Judicial restraint is a
judicial interpretation that recommends favoring the
status quo in judicial activities; it is the opposite of
judicial activism
Judicial activism is a judicial philosophy holding that the courts can and should go beyond the applicable law to consider broader societal implications of its decisions. It is sometimes used as an antonym of judicial restraint. The term usually ...
. Aspects of judicial restraint include the principle of
stare decisis (that new decisions should be consistent with previous decisions); a conservative approach to
standing
Standing, also referred to as orthostasis, is a position in which the body is held in an ''erect'' ("orthostatic") position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the s ...
and a reluctance to grant
certiorari;
and a tendency to deliver narrowly tailored verdicts, avoiding "unnecessary resolution of broad questions."
Judicial restraint may lead a court to avoid hearing a case in the first place. The court may justify its decision by questioning whether the
plaintiff
A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of t ...
has
standing
Standing, also referred to as orthostasis, is a position in which the body is held in an ''erect'' ("orthostatic") position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the s ...
; or by refusing to grant
certiorari; or by determining that the central issue of the case is a
political question
In United States constitutional law, the political question doctrine holds that a constitutional dispute that requires knowledge of a non-legal character or the use of techniques not suitable for a court or explicitly assigned by the Constitution ...
better decided by the
executive
Executive ( exe., exec., execu.) may refer to:
Role or title
* Executive, a senior management role in an organization
** Chief executive officer (CEO), one of the highest-ranking corporate officers (executives) or administrators
** Executive dir ...
or
legislative
A legislature is an assembly with the authority to make laws for a political entity such as a country or city. They are often contrasted with the executive and judicial powers of government.
Laws enacted by legislatures are usually known ...
branches of government; or by determining that the court has no
jurisdiction
Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels.
J ...
in the matter.
Judicial restraint may lead a court to decide in favor of the
status quo. In a case of
judicial review
Judicial review is a process under which executive, legislative and administrative actions are subject to review by the judiciary. A court with authority for judicial review may invalidate laws, acts and governmental actions that are incomp ...
, this may mean refusing to overturn an existing law unless the law is flagrantly unconstitutional (though what counts as "flagrantly unconstitutional" is itself a matter of some debate).
On an appeal, restraint may mean refusing to overturn the lower court's ruling. In general, restraint may mean respecting the principle of
stare decisis — that new decisions should show "respect
..for its own previous decisions."
Judicial restraint may lead a court to rule narrowly, avoiding "unnecessary resolution of broad questions" (also known as
judicial minimalism
Judicial minimalism refers to a philosophy in United States constitutional law which promotes itself as a politically moderate viewpoint such as that of retired Judge Sandra Day O'Connor. It is often compared to other judicial philosophies such a ...
.)
Restrained rulings are small and case-specific, rather than broad and sweeping. Restrained rulings also hesitate to justify themselves in terms of previously unidentified
rights
Rights are legal, social, or ethical principles of freedom or entitlement; that is, rights are the fundamental normative rules about what is allowed of people or owed to people according to some legal system, social convention, or ethical theory ...
or principles.
Examples
U.S. Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
Justice
Lewis F. Powell Jr.
Lewis Franklin Powell Jr. (September 19, 1907 – August 25, 1998) was an American lawyer and jurist who served as an Associate Justice of the Supreme Court of the United States from 1972 to 1987.
Born in Suffolk, Virginia, he graduat ...
wrote:
:A constitutional case involving stare decisis was ''
South Carolina v. Gathers
''South Carolina v. Gathers'', 490 U.S. 805 (1989), was a United States Supreme Court case which held that testimony in the form of a victim impact statement is admissible during the sentencing phase of a trial only if it directly relates to the ...
''. In ''Gathers'' the Court was urged to reconsider ''Booth v. Maryland''....
n an example of judicial restraint, Justice White, who had dissented in the ''Booth'' case, declined to overrule it. He joined
Justice Brennan's opinion for the Court in ''Gathers''. The four dissenters in ''Gathers''
isplaying the opposite of judicial restraintexplicitly called for overruling ''Booth''.
Justice Scalia
Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectua ...
... argued that a Justice must be free to vote to overrule decisions that he or she feels are not supported by the Constitution itself, as opposed to prior precedents.
''
Roe v. Wade
''Roe v. Wade'', 410 U.S. 113 (1973),. was a landmark decision of the U.S. Supreme Court in which the Court ruled that the Constitution of the United States conferred the right to have an abortion. The decision struck down many federal and s ...
