A joke is a display of
humour
Humour (English in the Commonwealth of Nations, Commonwealth English) or humor (American English) is the tendency of experiences to provoke laughter and provide amusement. The term derives from the humorism, humoral medicine of the ancient Gre ...
in which words are used within a specific and well-defined narrative structure to make people
laugh
Laughter is a Pleasure, pleasant physical reaction and emotion consisting usually of rhythmical, often audible contractions of the Thoracic diaphragm, diaphragm and other parts of the respiratory system. It is a response to certain external or ...
and is usually not meant to be interpreted literally. It usually takes the form of a story, often with dialogue, and ends in a
punch line
A punch line (a. k. a. punch-line or punchline) concludes a joke; it is intended to make people laugh. It is the third and final part of the typical joke structure. It follows the introductory framing of the joke and the narrative which sets up ...
, whereby the humorous element of the story is revealed; this can be done using a
pun
A pun, also known as paronomasia, is a form of word play that exploits multiple meanings of a term, or of similar-sounding words, for an intended humorous or rhetorical effect. These ambiguities can arise from the intentional use of homophonic ...
or other type of
word play
Word play or wordplay (also: play-on-words) is a literary technique and a form of wit in which words used become the main subject of the work, primarily for the purpose of intended effect or amusement. Examples of word play include puns, phonet ...
,
irony
Irony (), in its broadest sense, is the juxtaposition of what on the surface appears to be the case and what is actually the case or to be expected; it is an important rhetorical device and literary technique.
Irony can be categorized into ...
or
sarcasm
Sarcasm is the caustic use of words, often in a humorous way, to mock someone or something. Sarcasm may employ ambivalence, although it is not necessarily ironic. Most noticeable in spoken word, sarcasm is mainly distinguished by the inflection ...
, logical incompatibility,
hyperbole
Hyperbole (; adj. hyperbolic ) is the use of exaggeration as a rhetorical device or figure of speech. In rhetoric, it is also sometimes known as auxesis (literally 'growth'). In poetry and oratory, it emphasizes, evokes strong feelings, and ...
, or other means. Linguist
Robert Hetzron
Robert Hetzron, born Herzog (31 December 1937, Budapest – 12 August 1997, Santa Barbara, California), was a Hungarian-born linguist known for his work on the comparative study of Afro-Asiatic languages, as well as for his study of Cushitic ...
offers the definition:
It is generally held that jokes benefit from brevity, containing no more detail than is needed to set the scene for the punchline at the end. In the case of
riddle joke A riddle joke, joke riddle, pseudo-joke or conundrum is a riddle that does not expect the asked person to know the answer, but rather constitutes a set-up to the humorous punch line of the joke.Mac E. Barrick, "Racial Riddles & the Pollack Joke", ' ...
s or one-liners, the setting is implicitly understood, leaving only the dialogue and punchline to be verbalised. However, subverting these and other common guidelines can also be a source of humour—the
shaggy dog story
In its original sense, a shaggy dog story or yarn is an extremely long-winded anecdote characterized by extensive narration of typically irrelevant incidents and terminated by an anticlimax.
Shaggy dog stories play upon the audience's precon ...
is an example of an
anti-joke
Anti-humor is a type of indirect and alternative humor that involves the joke-teller's delivering something that is intentionally not funny, or lacking in intrinsic meaning. The practice relies on the expectation on the part of the audience of s ...
; although presented as a joke, it contains a long drawn-out narrative of time, place and character, rambles through many pointless inclusions and finally fails to deliver a punchline. Jokes are a form of humour, but not all humour is a joke. Some humorous forms which are ''not'' verbal jokes are: involuntary humour, situational humour,
practical jokes
A practical joke, or prank, is a mischievous trick played on someone, generally causing the victim to experience embarrassment, perplexity, confusion, or discomfort.Marsh, Moira. 2015. ''Practically Joking''. Logan: Utah State University Press. ...
,
slapstick
Slapstick is a style of humor involving exaggerated physical activity that exceeds the boundaries of normal physical comedy. Slapstick may involve both intentional violence and violence by mishap, often resulting from inept use of props such a ...
and anecdotes.
Identified as one of the simple forms of oral literature by the Dutch linguist
André Jolles
Johannes Andreas Jolles, known as André Jolles (August 7, 1874 in Den Helder, Netherlands – February 22, 1946 in Leipzig, Germany) was a Dutch-German art historian, literary critic and linguist who was affiliated with the Nazi Party. He is be ...
, jokes are passed along anonymously. They are told in both private and public settings; a single person tells a joke to his friend in the natural flow of conversation, or a set of jokes is told to a group as part of scripted entertainment. Jokes are also passed along in written form or, more recently,
through the internet.
Stand-up
Stand-up comedy is a comedic performance to a live audience in which the performer addresses the audience directly from the stage. The performer is known as a comedian, a comic or a stand-up.
Stand-up comedy consists of one-liners, stories, ...
comics,
comedians
A comedian or comic is a person who seeks to entertain an audience by making them laugh. This might be through jokes or amusing situations, or acting foolish (as in slapstick), or employing prop comedy. A comedian who addresses an audience dir ...
and
slapstick
Slapstick is a style of humor involving exaggerated physical activity that exceeds the boundaries of normal physical comedy. Slapstick may involve both intentional violence and violence by mishap, often resulting from inept use of props such a ...
work with
comic timing
Comic timing emerges from a performer's joke delivery: they interact with an audience— intonation, rhythm, cadence, tempo, and pausing—to guide the audience's laughter, which then guides the comedic narrative. The pacing of the delivery of ...
and
rhythm
Rhythm (from Greek , ''rhythmos'', "any regular recurring motion, symmetry") generally means a " movement marked by the regulated succession of strong and weak elements, or of opposite or different conditions". This general meaning of regular recu ...
in their performance, and may rely on actions as well as on the verbal punchline to evoke laughter. This distinction has been formulated in the popular saying "A comic says funny things; a comedian says things funny".
[Generally attributed to ]Ed Wynn
Isaiah Edwin Leopold (November 9, 1886 – June 19, 1966), better known as Ed Wynn, was an American actor and comedian. He was noted for his ''Perfect Fool'' comedy character, his pioneering radio show of the 1930s, and his later career as a d ...
History in print
Any joke documented from the past has been saved through happenstance rather than design. Jokes do not belong to refined culture, but rather to the entertainment and leisure of all classes. As such, any printed versions were considered
ephemera
Ephemera are transitory creations which are not meant to be retained or preserved. Its etymological origins extends to Ancient Greece, with the common definition of the word being: "the minor transient documents of everyday life". Ambiguous in ...
, i.e., temporary documents created for a specific purpose and intended to be thrown away. Many of these early jokes deal with scatological and sexual topics, entertaining to all social classes but not to be valued and saved.
Various kinds of jokes have been identified in ancient pre-
classical texts.
[In 2008, British TV channel ''Dave'' commissioned a team of academics, led by humour expert Paul McDonald from the ]University of Wolverhampton
The University of Wolverhampton is a public university located on four campuses across the West Midlands (county), West Midlands, Shropshire and Staffordshire in England. The roots of the university lie in the Wolverhampton Tradesmen's and Mech ...
