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In
semiotics Semiotics (also called semiotic studies) is the systematic study of sign processes ( semiosis) and meaning making. Semiosis is any activity, conduct, or process that involves signs, where a sign is defined as anything that communicates something ...
,
linguistics Linguistics is the scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure. Linguis ...
,
anthropology Anthropology is the scientific study of humanity, concerned with human behavior, human biology, cultures, societies, and linguistics, in both the present and past, including past human species. Social anthropology studies patterns of behavi ...
, and
philosophy of language In analytic philosophy, philosophy of language investigates the nature of language and the relations between language, language users, and the world. Investigations may include inquiry into the nature of meaning, intentionality, reference, ...
, indexicality is the phenomenon of a ''
sign A sign is an object, quality, event, or entity whose presence or occurrence indicates the probable presence or occurrence of something else. A natural sign bears a causal relation to its object—for instance, thunder is a sign of storm, or me ...
'' pointing to (or ''indexing'') some object in the
context Context may refer to: * Context (language use), the relevant constraints of the communicative situation that influence language use, language variation, and discourse summary Computing * Context (computing), the virtual environment required to su ...
in which it occurs. A sign that signifies indexically is called an index or, in philosophy, an indexical. The modern concept originates in the
semiotic theory of Charles Sanders Peirce Charles Sanders Peirce began writing on semiotics, which he also called semeiotics, meaning the philosophical study of signs, in the 1860s, around the time that he devised his system of three categories. During the 20th century, the term "semiot ...
, in which indexicality is one of the three fundamental sign modalities by which a sign relates to its referent (the others being
iconicity In functional-cognitive linguistics, as well as in semiotics, iconicity is the conceived similarity or analogy between the form of a sign (linguistic or otherwise) and its meaning, as opposed to arbitrariness (which is typically assumed in s ...
and
symbolism Symbolism or symbolist may refer to: Arts * Symbolism (arts), a 19th-century movement rejecting Realism ** Symbolist movement in Romania, symbolist literature and visual arts in Romania during the late 19th and early 20th centuries ** Russian sy ...
). Peirce, C.S., "Division of Signs" in ''Collected Papers'', 1932
897 __NOTOC__ Year 897 ( DCCCXCVII) was a common year starting on Saturday (link will display the full calendar) of the Julian calendar. Events By place Europe * Spring – King Lambert II travels to Rome with his mother, Queen Ageltr ...
Peirce's concept has been adopted and extended by several twentieth-century academic traditions, including those of linguistic
pragmatics In linguistics and related fields, pragmatics is the study of how context contributes to meaning. The field of study evaluates how human language is utilized in social interactions, as well as the relationship between the interpreter and the int ...
,
linguistic anthropology Linguistic anthropology is the Interdisciplinarity, interdisciplinary study of how language influences social life. It is a branch of anthropology that originated from the endeavor to document endangered languages and has grown over the past cen ...
, and Anglo-American philosophy of language. Words and expressions in
language Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of met ...
often derive some part of their referential meaning from indexicality. For example, ''I'' indexically refers to the entity that is speaking; ''now'' indexically refers to a time frame including the moment at which the word is spoken; and ''here'' indexically refers to a locational frame including the place where the word is spoken. Linguistic expressions that refer indexically are known as
deictic In linguistics, deixis (, ) is the use of general words and phrases to refer to a specific time, place, or person in context, e.g., the words ''tomorrow'', ''there'', and ''they''. Words are deictic if their semantic meaning is fixed but their de ...
s, which thus form a particular subclass of indexical signs, though there is some terminological variation among scholarly traditions. Linguistic signs may also derive nonreferential meaning from indexicality, for example when features of a speaker's
register Register or registration may refer to: Arts entertainment, and media Music * Register (music), the relative "height" or range of a note, melody, part, instrument, etc. * ''Register'', a 2017 album by Travis Miller * Registration (organ), the ...
indexically signal their
social class A social class is a grouping of people into a set of Dominance hierarchy, hierarchical social categories, the most common being the Upper class, upper, Middle class, middle and Working class, lower classes. Membership in a social class can for ...
. Nonlinguistic signs may also display indexicality: for example, a
pointing Pointing is a gesture specifying a direction from a person's body, usually indicating a location, person, event, thing or idea. It typically is formed by extending the arm, hand, and index finger, although it may be functionally similar to other ...
index finger The index finger (also referred to as forefinger, first finger, second finger, pointer finger, trigger finger, digitus secundus, digitus II, and many other terms) is the second digit of a human hand. It is located between the thumb and the mid ...
may index (without referring to) some object in the direction of the line implied by the orientation of the finger, and smoke may index the presence of a fire. In linguistics and philosophy of language, the study of indexicality tends to focus specifically on deixis, while in semiotics and anthropology equal attention is generally given to nonreferential indexicality, including altogether nonlinguistic indexicality.


In linguistic pragmatics

In disciplinary linguistics, indexicality is studied in the subdiscipline of
pragmatics In linguistics and related fields, pragmatics is the study of how context contributes to meaning. The field of study evaluates how human language is utilized in social interactions, as well as the relationship between the interpreter and the int ...
. Specifically, pragmatics tends to focus on
deictics In linguistics, deixis (, ) is the use of general words and phrases to refer to a specific time, place, or person in context, e.g., the words ''tomorrow'', ''there'', and ''they''. Words are deictic if their semantic meaning is fixed but their de ...
—words and expressions of language that derive some part of their referential meaning from indexicality—since these are regarded as " e single most obvious way in which the relationship between language and context is reflected in the structures of languages themselves" Indeed, in linguistics the terms ''deixis'' and ''indexicality'' are often treated as synonymous, the only distinction being that the former is more common in linguistics and the latter in philosophy of language. This usage stands in contrast with that of linguistic anthropology, which distinguishes deixis as a particular subclass of indexicality.


