International sanctions are political and economic decisions that are part of diplomatic efforts by
countries,
multilateral or
regional organization
Regional organizations (ROs) are, in a sense, international organizations (IOs), as they incorporate international membership and encompass geopolitical entities that operationally transcend a single nation state. However, their membership is c ...
s against states or organizations either to protect national security interests, or to protect international law, and defend against threats to international peace and security. These decisions principally include the temporary imposition on a target of economic, trade, diplomatic, cultural or other restrictions (sanctions measures) that are lifted when the motivating security concerns no longer apply, or when no new threats have arisen.
According to
Chapter VII of the United Nations Charter, only the UN Security Council has a mandate by the international community to apply sanctions (Article 41) that must be complied with by all UN member states (Article 2,2). They serve as the international community's most powerful peaceful means to prevent threats to international peace and security or to settle them. Sanctions do not include the use of military force. However, if sanctions do not lead to the diplomatic settlement of a conflict, the use of force can be authorized by the Security Council separately under Article 42.
UN sanctions should not be confused with unilateral sanctions that are imposed by individual countries in furtherance of their strategic interests. Typically intended as strong economic coercion, measures applied under unilateral sanctions can range between coercive diplomatic efforts, economic warfare, or as preludes to war.
There are several types of sanctions.
*
Economic sanctions
Economic sanctions are commercial and financial penalties applied by one or more countries against a targeted self-governing state, group, or individual. Economic sanctions are not necessarily imposed because of economic circumstances—they ma ...
– typically a ban on
trade
Trade involves the transfer of goods and services from one person or entity to another, often in exchange for money. Economists refer to a system or network that allows trade as a market.
An early form of trade, barter, saw the direct excha ...
, possibly limited to certain sectors such as
armaments, or with certain exceptions (such as
food and
medicine
Medicine is the science and practice of caring for a patient, managing the diagnosis, prognosis, prevention, treatment, palliation of their injury or disease, and promoting their health. Medicine encompasses a variety of health care pr ...
)
*
Diplomatic sanctions – the reduction or removal of diplomatic ties, such as
embassies
A diplomatic mission or foreign mission is a group of people from a state or organization present in another state to represent the sending state or organization officially in the receiving or host state. In practice, the phrase usually deno ...
.
*
Military sanctions – military intervention
*
Sport sanctions – preventing one country's people and teams from competing in international events.
*
Sanctions on the environment – since the declaration of the
United Nations Conference on the Human Environment
The United Nations Conference on the Human Environment was held in Stockholm, Sweden, from June 5–16 in 1972.
When the United Nations General Assembly decided to convene the 1972 Stockholm Conference, taking up the offer of the Government of S ...
, international environmental protection efforts have been increased gradually.
Economic sanctions are distinguished from
trade sanctions
Economic sanctions are commercial and financial penalties applied by one or more countries against a targeted self-governing state, group, or individual. Economic sanctions are not necessarily imposed because of economic circumstances—they ma ...
, which are applied for purely economic reasons, and typically take the form of
tariff
A tariff is a tax imposed by the government of a country or by a supranational union on imports or exports of goods. Besides being a source of revenue for the government, import duties can also be a form of regulation of foreign trade and pol ...
s or similar measures, rather than bans on trade.
Types
Reasons for sanctioning
Sanctions formulations are designed into three categories. The categories are used to differentiate between the political contexts due to the global nature of the act.
The first category involves such sanctions that are designed to force cooperation with
international law
International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
.
This can be seen in the sanctions placed on
Iraq
Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to the north, Iran to the east, the Persian Gulf and K ...
in
Resolution 661 on August 6, 1990, after the initial invasion of neighboring Kuwait. The United Nations placed an
embargo
Economic sanctions are commercial and financial penalties applied by one or more countries against a targeted self-governing state, group, or individual. Economic sanctions are not necessarily imposed because of economic circumstances—they m ...
on the nation in an attempt to prevent armed conflict. Resolution 665 and Resolution 670 were further added creating both naval and air blockade on Iraq. The purpose of the initial sanctions was to coerce Iraq into following international law, which included the recognized sovereignty of Kuwait.
The second category of design is those sanctions with the purpose to contain a threat to peace within a geographical boundary.
[ The 2010 Iran nuclear proliferation debate is a contemporary example. The current United Nations Security Council passed on June 9, Resolution 1929 providing restrictions on missile and weaponry materials that could be used for the creation of destructive weapons. This principle of restriction is to contain the possibility of Iranian aggression within the neighboring region.
The third category involves the United Nations Security Councils condemnation of actions of a specific action or policy of a member/non-member nation.][ The white minority declared Rhodesian Independence on November 11, 1965.] The General assemble and United Nations in a 107 to 2 vote took to condemning Rhodesia on all military, economic, as well as oil and petroleum products.[ The international display of disapproval forced sanctions onto the Rhodesian people, but without a clear goal as to a remedy for the economic sanctions.
The three categories are a blanket explanation on the reasons sanctions are applied to nations, but it does not go as far as to say that voting members share the same political reasons for imposing them. It is often the case for many nations to be driven by self-interests in one or more categories when voting on whether or not to implement sanctions.
