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The Judicial Procedures Reform Bill of 1937, frequently called the "court-packing plan",Epstein, at 451. was a legislative initiative proposed by U.S. President Franklin D. Roosevelt to add more justices to the U.S. Supreme Court in order to obtain favorable rulings regarding
New Deal The New Deal was a series of programs, public work projects, financial reforms, and regulations enacted by President Franklin D. Roosevelt in the United States between 1933 and 1939. Major federal programs agencies included the Civilian Con ...
legislation that the Court had ruled
unconstitutional Constitutionality is said to be the condition of acting in accordance with an applicable constitution; "Webster On Line" the status of a law, a procedure, or an act's accordance with the laws or set forth in the applicable constitution. When l ...
.Leuchtenburg, at 115ff. The central provision of the bill would have granted the president power to appoint an additional justice to the U.S. Supreme Court, up to a maximum of six, for every member of the court over the age of 70 years. In the
Judiciary Act of 1869 The Judiciary Act of 1869 (41st Congress, Sess. 1, ch. 22, , enacted April 10, 1869), formally An Act to amend the Judicial System of the United States and sometimes called the Circuit Judges Act of 1869, provided that the Supreme Court of the Unite ...
,
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
had established that the Supreme Court would consist of the chief justice and eight associate justices. During Roosevelt's first term, the Supreme Court struck down several New Deal measures as being unconstitutional. Roosevelt sought to reverse this by changing the makeup of the court through the appointment of new additional justices who he hoped would rule that his legislative initiatives did not exceed the constitutional authority of the government. Since the U.S. Constitution does not define the Supreme Court's size, Roosevelt believed it was within the power of Congress to change it. Members of both parties viewed the legislation as an attempt to stack the court, and many Democrats, including
Vice President A vice president, also director in British English, is an officer in government or business who is below the president (chief executive officer) in rank. It can also refer to executive vice presidents, signifying that the vice president is on ...
John Nance Garner John Nance Garner III (November 22, 1868 – November 7, 1967), known among his contemporaries as "Cactus Jack", was an American Democratic politician and lawyer from Texas who served as the 32nd vice president of the United States under Fran ...
, opposed it. The bill came to be known as Roosevelt's "court-packing plan", a phrase coined by Edward Rumely. In November 1936, Roosevelt won a sweeping re-election victory. In the months following, he proposed to reorganize the federal judiciary by adding a new justice each time a justice reached age 70 and failed to retire. The legislation was unveiled on February 5, 1937, and was the subject of Roosevelt's ninth
fireside chat The fireside chats were a series of evening radio addresses given by Franklin D. Roosevelt, the 32nd President of the United States, between 1933 and 1944. Roosevelt spoke with familiarity to millions of Americans about recovery from the Great De ...
on March 9, 1937. He asked, "Can it be said that full justice is achieved when a court is forced by the sheer necessity of its business to decline, without even an explanation, to hear 87% of the cases presented by private litigants?" Publicly denying the president's statement, Chief Justice
Charles Evans Hughes Charles Evans Hughes Sr. (April 11, 1862 – August 27, 1948) was an American statesman, politician and jurist who served as the 11th Chief Justice of the United States from 1930 to 1941. A member of the Republican Party, he previously was the ...
reported, "There is no congestion of cases on our calendar. When we rose March 15 we had heard arguments in cases in which cert has been granted only four weeks before. This gratifying situation has obtained for several years". Three weeks after the radio address, the Supreme Court published an opinion upholding a
Washington state Washington (), officially the State of Washington, is a U.S. state, state in the Northwestern United States, Pacific Northwest region of the Western United States. Named for George Washington—the first President of the United States, U.S. p ...
minimum wage A minimum wage is the lowest remuneration that employers can legally pay their employees—the price floor below which employees may not sell their labor. Most countries had introduced minimum wage legislation by the end of the 20th century. B ...
law in '' West Coast Hotel Co. v. Parrish''. The 5–4 ruling was the result of the apparently sudden jurisprudential shift by Associate Justice Owen Roberts, who joined with the wing of the bench supportive to the New Deal legislation. Since Roberts had previously ruled against most New Deal legislation, his support here was seen as a result of the political pressure the president was exerting on the court. Some interpreted Roberts' reversal as an effort to maintain the Court's
judicial independence Judicial independence is the concept that the judiciary should be independent from the other branches of government. That is, courts should not be subject to improper influence from the other branches of government or from private or partisan inter ...
by alleviating the political pressure to create a court more friendly to the New Deal. This reversal came to be known as " the switch in time that saved nine"; however, recent legal-historical scholarship has called that narrative into question as Roberts' decision and vote in the ''Parrish'' case predated both the public announcement and introduction of the 1937 bill.McKenna, at 413. Roosevelt's legislative initiative ultimately failed. Henry F. Ashurst, the Democratic chair of the
Senate Judiciary Committee The United States Senate Committee on the Judiciary, informally the Senate Judiciary Committee, is a standing committee of 22 U.S. senators whose role is to oversee the Department of Justice (DOJ), consider executive and judicial nominations ...
, held up the bill by delaying hearings in the committee, saying, "No haste, no hurry, no waste, no worry—that is the motto of this committee." As a result of his delaying efforts, the bill was held in committee for 165 days, and opponents of the bill credited Ashurst as instrumental in its defeat. The bill was further undermined by the untimely death of its chief advocate in the U.S. Senate, Senate Majority Leader
Joseph T. Robinson Joseph Taylor Robinson (August 26, 1872 – July 14, 1937), also known as Joe T. Robinson, was an American politician from Arkansas. A member of the Democratic Party, he represented Arkansas in the United States Senate from 1913 to 1937, serving ...
. Other reasons for its failure included members of Roosevelt's own Democratic Party believing the bill to be unconstitutional, with the Judiciary Committee ultimately releasing a scathing report calling it "a needless, futile and utterly dangerous abandonment of constitutional principle ... without precedent or justification".Senate Committee on the Judiciary, ''Reorganization of the Federal Judiciary'', S. Rep. No. 711, 75th Congress, 1st Session, 1 (1937). Contemporary observers broadly viewed Roosevelt's initiative as political maneuvering. Its failure exposed the limits of Roosevelt's abilities to push forward legislation through direct public appeal. Public perception of his efforts here was in stark contrast to the reception of his legislative efforts during his first term.Leuchtenburg, at 156–161. Roosevelt ultimately prevailed in establishing a majority on the court friendly to his New Deal legislation, though some scholars view Roosevelt's victory as
pyrrhic A pyrrhic (; el, πυρρίχιος ''pyrrichios'', from πυρρίχη ''pyrrichē'') is a metrical foot used in formal poetry. It consists of two unaccented, short syllables. It is also known as a dibrach. Poetic use in English Tennyson u ...
.