, to research the world’s oldest examples of recorded humour. Because humour may be difficult to define their condition was "a clear set-up and punch line structure". In review, McDonald stated: "... jokes have varied over the years, with some taking the question and answer format while others are witty proverbs or riddles. What they all share, however, is a willingness to deal with taboos and a degree of rebellion. Modern puns, Essex girl jokes and toilet humour can all be traced back to the very earliest jokes identified in this research." The oldest identified joke is an ancient
Sumer
Sumer () is the earliest known civilization in the historical region of southern Mesopotamia (south-central Iraq), emerging during the Chalcolithic and early Bronze Ages between the sixth and fifth millennium BC. It is one of the cradles of c ...
ian
proverb
A proverb (from la, proverbium) is a simple and insightful, traditional saying that expresses a perceived truth based on common sense or experience. Proverbs are often metaphorical and use formulaic speech, formulaic language. A proverbial phra ...
from 1900 BC containing
toilet humour
Toilet humour, or potty or scatological humour (compare scatology), is a type of off-colour humour dealing with defecation, diarrhea, constipation, urination and flatulence, and to a lesser extent vomiting and other bodily functions. It sees subs ...
: "Something which has never occurred since time immemorial; a young woman did not fart in her husband’s lap." Its records were dated to the
Old Babylonian period
The Old Babylonian Empire, or First Babylonian Empire, is dated to BC – BC, and comes after the end of Sumerian power with the destruction of the Third Dynasty of Ur, and the subsequent Isin-Larsa period. The chronology of the first dynasty ...
and the joke may go as far back as 2300 BC. The second oldest joke found, discovered on the
Westcar Papyrus
The Westcar Papyrus (inventory-designation: ''P. Berlin 3033'') is an ancient Egyptian text containing five stories about miracles performed by priests and magicians. In the papyrus text, each of these tales are told at the royal court of king K ...
and believed to be about
Sneferu
Sneferu ( snfr-wj "He has perfected me", from ''Ḥr-nb-mꜣꜥt-snfr-wj'' "Horus, Lord of Maat, has perfected me", also read Snefru or Snofru), well known under his Hellenized name Soris ( grc-koi, Σῶρις by Manetho), was the founding phar ...
, was from
Ancient Egypt circa 1600 BC: "How do you entertain a bored pharaoh? You sail a boatload of young women dressed only in fishing nets down the Nile and urge the pharaoh to go catch a fish." The tale of the three ox drivers from Adab completes the three known oldest jokes in the world. This is a
comic triple dating back to 1200 BC
Adab. It concerns three men seeking justice from a king on the matter of ownership over a newborn calf, for whose birth they all consider themselves to be partially responsible. The king seeks advice from a priestess on how to rule the case, and she suggests a series of events involving the men's households and wives. Unfortunately, the final portion of the story (which included the
punch line
A punch line (a. k. a. punch-line or punchline) concludes a joke; it is intended to make people laugh. It is the third and final part of the typical joke structure. It follows the introductory framing of the joke and the narrative which sets up ...
), has not survived intact, though legible fragments suggest it was bawdy in nature.
Jokes can be notoriously difficult to translate from language to language; particularly
puns
A pun, also known as paronomasia, is a form of word play that exploits multiple meanings of a term, or of similar-sounding words, for an intended humorous or rhetorical effect. These ambiguities can arise from the intentional use of homophonic ...
, which depend on specific words and not just on their meanings. For instance,
Julius Caesar
Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, and ...
once sold land at a surprisingly cheap price to his lover
Servilia, who was rumoured to be prostituting her daughter
Tertia to Caesar in order to keep his favour.
Cicero
Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, and academic skeptic, who tried to uphold optimate principles during the political crises that led to the estab ...
remarked that "''conparavit Servilia hunc fundum tertia deducta."'' The punny phrase, "tertia deducta", can be translated as "with one-third off (in price)", or "with Tertia putting out."
The earliest extant joke book is the ''
Philogelos
''Philogelos'' ( grc, Φιλόγελως, "Love of Laughter") is the oldest existing collection of jokes. The collection is written in Ancient Greek, and the language used indicates that it may have been written in the fourth century AD, according ...
'' (Greek for ''The Laughter-Lover''), a collection of 265 jokes written in crude
ancient Greek
Ancient Greek includes the forms of the Greek language used in ancient Greece and the ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Dark Ages (), the Archaic peri ...
dating to the fourth or fifth century AD. The author of the collection is obscure and a number of different authors are attributed to it, including "Hierokles and Philagros the ''grammatikos''", just "Hierokles", or, in the ''
Suda
The ''Suda'' or ''Souda'' (; grc-x-medieval, Σοῦδα, Soûda; la, Suidae Lexicon) is a large 10th-century Byzantine encyclopedia of the ancient Mediterranean world, formerly attributed to an author called Soudas (Σούδας) or Souidas ...
'', "Philistion". British classicist
Mary Beard states that the ''Philogelos'' may have been intended as a jokester's handbook of quips to say on the fly, rather than a book meant to be read straight through. Many of the jokes in this collection are surprisingly familiar, even though the typical protagonists are less recognisable to contemporary readers: the
absent-minded professor
The absent-minded professor is a stock character of popular fiction, usually portrayed as a talented academic whose academic brilliance is accompanied by below-par functioning in other areas, leading to forgetfulness and mistakes. One explanati ...
, the eunuch, and people with hernias or bad breath. The ''Philogelos'' even contains a joke similar to
Monty Python
Monty Python (also collectively known as the Pythons) were a British comedy troupe who created the sketch comedy television show '' Monty Python's Flying Circus'', which first aired on the BBC in 1969. Forty-five episodes were made over four ...
's "
Dead Parrot Sketch
The "Dead Parrot Sketch", alternatively and originally known as the "Pet Shop Sketch" or "Parrot Sketch", is a sketch from ''Monty Python's Flying Circus'' about a non-existent species of parrot, called a "Norwegian Blue". A satire on poor cus ...
".
During the 15th century, the
printing revolution
Printing is a process for mass reproducing text and Printmaking, images using a master form or template. The earliest non-paper products involving printing include cylinder seals and objects such as the Cyrus Cylinder and the Cylinders of Nabo ...
spread across Europe following the development of the
movable type printing press
Movable type (US English; moveable type in British English) is the system and technology of printing and typography that uses movable Sort (typesetting), components to reproduce the elements of a document (usually individual alphanumeric charact ...
. This was coupled with the growth of literacy in all social classes. Printers turned out
Jestbook Jest books (or Jestbooks) are collections of jokes and humorous anecdotes in book form – a literary genre which reached its greatest importance in the early modern period.
Origins
The oldest surviving collection of jokes is the Byzantine '' Phil ...
s along with Bibles to meet both
lowbrow and
highbrow
Used colloquially as a noun or adjective, "highbrow" is synonymous with intellectual; as an adjective, it also means elite, and generally carries a connotation of high culture. The term, first recorded in 1875, draws its metonymy from the pseudo ...
interests of the populace. One early anthology of jokes was the ''
Facetiae
The ''Facetiae'' is an anthology of jokes by Poggio Bracciolini (1380–1459), first published in 1470. It was the first printed joke book. The collection, "the most famous jokebook of the Renaissance", is notable for its inclusion of scatological ...
'' by the Italian
Poggio Bracciolini
Gian Francesco Poggio Bracciolini (11 February 1380 – 30 October 1459), usually referred to simply as Poggio Bracciolini, was an Italian scholar and an early Renaissance humanist. He was responsible for rediscovering and recovering many classi ...