]
Economic sanctions
Economic sanctions can vary from trade barriers
Trade barriers are government-induced restrictions on international trade. According to the theory of comparative advantage, trade barriers are detrimental to the world economy and decrease overall economic efficiency.
Most trade barriers work ...
, tariffs
A tariff is a tax imposed by the government of a country or by a supranational union on imports or exports of goods. Besides being a source of revenue for the government, import duties can also be a form of regulation of foreign trade and po ...
, and restrictions on financial transactions
A financial transaction is an agreement, or communication, between a buyer and seller to exchange goods, services, or assets for payment. Any transaction involves a change in the status of the finances of two or more businesses or individuals. A ...
. These types of sanctions impose import duties on goods or bans on the export of certain goods to the target country, to a full naval blockade
A blockade is the act of actively preventing a country or region from receiving or sending out food, supplies, weapons, or communications, and sometimes people, by military force.
A blockade differs from an embargo or sanction, which are leg ...
of the target's ports in an effort to block imported goods. The objective of the sanctioning country are to impose significant costs to the target country to coerce a change in policy or attain a specific action from the target government. However, the effectiveness of economic sanctions has been challenged, as its harsh impacts cause more harm to the general population rather than the target regimes it is designed to hurt.
Diplomatic sanctions
Diplomatic sanctions are political measures taken to express disapproval or displeasure at a certain action through diplomatic and political means, rather than affecting economic or military relations. Measures include limitations or cancellations of high-level government visits or expelling or withdrawing diplomatic missions or staff.
Military sanctions
Similarly military sanctions can range from carefully targeted military strikes to degrade a nation's conventional or non-conventional capabilities, to the less aggressive form of an arms embargo to cut off supplies of arms or dual-use items.
Sport sanctions
Sport sanctions are used as a way of psychological warfare
Psychological warfare (PSYWAR), or the basic aspects of modern psychological operations (PsyOp), have been known by many other names or terms, including Military Information Support Operations (MISO), Psy Ops, political warfare, "Hearts and M ...
, intended to crush the morale of the general population of the target country. Sports sanctions were imposed as part of the international sanctions against Federal Republic of Yugoslavia
Serbia and Montenegro ( sr, Cрбија и Црна Гора, translit=Srbija i Crna Gora) was a country in Southeast Europe located in the Balkans that existed from 1992 to 2006, following the breakup of the Socialist Federal Republic of Yu ...
, 1992–1995, enacted by UN Security Council
The United Nations Security Council (UNSC) is one of the Organs of the United Nations, six principal organs of the United Nations (UN) and is charged with ensuring international security, international peace and security, recommending the admi ...
by resolution 757
757 may refer to:
* Boeing 757: a narrow-body airliner
* AD 757: a year
* 757 BC: a year
* 757 (number): a number
* Area code 757
Image:Area code 757.png, The area colored red indicates the southeast corner of Virginia served by area code 757
po ...
. The Gleneagles Agreement
In the Gleneagles Agreement, in 1977, Commonwealth presidents and prime ministers agreed, as part of their support for the international campaign against apartheid, to discourage contact and competition between their sportsmen and sporting organi ...
approved by the Commonwealth of Nations
The Commonwealth of Nations, simply referred to as the Commonwealth, is a political association of 56 member states, the vast majority of which are former territories of the British Empire. The chief institutions of the organisation are the Co ...
in 1977, committed member nations to discourage contact and competition between their sportsmen and sporting organisations, teams or individuals from South Africa
South Africa, officially the Republic of South Africa (RSA), is the southernmost country in Africa. It is bounded to the south by of coastline that stretch along the South Atlantic and Indian Oceans; to the north by the neighbouring countri ...
. However, it was not binding and unable to stop events such as the 1980 British Lions tour to South Africa or the 1981 South Africa rugby union tour of New Zealand. During the 2022 Russian invasion of Ukraine
On 24 February 2022, in a major escalation of the Russo-Ukrainian War, which began in 2014. The invasion has resulted in tens of thousands of deaths on both sides. It has caused Europe's largest refugee crisis since World War II. An ...
, many sporting bodies imposed sport sanctions against Russia and Belarus. The target countries are usually not allowed to host any sporting events and not allowed to have their flag and state symbol displayed.
Sanctions on the environment
Sanctions on the environment include both economic and political issues such as trade since these are all interdependent. The trade barrier
Trade barriers are government-induced restrictions on international trade. According to the theory of comparative advantage, trade barriers are detrimental to the world economy and decrease overall economic efficiency.
Most trade barriers work o ...
s and restrictions on trade are the key factors since they are engaged with the problems of endangered species, ozone-depleting chemicals, and environmental laws. Although the sanctions and laws regarding the environment are relatively new, recent concerns over the environmental issues encouraged individuals and governments to actively cooperate in dealing the problems.
Sanctions on individuals
The United Nations Security Council can implement sanctions on political leaders or economic individuals. These persons usually find ways of evading their sanction because of political connections within their nation.