Background


New Deal

Following the
Wall Street Crash of 1929 The Wall Street Crash of 1929, also known as the Great Crash, was a major American stock market crash that occurred in the autumn of 1929. It started in September and ended late in October, when share prices on the New York Stock Exchange coll ...
and the onset of the
Great Depression The Great Depression (19291939) was an economic shock that impacted most countries across the world. It was a period of economic depression that became evident after a major fall in stock prices in the United States. The economic contagio ...
, Franklin Roosevelt won the 1932 presidential election on a promise to give America a "New Deal" to promote national economic recovery. The 1932 election also saw a new Democratic majority sweep into both houses of Congress, giving Roosevelt legislative support for his reform platform. Both Roosevelt and the
73rd Congress The 73rd United States Congress was a meeting of the legislative branch of the United States federal government, composed of the United States Senate and the United States House of Representatives. It met in Washington, D.C. from March 4, 1933, ...
called for greater governmental involvement in the economy as a way to end the depression. During the president's first term, a series of successful challenges to various New Deal programs were launched in federal courts. It soon became clear that the overall constitutionality of much of the New Deal legislation, especially that which extended the power of the federal government, would be decided by the Supreme Court. A minor aspect of Roosevelt's New Deal agenda may have itself directly precipitated the showdown between the Roosevelt administration and the Supreme Court. Shortly after Roosevelt's inauguration, Congress passed the Economy Act, a provision of which cut many government salaries, including the pensions of retired Supreme Court justices. Associate Justice Oliver Wendell Holmes, Jr., who had retired in 1932, saw his pension halved from $20,000 to $10,000 per year.Oliver Wendell Holmes: law and the inner self, G. Edward White pg. 469 The cut to their pensions appears to have dissuaded at least two older Justices, Willis Van Devanter and George Sutherland, from retirement.McKenna, at 35–36, 335–36. Both would later find many aspects of the New Deal unconstitutional.


Roosevelt's Justice Department

The flurry of new laws in the wake of Roosevelt's first hundred days swamped the Justice Department with more responsibilities than it could manage.McKenna, at 20–21. Many Justice Department lawyers were ideologically opposed to the New Deal and failed to influence either the drafting or review of much of the White House's New Deal legislation.McKenna, at 24–25. The ensuing struggle over ideological identity increased the ineffectiveness of the Justice Department. As
Interior Secretary The United States secretary of the interior is the head of the United States Department of the Interior. The secretary and the Department of the Interior are responsible for the management and conservation of most federal land along with natur ...
Harold Ickes complained,
Attorney General In most common law jurisdictions, the attorney general or attorney-general (sometimes abbreviated AG or Atty.-Gen) is the main legal advisor to the government. The plural is attorneys general. In some jurisdictions, attorneys general also have exec ...
Homer Cummings Homer Stille Cummings (April 30, 1870 – September 10, 1956) was an American lawyer and politician who was the United States Attorney General from 1933 to 1939. He also was elected mayor of Stamford, Connecticut, three times before founding th ...
had "simply loaded it he Justice Departmentwith political appointees" at a time when it would be responsible for litigating the flood of cases arising from New Deal legal challenges.McKenna, at 14–16. Compounding matters, Roosevelt's congenial Solicitor General,
James Crawford Biggs James Crawford Biggs (August 29, 1872 – January 30, 1960) was an American lawyer and politician, born in Oxford, North Carolina to William and Elizabeth Arlington (Cooper) Biggs. Education Biggs was a student at the Horner Military School in Ox ...
(a
patronage Patronage is the support, encouragement, privilege, or financial aid that an organization or individual bestows on another. In the history of art, arts patronage refers to the support that kings, popes, and the wealthy have provided to artists su ...
appointment chosen by Cummings), proved to be an ineffective advocate for the legislative initiatives of the New Deal.Schlesinger, at 261. While Biggs resigned in early 1935, his successor
Stanley Forman Reed Stanley Forman Reed (December 31, 1884 – April 2, 1980) was an American lawyer and jurist who served as an Associate Justice of the U.S. Supreme Court from 1938 to 1957. He also served as U.S. Solicitor General from 1935 to 1938. Born in Ma ...
proved to be little better. This disarray at the Justice Department meant that the government's lawyers often failed to foster viable test cases and arguments for their defense, subsequently handicapping them before the courts. As Chief Justice
Charles Evans Hughes Charles Evans Hughes Sr. (April 11, 1862 – August 27, 1948) was an American statesman, politician and jurist who served as the 11th Chief Justice of the United States from 1930 to 1941. A member of the Republican Party, he previously was the ...
would later note, it was because much of the New Deal legislation was so poorly drafted and defended that the court did not uphold it.