, first published in 1470. The popularity of this jest book can be measured on the twenty editions of the book documented alone for the 15th century. Another popular form was a collection of jests, jokes and funny situations attributed to a single character in a more connected, narrative form of the
picaresque novel
The picaresque novel (Spanish: ''picaresca'', from ''pícaro'', for " rogue" or "rascal") is a genre of prose fiction. It depicts the adventures of a roguish, but "appealing hero", usually of low social class, who lives by his wits in a corrup ...
. Examples of this are the characters of
Rabelais in France,
Till Eulenspiegel
Till Eulenspiegel (; nds, Dyl Ulenspegel ) is the protagonist of a German chapbook published in 1515 (a first edition of ca. 1510/12 is preserved fragmentarily) with a possible background in earlier Middle Low German folklore.
Eulenspiegel is ...
in Germany,
Lazarillo de Tormes
''The Life of Lazarillo de Tormes and of His Fortunes and Adversities'' ( es, La vida de Lazarillo de Tormes y de sus fortunas y adversidades ) is a Spanish novella, published anonymously because of its anticlerical content. It was published s ...
in Spain and
Master Skelton in England. There is also a jest book ascribed to
William Shakespeare
William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's nation ...
, the contents of which appear to both inform and borrow from his plays. All of these early jestbooks corroborate both the rise in the literacy of the European populations and the general quest for leisure activities during the Renaissance in Europe.
The practice of printers using jokes and cartoons as page fillers was also widely used in the
broadsides and
chapbook
A chapbook is a small publication of up to about 40 pages, sometimes bound with a saddle stitch.
In early modern Europe a chapbook was a type of printed street literature. Produced cheaply, chapbooks were commonly small, paper-covered bookle ...
s of the 19th century and earlier. With the increase in literacy in the general population and the growth of the printing industry, these publications were the most common forms of printed material between the 16th and 19th centuries throughout Europe and North America. Along with reports of events, executions, ballads and verse, they also contained jokes. Only one of many broadsides archived in the Harvard library is described as "1706. Grinning made easy; or, Funny Dick's unrivalled collection of curious, comical, odd, droll, humorous, witty, whimsical, laughable, and eccentric jests, jokes, bulls, epigrams, &c. With many other descriptions of wit and humour." These cheap publications, ephemera intended for mass distribution, were read alone, read aloud, posted and discarded.
There are many types of joke books in print today; a search on the internet provides a plethora of titles available for purchase. They can be read alone for solitary entertainment, or used to stock up on new jokes to entertain friends. Some people try to find a deeper meaning in jokes, as in "Plato and a Platypus Walk into a Bar... Understanding Philosophy Through Jokes".
[NPR Interview with the authors Cathcart and Klein can be found at https://www.npr.org/templates/story/story.php?storyId=10158510] However a deeper meaning is not necessary to appreciate their inherent entertainment value. Magazines frequently use jokes and cartoons as filler for the printed page. ''
Reader's Digest
''Reader's Digest'' is an American general-interest family magazine, published ten times a year. Formerly based in Chappaqua, New York, it is now headquartered in midtown Manhattan. The magazine was founded in 1922 by DeWitt Wallace and his wi ...
'' closes out many articles with an (unrelated) joke at the bottom of the article. ''
The New Yorker
''The New Yorker'' is an American weekly magazine featuring journalism, commentary, criticism, essays, fiction, satire, cartoons, and poetry. Founded as a weekly in 1925, the magazine is published 47 times annually, with five of these issues ...
'' was first published in 1925 with the stated goal of being a "sophisticated humour magazine" and is still known for
its cartoons.
Telling jokes
Telling a joke is a cooperative effort; it requires that the teller and the audience mutually agree in one form or another to understand the narrative which follows as a joke. In a study of
conversation analysis
Conversation analysis (CA) is an approach to the study of social interaction, embracing both verbal and non-verbal conduct, in situations of everyday life. CA originated as a sociological method, but has since spread to other fields. CA began with ...
, the sociologist
Harvey Sacks
Harvey Sacks (July 19, 1935 – November 14, 1975) was an American sociologist influenced by the ethnomethodology tradition. He pioneered extremely detailed studies of the way people use language in everyday life. Despite his early death in ...
describes in detail the sequential organisation in the telling of a single joke. "This telling is composed, as for stories, of three serially ordered and adjacently placed types of sequences … the preface
raming
Ida Raming (born August 10, 1932 in Fürstenau, Germany) is a German author, teacher and theologian.
Life
After school Raming studied Catholic theology, German and pedagogy at the University of Münster and the University of Freiburg. She fini ...
the telling, and the response sequences." Folklorists expand this to include the context of the joking. Who is telling what jokes to whom? And why is he telling them when? The context of the joke telling in turn leads into a study of
joking relationship
In anthropology, a joking relationship is a relationship between two people that involves a ritualised banter of teasing or mocking.
In Niger it is listed on the Representative List of the Intangible Cultural Heritage of Humanity.
Structure
Ana ...
s, a term coined by anthropologists to refer to social groups within a culture who engage in institutionalised banter and joking.
Framing: "Have you heard the one…"
Framing is done with a (frequently formulaic) expression which keys the audience in to expect a joke. "Have you heard the one…", "Reminds me of a joke I heard…", "So, a lawyer and a doctor…"; these conversational markers are just a few examples of linguistic frames used to start a joke. Regardless of the frame used, it creates a social space and clear boundaries around the narrative which follows. Audience response to this initial frame can be acknowledgement and anticipation of the joke to follow. It can also be a dismissal, as in "this is no joking matter" or "this is no time for jokes".
The performance frame serves to label joke-telling as a culturally
marked
In linguistics and social sciences, markedness is the state of standing out as nontypical or divergent as opposed to regular or common. In a marked–unmarked relation, one term of an opposition is the broader, dominant one. The dominant defau ...
form of communication. Both the performer and audience understand it to be set apart from the "real" world. "An elephant walks into a bar…"; a person sufficiently familiar with both the English language and the way jokes are told automatically understands that such a compressed and formulaic story, being told with no substantiating details, and placing an unlikely combination of characters into an unlikely setting and involving them in an unrealistic plot, is the start of a joke, and the story that follows is not meant to be taken at face value (i.e. it is non-bona-fide communication). The framing itself invokes a play mode; if the audience is unable or unwilling to move into play, then nothing will seem funny.
Telling
Following its linguistic framing the joke, in the form of a story, can be told. It is not required to be verbatim text like other forms of oral literature such as riddles and proverbs. The teller can and does modify the text of the joke, depending both on memory and the present audience. The important characteristic is that the narrative is succinct, containing only those details which lead directly to an understanding and decoding of the punchline. This requires that it support the same (or similar) divergent scripts which are to be embodied in the punchline.
The narrative always contains a protagonist who becomes the "butt" or target of the joke. This labelling serves to develop and solidify
stereotypes
In social psychology, a stereotype is a generalized belief about a particular category of people. It is an expectation that people might have about every person of a particular group. The type of expectation can vary; it can be, for example ...
within the culture. It also enables researchers to group and analyse the creation, persistence and interpretation of joke cycles around a certain character. Some people are naturally better performers than others, however, anyone can tell a joke because the comic trigger is contained in the narrative text and punchline. A joke poorly told is still funny, unless errors or omissions make the intended relationship between the narrative and the punchline unintelligible.