'' (1973) is frequently cited as an example of
judicial activism
Judicial activism is a judicial philosophy holding that the courts can and should go beyond the applicable law to consider broader societal implications of its decisions. It is sometimes used as an antonym of judicial restraint. The term usually ...
, but subsequent cases, such as ''
Whole Woman's Health v. Hellerstedt
''Whole Woman's Health v. Hellerstedt'', 579 U.S. 582 (2016), was a landmark decision of the US Supreme Court decided on June 27, 2016. The Court ruled 5–3 that Texas cannot place restrictions on the delivery of abortion services that create a ...
'' (2016), have demonstrated judicial restraint by ruling in harmony with the
precedent
A precedent is a principle or rule established in a previous legal case that is either binding on or persuasive for a court or other tribunal when deciding subsequent cases with similar issues or facts. Common-law legal systems place great valu ...
set by ''Roe'' or by delivering narrow rulings on specific questions that do not explicitly seek to overturn ''Roe'' in its entirety.
Vacco v. Quill is an example of judicial restraint,
in part for upholding a New York state law criminalizing
physician-assisted suicide
Assisted suicide is suicide undertaken with the aid of another person. The term usually refers to physician-assisted suicide (PAS), which is suicide that is assisted by a physician or other healthcare provider. Once it is determined that the p ...
if the patient is
terminally ill
Terminal illness or end-stage disease is a disease that cannot be cured or adequately treated and is expected to result in the death of the patient. This term is more commonly used for progressive diseases such as cancer, dementia or advanced h ...
, and in part for refusing to set any new precedent such as a constitutionally protected
right to die
The right to die is a concept based on the opinion that human beings are entitled to end their life or undergo voluntary euthanasia. Possession of this right is often understood that a person with a terminal illness, incurable pain, or without ...
if terminally ill.
Former Associate Justice
Oliver Wendell Holmes Jr.
Oliver Wendell Holmes Jr. (March 8, 1841 – March 6, 1935) was an American jurist and legal scholar who served as an associate justice of the Supreme Court of the United States from 1902 to 1932.Holmes was Acting Chief Justice of the Un ...
, considered to be one of the first major advocates of the philosophy of judicial restraint, described its importance in many of his books.
One writer described Associate Justice
Felix Frankfurter
Felix Frankfurter (November 15, 1882 – February 22, 1965) was an Austrian-American jurist who served as an Associate Justice of the Supreme Court of the United States from 1939 until 1962, during which period he was a noted advocate of judic ...
, a Democrat appointed by
Franklin Roosevelt, as the "model of judicial restraint".
William Rehnquist
William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from ...
(Chief Justice 1986–2005) has been acknowledged as an advocate of judicial restraint,
despite his Court's having overturned some precedents from the more liberal
Warren
A warren is a network of wild rodent or lagomorph, typically rabbit burrows. Domestic warrens are artificial, enclosed establishment of animal husbandry dedicated to the raising of rabbits for meat and fur. The term evolved from the medieval A ...
Court.
(In 1989,
Lewis F. Powell Jr.
Lewis Franklin Powell Jr. (September 19, 1907 – August 25, 1998) was an American lawyer and jurist who served as an Associate Justice of the Supreme Court of the United States from 1972 to 1987.
Born in Suffolk, Virginia, he graduat ...
analyzed decisions overruled by two previous Courts; Powell found that the "
activist" Warren Court had explicitly overruled prior decisions 63 times in 16 years, whereas the
Burger Court had overruled 61 decisions in 17 years — a "fairly constant" rate.)
Ashwander rules
The
United States Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
employs a principle called Ashwander rules, settled in ''Ashwander v. TVA'' (297 US 288, 346-347 (1936)), state that where a controversy may be settled on a platform other than one involving constitutional adjudication, the court should avoid the constitutional question. It was articulated by Justice
Louis D. Brandeis, are a set of principles used by the
United States
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territori ...
Supreme Court for avoiding constitutional rulings.
Justice Louis Brandeis, concurring in ''
Ashwander v. Tennessee Valley Authority'', 297 U.S. 288 (1936), summarized some prudential rules for exercising judicial self-restraint and avoiding ruling on the constitutionality of congressional legislation:
The Court developed, for its own governance in the cases confessedly within its
jurisdiction
Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels.
J ...