In linguistic anthropology

The concept of indexicality was introduced into the literature of
linguistic anthropology Linguistic anthropology is the Interdisciplinarity, interdisciplinary study of how language influences social life. It is a branch of anthropology that originated from the endeavor to document endangered languages and has grown over the past cen ...
by
Michael Silverstein Michael Silverstein (12 September 1945 – 17 July 2020) was an American linguist. He was the Charles F. Grey Distinguished Service Professor of anthropology, linguistics, and psychology at the University of Chicago. He was a theoretician of se ...
in a foundational 1976 paper, "Shifters, Linguistic Categories and Cultural Description". Silverstein draws on "the tradition extending from Peirce to Jakobson" of thought about sign phenomena to propose a comprehensive theoretical framework in which to understand the relationship between language and
culture Culture () is an umbrella term which encompasses the social behavior, institutions, and norms found in human societies, as well as the knowledge, beliefs, arts, laws, customs, capabilities, and habits of the individuals in these groups.Tyl ...
, the object of study of modern
sociocultural anthropology Sociocultural anthropology is a portmanteau used to refer to social anthropology and cultural anthropology together. It is one of the four main branches of anthropology. Sociocultural anthropologists focus on the study of society and culture, while ...
. This framework, while also drawing heavily on the tradition of
structural linguistics Structural linguistics, or structuralism, in linguistics, denotes schools or theories in which language is conceived as a self-contained, self-regulating Semiotics, semiotic system whose elements are defined by their relationship to other element ...
founded by
Ferdinand de Saussure Ferdinand de Saussure (; ; 26 November 1857 – 22 February 1913) was a Swiss linguist, semiotician and philosopher. His ideas laid a foundation for many significant developments in both linguistics and semiotics in the 20th century. He is widel ...
, rejects the other theoretical approaches known as
structuralism In sociology, anthropology, archaeology, history, philosophy, and linguistics, structuralism is a general theory of culture and methodology that implies that elements of human culture must be understood by way of their relationship to a broader ...
, which attempted to project the Saussurean method of linguistic analysis onto other realms of culture, such as kinship and marriage (see
structural anthropology Structural anthropology is a school of sociocultural anthropology based on Claude Lévi-Strauss' 1949 idea that immutable deep structures exist in all cultures, and consequently, that all cultural practices have homologous counterparts in other ...
), literature (see
semiotic literary criticism Semiotic literary criticism, also called literary semiotics, is the approach to literary criticism informed by the theory of signs or semiotics. Semiotics, tied closely to the structuralism pioneered by Ferdinand de Saussure, was extremely influent ...
), music, film and others. Silverstein claims that " at aspect of language which has traditionally been analyzed by linguistics, and has served as a model" for these other structuralisms, "is just the part that is functionally unique among the phenomena of culture." It is indexicality, not Saussurean grammar, which should be seen as the semiotic phenomenon which language has in common with the rest of culture. Silverstein argues that the Saussurean tradition of linguistic analysis, which includes the tradition of structural linguistics in the United States founded by
Leonard Bloomfield Leonard Bloomfield (April 1, 1887 – April 18, 1949) was an American linguist who led the development of structural linguistics in the United States during the 1930s and the 1940s. He is considered to be the father of American distributionalism ...
and including the work of
Noam Chomsky Avram Noam Chomsky (born December 7, 1928) is an American public intellectual: a linguist, philosopher, cognitive scientist, historian, social critic, and political activist. Sometimes called "the father of modern linguistics", Chomsky is ...
and contemporary
generative grammar Generative grammar, or generativism , is a linguistic theory that regards linguistics as the study of a hypothesised innate grammatical structure. It is a biological or biologistic modification of earlier structuralist theories of linguistic ...
, has been limited to identifying "the contribution of elements of utterances to the
referential Reference is a relationship between objects in which one object designates, or acts as a means by which to connect to or link to, another object. The first object in this relation is said to ''refer to'' the second object. It is called a ''name'' ...
or denotative value of the whole", that is, the contribution made by some word, expression, or other linguistic element to the function of forming "
proposition In logic and linguistics, a proposition is the meaning of a declarative sentence. In philosophy, " meaning" is understood to be a non-linguistic entity which is shared by all sentences with the same meaning. Equivalently, a proposition is the no ...
s— predications descriptive of states of affairs". This study of reference and predication yields an understanding of one aspect of the meaning of utterances, their ''semantic meaning'', and the subdiscipline of linguistics dedicated to studying this kind of linguistic meaning is
semantics Semantics (from grc, σημαντικός ''sēmantikós'', "significant") is the study of reference, meaning, or truth. The term can be used to refer to subfields of several distinct disciplines, including philosophy Philosophy (f ...
. Yet linguistic signs in contexts of use accomplish other functions than pure reference and predication—though they often do so simultaneously, as though the signs were functioning in multiple analytically distinct semiotic modalities at once. In the philosophical literature, the most widely discussed examples are those identified by
J.L. Austin JL or Jl may refer to: Businesses and brands * JL Audio, a manufacturer of consumer audio products * Jeep Wrangler (JL) model, beginning production in 2018 People * Justin Langer (born 1970), former Australian cricket player Places *Jubaland, a ...
as the
performative In the philosophy of language and speech acts theory, performative utterances are sentences which not only describe a given reality, but also change the social reality they are describing. In a 1955 lecture series, later published as ''How to D ...
functions of speech, for instance when a speaker says to an addressee "I bet you sixpence it will rain tomorrow", and in so saying, in addition to simply making a proposition about a state of affairs, actually enters into a socially constituted type of agreement with the addressee, a
wager Wager can refer to: Gambling * Wager, the amount of a valuable staked when gambling on an event with an uncertain outcome, with the primary intent of winning money or material goods * Legal wager, required by both parties at the preliminary hearin ...
. Thus, concludes Silverstein, " e problem set for us when we consider the actual broader uses of language is to describe the total meaning of constituent linguistic signs, only part of which is semantic." This broader study of linguistic signs relative to their general communicative functions is
pragmatics In linguistics and related fields, pragmatics is the study of how context contributes to meaning. The field of study evaluates how human language is utilized in social interactions, as well as the relationship between the interpreter and the int ...
, and these broader aspects of the meaning of utterances is ''pragmatic meaning''. (From this point of view, semantic meaning is a special subcategory of pragmatic meaning, that aspect of meaning which contributes to the communicative function of pure reference and predication.). Silverstein introduces some components of the semiotic theory of
Charles Sanders Peirce Charles Sanders Peirce ( ; September 10, 1839 – April 19, 1914) was an American philosopher, logician, mathematician and scientist who is sometimes known as "the father of pragmatism". Educated as a chemist and employed as a scientist for t ...
as the basis for a pragmatics which, rather than assuming that reference and predication are the essential communicative functions of language with other nonreferential functions being mere addenda, instead attempts to capture the total meaning of linguistic signs in terms of all of their communicative functions. From this perspective, the Peircean category of indexicality turns out to "give the key to the pragmatic description of language." This theoretical framework became an essential presupposition of work throughout the discipline in the 1980s and remains so in the present.