Sanctions in international law
It is sometimes claimed that sanctions imposed by single countries or by an intergovernmental body like the United Nations are "illegal" or "criminal" due to, in the case of economic sanctions, the right to development
The right to development is a human right that recognizes every human right for constant improvement of well-being.
History
The right was first recognized in 1981 in Article 22 of the African Charter on Human and Peoples' Rights as a definitive ...
or, in the case of military sanctions, the Right of self-defense
The right of self-defense (also called, when it applies to the defense of another, alter ego defense, defense of others, defense of a third person) is the right for people to use reasonable or defensive force, for the purpose of defending one' ...
.
A 1996 report by International Progress Organization criticized sanctions as "an illegitimate form of collective punishment of the weakest and poorest members of society, the infants, the children, the chronically ill, and the elderly".
Support for use
Sanctions have long been the subject of controversy as scholars question their effects on citizens, the level of ethnocentrism involved when designing and implementing sanctions, and the possibility of ineffectiveness.
Supporters of sanctions argue that regardless of sanctions' effects on a group of people, those citizens were most likely already being oppressed by their government. Supporters also argue that sanctions are the best alternative international tool, as opposed to taking no action, and that in the absence of sanctions, oppressive regimes have no incentive to reform.
On the side of opposition, it is asserted that sanctions are a way to promote nationalistic values and diminish the culture of a state. In counterargument, support is argued on the basis that something must be done and democratic peace theory
The democratic peace theory posits that democracies are hesitant to engage in armed conflict with other identified democracies. Among proponents of the democratic peace theory, several factors are held as motivating peace between democratic s ...
is cited as sound reasoning despite any possible cultural insensitivity.
In regards to the effectiveness of the sanctions, supporters concede that multilateral sanctions have been found to work 33% of the time.
There are several ways to remove and dissolve sanctions that have been imposed on a nation(s). In some cases, such as those imposed on Iraq in 1990, only a new resolution can be used to lift the sanctions. This is done when no provision is put in the resolution for the lifting of sanctions. This is generally only done if the sanctioned party has shown willingness to adopt certain conditions of the Security Council.[ Another way sanctions can be lifted is when time limits are implemented with the initial sanction. After an extended duration, the sanction will eventually be lifted off the nation, with or without cooperation. The practice of time limitations has grown over the years and allows for a gradual removal of restrictions on nations conforming, at least in part, to conditions imposed by sanctioning bodies, such as the U.N. Security Council.
]
See also
* Autarky
Autarky is the characteristic of self-sufficiency, usually applied to societies, communities, states, and their economic systems.
Autarky as an ideal or method has been embraced by a wide range of political ideologies and movements, especiall ...
* Boycott
A boycott is an act of nonviolent, voluntary abstention from a product, person, organization, or country as an expression of protest. It is usually for moral, social, political, or environmental reasons. The purpose of a boycott is to inflict som ...
* Enforcement
Enforcement is the proper execution of the process of ensuring compliance with laws, regulations, rules, standards, and social norms.
Governments attempt to effectuate successful implementation of policies by enforcing laws and regulations.
En ...
* Accountability
Accountability, in terms of ethics and governance, is equated with answerability, blameworthiness, liability, and the expectation of account-giving. As in an aspect of governance, it has been central to discussions related to problems in the publ ...
* Humanitarian intervention
Humanitarian intervention is the use or threat of military force by a state (or states) across borders with the intent of ending severe and widespread human rights violations in a state which has not given permission for the use of force. Human ...
* Sanctions involving Russia Sanctions, economic or international, that have been imposed on Russia include:
* International sanctions during the Russo-Ukrainian War (2014–)
** Countering America's Adversaries Through Sanctions Act
The Countering America's Adversaries Thro ...
* India sanctions
India has historically and largely not supported Economic sanctions, sanctions imposed by individual countries. The Government of India has largely supported United Nations sanctions. India has also been warned with sanctions, imposed with them, a ...
* United States sanctions
After the failure of the Embargo Act of 1807, the federal government of the United States took little interest in imposing embargoes and economic sanctions against foreign countries until the 20th century. United States trade policy was entirely ...
* Dima Yakovlev Law
* Magnitsky Act
The Magnitsky Act, formally known as the Russia and Moldova Jackson–Vanik Repeal and Sergei Magnitsky Rule of Law Accountability Act of 2012, is a bipartisan bill passed by the U.S. Congress and signed into law by President Barack Obama in D ...
* Interdict
In Catholic canon law, an interdict () is an ecclesiastical censure, or ban that prohibits persons, certain active Church individuals or groups from participating in certain rites, or that the rites and services of the church are banished from ...
References
Further reading
* Condon, Bradly J, Environmental Sovereignty and the WTO : Trade Sanctions and International Law (2006)
* Ashouri, Mahan "The Role of transnational Private Actors in Ukrain International Flight 752 Crash in Iran Under Economic Sanctions Pressure" (202
{{DEFAULTSORT:International Sanctions
International sanctions,
Economic policy