Punchline
The
punchline
A punch line (a. k. a. punch-line or punchline) concludes a joke; it is intended to make people laugh. It is the third and final part of the typical joke structure. It follows the introductory framing of the joke and the narrative which sets up ...
is intended to make the audience laugh. A linguistic interpretation of this punchline/response is elucidated by
Victor Raskin
Victor Raskin (born April 17, 1944) is a distinguished professor of linguistics at Purdue University. He is the author of ''Semantic Mechanisms of Humor'' and ''Ontological Semantics'' and founding editor (now editor-at-large) of ''Humor'', the jo ...
in his
Script-based Semantic Theory of Humour. Humour is evoked when a trigger contained in the punchline causes the audience to abruptly shift its understanding of the story from the primary (or more obvious) interpretation to a secondary, opposing interpretation. "The punchline is the pivot on which the joke text turns as it signals the shift between the
emanticscripts necessary to interpret
e-interpretthe joke text." To produce the humour in the verbal joke, the two interpretations (i.e. scripts) need to both be compatible with the joke text and opposite or incompatible with each other. Thomas R. Shultz, a psychologist, independently expands Raskin's linguistic theory to include "two stages of incongruity: perception and resolution." He explains that "… incongruity alone is insufficient to account for the structure of humour.
Within this framework, humour appreciation is conceptualized as a biphasic sequence involving first the discovery of incongruity followed by a resolution of the incongruity." In the case of a joke, that resolution generates laughter.
This is the point at which the field of
neurolinguistics
Neurolinguistics is the study of neural mechanisms in the human brain that controls the comprehension, production, and acquisition of language. As an interdisciplinary field, neurolinguistics draws methods and theories from fields such as n ...
offers some insight into the cognitive processing involved in this abrupt laughter at the punchline. Studies by the cognitive science researchers
Coulson and
Kutas directly address the theory of script switching articulated by Raskin in their work. The article "Getting it: Human event-related brain response to jokes in good and poor comprehenders" measures brain activity in response to reading jokes. Additional studies by others in the field support more generally the theory of two-stage processing of humour, as evidenced in the longer processing time they require. In the related field of
neuroscience
Neuroscience is the scientific study of the nervous system (the brain, spinal cord, and peripheral nervous system), its functions and disorders. It is a multidisciplinary science that combines physiology, anatomy, molecular biology, development ...
, it has been shown that the expression of laughter is caused by two partially independent neuronal pathways: an "involuntary" or "emotionally driven" system and a "voluntary" system. This study adds credence to the common experience when exposed to an
off-colour
Off-color humor (also known as vulgar humor, crude humor, or shock humor) is humor that deals with topics that may be considered to be in poor taste or vulgar. Many comedic genres (including jokes, prose, poems, black comedy, blue comedy, insult c ...
joke; a laugh is followed in the next breath by a disclaimer: "Oh, that's bad…" Here the multiple steps in cognition are clearly evident in the stepped response, the perception being processed just a breath faster than the resolution of the moral/ethical content in the joke.
Response
Expected response to a joke is
laughter
Laughter is a pleasant physical reaction and emotion consisting usually of rhythmical, often audible contractions of the diaphragm and other parts of the respiratory system. It is a response to certain external or internal stimuli. Laughter ...
. The joke teller hopes the audience "gets it" and is entertained. This leads to the premise that a joke is actually an "understanding test" between individuals and groups. If the listeners do not get the joke, they are not understanding the two scripts which are contained in the narrative as they were intended. Or they do "get it" and don't laugh; it might be too obscene, too gross or too dumb for the current audience. A woman might respond differently to a joke told by a male colleague around the water cooler than she would to the same joke overheard in a women's lavatory. A joke involving
toilet humour
Toilet humour, or potty or scatological humour (compare scatology), is a type of off-colour humour dealing with defecation, diarrhea, constipation, urination and flatulence, and to a lesser extent vomiting and other bodily functions. It sees subs ...
may be funnier told on the playground at elementary school than on a college campus. The same joke will elicit different responses in different settings. The punchline in the joke remains the same, however, it is more or less appropriate depending on the current context.
Shifting contexts, shifting texts
The context explores the specific social situation in which joking occurs. The narrator automatically modifies the text of the joke to be acceptable to different audiences, while at the same time supporting the same divergent scripts in the punchline. The vocabulary used in telling the same joke at a university fraternity party and to one's grandmother might well vary. In each situation, it is important to identify both the narrator and the audience as well as their relationship with each other. This varies to reflect the complexities of a matrix of different social factors: age, sex, race, ethnicity, kinship, political views, religion, power relationships, etc. When all the potential combinations of such factors between the narrator and the audience are considered, then a single joke can take on infinite shades of meaning for each unique social setting.
The context, however, should not be confused with the function of the joking. "Function is essentially an abstraction made on the basis of a number of contexts". In one long-term observation of men coming off the late shift at a local café, joking with the waitresses was used to ascertain sexual availability for the evening. Different types of jokes, going from general to topical into explicitly sexual humour signalled openness on the part of the waitress for a connection. This study describes how jokes and joking are used to communicate much more than just good humour. That is a single example of the function of joking in a social setting, but there are others. Sometimes jokes are used simply to get to know someone better. What makes them laugh, what do they find funny? Jokes concerning politics, religion or sexual topics can be used effectively to gauge the attitude of the audience to any one of these topics. They can also be used as a marker of group identity, signalling either inclusion or exclusion for the group. Among pre-adolescents, "dirty" jokes allow them to share information about their changing bodies. And sometimes joking is just simple entertainment for a group of friends.
Relationships
The context of joking in turn leads to a study of joking relationships, a term coined by anthropologists to refer to social groups within a culture who take part in institutionalised banter and joking. These relationships can be either one-way or a mutual back and forth between partners. "The joking relationship is defined as a peculiar combination of friendliness and antagonism. The behaviour is such that in any other social context it would express and arouse hostility; but it is not meant seriously and must not be taken seriously. There is a pretence of hostility along with a real friendliness. To put it in another way, the relationship is one of permitted disrespect." Joking relationships were first described by anthropologists within kinship groups in Africa. But they have since been identified in cultures around the world, where jokes and joking are used to mark and reinforce appropriate boundaries of a relationship.
Electronic
The advent of
electronic communication
Telecommunication is the transmission of information by various types of technologies over wire, radio, optical, or other electromagnetic systems. It has its origin in the desire of humans for communication over a distance greater than that fe ...
s at the end of the 20th century introduced new traditions into jokes. A verbal joke or cartoon is
email
Electronic mail (email or e-mail) is a method of exchanging messages ("mail") between people using electronic devices. Email was thus conceived as the electronic ( digital) version of, or counterpart to, mail, at a time when "mail" meant ...
ed to a friend or posted on a
bulletin board
A bulletin board (pinboard, pin board, noticeboard, or notice board in British English) is a surface intended for the posting of public messages, for example, to advertise items wanted or for sale, announce events, or provide information. B ...
; reactions include a replied email with
a :-) or
LOL
LOL, or lol, is an initialism for laughing out loud and a popular element of Internet slang. It was first used almost exclusively on Usenet, but has since become widespread in other forms of computer-mediated communication and even face-to- ...
, or a
forward
Forward is a relative direction, the opposite of backward.
Forward may also refer to:
People
* Forward (surname)
Sports
* Forward (association football)
* Forward (basketball), including:
** Point forward
** Power forward (basketball)
** Sm ...
on to further recipients. Interaction is limited to the computer screen and for the most part solitary. While preserving the text of a joke, both context and variants are lost in internet joking; for the most part, emailed jokes are passed along verbatim. The framing of the joke frequently occurs in the subject line: "RE: laugh for the day" or something similar. The forward of an email joke can increase the number of recipients exponentially.