Adaptation of Peircean semiotics

The concept of indexicality has been greatly elaborated in the literature of linguistic anthropology since its introduction by Silverstein, but Silverstein himself adopted the term from the theory of sign phenomena, or semiotics, of Charles Sanders Peirce. As an implication of his general metaphysical theory of the three universal categories, Peirce proposed a model of the sign as a triadic relationship: a sign is "something which stands to somebody for something in some respect or capacity." Thus, more technically, a sign consists of * A ''sign-vehicle'' or ''representamen'', the perceptible phenomenon which does the representing, whether audibly, visibly or in some other sensory modality;''Commens Dictionary of Peirce's Terms''
Eprint
* An ''object'', the entity of whatever kind, with whatever modal status (experienceable, potential, imaginary, law-like, etc.), which is represented by the sign; and * An ''interpretant'', the "idea in the mind" of the perceiving individual, which interprets the sign-vehicle ''as'' representing the object. Peirce further proposed to classify sign phenomena along three different dimensions by means of three trichotomies, the second of which classifies signs into three categories according to the nature of the relationship between the sign-vehicle and the object it represents. As captioned by Silverstein, these are: *''Icon'': a sign in which "the perceivable properties of the sign vehicle itself have isomorphism to (up to identity with) those of the entity signaled. That is, the entities are 'likenesses' in some sense." *''Index'': a sign in which "the occurrence of a sign vehicle token bears a connection of understood spatio-temporal contiguity to the occurrence of the entity signaled. That is, the presence of some entity is perceived to be signaled in the context of communication incorporating the sign vehicle." *''Symbol'': the residual class, a sign which is not related to its object by virtue of bearing some qualitative likeness to it, nor by virtue of co-occurring with it in some contextual framework. These "form the class of '
arbitrary Arbitrariness is the quality of being "determined by chance, whim, or impulse, and not by necessity, reason, or principle". It is also used to refer to a choice made without any specific criterion or restraint. Arbitrary decisions are not necess ...
' signs traditionally spoken of as the fundamental kind of linguistic entity. Sign vehicle and entity signaled are related through the bond of a semantico-referential meaning" which permits them to be used to refer to any member of a whole class or category of entities. Silverstein observes that multiple signs may share the same sign-vehicle. For instance, as mentioned, linguistic signs as traditionally understood are symbols, and analyzed in terms of their contribution to reference and predication, since they arbitrarily denote a whole class of possible objects of reference by virtue of their semantic meanings. But in a trivial sense each linguistic sign token (word or expression spoken in an actual context of use) also functions iconically, since it is an icon of its type in the code (grammar) of the language. It also functions indexically, by indexing its symbol type, since its use in context presupposes that such a type exists in the semantico-referential grammar in use in the communicative situation (grammar is thus understood as an element of the context of communication). So icon, index and symbol are not mutually exclusive categories—indeed, Silverstein argues, they are to be understood as distinct modes of semiotic function, which may be overlaid on a single sign-vehicle. This entails that one sign-vehicle may function in multiple semiotic modes simultaneously. This observation is the key to understanding deixis, traditionally a difficult problem for semantic theory.