Jurisprudential context

Popular understanding of the Hughes Court, which has some scholarly support, has typically cast it as divided between a conservative and liberal faction, with two critical swing votes. The conservative Justices Pierce Butler, James Clark McReynolds, George Sutherland and
Willis Van Devanter Willis Van Devanter (April 17, 1859 – February 8, 1941) was an American lawyer who served as an Associate Justice of the Supreme Court of the United States from 1911 to 1937. He was a staunch conservative and was regarded as a part of the Fo ...
were known as "
The Four Horsemen The Four Horsemen of the Apocalypse are figures in the Christian scriptures, first appearing in the Book of Revelation, a piece of apocalypse literature written by John of Patmos. Revelation 6 tells of a book or scroll in God's right hand th ...
". Opposed to them were the liberal Justices
Louis Brandeis Louis Dembitz Brandeis (; November 13, 1856 – October 5, 1941) was an American lawyer and associate justice on the Supreme Court of the United States from 1916 to 1939. Starting in 1890, he helped develop the " right to privacy" concep ...
, Benjamin Cardozo and Harlan Fiske Stone, dubbed "
The Three Musketeers ''The Three Musketeers'' (french: Les Trois Mousquetaires, links=no, ) is a French historical adventure novel written in 1844 by French author Alexandre Dumas. It is in the swashbuckler genre, which has heroic, chivalrous swordsmen who fight f ...
". Chief Justice Charles Evans Hughes and Justice Owen Roberts were regarded as the swing votes on the court. Some recent scholarship has eschewed these labels since they suggest more legislative, as opposed to judicial, differences. While it is true that many rulings of the 1930s Supreme Court were deeply divided, with four justices on each side and Justice Roberts as the typical swing vote, the ideological divide this represented was linked to a larger debate in U.S. jurisprudence regarding the role of the judiciary, the meaning of the Constitution, and the respective rights and prerogatives of the different branches of government in shaping the judicial outlook of the Court. At the same time, however, the perception of a conservative/liberal divide does reflect the ideological leanings of the justices themselves. As William Leuchtenburg has observed: Whatever the political differences among the justices, the clash over the constitutionality of the New Deal initiatives was tied to clearly divergent legal philosophies which were gradually coming into competition with each other: legal formalism and
legal realism Legal realism is a naturalistic approach to law. It is the view that jurisprudence should emulate the methods of natural science, i.e., rely on empirical evidence. Hypotheses must be tested against observations of the world. Legal realists ...
.White, at 167–70. During the period c. 1900 – c. 1920, the formalist and realist camps clashed over the nature and legitimacy of judicial authority in
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omniprese ...
, given the lack of a central, governing authority in those legal fields other than the precedent established by
case law Case law, also used interchangeably with common law, is law that is based on precedents, that is the judicial decisions from previous cases, rather than law based on constitutions, statutes, or regulations. Case law uses the detailed facts of ...
—i.e. the aggregate of earlier judicial decisions. This debate spilled over into the realm of
constitutional law Constitutional law is a body of law which defines the role, powers, and structure of different entities within a state, namely, the executive, the parliament or legislature, and the judiciary; as well as the basic rights of citizens and, in fe ...
. Realist legal scholars and judges argued that the constitution should be interpreted flexibly and judges should not use the Constitution to impede legislative experimentation. One of the most famous proponents of this concept, known as the
Living Constitution The Living Constitution, or judicial pragmatism, is the viewpoint that the United States Constitution holds a dynamic meaning that evolves and adapts to new circumstances even if the document is not formally amended. The Constitution is said ...
, was U.S. Supreme Court justice Oliver Wendell Holmes, Jr., who said in '' Missouri v. Holland'' the "case before us must be considered in the light of our whole experience and not merely in that of what was said a hundred years ago". The conflict between formalists and realists implicated a changing but still-persistent view of constitutional
jurisprudence Jurisprudence, or legal theory, is the theoretical study of the propriety of law. Scholars of jurisprudence seek to explain the nature of law in its most general form and they also seek to achieve a deeper understanding of legal reasoning ...
which viewed the U.S. Constitution as a static, universal, and general document not designed to change over time. Under this judicial philosophy, case resolution required a simple restatement of the applicable principles which were then extended to a case's facts in order to resolve the controversy.White, at 204–05. This earlier judicial attitude came into direct conflict with the legislative reach of much of Roosevelt's New Deal legislation. Examples of these judicial principles include: * the early-American fear of centralized authority which necessitated an unequivocal distinction between national powers and reserved state powers; * the clear delineation between public and private spheres of commercial activity susceptible to legislative regulation; and * the corresponding separation of public and private contractual interactions based upon "free labor" ideology and
Lockean John Locke (; 29 August 1632 – 28 October 1704) was an English philosopher and physician, widely regarded as one of the most influential of Enlightenment thinkers and commonly known as the "father of liberalism". Considered one of ...
property rights The right to property, or the right to own property (cf. ownership) is often classified as a human right for natural persons regarding their possessions. A general recognition of a right to private property is found more rarely and is typically h ...
.Cushman, at 5–7. At the same time, developing
modernist Modernism is both a philosophy, philosophical and arts movement that arose from broad transformations in Western world, Western society during the late 19th and early 20th centuries. The movement reflected a desire for the creation of new fo ...
ideas regarding politics and the role of government placed the role of the judiciary into flux. The courts were generally moving away from what has been called "guardian review" — in which judges defended the line between appropriate legislative advances and majoritarian encroachments into the private sphere of life—toward a position of "bifurcated review". This approach favored sorting laws into categories that demanded deference towards other branches of government in the economic sphere, but aggressively heightened judicial scrutiny with respect to fundamental civil and political liberties.White, at 158–163. The slow transformation away from the "guardian review" role of the judiciary brought about the ideological—and, to a degree, generational—rift in the 1930s judiciary. With the Judiciary Bill, Roosevelt sought to accelerate this judicial evolution by diminishing the dominance of an older generation of judges who remained attached to an earlier mode of American jurisprudence.White, at 203–04.