Internet joking forces a re-evaluation of social spaces and social groups. They are no longer only defined by physical presence and locality, they also exist in the connectivity in cyberspace. "The computer networks appear to make possible communities that, although physically dispersed, display attributes of the direct, unconstrained, unofficial exchanges folklorists typically concern themselves with". This is particularly evident in the spread of
topical joke
The topical humor and topical jokes is humor framed around a specific topic related to current events or dealing with issues that are important or popular at the current time. The value of this kind of humor often diminishes when the topic is no l ...
s, "that genre of lore in which whole crops of jokes spring up seemingly overnight around some sensational event … flourish briefly and then disappear, as the mass media move on to fresh maimings and new collective tragedies". This correlates with the new understanding of the internet as an "active folkloric space" with evolving social and cultural forces and clearly identifiable performers and audiences.
A study by the folklorist Bill Ellis documented how an evolving cycle was circulated over the internet. By accessing message boards that specialised in humour immediately following the 9/11 disaster, Ellis was able to observe in real-time both the topical jokes being posted electronically and responses to the jokes. "Previous folklore research has been limited to collecting and documenting successful jokes, and only after they had emerged and come to folklorists' attention. Now, an Internet-enhanced collection creates a time machine, as it were, where we can observe what happens in the period before the risible moment, when attempts at humour are unsuccessful". Access to archived message boards also enables us to track the development of a single joke thread in the context of a more complicated virtual conversation.
Joke cycles
A joke cycle is a collection of jokes about a single target or situation which displays consistent narrative structure and type of humour.
Some well-known cycles are
elephant joke
An elephant joke is a joke cycle, almost always an absurd riddle or conundrum and often a sequence of such, that involves an elephant. Elephant jokes were a fad in the 1960s, with many people constructing large numbers of them according to a set f ...
s using nonsense humour,
dead baby jokes
Dead baby jokes are a joke cycle reflecting dark comedy. The joke is presented in riddle form, beginning with a what question and concluded with a grotesque punch line answer.
History
According to the folklorist scholar Alan Dundes, the dead ba ...
incorporating black humour and
light bulb jokes
A lightbulb joke is a joke cycle that asks how many people of a certain group are needed to change, replace, or screw in a light bulb. Generally, the punch line
A punch line (a. k. a. punch-line or punchline) concludes a joke; it is intended ...
, which describe all kinds of operational stupidity. Joke cycles can centre on ethnic groups, professions (
viola jokes
Viola jokes are jokes that are directed towards violas and viola players, thought to have originated in the 18th century. Violas at the time were mainly used for relatively easy parts and as accompaniment, rather than as solo instruments; violists ...
), catastrophes, settings
(…walks into a bar), absurd characters (
wind-up dolls), or logical mechanisms which generate the humour (
knock-knock jokes
The knock-knock joke is a type of audience-participatory joke cycle, typically ending with a pun. Knock-knock jokes are primarily seen as children's jokes, though there are exceptions.
The scenario is of a person knocking on the front door to a ho ...
). A joke can be reused in different joke cycles; an example of this is the same
Head & Shoulders
Head & Shoulders (H&S) is an American brand of anti-dandruff and non-dandruff shampoo produced by parent company Procter & Gamble. It was introduced in the United States on 1 January 1961 based in Manhattan and used the slogan THE AMERICA AND WORL ...
joke refitted to the tragedies of
Vic Morrow
Victor Morrow (born Victor Morozoff; February 14, 1929 – July 23, 1982) was an American actor. He came to prominence as one of the leads of the ABC drama series ''Combat!'' (1962–1967), which earned him an Emmy nomination for Outstandin ...
,
Admiral Mountbatten and the crew of the
Challenger space shuttle.
[How do we know that ___ had dandruff? They found his/her head and shoulders on the ___.] These cycles seem to appear spontaneously, spread rapidly across countries and borders only to dissipate after some time. Folklorists and others have studied individual joke cycles in an attempt to understand their function and significance within the culture.
Joke cycles circulated in the recent past include:
Tragedies and catastrophes
As with the
9/11
The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercial ...
disaster discussed above, cycles attach themselves to celebrities or national catastrophes such as the
death of Diana, Princess of Wales
In the early hours of 31 August 1997, Diana, Princess of Wales died from injuries sustained earlier that day in a car crash in the Pont de l'Alma tunnel in Paris, France. Dodi Fayed, Diana's partner, and Henri Paul, their chauffeur, were found d ...
, the
death of Michael Jackson
On June 25, 2009, American singer Michael Jackson died of acute propofol and benzodiazepine intoxication at his home on North Carolwood Drive in the Holmby Hills neighborhood of Los Angeles, California. His physician, Conrad Murray, said that ...
, and the
Space Shuttle Challenger disaster
On January 28, 1986, the broke apart 73 seconds into its flight, killing all seven crew members aboard. The spacecraft disintegrated above the Atlantic Ocean, off the coast of Cape Canaveral, Florida, at 11:39a.m. Eastern Time Zone, EST (1 ...
. These cycles arise regularly as a response to terrible unexpected events which command the national news. An in-depth analysis of the Challenger joke cycle documents a change in the type of humour circulated following the disaster, from February to March 1986. "It shows that the jokes appeared in distinct 'waves', the first responding to the disaster with clever wordplay and the second playing with grim and troubling images associated with the event…The primary social function of disaster jokes appears to be to provide closure to an event that provoked communal grieving, by signalling that it was time to move on and pay attention to more immediate concerns".
Ethnic jokes
The sociologist
Christie Davies
John Christopher Hughes "Christie" Davies (25 December 1941 – 26 August 2017) was a British sociologist, professor emeritus of sociology at the University of Reading, England, the author of many articles and books on criminology, the sociolog ...
has written extensively on ethnic jokes told in countries around the world. In ethnic jokes he finds that the "stupid" ethnic target in the joke is no stranger to the culture, but rather a peripheral social group (geographic, economic, cultural, linguistic) well known to the joke tellers. So Americans tell jokes about Polacks and Italians, Germans tell jokes about Ostfriesens, and the English tell jokes about the Irish. In a review of Davies' theories it is said that "For Davies,
thnicjokes are more about how joke tellers imagine themselves than about how they imagine those others who serve as their putative targets…The jokes thus serve to center one in the world – to remind people of their place and to reassure them that they are in it."
Absurdities and gallows humour
A third category of joke cycles identifies absurd characters as the butt: for example the grape, the dead baby or the elephant. Beginning in the 1960s, social and cultural interpretations of these joke cycles, spearheaded by the folklorist
Alan Dundes
Alan Dundes (September 8, 1934 – March 30, 2005) was an American folklorist. He spent much of his career as a professional academic at the University of California, Berkeley and published his ideas in a wide range of books and articles.
H ...
, began to appear in academic journals. Dead baby jokes are posited to reflect societal changes and guilt caused by widespread use of contraception and abortion beginning in the 1960s.
[ Contraceptive pills were first approved for use in the United States in 1960.] Elephant jokes have been interpreted variously as stand-ins for American blacks during the Civil Rights Era or as an "image of something large and wild abroad in the land captur
ngthe sense of counterculture" of the sixties. These interpretations strive for a cultural understanding of the themes of these jokes which go beyond the simple collection and documentation undertaken previously by folklorists and ethnologists.