Referential indexicality (deixis)

In linguistic anthropology, ''deixis'' is defined as
referential Reference is a relationship between objects in which one object designates, or acts as a means by which to connect to or link to, another object. The first object in this relation is said to ''refer to'' the second object. It is called a ''name'' ...
indexicality—that is,
morpheme A morpheme is the smallest meaningful Constituent (linguistics), constituent of a linguistic expression. The field of linguistics, linguistic study dedicated to morphemes is called morphology (linguistics), morphology. In English, morphemes are ...
s or strings of morphemes, generally organized into closed
paradigm In science and philosophy, a paradigm () is a distinct set of concepts or thought patterns, including theories, research methods, postulates, and standards for what constitute legitimate contributions to a field. Etymology ''Paradigm'' comes f ...
atic sets, which function to "individuate or single out objects of reference or address in terms of their relation to the current interactive context in which the utterance occurs.". ''Deictic'' expressions are thus distinguished, on the one hand, from standard denotational categories such as common
noun A noun () is a word that generally functions as the name of a specific object or set of objects, such as living creatures, places, actions, qualities, states of existence, or ideas.Example nouns for: * Living creatures (including people, alive, d ...
s, which potentially refer to any member of a whole class or category of entities: these display purely semantico-referential meaning, and in the Peircean terminology are known as ''symbols''. On the other hand, deixis is distinguished as a particular subclass of indexicality in general, which may be nonreferential or altogether nonlinguistic. In the older terminology of
Otto Jespersen Jens Otto Harry Jespersen (; 16 July 1860 – 30 April 1943) was a Danish linguist who specialized in the grammar of the English language. Steven Mithen described him as "one of the greatest language scholars of the nineteenth and twentieth ce ...
and
Roman Jakobson Roman Osipovich Jakobson (russian: Рома́н О́сипович Якобсо́н; October 11, 1896Kucera, Henry. 1983. "Roman Jakobson." ''Language: Journal of the Linguistic Society of America'' 59(4): 871–883. – July 18, Non-referential indices encode certain metapragmatic elements of a speech event's context through linguistic variations. The degree of variation in non-referential indices is considerable and serves to infuse the speech event with, at times, multiple levels of
pragmatic Pragmatism is a philosophical movement. Pragmatism or pragmatic may also refer to: *Pragmaticism, Charles Sanders Peirce's post-1905 branch of philosophy *Pragmatics, a subfield of linguistics and semiotics *''Pragmatics'', an academic journal in ...
"meaning."Silverstein, Michael. "Indexical order and the dialectics of sociolinguistic life". Elsevier Ltd., 2003. Of particular note are: sex/gender indices, deference indices (including the affinal taboo index), affect indices, as well as the phenomena of
phonological Phonology is the branch of linguistics that studies how languages or dialects systematically organize their sounds or, for sign languages, their constituent parts of signs. The term can also refer specifically to the sound or sign system of a ...
hypercorrection In sociolinguistics, hypercorrection is non-standard use of language that results from the over-application of a perceived rule of language-usage prescription. A speaker or writer who produces a hypercorrection generally believes through a mi ...
and social identity indexicality. Examples of non-referential forms of indexicality include sex/gender, affect, deference, social class, and social identity indices. Many scholars, notably Silverstein, argue that occurrences of non-referential indexicality
entail In English common law, fee tail or entail is a form of trust established by deed or settlement which restricts the sale or inheritance of an estate in real property and prevents the property from being sold, devised by will, or otherwise alien ...
not only the context-dependent variability of the speech event, but also increasingly subtle forms of indexical meaning (first, second, and higher-orders) as well.


Sex/gender indices

One common system of non-referential indexicality is sex/gender indices. These indices index the gender or "female/male" social status of the interlocutor. There are a multitude of linguistic variants that act to index sex and gender such as: *''word-final or sentence-final particles'':many languages employ the
suffix In linguistics, a suffix is an affix which is placed after the stem of a word. Common examples are case endings, which indicate the grammatical case of nouns, adjectives, and verb endings, which form the conjugation of verbs. Suffixes can carry ...
ation of word-final particles to index the gender of the speaker. These particles vary from phonological alterations such as the one explored by
William Labov William Labov ( ; born December 4, 1927) is an American linguist widely regarded as the founder of the discipline of variationist sociolinguistics. He has been described as "an enormously original and influential figure who has created much of ...
in his work on postvocalic /r/ employment in words that had no word final "r" (which is claimed, among other things, to index the "female" social sex status by virtue of the statistical fact that women tend to hypercorrect their speech more often than men);Wake, Naoko. Indexicality, Gender, and Social Identity. suffixation of single phonemes, such as /-s/ in Muskogean languages of the southeastern United States; or particle suffixation (such as the Japanese sentence-final use of ''-wa'' with rising intonation to indicate increasing affect and, via second-order indexicality, the gender of the speaker (in this case, female)) *''morphological and phonological mechanisms'': such as in
Yana Yana may refer to: Locations *Yana, Burma, a village in Hkamti Township in Hkamti District in the Sagaing Region of northwestern Burma *Yana, India, a village in the Uttara Kannada district of Karnataka, India * Yana, Nigeria, an administrative ca ...
, a language where one form of all major words are spoken by sociological male to sociological male, and another form (which is constructed around phonological changes in word forms) is used for all other combination of interlocutors; or the Japanese prefix-
affixation In linguistics, an affix is a morpheme that is attached to a word stem to form a new word or word form. Affixes may be derivational, like English ''-ness'' and ''pre-'', or inflectional, like English plural ''-s'' and past tense ''-ed''. They ar ...
of o- to indicate politeness and, consequently, feminine social identity.Kamei, Takashi.Covering and Covered Forms of women's language in Japanese.'Hitotsubashi JOurnal of Arts of Sciences' 19:1-7. Many instances of sex/gender indices incorporate multiple levels of indexicality (also referred to as ''indexical order''). In fact, some, such as the prefix-affixation of o- in Japanese, demonstrate complex higher-order indexical forms. In this example, the first order indexes politeness and the second order indexes affiliation with a certain gender class. It is argued that there is an even higher level of indexical order evidenced by the fact that many jobs use the ''o-'' prefix to attract female applicants. This notion of higher-order indexicality is similar to Silverstein's discussion of " wine talk" in that it indexes "an identity-by-visible-consumption ere, ''employment'' that is an inherent of a certain social register (i.e. social gender indexicality).


