The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S.
Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Associat ...
(FINRA) for
investment banking
Investment banking pertains to certain activities of a financial services company or a corporate division that consist in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with ...
professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the
General Securities Representative Exam (Series 7).
See also
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List of Securities Examinations
*
Series 6 Series 6 or Season 6 may refer to:
*Series 6 exam, officially the Investment Company Products or Variable Life Contracts Representative exam
* Apple Watch Series 6, a smartwatch produced by Apple
*BMW 6 Series
*GeForce 6 series, line of video cards ...
*
General Securities Representative Exam (Series 7)
*
Series 63
The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). The ...
*
Series 65 Uniform Investment Adviser Law Examination, also called the Series 65 exam, is a test taken by individuals in the United States who seek to become licensed investment adviser representatives. The exam covers topics necessary to provide investment a ...
*
Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Associat ...
(FINRA)
*
Uniform Securities Act
References
External links
Content Outline finra.org
Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Limited Representative – Investment Banking (“Series 79”) Examination Program finra.org
United States securities law
Professional certification in finance
Standardized tests in the United States
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