Classification systems
As folktales and other types of oral literature became collectables throughout Europe in the 19th century (
Brothers Grimm
The Brothers Grimm ( or ), Jacob (1785–1863) and Wilhelm (1786–1859), were a brother duo of German academics, philologists, cultural researchers, lexicographers, and authors who together collected and published folklore. They are among the ...
et al.), folklorists and anthropologists of the time needed a system to organise these items. The
Aarne–Thompson classification system was first published in 1910 by
Antti Aarne
Antti Amatus Aarne (December 5, 1867 in Pori – February 2, 1925 in Helsinki) was a Finnish folklorist.
Background
Antti was a student of Kaarle Krohn, the son of the folklorist Julius Krohn.
He further developed their historic-geographic m ...
, and later expanded by
Stith Thompson
Stith Thompson (March 7, 1885 – January 10, 1976) was an American folklorist: he has been described as "America's most important folklorist".
He is the "Thompson" of the Aarne–Thompson–Uther Index, which indexes folktales by type, and the ...
to become the most renowned classification system for European folktales and other types of oral literature. Its final section addresses
anecdotes and jokes, listing traditional humorous tales ordered by their protagonist; "This section of the Index is essentially a classification of the older European jests, or merry tales – humorous stories characterized by short, fairly simple plots. …" Due to its focus on older tale types and obsolete actors (e.g., numbskull), the Aarne–Thompson Index does not provide much help in identifying and classifying the modern joke.
A more granular classification system used widely by folklorists and cultural anthropologists is the
Thompson Motif Index, which separates tales into their individual
story elements. This system enables jokes to be classified according to individual motifs included in the narrative: actors, items and incidents. It does not provide a system to classify the text by more than one element at a time while at the same time making it theoretically possible to classify the same text under multiple motifs.
The Thompson Motif Index has spawned further specialised motif indices, each of which focuses on a single aspect of one subset of jokes. A sampling of just a few of these specialised indices have been listed under
other motif indices. Here one can select an index for medieval Spanish folk narratives, another index for linguistic verbal jokes, and a third one for sexual humour. To assist the researcher with this increasingly confusing situation, there are also multiple bibliographies of indices as well as a how-to guide on creating your own index.
Several difficulties have been identified with these systems of identifying oral narratives according to either tale types or story elements. A first major problem is their hierarchical organisation; one element of the narrative is selected as the major element, while all other parts are arrayed subordinate to this. A second problem with these systems is that the listed motifs are not qualitatively equal; actors, items and incidents are all considered side-by-side. And because incidents will always have at least one actor and usually have an item, most narratives can be ordered under multiple headings. This leads to confusion about both where to order an item and where to find it. A third significant problem is that the "excessive prudery" common in the middle of the 20th century means that obscene, sexual and scatological elements were regularly ignored in many of the indices.
The folklorist Robert Georges has summed up the concerns with these existing classification systems: It has proven difficult to organise all different elements of a joke into a multi-dimensional classification system which could be of real value in the study and evaluation of this (primarily oral) complex narrative form.
The
General Theory of Verbal Humour
A general officer is an Officer (armed forces), officer of highest military ranks, high rank in the army, armies, and in some nations' air forces, space forces, and marines or naval infantry.
In some usages the term "general officer" refers t ...
or GTVH, developed by the linguists
Victor Raskin
Victor Raskin (born April 17, 1944) is a distinguished professor of linguistics at Purdue University. He is the author of ''Semantic Mechanisms of Humor'' and ''Ontological Semantics'' and founding editor (now editor-at-large) of ''Humor'', the jo ...
and
Salvatore Attardo
Salvatore Attardo is a full professor at Texas A&M University–Commerce and the editor-in-chief of ''Humor'', the journal for the International Society of Humor Research. He studied at Purdue University under Victor Raskin and extended Raskin's sc ...
, attempts to do exactly this. This classification system was developed specifically for jokes and later expanded to include longer types of humorous narratives. Six different aspects of the narrative, labelled Knowledge Resources or KRs, can be evaluated largely independently of each other, and then combined into a concatenated classification label. These six KRs of the joke structure include:
# Script Opposition (SO) references the script opposition included in Raskin's SSTH. This includes, among others, themes such as real (unreal), actual (non-actual), normal (abnormal), possible (impossible).
# Logical Mechanism (LM) refers to the mechanism which connects the different scripts in the joke. These can range from a simple verbal technique like a pun to more complex LMs such as faulty logic or false analogies.
# Situation (SI) can include objects, activities, instruments, props needed to tell the story.
# Target (TA) identifies the actor(s) who become the "butt" of the joke. This labelling serves to develop and solidify stereotypes of ethnic groups, professions, etc.
# Narrative strategy (NS) addresses the narrative format of the joke, as either a simple narrative, a dialogue, or a riddle. It attempts to classify the different genres and subgenres of verbal humour. In a subsequent study Attardo expands the NS to include oral and printed humorous narratives of any length, not just jokes.
# Language (LA) "…contains all the information necessary for the verbalization of a text. It is responsible for the exact wording …and for the placement of the functional elements."
As development of the GTVH progressed, a hierarchy of the KRs was established to partially restrict the options for lower-level KRs depending on the KRs defined above them. For example, a lightbulb joke (SI) will always be in the form of a riddle (NS). Outside of these restrictions, the KRs can create a multitude of combinations, enabling a researcher to select jokes for analysis which contain only one or two defined KRs. It also allows for an evaluation of the similarity or dissimilarity of jokes depending on the similarity of their labels. "The GTVH presents itself as a mechanism … of generating
r describing
R, or r, is the eighteenth Letter (alphabet), letter of the Latin alphabet, used in the English alphabet, modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is English alphabe ...
an infinite number of jokes by combining the various values that each parameter can take. … Descriptively, to analyze a joke in the GTVH consists of listing the values of the 6 KRs (with the caveat that TA and LM may be empty)." This classification system provides a functional multi-dimensional label for any joke, and indeed any verbal humour.
Joke and humour research
Many academic disciplines lay claim to the study of jokes (and other forms of humour) as within their purview. Fortunately, there are enough jokes, good, bad and worse, to go around. Unfortunately, the studies of jokes from each of the interested disciplines bring to mind the tale of the
blind men and an elephant
The parable of the blind men and an elephant is a story of a group of blind men who have never come across an elephant before and who learn and imagine what the elephant is like by touching it. Each blind man feels a different part of the elepha ...
where the observations, although accurate reflections of their own competent methodological inquiry, frequently fail to grasp the beast in its entirety. This attests to the joke as a traditional narrative form which is indeed complex, concise and complete in and of itself. It requires a "multidisciplinary, interdisciplinary, and cross-disciplinary field of inquiry" to truly appreciate these nuggets of cultural insight.
[Our focus here is with the contemporary state of joke research. A more extensive survey of the history of various humour theories can be found under the topic ]theories of humor
There are many theories of humor which attempt to explain what humor is, what social functions it serves, and what would be considered humorous. Among the prevailing types of theories that attempt to account for the existence of humor, there are p ...
.
Psychology
Sigmund Freud was one of the first modern scholars to recognise jokes as an important object of investigation. In his 1905 study ''
Jokes and their Relation to the Unconscious
''Jokes and Their Relation to the Unconscious'' (german: Der Witz und seine Beziehung zum Unbewußten) is a 1905 book on the psychoanalysis of jokes and humour by Sigmund Freud, the founder of psychoanalysis. In the work, Freud describes the psych ...