Affect indices

Affective meaning is seen as "the encoding, or indexing of speakers emotions into speech events."Besnier, Niko. Language and Affect. Annual Reviews, Inc., 1990. The interlocutor of the event "decodes" these verbal messages of affect by giving "precedence to intentionality"; that is, by assuming that the affective form intentionally indexes emotional meaning. Some examples of affective forms are:
diminutives A diminutive is a root word that has been modified to convey a slighter degree of its root meaning, either to convey the smallness of the object or quality named, or to convey a sense of intimacy or endearment. A (abbreviated ) is a word-formati ...
(for example, diminutive affixes in
Indo-European The Indo-European languages are a language family native to the overwhelming majority of Europe, the Iranian plateau, and the northern Indian subcontinent. Some European languages of this family, English, French, Portuguese, Russian, Dutch ...
and
Amerindian language Over a thousand indigenous languages are spoken by the Indigenous peoples of the Americas. These languages cannot all be demonstrated to be related to each other and are classified into a hundred or so language families (including a large numbe ...
s indicate sympathy, endearment, emotional closeness, or antipathy, condescension, and emotional distance); ideophones and
onomatopoeias Onomatopoeia is the process of creating a word that phonetically imitates, resembles, or suggests the sound that it describes. Such a word itself is also called an onomatopoeia. Common onomatopoeias include animal noises such as ''oink'', ''m ...
; expletives, exclamations,
interjections An interjection is a word or expression that occurs as an utterance on its own and expresses a spontaneous feeling or reaction. It is a diverse category, encompassing many different parts of speech, such as exclamations ''(ouch!'', ''wow!''), curse ...
, curses, insults, and imprecations (said to be "dramatizations of actions or states"); intonation change (common in tone languages such as Japanese); address terms, kinship terms, and pronouns which often display clear affective dimensions (ranging from the complex address-form systems found languages such a Javanese to inversions of vocative kin terms found in Rural
Italy Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical re ...
);
lexical Lexical may refer to: Linguistics * Lexical corpus or lexis, a complete set of all words in a language * Lexical item, a basic unit of lexicographical classification * Lexicon, the vocabulary of a person, language, or branch of knowledge * Lexical ...
processes such as
synecdoche Synecdoche ( ) is a type of metonymy: it is a figure of speech in which a term for a part of something is used to refer to the whole (''pars pro toto''), or vice versa (''totum pro parte''). The term comes from Greek . Examples in common Engl ...
and
metonymy Metonymy () is a figure of speech in which a concept is referred to by the name of something closely associated with that thing or concept. Etymology The words ''metonymy'' and ''metonym'' come from grc, μετωνυμία, 'a change of name' ...
involved in affect meaning manipulation; certain categories of meaning like
evidentiality In linguistics, evidentiality is, broadly, the indication of the nature of evidence for a given statement; that is, whether evidence exists for the statement and if so, what kind. An evidential (also verificational or validational) is the particul ...
;
reduplication In linguistics, reduplication is a morphological process in which the root or stem of a word (or part of it) or even the whole word is repeated exactly or with a slight change. The classic observation on the semantics of reduplication is Edwa ...
, quantifiers, and comparative structures; as well as
inflectional morphology In linguistic morphology, inflection (or inflexion) is a process of word formation in which a word is modified to express different grammatical categories such as tense, case, voice, aspect, person, number, gender, mood, animacy, and defin ...
. Affective forms are a means by which a speaker indexes emotional states through different linguistic mechanisms. These indices become important when applied to other forms of non-referential indexicality, such as sex indices and social identity indices, because of the innate relationship between first-order indexicality and subsequent second-order (or higher) indexical forms. (See multiple indices section for Japanese example).


Deference indices

Deference indices encode deference from one interlocutor to another (usually representing inequalities of status, rank, age, sex, etc.). Some examples of deference indices are:


=T/V deference entitlement

= The T/V deference entitlement system of
European languages Most languages of Europe belong to the Indo-European language family. Out of a total European population of 744 million as of 2018, some 94% are native speakers of an Indo-European language. Within Indo-European, the three largest phyla are Rom ...
was famously detailed by linguists Brown and Gilman. T/V deference entitlement is a system by which a speaker/addressee speech event is determined by perceived disparities of 'power' and 'solidarity' between interlocutors. Brown and Gilman organized the possible relationships between the speaker and the addressee into six categories: # Superior and solidary # Superior and not solidary # Equal and solidary # Equal and not solidary # Inferior and solidary # Inferior and not solidary The 'power semantic' indicates that the speaker in a superior position uses T and the speaker in an inferior position uses V. The 'solidarity semantic' indicates that speakers use T for close relationships and V for more formal relationships. These two principles conflict in categories 2 and 5, allowing either T or V in those cases: # Superior and solidary: T # Superior and not solidary: T/V # Equal and solidary: T # Equal and not solidary: V # Inferior and solidary: T/V # Inferior and not solidary: V Brown and Gilman observed that as the solidarity semantic becomes more important than the power semantic in various cultures, the proportion of T to V use in the two ambiguous categories changes accordingly. Silverstein comments that while exhibiting a basic level of first-order indexicality, the T/V system also employs second-order indexicality vis-à-vis 'enregistered honorification'. He cites that the V form can also function as an index of valued "public" register and the standards of good behavior that are entailed by use of V forms over T forms in public contexts. Therefore, people will use T/V deference
entailment Logical consequence (also entailment) is a fundamental concept in logic, which describes the relationship between statements that hold true when one statement logically ''follows from'' one or more statements. A valid logical argument is one ...
in 1) a first-order indexical sense that distinguishes between speaker/addressee interpersonal values of 'power' and 'solidarity' and 2) a second-order indexical sense that indexes an interlocutor's inherent "honor" or social merit in employing V forms over T forms in public contexts.


