional fitness to return to active duty. One of the measures he used was an early sentence completion test, something that could be administered and evaluated quickly to identify those who needed further assessment and/or treatment. After the war he developed a standardized instrument of this type: the Rotter Incomplete Sentences Blank (RISB), first published in 1950. The test blank consists of 40 "stems" that the examinee is instructed to complete "to express your real feelings." A completed test protocol can be interpreted qualitatively by a trained examiner. In addition, Rotter and Rafferty introduced a formal scoring system by means of which the examinee's overall level of adjustment can be rated. This system, which can be used to a high degree of reliability across raters and was validated in a number of studies, was an important exception to the often subjective use of so-called projective personality tests at the time. The RISB was lightly revised and updated in 1992. It is generally found to be the most widely used sentence completion test in clinical settings.


Social Learning Theory

When Rotter was a graduate student and early professional, American academic psychology was dominated by the approach known as behaviorism. The German school of
gestalt psychology Gestalt-psychology, gestaltism, or configurationism is a school of psychology that emerged in the early twentieth century in Austria and Germany as a theory of perception that was a rejection of basic principles of Wilhelm Wundt's and Edward ...
, an early form of cognitive science, was essentially the only alternative. Rotter was simultaneously attracted and dissatisfied by both. He liked the methodological and theoretical rigor of behaviorists like Clark Hull, but found their mechanistic learning theories too limited for application to complex human social behavior. He also found the gestalt "field theories" appealing, especially the work of his former professor Kurt Lewin, but was disturbed by their imprecision and failure to generate specific predictions. Like the experimentalist Edward C. Tolman, Rotter aspired to develop a theory that combined the best elements of both; this became the nucleus of what he termed
Social Learning Theory Social learning is a theory of learning process social behavior which proposes that new behaviors can be acquired by observing and imitating others. It states that learning is a cognitive process that takes place in a social context and can occu ...
(SLT). Rotter saw SLT as an alternative to
psychoanalysis PsychoanalysisFrom Greek: + . is a set of theories and therapeutic techniques"What is psychoanalysis? Of course, one is supposed to answer that it is many things — a theory, a research method, a therapy, a body of knowledge. In what might b ...
and behaviorism that would be useful to clinicians and researchers alike. His theoretical model was more or less fully articulated in ''Social Learning and Clinical Psychology'' (1954). Here, Rotter proposed that human behavior is the interactive result of two underlying forces: ''expectancy'' and ''reinforcement value''. Expectancy refers to the subjective probability (i.e., the probability as estimated by the individual) that a given action will lead to a given (reinforcing or punishing) outcome. In principle, it can be represented by a number between 0.00 (zero probability) and 1.00 (absolute certainty). Reinforcement value refers to the degree to which a person desires to attain (or avoid) a given outcome assuming that all outcomes are equally likely. In other words, reinforcement value is independent of expectancy. A person is likely to choose a particular course of action only if they believe themselves likely to succeed in attaining the goal and desire said goal. The minimal goal level is the threshold value; outcomes more positive than this are reinforcing, while outcomes less positive are punishing. Importantly, both expectancies and values are learned, and as with other forms of learning, they generalize. For example, after acquiring considerable experience in a variety of sporting events, a person develops a generalized expectancy for success in athletic endeavors. (Sometimes this is termed freedom of movement''.') Likewise, a person may generalize across reinforcers that gratify related needs, developing a greater or lesser ''need value'' for a class of reinforcers. Generalized expectancies and need values, being based on multiple learning experiences, become increasingly stable over time and develop a trait-like consistency - but unlike the personality traits described by researchers like Hans Eysenck, they are still the products of learning and still susceptible to change in response to future experiences. According to SLT, the two key variables affecting the degree to which expectancies change in response to new experience are the extent of prior experience (more experience = more resistance to change) and the degree of contrast between the pre-existing expectancy and the current outcome (greater contrast = greater change). One may perceive Lewin's influence in all of this - and Adler's in the notion of a person discouraged after repeated failure experiences (i.e., having acquired a low expectancy of success). What was remarkable about SLT was the fact that its principles could be represented as equations and used to generate relatively precise point predictions of behavioral choice. This social learning theory suggests that behavior is influenced by social context or environmental factors, and not psychological factors alone. In addition to describing the theory and the results of numerous experiments verifying many of its hypotheses, Rotter's 1954 book contained many suggestions for clinical practice that anticipated
cognitive-behavioral therapy Cognitive behavioral therapy (CBT) is a psycho-social intervention that aims to reduce symptoms of various mental health conditions, primarily depression and anxiety disorders. CBT focuses on challenging and changing cognitive distortions (suc ...
.