New Deal in court

Roosevelt was wary of the Supreme Court early in his first term, and his administration was slow to bring constitutional challenges of New Deal legislation before the court.Leuchtenburg, at 84. However, early wins for New Deal supporters came in '' Home Building & Loan Association v. Blaisdell'' and '' Nebbia v. New York'' at the start of 1934. At issue in each case were state laws relating to economic regulation. ''Blaisdell'' concerned the temporary suspension of
creditor A creditor or lender is a party (e.g., person, organization, company, or government) that has a claim on the services of a second party. It is a person or institution to whom money is owed. The first party, in general, has provided some property ...
's remedies by
Minnesota Minnesota () is a state in the upper midwestern region of the United States. It is the 12th largest U.S. state in area and the 22nd most populous, with over 5.75 million residents. Minnesota is home to western prairies, now given over t ...
in order to combat
mortgage A mortgage loan or simply mortgage (), in civil law jurisdicions known also as a hypothec loan, is a loan used either by purchasers of real property to raise funds to buy real estate, or by existing property owners to raise funds for any ...
foreclosure Foreclosure is a legal process in which a lender attempts to recover the balance of a loan from a borrower who has stopped making payments to the lender by forcing the sale of the asset used as the collateral for the loan. Formally, a mort ...
s, finding that temporal relief did not, in fact, impair the obligation of a
contract A contract is a legally enforceable agreement between two or more parties that creates, defines, and governs mutual rights and obligations between them. A contract typically involves the transfer of goods, services, money, or a promise to tr ...
. ''Nebbia'' held that
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
could implement
price controls Price controls are restrictions set in place and enforced by governments, on the prices that can be charged for goods and services in a market. The intent behind implementing such controls can stem from the desire to maintain affordability of good ...
on milk, in accordance with the state's police power. While not tests of New Deal legislation themselves, the cases gave cause for relief of administration concerns about Associate Justice Owen Roberts, who voted with the majority in both cases.Leuchtenburg, at 26. Roberts's opinion for the court in ''Nebbia'' was also encouraging for the administration: ''Nebbia'' also holds a particular significance: it was the one case in which the Court abandoned its jurisprudential distinction between the "public" and "private" spheres of economic activity, an essential distinction in the court's analysis of state police power. The effect of this decision radiated outward, affecting other doctrinal methods of analysis in wage regulation, labor, and the power of the U.S. Congress to regulate commerce.


Black Monday

Just three weeks after its defeat in the railroad pension case, the Roosevelt administration suffered its most severe setback, on May 27, 1935: "Black Monday".McKenna, at 96–103. Chief Justice Hughes arranged for the decisions announced from the bench that day to be read in order of increasing importance. The Supreme Court ruled unanimously against Roosevelt in three cases: '' Humphrey's Executor v. United States'', '' Louisville Joint Stock Land Bank v. Radford'', and ''
Schechter Poultry Corp. v. United States ''A.L.A. Schechter Poultry Corp. v. United States'', 295 U.S. 495 (1935), was a decision by the Supreme Court of the United States that invalidated regulations of the poultry industry according to the nondelegation doctrine and as an invalid u ...
''.


Further New Deal setbacks

With several cases laying forth the criteria necessary to respect the due process and
property right The right to property, or the right to own property (cf. ownership) is often classified as a human right for natural persons regarding their possessions. A general recognition of a right to private property is found more rarely and is typically ...
s of individuals, and statements of what constituted an appropriate delegation of legislative powers to the President, Congress quickly revised the
Agricultural Adjustment Act The Agricultural Adjustment Act (AAA) was a United States federal law of the New Deal era designed to boost agricultural prices by reducing surpluses. The government bought livestock for slaughter and paid farmers subsidies not to plant on par ...
(AAA).Urofsky, at 681–83. However, New Deal supporters still wondered how the AAA would fare against Chief Justice Hughes's restrictive view of the Commerce Clause from the ''Schechter'' decision.


Antecedents to reform legislation

The coming conflict with the court was foreshadowed by a 1932 campaign statement Roosevelt made: An April 1933 letter to the president offered the idea of packing the Court: "If the Supreme Court's membership could be increased to twelve, without too much trouble, perhaps the Constitution would be found to be quite elastic."Leuchtenburg, at 83–85. The next month, soon-to-be Republican National Chairman Henry P. Fletcher expressed his concern: " administration as fully in control as this one can pack it
he Supreme Court He or HE may refer to: Language * He (pronoun), an English pronoun * He (kana), the romanization of the Japanese kana へ * He (letter), the fifth letter of many Semitic alphabets * He (Cyrillic), a letter of the Cyrillic script called ''He'' in ...
as easily as an English government can pack the House of Lords."