=Japanese honorifics

= Japanese provides an excellent case study of
honorifics An honorific is a title that conveys esteem, courtesy, or respect for position or rank when used in addressing or referring to a person. Sometimes, the term "honorific" is used in a more specific sense to refer to an Honorary title (academic), ho ...
. Honorifics in Japanese can be divided into two categories: addressee honorifics, which index deference to the addressee of the utterance; and referent honorifics, which index deference to the referent of the utterance. Cynthia Dunn claims that "almost every utterance in Japanese requires a choice between direct and distal forms of the predicate."Dunn, Cynthia. "Pragmatic Functions of Humble Forms in Japanese Ceremonial Discourse. 'Journal of Linguistic Anthropology', Vol. 15, Issue 2, pp. 218–238, 2005 The direct form indexes intimacy and "spontaneous self-expression" in contexts involving family and close friends. Contrarily, distal form index social contexts of a more formal, public nature such as distant acquaintances, business settings, or other formal settings. Japanese also contains a set of humble forms (Japanese ''kenjōgo'' 謙譲語) which are employed by the speaker to index their deference to someone else. There are also
suppletive In linguistics and etymology, suppletion is traditionally understood as the use of one word as the inflected form of another word when the two words are not cognate. For those learning a language, suppletive forms will be seen as "irregular" or even ...
forms that can be used in lieu of regular honorific endings (for example, the subject honorific form of : ''meshiagaru'' 召し上がる). Verbs that involve human subjects must choose between ''distal'' or ''direct'' forms (towards the addressee) as well as a distinguish between either no use of referent honorifics, use of subject honorific (for others), or use of humble form (for self). The Japanese model for non-referential indexicality demonstrates a very subtle and complicated system that encodes social context into almost every utterance.


=Affinal taboo index

= Dyirbal, a language of the
Cairns Cairns (, ) is a city in Queensland, Australia, on the tropical north east coast of Far North Queensland. The population in June 2019 was 153,952, having grown on average 1.02% annually over the preceding five years. The city is the 5th-most-p ...
rain forest Rainforests are characterized by a closed and continuous tree canopy, moisture-dependent vegetation, the presence of epiphytes and lianas and the absence of wildfire. Rainforest can be classified as tropical rainforest or temperate rainforest ...
in
Northern Queensland North Queensland or the Northern Region is the northern part of the Australian state of Queensland that lies just south of Far North Queensland. Queensland is a massive state, larger than many countries, and its tropical northern part has been ...
, employs a system known as the affinal taboo index. Speakers of the language maintain two sets of lexical items: 1) an "everyday" or common interaction set of lexical items and 2) a "mother-in-law" set that is employed when the speaker is in the very distinct context of interaction with their mother-in-law. In this particular system of deference indices, speakers have developed an entirely separate lexicon (there are roughly four "everyday" lexical entries for every one "mother-in-law" lexical entry; 4:1) to index deference in contexts inclusive of the mother-in-law.


Hypercorrection as a social class index

Hypercorrection In sociolinguistics, hypercorrection is non-standard use of language that results from the over-application of a perceived rule of language-usage prescription. A speaker or writer who produces a hypercorrection generally believes through a mi ...
is defined by Wolfram as "the use of speech form on the basis of false analogy." DeCamp defines hypercorrection in a more precise fashion claiming that "hypercorrection is an incorrect analogy with a form in a
prestige Prestige refers to a good reputation or high esteem; in earlier usage, ''prestige'' meant "showiness". (19th c.) Prestige may also refer to: Arts, entertainment and media Films * ''Prestige'' (film), a 1932 American film directed by Tay Garnett ...
dialect which the speaker has imperfectly mastered." Many scholars argue that hypercorrection provides both an index of "social class" and an "Index of
Linguistic insecurity Linguistic insecurity comprises feelings of anxiety, self-consciousness, or lack of confidence in the mind of a speaker surrounding their use of language. Often, this anxiety comes from speakers' belief that their speech does not conform to the ...
". The latter index can be defined as a speaker's attempts at self-correction in areas of perceived linguistic insufficiencies which denote their lower social standing and minimal social mobility.Winford, Donald. 'Hypercorrection in the Process of Decreolization: The Case of Trinidadian English. Cambridge, England: Cambridge University Press, 1978. Donald Winford conducted a study that measured the phonological hypercorrection in creolization of English speakers in Trinidad. He claims that the ability to use prestigious norms goes "hand-in-hand" with knowledge of stigmatization afforded to use of "lesser" phonological variants. He concluded that sociologically "lesser" individuals would try to increase the frequency of certain vowels that were frequent in the high prestige
dialect The term dialect (from Latin , , from the Ancient Greek word , 'discourse', from , 'through' and , 'I speak') can refer to either of two distinctly different types of Linguistics, linguistic phenomena: One usage refers to a variety (linguisti ...
, but they ended up using those vowels even more than their target dialect. This hypercorrection of vowels is an example of non-referential indexicality that indexes, by virtue of innate urges forcing lower class civilians to hypercorrect phonological variants, the actual social class of the speaker. As Silverstein claims, this also conveys an "Index of
Linguistic insecurity Linguistic insecurity comprises feelings of anxiety, self-consciousness, or lack of confidence in the mind of a speaker surrounding their use of language. Often, this anxiety comes from speakers' belief that their speech does not conform to the ...
" in which a speaker not only indexes their actual social class (via first-order indexicality) but also the insecurities about class constraints and subsequent linguistic effects that encourage hypercorrection in the first place (an incidence of second-order indexicality). William Labov and many others have also studied how hypercorrection in
African American Vernacular English African-American Vernacular English (AAVE, ), also referred to as Black (Vernacular) English, Black English Vernacular, or occasionally Ebonics (a colloquial, controversial term), is the variety of English natively spoken, particularly in urban ...
demonstrates similar social class non-referential indexicality.