Locus of Control

An important refinement of Rotter's Social Learning Theory was the concept of generalized expectancies for problem-solving skills. Originally the generalization of expectancy was thought of as taking place purely along lines of expected reinforcers (e.g., academic or social success). But Rotter and his colleagues came to realize that people may also generalize on the basis of the problem-solving approach they employed. For example, searching for alternatives is a way of approaching many problems, and people vary in the degree to which they believe this is likely to be effective. This concept added a new class of personality-related variables to the theory. The problem-solving generalized expectancy to which Rotter and his students devoted most attention during the next several years was the extent to which people believe that reinforcing outcomes are primarily dependent on their own efforts (internal) as opposed to being under the control of fate, chance, or powerful others (external). This concept came to be known as
locus of control Locus of control is the degree to which people believe that they, as opposed to external forces (beyond their influence), have control over the outcome of events in their lives. The concept was developed by Julian B. Rotter in 1954, and has sinc ...
. In 1966, Rotter published his famous I-E scale in the journal "Psychological Monographs", to assess internal and external locus of control. This paper became the single most widely cited source in the social science literature, and the scale has been widely used in the
psychology Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries between ...
of
personality Personality is the characteristic sets of behaviors, cognitions, and emotional patterns that are formed from biological and environmental factors, and which change over time. While there is no generally agreed-upon definition of personality, m ...
, although its use of a two-alternative forced choice technique has made it subject to criticism. Rotter himself was astounded by how much attention this scale generated, claiming that it was like lighting a cigarette and seeing a forest fire. He himself believed that the scale was an adequate measure of just two concepts, achievement motivation (which he took to be linked with internal locus of control) and outer-directedeness, or tendency to conform to others (which he took to be associated with external locus of control). Critics of the scale have frequently voiced concern that
locus of control Locus of control is the degree to which people believe that they, as opposed to external forces (beyond their influence), have control over the outcome of events in their lives. The concept was developed by Julian B. Rotter in 1954, and has sinc ...
is not as homogenous a concept as Rotter's paper implied.


Legacy

Rotter has been reported as one of the most eminent psychologists of the 20th century. He was 18th in frequency of citations in journal articles and 64th in overall eminence.Haggbloom, S. J. et al. (2002). The 100 most eminent psychologists of the 20th century. Review of General Psychology, 6,139-152. cited a
Fullerton
/ref> His seminal studies of the variable of internal versus external locus of control provided the foundation of prolific research into choice and perceived control in several disciplines. His pioneer social learning framework transformed behavioral approaches to personality and clinical psychology. He had two children after marrying Clara Barnes, whom he had met at Worcester State. Rotter was married from 1941 until his wife died in 1985.
accessed 13 December 2007


Notes


References

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External links


Department of Psychology
- University of Connecticut

- University of Connecticut

- psych.fullerton.edu *
Biography of Julian RotterRecent (8/7/12) profile of Rotter
UConn Today {{DEFAULTSORT:Rotter, Julian B. 1916 births 2014 deaths 20th-century American psychologists People from Brooklyn Brooklyn College alumni University of Iowa alumni Indiana University alumni Ohio State University faculty University of Connecticut faculty United States Army personnel of World War II American people of Jewish descent Fellows of the American Psychological Association