Searching out solutions

As early as the autumn 1933, Roosevelt had begun anticipation of reforming a federal judiciary composed of a stark majority of Republican appointees at all levels. Roosevelt tasked Attorney General Homer Cummings with a year-long "legislative project of great importance".McKenna, at 157–68.
Justice Department A justice ministry, ministry of justice, or department of justice is a ministry or other government agency in charge of the administration of justice. The ministry or department is often headed by a minister of justice (minister for justice in a ...
lawyers then commenced research on the "secret project", with Cummings devoting what time he could. The focus of the research was directed at restricting or removing the Supreme Court's power of
judicial review Judicial review is a process under which executive, legislative and administrative actions are subject to review by the judiciary. A court with authority for judicial review may invalidate laws, acts and governmental actions that are incomp ...
. However, an autumn 1935 Gallup Poll had returned a majority disapproval of attempts to limit the Supreme Court's power to declare acts unconstitutional. For the time being, Roosevelt stepped back to watch and wait. Other alternatives were also sought: Roosevelt inquired about the rate at which the Supreme Court denied ''
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
'', hoping to attack the Court for the small number of cases it heard annually. He also asked about the case of '' Ex parte McCardle'', which limited the
appellate jurisdiction A court of appeals, also called a court of appeal, appellate court, appeal court, court of second instance or second instance court, is any court of law that is empowered to hear an appeal of a trial court or other lower tribunal. In much ...
of the Supreme Court, wondering if Congress could strip the Court's power to adjudicate constitutional questions. The span of possible options even included constitutional amendments; however, Roosevelt soured to this idea, citing the requirement of three-fourths of state legislatures needed to ratify, and that an opposition wealthy enough could too easily defeat an amendment. Further, Roosevelt deemed the amendment process in itself too slow when time was a scarce commodity.


Unexpected answer

Attorney General Cummings received novel advice from
Princeton University Princeton University is a private research university in Princeton, New Jersey. Founded in 1746 in Elizabeth as the College of New Jersey, Princeton is the fourth-oldest institution of higher education in the United States and one of the ...
professor Edward S. Corwin in a letter of December 16, 1936. Corwin had relayed an idea from
Harvard University Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of highe ...
professor
Arthur N. Holcombe Arthur Norman Holcombe (November 3, 1884 – December 9, 1977) was an American political scientist and educator who taught at Harvard University from 1910 until his retirement in 1955. He was known for his studies of government structure. Life ...
, suggesting that Cummings tie the size of the Supreme Court's bench to the age of the justices since the popular view of the Court was critical of their age. However, another related idea fortuitously presented itself to Cummings as he and his assistant Carl McFarland were finishing their collaborative history of the Justice Department, ''Federal justice: chapters in the history of justice and the Federal executive''. An opinion written by Associate Justice McReynolds—one of Cumming's predecessors as Attorney General, under
Woodrow Wilson Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was an American politician and academic who served as the 28th president of the United States from 1913 to 1921. A member of the Democratic Party, Wilson served as the president of ...
—had made a proposal in 1914 which was highly relevant to Roosevelt's current Supreme Court troubles: The content of McReynolds's proposal and the bill later submitted by Roosevelt were so similar to each other that it is thought the most probable source of the idea. Roosevelt and Cummings also relished the opportunity to hoist McReynolds by his own petard. McReynolds, having been born in 1862, had been in his early fifties when he wrote his 1914 proposal, but was well over seventy when Roosevelt's plan was set forth.


Reform legislation


Contents

The provisions of the bill adhered to four central principles: * allowing the President to appoint one new, younger judge for each federal judge with 10 years service who did not retire or resign within six months after reaching the age of 70 years; * limitations upon the number of judges the President could appoint: no more than six Supreme Court justices, and no more than two on any lower federal court, with a maximum allocation between the two of 50 new judges just after the bill is passed into law; * that lower-level judges be able to float, roving to district courts with exceptionally busy or backlogged dockets; and * lower courts be administered by the Supreme Court through newly created "proctors". The latter provisions were the result of lobbying by the energetic and reformist judge William Denman of the Ninth Circuit Court who believed the lower courts were in a state of disarray and that unnecessary delays were affecting the appropriate administration of justice. Roosevelt and Cummings authored accompanying messages to send to
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
along with the proposed legislation, hoping to couch the debate in terms of the need for judicial efficiency and relieving the backlogged workload of elderly judges. The choice of date on which to launch the plan was largely determined by other events taking place. Roosevelt wanted to present the legislation before the Supreme Court began hearing oral arguments on the Wagner Act cases, scheduled to begin on February 8, 1937; however, Roosevelt also did not want to present the legislation before the annual White House dinner for the Supreme Court, scheduled for February 2.Leuchtenburg, at 129. With a Senate recess between February 3–5, and the weekend falling on February 6–7, Roosevelt had to settle for February 5. Other pragmatic concerns also intervened. The administration wanted to introduce the bill early enough in the Congressional session to make sure it passed before the summer recess, and, if successful, to leave time for nominations to any newly created bench seats.