Multiple indices in social identity indexicality

Multiple non-referential indices can be employed to index the social identity of a speaker. An example of how multiple indexes can constitute social identity is exemplified by Ochs discussion of copula deletion: "That Bad" in American English can index a speaker to be a child, foreigner, medical patient, or elderly person. Use of multiple non-referential indices at once (for example copula deletion and raising intonation), helps further index the social identity of the speaker as that of a child.Ochs, Elinor. "Indexicality and Socialization". In J. Stigler, R. Shweder & G. Herdt (eds.) 'Cultural Psychology: Essays on Comparative Human Development'. Cambridge: Cambridge University Press, 1990. Linguistic and non-linguistic indices are also an important ways of indexing social identity. For example, the Japanese utterance ''-wa'' in conjunction with raising intonation (indexical of increasing affect) by one person who "looks like a woman" and another who looks "like a man" may index different affective dispositions which, in turn, can index gender difference. Ochs and Schieffilen also claim that facial features, gestures, as well as other non-linguistic indices may actually help specify the general information provided by the linguistic features and augment the pragmatic meaning of the utterance.Ochs, Elinor and Shieffelin, Banbi. "Language has a heart". 'Text 9': 7-25.


Indexical order

In much of the research currently conducted upon various phenomena of non-referential indexicality, there is an increased interest in not only what is called first-order indexicality, but subsequent second-order as well as "higher-order" levels of indexical meaning. First-order indexicality can be defined as the first level of pragmatic meaning that is drawn from an utterance. For example, instances of deference indexicality, such as the variation between informal ''tu'' and formal ''vous'' in French, indicate a speaker/addressee communicative relationship built upon the values of ''power'' and ''solidarity'' possessed by the interlocutors.Brown, R., Gilman, A. "The pronouns of power and solidarity, IN: Sebeok, T.A. (ed.) Style in Language. Cambridge: MIT Press, 1960. When a speaker addresses somebody using the V form instead of the T form, they index (via first-order indexicality) their understanding of the need for deference to the addressee. In other words, they perceive or recognize an incongruence between their levels of power and/or solidarity and employ a more formal way of addressing that person to suit the contextual constraints of the speech event. Second-Order Indexicality is concerned with the connection between
linguistic Linguistics is the scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure. Linguis ...
variables and the metapragmatic meanings that they encode. For example, a woman is walking down the street in
Manhattan Manhattan (), known regionally as the City, is the most densely populated and geographically smallest of the five boroughs of New York City. The borough is also coextensive with New York County, one of the original counties of the U.S. state ...
and she stops to ask somebody where a McDonald's is. He responds to her talking in a heavy "
Brooklyn Brooklyn () is a borough of New York City, coextensive with Kings County, in the U.S. state of New York. Kings County is the most populous county in the State of New York, and the second-most densely populated county in the United States, be ...
" accent. She notices this accent and considers a set of possible personal characteristics that might be indexed by it (such as the man's intelligence, economic situation, and other non-linguistic aspects of his life). The power of language to encode these preconceived "stereotypes" based solely on accent is an example of second-order indexicality (representative of a more complex and subtle system of indexical form than that of first-order indexicality).


Oinoglossia (wine talk)