, a series of rules under which it has avoided passing upon a large part of all the constitutional questions pressed upon it for decision. They are:
# The Court will not pass upon the constitutionality of legislation in a friendly, non-adversary, proceeding, declining because to decide such questions "is legitimate only in the last resort, earnest and vital controversy between individuals. It never was the thought that, by means of a friendly suit, a party beaten in the legislature could transfer to the courts an inquiry as to the constitutionality of the
legislative act
Legislation is the process or result of enrolling, enacting, or promulgating laws by a legislature, parliament, or analogous governing body. Before an item of legislation becomes law it may be known as a bill, and may be broadly referred to as ...
."
# The Court will not "anticipate a question of constitutional law in advance of the necessity of deciding it."
[''Liverpool, N.Y. & P.S.S. Co. v. Emigration Commissioners'', 113 U.S. 33 (1885)] "It is not the habit of the Court to decide questions of a constitutional nature unless absolutely necessary to a decision of the case."
# The Court will not "formulate a rule of
constitutional law
Constitutional law is a body of law which defines the role, powers, and structure of different entities within a state, namely, the executive, the parliament or legislature, and the judiciary; as well as the basic rights of citizens and, in fe ...
broader than is required by the Precise facts to which it is to be applied."
# The Court will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of. This rule has found most varied application. Thus, if a case can be decided on either of two grounds, one involving a constitutional question, the other a question of
statutory construction or general law, the Court will decide only the latter. Appeals from the highest court of a state challenging its decision of a question under the
Federal Constitution are frequently dismissed because the judgment can be sustained on an independent state ground.
# The Court will not pass upon the validity of a statute upon complaint of one who fails to show that he is injured by its operation. Among the many applications of this rule, none is more striking than the denial of the right to challenge to one who lacks a personal or property right. (While not mentioned in ''Ashwander'', there are exceptions in the case of a
First Amendment
First or 1st is the ordinal form of the number one (#1).
First or 1st may also refer to:
*World record, specifically the first instance of a particular achievement
Arts and media Music
* 1$T, American rapper, singer-songwriter, DJ, and reco ...
challenge where the party may raise the effect of a law on other person's First Amendment rights, the so-called "
chilling effect
In a legal context, a chilling effect is the inhibition or discouragement of the legitimate exercise of natural and legal rights by the threat of legal sanction. A chilling effect may be caused by legal actions such as the passing of a law, the ...
" doctrine.)
# The Court will not pass upon the constitutionality of a statute at the instance of one who has availed himself of its benefits.
# "When the validity of an act of the Congress is drawn in question, and even if a serious doubt of constitutionality is raised, it is a cardinal principle that this Court will first ascertain whether a construction management of the statute is fairly possible by which the question may be avoided."
[''Crowell v. Benson'', 285 U.S. 22 (1932)]
See also
*
Judicial activism
Judicial activism is a judicial philosophy holding that the courts can and should go beyond the applicable law to consider broader societal implications of its decisions. It is sometimes used as an antonym of judicial restraint. The term usually ...
*
Judicial minimalism
Judicial minimalism refers to a philosophy in United States constitutional law which promotes itself as a politically moderate viewpoint such as that of retired Judge Sandra Day O'Connor. It is often compared to other judicial philosophies such a ...
*
Political question
In United States constitutional law, the political question doctrine holds that a constitutional dispute that requires knowledge of a non-legal character or the use of techniques not suitable for a court or explicitly assigned by the Constitution ...
*
Separation of powers
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
*
Stare decisis
*
Judicial Review
Judicial review is a process under which executive, legislative and administrative actions are subject to review by the judiciary. A court with authority for judicial review may invalidate laws, acts and governmental actions that are incomp ...
*
Judiciary Act of 1789
*
Procedures of the Supreme Court of the United States
The Supreme Court of the United States is the highest court in the federal judiciary of the United States. The procedures of the Court are governed by the U.S. Constitution, various federal statutes, and its own internal rules. Since 1869, t ...
*
U.S. Constitution, Article III
*
U.S. Constitution, Eleventh Amendment
References
[{{cite magazine , author= , title=Reagan's Mr. Right , magazine=]Time
Time is the continued sequence of existence and events that occurs in an apparently irreversible succession from the past, through the present, into the future. It is a component quantity of various measurements used to sequence events, ...
, date=1986-06-30 , url=http://www.time.com/time/magazine/article/0,9171,961645-6,00.html , url-status=dead , archive-url=https://web.archive.org/web/20081208122030/http://www.time.com/time/magazine/article/0,9171,961645-6,00.html , archive-date=2008-12-08
Legal history of the United States
American legal terminology
Judiciaries
Judicial activism