Public reaction

After the proposed legislation was announced, public reaction was split. Since the Supreme Court was generally conflated with the U.S. Constitution itself, the proposal to change the Court brushed up against this wider public reverence. Roosevelt's personal involvement in selling the plan managed to mitigate this hostility. In a Democratic Victory Dinner speech on March 4, Roosevelt called for party loyalists to support his plan. Roosevelt followed this up with his ninth
Fireside chat The fireside chats were a series of evening radio addresses given by Franklin D. Roosevelt, the 32nd President of the United States, between 1933 and 1944. Roosevelt spoke with familiarity to millions of Americans about recovery from the Great De ...
on March 9, in which he made his case directly to the public. In his address, Roosevelt decried the Supreme Court's majority for "reading into the Constitution words and implications which are not there, and which were never intended to be there". He also argued directly that the Bill was needed to overcome the Supreme Court's opposition to the New Deal, stating that the nation had reached a point where it "must take action to save the Constitution from the Court, and the Court from itself". Through these interventions, Roosevelt managed briefly to earn favorable press for his proposal. In general, however, the overall tenor of reaction in the press was negative. A series of Gallup Polls conducted between February and May 1937 showed that the public opposed the proposed bill by a fluctuating majority. By late March it had become clear that the President's personal abilities to sell his plan were limited: Concerted letter-writing campaigns to Congress against the bill were launched with opinion tallying against the bill nine-to-one. Bar associations nationwide followed suit as well lining up in opposition to the bill.McKenna, at 303–314. Roosevelt's own
Vice President A vice president, also director in British English, is an officer in government or business who is below the president (chief executive officer) in rank. It can also refer to executive vice presidents, signifying that the vice president is on ...
John Nance Garner John Nance Garner III (November 22, 1868 – November 7, 1967), known among his contemporaries as "Cactus Jack", was an American Democratic politician and lawyer from Texas who served as the 32nd vice president of the United States under Fran ...
expressed disapproval of the bill holding his nose and giving thumbs down from the rear of the Senate chamber. The editorialist
William Allen White William Allen White (February 10, 1868 – January 29, 1944) was an American newspaper editor, politician, author, and leader of the Progressive movement. Between 1896 and his death, White became a spokesman for middle America. At a 193 ...
characterized Roosevelt's actions in a column on February 6 as an "elaborate stage play to flatter the people by a simulation of frankness while denying Americans their democratic rights and discussions by suave avoidance—these are not the traits of a democratic leader". Reaction against the bill also spawned the National Committee to Uphold Constitutional Government, which was launched in February 1937 by three leading opponents of the New Deal. Frank E. Gannett, a newspaper magnate, provided both money and publicity. Two other founders,
Amos Pinchot Amos Richards Eno Pinchot (December 6, 1873 – February 18, 1944) was an American lawyer and reformist. He never held public office but managed to exert considerable influence in reformist circles and did much to keep progressive and Georgi ...
, a prominent lawyer from New York, and Edward Rumely, a political activist, had both been Roosevelt supporters who had soured on the President's agenda. Rumely directed an effective and intensive mailing campaign to drum up public opposition to the measure. Among the original members of the Committee were
James Truslow Adams James Truslow Adams (October 18, 1878 – May 18, 1949) was an American writer and historian. He was a freelance author who helped to popularize the latest scholarship about American history and his three-volume history of New England is well r ...
, Charles Coburn,
John Haynes Holmes John Haynes Holmes (November 29, 1879 – April 3, 1964) was an American Unitarian minister, pacifist, and co-founder of the NAACP and the ACLU. He is noted for his anti-war activism. Early life Holmes was born in Philadelphia on November 2 ...
,
Dorothy Thompson Dorothy Celene Thompson (July 9, 1893 – January 30, 1961) was an American journalist and radio broadcaster. She was the first American journalist to be expelled from Nazi Germany in 1934 and was one of the few women news commentators on radio ...
,
Samuel S. McClure Samuel Sidney McClure (February 17, 1857 – March 21, 1949) was an Irish-American publisher who became known as a key figure in investigative, or muckraking, journalism. He co-founded and ran ''McClure's Magazine'' from 1893 to 1911, which ran n ...
,
Mary Dimmick Harrison Mary Dimmick Harrison ( Mary Scott Lord; April 30, 1858 – January 5, 1948) was the second wife of Benjamin Harrison, the 23rd president of the United States. She was nearly 25 years younger than Harrison, and was the niece of his first wif ...
, and Frank A. Vanderlip. The Committee's membership reflected the bipartisan opposition to the bill, especially among better educated and wealthier constituencies. As Gannett explained, "we were careful not to include anyone who had been prominent in party politics, particularly in the Republican camp. We preferred to have the Committee made up of liberals and Democrats, so that we would not be charged with having partisan motives." The Committee made a determined stand against the Judiciary bill. It distributed more than 15 million letters condemning the plan. They targeted specific constituencies: farm organization, editors of agricultural publications, and individual farmers. They also distributed material to 161,000 lawyers, 121,000 doctors, 68,000 business leaders, and 137,000 clergymen. Pamphleteering, press releases and trenchantly worded radio editorials condemning the bill also formed part of the onslaught in the public arena.


House action

Traditionally, legislation proposed by the administration first goes before the
House of Representatives House of Representatives is the name of legislative bodies in many countries and sub-national entitles. In many countries, the House of Representatives is the lower house of a bicameral legislature, with the corresponding upper house often c ...
.McKenna, at 314–317. However, Roosevelt failed to consult Congressional leaders before announcing the bill, which stopped cold any chance of passing the bill in the House.
House Judiciary Committee The U.S. House Committee on the Judiciary, also called the House Judiciary Committee, is a standing committee of the United States House of Representatives. It is charged with overseeing the administration of justice within the federal courts, ...
chairman
Hatton W. Sumners Hatton William Sumners (May 30, 1875 – April 19, 1962) was a Democratic Party (United States), Democratic Congressman from the Dallas, Texas area, serving from 1913 to 1947. He rose to become Chairman of the powerful House Judiciary Committ ...
believed the bill to be unconstitutional and refused to endorse it, actively chopping it up within his committee in order to block the legislation's chief effect of Supreme Court expansion. Finding such stiff opposition within the House, the administration arranged for the bill to be taken up in the Senate. Congressional Republicans deftly decided to remain silent on the matter, denying congressional Democrats the opportunity to use them as a unifying force. Republicans then watched from the sidelines as the Democratic party split itself in the ensuing Senate fight.