For demonstrations of higher (or rarefied) indexical orders, Michael Silverstein discusses the particularities of "life-style emblematization" or "convention-dependent-indexical iconicity" which, as he claims, is prototypical of a phenomenon he dubs "
wine Wine is an alcoholic drink typically made from fermented grapes. Yeast consumes the sugar in the grapes and converts it to ethanol and carbon dioxide, releasing heat in the process. Different varieties of grapes and strains of yeasts are m ...
talk." Professional wine critics use a certain "technical vocabulary" that are "metaphorical of prestige realms of traditional English gentlemanly
horticulture Horticulture is the branch of agriculture that deals with the art, science, technology, and business of plant cultivation. It includes the cultivation of fruits, vegetables, nuts, seeds, herbs, sprouts, mushrooms, algae, flowers, seaweeds and no ...
." Thus, a certain "lingo" is created for wine that indexically entails certain notions of prestigious social classes or genres. When "yuppies" use the lingo for wine flavors created by these critics in the ''actual context'' of drinking wine, Silverstein argues that they become the "well-bred, interesting (subtle, balanced, intriguing, winning, etc.) person" that is iconic of the metaphorical "fashion of speaking" employed by people of higher social registers, demanding notoriety as a result of this high level of connoisseurship. In other words, the wine drinker becomes a refined, gentlemanly critic and, in doing so, adopts a similar level of connoisseurship and social refinement. Silverstein defines this as an example of higher-order indexical "authorization" in which the indexical order of this "wine talk" exists in a "complex, interlocking set of institutionally formed macro-sociological interests." A speaker of English metaphorically transfers him- or herself into the social structure of the "wine world" that is encoded by the ''oinoglossia'' of elite critics using a very particular "technical" terminology. The use of "wine talk" or similar "fine-cheeses talk", "perfume talk", "Hegelian-dialectics talk", "particle-physics talk", "DNA-sequencing talk", "semiotics talk" etc. confers upon an individual an identity-by-visible-consumption indexical of a certain macro-sociological elite identity and is, as such, an instance of higher-order indexicality.


In philosophy of language

Philosophical work on language from the mid-20th century, such as that of
J.L. Austin JL or Jl may refer to: Businesses and brands * JL Audio, a manufacturer of consumer audio products * Jeep Wrangler (JL) model, beginning production in 2018 People * Justin Langer (born 1970), former Australian cricket player Places *Jubaland, a ...
and the ordinary language philosophers, has provided much of the originary inspiration for the study of indexicality and related issues in linguistic pragmatics (generally under the rubric of the term ''
deixis In linguistics, deixis (, ) is the use of general words and phrases to refer to a specific time, place, or person in context, e.g., the words ''tomorrow'', ''there'', and ''they''. Words are deictic if their semantic meaning is fixed but their de ...
''), though linguists have appropriated concepts originating in philosophical work for purposes of empirical study, rather than for more strictly philosophical purposes. However, indexicality has remained an issue of interest to philosophers who work on language. In contemporary
analytic philosophy Analytic philosophy is a branch and tradition of philosophy using analysis, popular in the Western world and particularly the Anglosphere, which began around the turn of the 20th century in the contemporary era in the United Kingdom, United Sta ...
, the preferred nominal form of the term is ''indexical'' (rather than ''index''), defined as "any expression whose content varies from one context of use to another ...
or instance Or or OR may refer to: Arts and entertainment Film and television * "O.R.", a 1974 episode of M*A*S*H * Or (My Treasure), a 2004 movie from Israel (''Or'' means "light" in Hebrew) Music * ''Or'' (album), a 2002 album by Golden Boy with Miss ...
pronouns such as 'I', 'you', 'he', 'she', 'it', 'this', 'that', plus adverbs such as 'now', 'then', 'today', 'yesterday', 'here', and 'actually'. This exclusive focus on linguistic expressions represents a narrower construal than is preferred in linguistic anthropology, which regards linguistic indexicality (''deixis'') as a special subcategory of indexicality in general, which is often nonlinguistic. Indexicals appear to represent an exception to, and thus a challenge for, the understanding of natural language as the grammatical coding of
logic Logic is the study of correct reasoning. It includes both formal and informal logic. Formal logic is the science of deductively valid inferences or of logical truths. It is a formal science investigating how conclusions follow from premises ...
al
propositions In logic and linguistics, a proposition is the meaning of a declarative sentence. In philosophy, " meaning" is understood to be a non-linguistic entity which is shared by all sentences with the same meaning. Equivalently, a proposition is the no ...
; they thus "raise interesting technical challenges for logicians seeking to provide formal models of correct reasoning in natural language." They are also studied in relation to fundamental issues in
epistemology Epistemology (; ), or the theory of knowledge, is the branch of philosophy concerned with knowledge. Epistemology is considered a major subfield of philosophy, along with other major subfields such as ethics, logic, and metaphysics. Episte ...
,
self-consciousness Self-consciousness is a heightened sense of awareness of oneself. It is not to be confused with consciousness in the sense of qualia. Historically, "self-consciousness" was synonymous with " self-awareness", referring to a state of awareness that ...
, and
metaphysics Metaphysics is the branch of philosophy that studies the fundamental nature of reality, the first principles of being, identity and change, space and time, causality, necessity, and possibility. It includes questions about the nature of conscio ...
, for example asking whether indexical facts are facts that do not follow from the physical facts, and thus also form a link between philosophy of language and
philosophy of mind Philosophy of mind is a branch of philosophy that studies the ontology and nature of the mind and its relationship with the body. The mind–body problem is a paradigmatic issue in philosophy of mind, although a number of other issues are addre ...
. The American logician David Kaplan is regarded as having developed " far the most influential theory of the meaning and logic of indexicals".


See also

*
Conversational scoreboard In linguistics and philosophy of language, the conversational scoreboard is a tuple which represents the discourse context at a given point in a conversation. The scoreboard is updated by each speech act performed by one of the interlocutors. Mo ...
* Quasi-indexical


References


External links


Arché Bibliography of Indexicals
consisting in Peirce's own definitions and characterizations. See "Index".
Demonstratives & Indexicals
at
Internet Encyclopedia of Philosophy The ''Internet Encyclopedia of Philosophy'' (''IEP'') is a scholarly online encyclopedia, dealing with philosophy, philosophical topics, and philosophers. The IEP combines open access publication with peer reviewed publication of original pape ...
. {{Authority control Semantics Formal semantics (natural language) Linguistics terminology