'' Freud describes the social nature of humour and illustrates his text with many examples of contemporary Viennese jokes. His work is particularly noteworthy in this context because Freud distinguishes in his writings between jokes, humour and the comic. These are distinctions which become easily blurred in many subsequent studies where everything funny tends to be gathered under the umbrella term of "humour", making for a much more diffuse discussion.
Since the publication of Freud's study, psychologists have continued to explore humour and jokes in their quest to explain, predict and control an individual's "sense of humour". Why do people laugh? Why do people find something funny? Can jokes predict character, or vice versa, can character predict the jokes an individual laughs at? What is a "sense of humour"? A current review of the popular magazine ''
Psychology Today
''Psychology Today'' is an American media organization with a focus on psychology and human behavior. It began as a bimonthly magazine, which first appeared in 1967. The ''Psychology Today'' website features therapy and health professionals direct ...
'' lists over 200 articles discussing various aspects of humour; in psychological jargon, the subject area has become both an emotion to measure and a tool to use in diagnostics and treatment. A new psychological assessment tool, the
Values in Action Inventory
The VIA Inventory of Strengths (VIA-IS), formerly known as the "Values in Action Inventory," is a proprietary psychological assessment measure designed to identify an individual's profile of character strengths.
It was created by Christopher Pete ...
developed by the American psychologists
Christopher Peterson and
Martin Seligman
Martin Elias Peter Seligman (; born August 12, 1942) is an American psychologist, educator, and author of self-help books. Seligman is a strong promoter within the scientific community of his theories of positive psychology and of well-being. His ...
includes humour (and playfulness) as one of the core character strengths of an individual. As such, it could be a good predictor of life satisfaction. For psychologists, it would be useful to measure both how much of this strength an individual has and how it can be measurably increased.
A 2007 survey of existing tools to measure humour identified more than 60 psychological measurement instruments. These measurement tools use many different approaches to quantify humour along with its related states and traits. There are tools to measure an individual's physical response by their
smile
A smile is a facial expression formed primarily by flexing the muscles at the sides of the mouth. Some smiles include a contraction of the muscles at the corner of the eyes, an action known as a Duchenne smile.
Among humans, a smile expresses ...
; the
Facial Action Coding System
The Facial Action Coding System (FACS) is a system to taxonomize human facial movements by their appearance on the face, based on a system originally developed by a Swedish anatomist named Carl-Herman Hjortsjö. It was later adopted by Paul Ek ...
(FACS) is one of several tools used to identify any one of multiple types of smiles. Or the
laugh
Laughter is a Pleasure, pleasant physical reaction and emotion consisting usually of rhythmical, often audible contractions of the Thoracic diaphragm, diaphragm and other parts of the respiratory system. It is a response to certain external or ...
can be measured to calculate the funniness response of an individual; multiple
types of laughter have been identified. It must be stressed here that both smiles and laughter are not always a response to something funny. In trying to develop a measurement tool, most systems use "jokes and cartoons" as their test materials. However, because no two tools use the same jokes, and across languages this would not be feasible, how does one determine that the assessment objects are comparable? Moving on, whom does one ask to rate the sense of humour of an individual? Does one ask the person themselves, an impartial observer, or their family, friends and colleagues? Furthermore, has the current mood of the test subjects been considered; someone with a recent death in the family might not be much prone to laughter. Given the plethora of variants revealed by even a superficial glance at the problem, it becomes evident that these paths of scientific inquiry are mined with problematic pitfalls and questionable solutions.
The psychologist has been very active in the research of humour. He has collaborated with the linguists Raskin and Attardo on their General Theory of Verbal Humour (GTVH) classification system. Their goal is to empirically test both the six autonomous classification types (KRs) and the hierarchical ordering of these KRs. Advancement in this direction would be a win-win for both fields of study; linguistics would have empirical verification of this multi-dimensional classification system for jokes, and psychology would have a standardised joke classification with which they could develop verifiably comparable measurement tools.
Linguistics
"The linguistics of humor has made gigantic strides forward in the last decade and a half and replaced the psychology of humor as the most advanced theoretical approach to the study of this important and universal human faculty." This recent statement by one noted linguist and humour researcher describes, from his perspective, contemporary linguistic humour research.
Linguists
Linguistics is the scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure. Linguis ...
study words, how words are strung together to build sentences, how sentences create meaning which can be communicated from one individual to another, and how our interaction with each other using words creates
discourse
Discourse is a generalization of the notion of a conversation to any form of communication. Discourse is a major topic in social theory, with work spanning fields such as sociology, anthropology, continental philosophy, and discourse analysis. ...
. Jokes have been defined above as oral narratives in which words and sentences are engineered to build toward a punchline. The linguist's question is: what exactly makes the punchline funny? This question focuses on how the words used in the punchline create humour, in contrast to the psychologist's concern (see above) with the audience's response to the punchline. The assessment of humour by psychologists "is made from the individual's perspective; e.g. the phenomenon associated with responding to or creating humor and not a description of humor itself." Linguistics, on the other hand, endeavours to provide a precise description of what makes a text funny.
Two major new linguistic theories have been developed and tested within the last decades. The first was advanced by Victor Raskin in "Semantic Mechanisms of Humor", published 1985. While being a variant on the more general concepts of the
incongruity theory of humour, it is the first theory to identify its approach as exclusively linguistic. The
Script-based Semantic Theory of Humour (SSTH) begins by identifying two linguistic conditions which make a text funny. It then goes on to identify the mechanisms involved in creating the punchline. This theory established the semantic/pragmatic foundation of humour as well as the humour competence of speakers.
[i.e. The necessary and sufficient conditions for a text to be funny]
Several years later the SSTH was incorporated into a more expansive theory of jokes put forth by Raskin and his colleague Salvatore Attardo. In the
General Theory of Verbal Humour
A general officer is an Officer (armed forces), officer of highest military ranks, high rank in the army, armies, and in some nations' air forces, space forces, and marines or naval infantry.
In some usages the term "general officer" refers t ...
, the SSTH was relabelled as a Logical Mechanism (LM) (referring to the mechanism which connects the different linguistic scripts in the joke) and added to five other independent Knowledge Resources (KR). Together these six KRs could now function as a multi-dimensional descriptive label for any piece of humorous text.
Linguistics has developed further methodological tools which can be applied to jokes:
discourse analysis
Discourse analysis (DA), or discourse studies, is an approach to the analysis of written, vocal, or sign language use, or any significant semiotic event.
The objects of discourse Analysis ( discourse, writing, conversation, communicative event ...
and
conversation analysis
Conversation analysis (CA) is an approach to the study of social interaction, embracing both verbal and non-verbal conduct, in situations of everyday life. CA originated as a sociological method, but has since spread to other fields. CA began with ...
of joking. Both of these subspecialties within the field focus on "naturally occurring" language use, i.e. the analysis of real (usually recorded) conversations. One of these studies has already been discussed above, where Harvey Sacks describes in detail the sequential organisation in telling a single joke. Discourse analysis emphasises the entire context of social joking, the social interaction which cradles the words.