Senate hearings

The administration began making its case for the bill before the
Senate Judiciary Committee The United States Senate Committee on the Judiciary, informally the Senate Judiciary Committee, is a standing committee of 22 U.S. senators whose role is to oversee the Department of Justice (DOJ), consider executive and judicial nominations ...
on March 10, 1937.
Attorney General In most common law jurisdictions, the attorney general or attorney-general (sometimes abbreviated AG or Atty.-Gen) is the main legal advisor to the government. The plural is attorneys general. In some jurisdictions, attorneys general also have exec ...
Cummings' testimony was grounded on four basic complaints: * the reckless use of
injunction An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in p ...
s by the courts to pre-empt the operation of New Deal legislation; * aged and infirm judges who declined to retire; * crowded dockets at all levels of the federal court system; and * the need for a reform which would infuse "new blood" in the federal court system.McKenna, at 356–65. Administration advisor
Robert H. Jackson Robert Houghwout Jackson (February 13, 1892 – October 9, 1954) was an American lawyer, jurist, and politician who served as an Associate Justice of the U.S. Supreme Court from 1941 until his death in 1954. He had previously served as Unit ...
testified next, attacking the Supreme Court's alleged misuse of judicial review and the ideological perspective of the majority. Further administration witnesses were grilled by the committee, so much so that after two weeks less than half the administration's witnesses had been called. Exasperated by the stall tactics they were meeting on the committee, administration officials decided to call no further witnesses; it later proved to be a tactical blunder, allowing the opposition to indefinitely drag-on the committee hearings. Further setbacks for the administration occurred in the failure of farm and labor interests to align with the administration. However, once the bill's opposition had gained the floor, it pressed its upper hand, continuing hearings as long as public sentiment against the bill remained in doubt. Of note for the opposition was the testimony of Harvard University law professor
Erwin Griswold Erwin Nathaniel Griswold (; July 14, 1904 – November 19, 1994) was an American appellate attorney who argued many cases before the U.S. Supreme Court. Griswold served as Solicitor General of the United States (1967–1973) under Presidents Lynd ...
.McKenna, at 396–401. Specifically attacked by Griswold's testimony was the claim made by the administration that Roosevelt's court expansion plan had precedent in U.S. history and law. While it was true the size of the Supreme Court had been expanded since the founding in 1789, it had never been done for reasons similar to Roosevelt's. The following table lists all the expansions of the court: Another event damaging to the administration's case was a letter authored by Chief Justice Hughes to
Senator A senate is a deliberative assembly, often the upper house or chamber of a bicameral legislature. The name comes from the ancient Roman Senate (Latin: ''Senatus''), so-called as an assembly of the senior (Latin: ''senex'' meaning "the el ...
Burton Wheeler, which directly contradicted Roosevelt's claim of an overworked Supreme Court turning down over 85 percent of ''certiorari'' petitions in an attempt to keep up with their docket.McKenna, at 367–372. The truth of the matter, according to Hughes, was that rejections typically resulted from the defective nature of the petition, not from the court's docket load.


White Monday

On March 29, 1937, the court handed down three decisions upholding New Deal legislation, two of them unanimous: '' West Coast Hotel Co. v. Parrish'', ''Wright v. Vinton Branch'', and ''Virginia Railway v. Federation''.McKenna, at 420–22. The ''Wright'' case upheld a new Frazier-Lemke Act which had been redrafted to meet the Court's objections in the ''Radford'' case; similarly, ''Virginia Railway'' case upheld labor regulations for the railroad industry, and is particularly notable for its foreshadowing of how the Wagner Act cases would be decided as the National Labor Relations Board was modeled on the
Railway Labor Act The Railway Labor Act is a United States federal law on US labor law that governs labor relations in the railroad and airline industries. The Act, enacted in 1926 and amended in 1934 and 1936, seeks to substitute bargaining, arbitration, and media ...
contested in the case.


Failure of reform legislation


Van Devanter retires

May 18, 1937 witnessed two setbacks for the administration. First, Associate Justice Willis Van Devanter—encouraged by the restoration of full-salary pensions under the March 1, 1937 Supreme Court Retirement ActBall, Howard. Hugo L. Black: Cold Steel Warrior. Oxford University Press. 2006. . Page 89. (Public Law 75-10; Chapter 21 of the general statutes enacted in the 1st Session of the 75th Congress)—announced his intent to retire on June 2, 1937, the end of the term.McKenna, at 453–57. This undercut one of Roosevelt's chief complaints against the court—he had not been given an opportunity in the entirety of his first term to make a nomination to the high court. It also presented Roosevelt with a personal dilemma: he had already long ago promised the first court vacancy to Senate Majority Leader
Joseph T. Robinson Joseph Taylor Robinson (August 26, 1872 – July 14, 1937), also known as Joe T. Robinson, was an American politician from Arkansas. A member of the Democratic Party, he represented Arkansas in the United States Senate from 1913 to 1937, serving ...
. As Roosevelt had based his attack of the court upon the ages of the justices, appointing the 65-year-old Robinson would belie Roosevelt's stated goal of infusing the court with younger blood.McKenna, at 458. Further, Roosevelt worried about whether Robinson could be trusted on the high bench; while Robinson was considered to be Roosevelt's New Deal "marshal" and was regarded as a progressive of the stripe of Woodrow Wilson, he was a conservative on some issues. However, Robinson's death six weeks later eradicated this problem. Finally, Van Devanter's retirement alleviated pressure to reconstitute a more politically friendly court.


Committee report

The second setback occurred in the Senate Judiciary Committee action that day on Roosevelt's court reform bill.McKenna, at 460–61. First, an attempt at a compromise amendment which would have allowed the creation of only two additional seats was defeated 10–8. Next, a motion to report the bill favorably to the floor of the Senate also failed 10–8. Then, a motion to report the bill "without recommendation" failed by the same margin, 10–8. Finally, a vote was taken to report the bill adversely, which passed 10–8. On June 14, the committee issued a scathing report that called FDR's plan "a needless, futile and utterly dangerous abandonment of constitutional principle ... without precedent or justification". Public support for the plan was never very strong and dissipated quickly in the aftermath of these developments.