Folklore and anthropology
Folklore
Folklore is shared by a particular group of people; it encompasses the traditions common to that culture, subculture or group. This includes oral traditions such as tales, legends, proverbs and jokes. They include material culture, ranging ...
and
cultural anthropology
Cultural anthropology is a branch of anthropology focused on the study of cultural variation among humans. It is in contrast to social anthropology, which perceives cultural variation as a subset of a posited anthropological constant. The portma ...
have perhaps the strongest claims on jokes as belonging to their bailiwick. Jokes remain one of the few remaining forms of traditional folk literature transmitted orally in western cultures. Identified as one of the "simple forms" of oral literature by
André Jolles
Johannes Andreas Jolles, known as André Jolles (August 7, 1874 in Den Helder, Netherlands – February 22, 1946 in Leipzig, Germany) was a Dutch-German art historian, literary critic and linguist who was affiliated with the Nazi Party. He is be ...
in 1930, they have been collected and studied since there were folklorists and anthropologists abroad in the lands. As a genre they were important enough at the beginning of the 20th century to be included under their own heading in the Aarne–Thompson index first published in 1910:
Anecdotes and jokes.
Beginning in the 1960s, cultural researchers began to expand their role from collectors and archivists of "folk ideas" to a more active role of interpreters of cultural artefacts. One of the foremost scholars active during this transitional time was the folklorist Alan Dundes. He started asking questions of tradition and transmission with the key observation that "No piece of folklore continues to be transmitted unless it means something, even if neither the speaker nor the audience can articulate what that meaning might be." In the context of jokes, this then becomes the basis for further research. Why is the joke told right now? Only in this expanded perspective is an understanding of its meaning to the participants possible.
This questioning resulted in a blossoming of monographs to explore the significance of many joke cycles. What is so funny about absurd nonsense elephant jokes? Why make light of dead babies? In an article on contemporary German jokes about Auschwitz and the Holocaust, Dundes justifies this research: "Whether one finds Auschwitz jokes funny or not is not an issue. This material exists and should be recorded. Jokes are always an important barometer of the attitudes of a group. The jokes exist and they obviously must fill some psychic need for those individuals who tell them and those who listen to them." A stimulating generation of new humour theories flourishes like mushrooms in the undergrowth:
Elliott Oring Elliott Oring (born 20 April 1945) is an American author of academic books primarily relating to the topics of folklore, humor, and cultural symbolism. Oring is Professor Emeritus of Anthropology at California State University, Los Angeles, and ser ...
's theoretical discussions on "appropriate ambiguity" and Amy Carrell's hypothesis of an "audience-based theory of verbal humor (1993)" to name just a few.
In his book ''Humor and Laughter: An Anthropological Approach'', the anthropologist Mahadev Apte presents a solid case for his own academic perspective. "Two axioms underlie my discussion, namely, that humor is by and large culture based and that humor can be a major conceptual and methodological tool for gaining insights into cultural systems." Apte goes on to call for legitimising the field of humour research as "humorology"; this would be a field of study incorporating an interdisciplinary character of humour studies.
While the label "humorology" has yet to become a household word, great strides are being made in the international recognition of this interdisciplinary field of research. The International Society for Humor Studies was founded in 1989 with the stated purpose to "promote, stimulate and encourage the interdisciplinary study of humour; to support and cooperate with local, national, and international organizations having similar purposes; to organize and arrange meetings; and to issue and encourage publications concerning the purpose of the society". It also publishes ''
Humor: International Journal of Humor Research'' and holds yearly conferences to promote and inform its speciality.
Physiology of laughter
In 1872,
Charles Darwin
Charles Robert Darwin ( ; 12 February 1809 – 19 April 1882) was an English naturalist, geologist, and biologist, widely known for his contributions to evolutionary biology. His proposition that all species of life have descended fr ...
published one of the first "comprehensive and in many ways remarkably accurate description of laughter in terms of respiration, vocalization, facial action and gesture and posture" (Laughter). In this early study Darwin raises further questions about who laughs and why they laugh; the myriad responses since then illustrate the complexities of this behaviour. To understand laughter in humans and other primates, the science of
gelotology
Gelotology (from the Greek ''gelos'' "laughter") is the study of laughter and its effects on the body, from a psychological and physiological perspective. Its proponents often advocate induction of laughter on therapeutic grounds in alternative m ...
(from the Greek ', meaning laughter) has been established; it is the study of
laughter
Laughter is a pleasant physical reaction and emotion consisting usually of rhythmical, often audible contractions of the diaphragm and other parts of the respiratory system. It is a response to certain external or internal stimuli. Laughter ...
and its effects on the body from both a
psychological
Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries between t ...
and
physiological
Physiology (; ) is the scientific study of functions and mechanisms in a living system. As a sub-discipline of biology, physiology focuses on how organisms, organ systems, individual organs, cells, and biomolecules carry out the chemical ...
perspective. While jokes can provoke laughter, laughter cannot be used as a one-to-one marker of jokes because there are multiple stimuli to laughter, humour being just one of them. The other six causes of laughter listed are social context, ignorance, anxiety, derision, acting apology, and tickling. As such, the study of laughter is a secondary albeit entertaining perspective in an understanding of jokes.
Computational humour
Computational humour is a new field of study which uses computers to model humour; it bridges the disciplines of
computational linguistics
Computational linguistics is an Interdisciplinarity, interdisciplinary field concerned with the computational modelling of natural language, as well as the study of appropriate computational approaches to linguistic questions. In general, comput ...
and
artificial intelligence
Artificial intelligence (AI) is intelligence—perceiving, synthesizing, and inferring information—demonstrated by machines, as opposed to intelligence displayed by animals and humans. Example tasks in which this is done include speech re ...
. A primary ambition of this field is to develop computer programs which can both generate a joke and recognise a text snippet as a joke. Early programming attempts have dealt almost exclusively with punning because this lends itself to simple straightforward rules. These primitive programs display no intelligence; instead, they work off a template with a finite set of pre-defined punning options upon which to build.
More sophisticated computer joke programs have yet to be developed. Based on our understanding of the
SSTH /
GTVH humour theories, it is easy to see why. The linguistic scripts (a.k.a. frames) referenced in these theories include, for any given word, a "large chunk of semantic information surrounding the word and evoked by it
..a cognitive structure internalized by the native speaker". These scripts extend much further than the
lexical definition
The lexical definition of a term, also known as the dictionary definition, is the definition closely matching the meaning of the term in common usage. As its other name implies, this is the sort of definition one is likely to find in the dictiona ...
of a word; they contain the speaker's complete knowledge of the concept as it exists in his world. As insentient machines, computers lack the encyclopaedic scripts which humans gain through life experience. They also lack the ability to gather the experiences needed to build wide-ranging semantic scripts and understand language in a broader context, a context that any child picks up in daily interaction with his environment.
Further development in this field must wait until computational linguists have succeeded in programming a computer with an
ontological semantic natural language processing system. It is only "the most complex linguistic structures
hich
Ij ( fa, ايج, also Romanized as Īj; also known as Hich and Īch) is a village in Golabar Rural District, in the Central District of Ijrud County, Zanjan Province, Iran
Iran, officially the Islamic Republic of Iran, and also ...
can serve any formal and/or computational treatment of humor well". Toy systems (i.e. dummy punning programs) are completely inadequate to the task. Despite the fact that the field of computational humour is small and underdeveloped, it is encouraging to note the many interdisciplinary efforts which are currently underway. As this field grows in both understanding and methodology, it provides an ideal testbed for humour theories; the rules must firstly be clearly defined in order to write a computer program around a theory.
International Joke Day
1 July is celebrated around the world as International Joke Day.
See also
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List of humour research publications
Notes
References
Footnotes
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External links
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{{Authority control
Humour
Traditional stories