Floor debate

Entrusted with ensuring the bill's passage, Robinson began his attempt to get the votes necessary to pass the bill. In the meantime, he worked to finish another compromise which would abate Democratic opposition to the bill.McKenna, at 486–91. Ultimately devised was the Hatch-Logan amendment, which resembled Roosevelt's plan, but with changes in some details: the age limit for appointing a new coadjutor was increased to 75, and appointments of such a nature were limited to one per calendar year. The Senate opened debate on the substitute proposal on July 2. Robinson led the charge, holding the floor for two days.McKenna, at 498–505. Procedural measures were used to limit debate and prevent any potential filibuster. By July 12, Robinson had begun to show signs of strain, leaving the Senate chamber complaining of chest pains. On July 14, 1937 a housemaid found Joseph Robinson dead of a heart attack in his apartment, the ''
Congressional Record The ''Congressional Record'' is the official record of the proceedings and debates of the United States Congress, published by the United States Government Publishing Office and issued when Congress is in session. The Congressional Record Inde ...
'' at his side. With Robinson gone so too were all hopes of the bill's passage. Roosevelt further alienated his party's Senators when he decided not to attend Robinson's funeral in
Little Rock, Arkansas ( The "Little Rock") , government_type = Council-manager , leader_title = Mayor , leader_name = Frank Scott Jr. , leader_party = D , leader_title2 = Council , leader_name2 ...
. On returning to Washington, D.C., Vice President John Nance Garner informed Roosevelt, "You are beat. You haven't got the votes." On July 22, the Senate voted 70–20 to send the judicial-reform measure back to committee, where the controversial language was stripped by explicit instruction from the Senate floor. By July 29, 1937, the
Senate Judiciary Committee The United States Senate Committee on the Judiciary, informally the Senate Judiciary Committee, is a standing committee of 22 U.S. senators whose role is to oversee the Department of Justice (DOJ), consider executive and judicial nominations ...
—at the behest of new Senate Majority Leader
Alben Barkley Alben William Barkley (; November 24, 1877 – April 30, 1956) was an American lawyer and politician from Kentucky who served in both houses of Congress and as the 35th vice president of the United States from 1949 to 1953 under Presid ...
—had produced a revised Judicial Procedures Reform Act. This new legislation met with the previous bill's goal of revising the lower courts, but without providing for new federal judges or justices. Congress passed the revised legislation, and Roosevelt signed it into law, on August 26. This new law required that: #parties-at-suit provide early notice to the federal government of cases with constitutional implications; #federal courts grant government attorneys the right to appear in such cases; #appeals in such cases be expedited to the Supreme Court; #any constitutional injunction would no longer be enforced by one federal judge, but rather three; and #such injunctions would be limited to a sixty-day duration.


Consequences

A political fight which began as a conflict between the President and the Supreme Court turned into a battle between Roosevelt and the recalcitrant members of his own party in the Congress. The political consequences were wide-reaching, extending beyond the narrow question of judicial reform to implicate the political future of the New Deal itself. Not only was bipartisan support for Roosevelt's agenda largely dissipated by the struggle, the overall loss of political capital in the arena of public opinion was also significant. The Democratic Party lost a net of eight seats in the U.S. Senate and a net 81 seats in the U.S. House in the subsequent 1938 midterm elections. As Michael Parrish writes, "the protracted legislative battle over the Court-packing bill blunted the momentum for additional reforms, divided the New Deal coalition, squandered the political advantage Roosevelt had gained in the 1936 elections, and gave fresh ammunition to those who accused him of dictatorship, tyranny, and fascism. When the dust settled, FDR had suffered a humiliating political defeat at the hands of Chief Justice Hughes and the administration's Congressional opponents."McKenna, at 522ff. With the retirement of Justice Willis Van Devanter in 1937, the Court's composition began to move in support of Roosevelt's legislative agenda. By the end of 1941, following the deaths of Justices Benjamin Cardozo (1938) and Pierce Butler (1939), and the retirements of George Sutherland (1938), Louis Brandeis (1939), James Clark McReynolds (1941), and Charles Evans Hughes (1941), only two Justices (former Associate Justice, by then promoted to Chief Justice, Harlan Fiske Stone, and Associate Justice Owen Roberts) remained from the Court Roosevelt inherited in 1933. As future Chief Justice
William Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from ...
observed:


Timeline


See also

*
Second-term curse The second-term curse is the perceived tendency of second terms of U.S. presidents to be less successful than their first terms. According to the curse, the second terms of U.S. presidents have usually been plagued by a major scandal, policy in ...
*
Stop Court-Packing Act The Stop Court-Packing Act () was a proposed bill that was introduced in the 113th United States Congress on June 4, 2013, with the full title of the bill stating to "reduce the number of Federal judgeships for the U.S. Court of Appeals for the Dis ...


References


Notes


Sources

* * * * * * * Minton, Sherman ''Reorganization of Federal Judiciary; speeches of Hon. Sherman Minton of Indiana in the Senate of the United States'', July 8 and 9, 1937. Washington, D.C.: Government Printing Office, 1937. * * * *


External links


FDR's Fireside Chat on the bill
(Link live as of September 15, 2008) {{DEFAULTSORT:Judicial Procedures Reform Act Of 1937 1937 in American law 1937 in American politics Presidency of Franklin D. Roosevelt History of the Supreme Court of the United States Legal history of the United States New Deal legislation Political history of the United States Supreme Court of the United States United States proposed federal legislation United States federal judiciary legislation