''In re Gault'', 387 U.S. 1 (1967), was a landmark
U.S. Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
decision which held the
Due Process Clause
In United States constitutional law, a Due Process Clause is found in both the Fifth and Fourteenth Amendments to the United States Constitution, which prohibits arbitrary deprivation of "life, liberty, or property" by the government except as ...
of the
14th Amendment applies to
juvenile defendants
In court proceedings, a defendant is a person or object who is the party either accused of committing a crime in criminal prosecution or against whom some type of civil relief is being sought in a civil case.
Terminology varies from one jurisdic ...
as well as to adult defendants. Juveniles accused of crimes in a delinquency proceeding must be afforded many of the same
due process
Due process of law is application by state of all legal rules and principles pertaining to the case so all legal rights that are owed to the person are respected. Due process balances the power of law of the land and protects the individual pers ...
rights as adults, such as the right to timely notification of the charges, the right to confront witnesses, the right against self-incrimination, and the right to counsel. The court's opinion was written by Justice
Abe Fortas
Abraham Fortas (June 19, 1910 – April 5, 1982) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1965 to 1969. Born and raised in Memphis, Tennessee, Fortas graduated from Rhod ...
, a noted proponent of
children's rights
Children's rights are a subset of human rights with particular attention to the rights of special protection and care afforded to minors. .
Background
In June of 1964, the sheriff of
Gila County, Arizona
Gila County ( ) is in the central part of the U.S. state of Arizona. As of the 2020 census, the population was 53,272. The county seat is Globe.
Gila County comprises the Payson, Arizona Micropolitan Statistical Area.
Gila County contains p ...
, took 15-year-old Gerald Gault into custody, without notifying Gault's parents, after a neighbor, Ora Cook, complained of receiving an inappropriate and offensive telephone call.
[. Fortas noted that it was sufficient "to say that the remarks or questions put to her were of the irritatingly offensive, adolescent, sex variety."] After returning home from work that evening to find her son missing, Gault's mother eventually located him at the county jail, but was not permitted to take him home.
[387 U.S. at 5.]
According to Gault, his friend Ronald Lewis made the call from the Gault family's trailer. Gault claims that Lewis had asked to use the telephone while Gault was getting ready for work. Then, not yet knowing to whom Lewis was speaking, Gault said, "I heard him, ahem, using some pretty vulgar language... so I – all I did was walk out, took the phone off him, hung it up, and told him – I said, 'Hey, there's the door. Get out.
[Gerald Gault, in ]National Constitution Center
The National Constitution Center is a non-profit institution devoted to the Constitution of the United States. On Independence Mall in Philadelphia, Pennsylvania, the center is an interactive museum and a national town hall for constitutional dia ...
,
Children under the Constitution
panel discussion, November 7, 2007.
Judge McGhee of the Gila County
superior court
In common law systems, a superior court is a court of general jurisdiction over civil and criminal legal cases. A superior court is "superior" in relation to a court with limited jurisdiction (see small claims court), which is restricted to civil ...
, acting as a
juvenile court
A juvenile court, also known as young offender's court or children's court, is a tribunal having special authority to pass judgements for crimes that are committed by children who have not attained the age of majority. In most modern legal s ...
judge,
[387 U.S. at 5, n.1.] presided over Gault's preliminary hearing the next morning,
which he ended by saying he would "think about it," and Gault remained in custody for several more days until he was released, without explanation. On Gault's release, his mother received a note from the superintendent of the detention home informing her that "Judge McGhee has set Monday June 15, 1964 at 11:00 A.M. as the date and time for further Hearings on Gerald's delinquency." That was the family's only notification of the hearing.
[387 U.S. at 6.]
At the hearing, McGhee found "that said minor is a delinquent child, and that said minor is of the age of 15 years" and ordered him confined at the State Industrial School "for the period of his minority
hat is, until 21 unless sooner discharged by due process of law." The charge listed in the report prepared by the county probation officers was "Lewd Phone Calls."
[387 U.S. at 7–8.] Had Gault been convicted as an adult for a violation of ARS § 13-377, the punishment was a maximum prison sentence of two months and a fine of $5 to $50.
Gault's accuser, Cook, was not present at either hearing; McGhee said "she didn't have to be present."
[387 U.S. at 7.] More than forty years later, Gault said, "I ''still'' don't know what that lady looks like."
With no witnesses having been sworn and the court making no transcript of either hearing, those present later disagreed about what had gone on during the June 1964 hearings. In particular, Gault's parents contested McGhee's claim that the teenager had admitted in court to making any of the alleged lewd statements.
Arizona law then permitted no appeal in juvenile cases so Gault's parents petitioned the
Arizona Supreme Court
The Arizona Supreme Court is the state supreme court of the U.S. state of Arizona. Sitting in the Supreme Court building in downtown Phoenix, the court consists of a chief justice, a vice chief justice, and five associate justices. Each justice i ...
for a writ of
habeas corpus
''Habeas corpus'' (; from Medieval Latin, ) is a recourse in law through which a person can report an unlawful detention or imprisonment to a court and request that the court order the custodian of the person, usually a prison official, t ...
to obtain their son's release; the Supreme Court referred the case back to McGhee for hearing. On August 17, "McGhee was vigorously cross-examined as to the basis for his actions."
[387 U.S. at 8.] He testified:
Well, there is a – I think it amounts to disturbing the peace. I can't give you the section, but I can tell you the law, that when one person uses lewd language in the presence of another person, that it can amount to – and I consider that when a person makes it over the phone, that it is considered in the presence, I might be wrong, that is one section. The other section upon which I consider the boy delinquent is Section 8-201, Subsection (d), habitually involved in immoral matters.[387 U.S. at 8, n.5.]
The first law McGhee mentioned was
Arizona Revised Statutes
The Arizona Revised Statutes (ARS) is the name given to the statutory laws in the state of Arizona. The ARS went into effect on January 9, 1956. It was most recently updated in the first regular Legislative session, session of the Arizona State Leg ...
(ARS) § 13-377, which made a
misdemeanor
A misdemeanor (American English, spelled misdemeanour elsewhere) is any "lesser" criminal act in some common law legal systems. Misdemeanors are generally punished less severely than more serious felonies, but theoretically more so than adm ...
of using "vulgar, abusive or obscene language" while "in the presence or hearing of any woman or child."
Violating that law, then, would meet the ARS § 8-201(6)(a) criterion for classification as a "delinquent child," a "child who has violated a law of the state or an ordinance or regulation of a political subdivision thereof."
[387 U.S. at 9, n.6.] The alternate criterion McGhee cited was that of ARS § 8-201(6)(d): "A child who habitually so deports himself as to injure or endanger the morals or health of himself or others."
McGhee found Gault delinquent for (1) on one occasion using obscene language on the telephone with a woman and (2) being "habitually" dangerous. The evidence for the latter, according to McGhee's testimony, was that (a) two years earlier there had been a vague report, which the court had not acted upon due to, in McGhee's words, a "lack of material foundation" concerning the theft of a baseball glove; and (b) Gault's admission that in the past he had made telephone calls the judge described as "silly calls, or funny calls, or something like that."
[387 U.S. at 9.] On that basis, Judge McGhee ordered the teenager to serve six years in juvenile detention.
After McGhee dismissed the habeas petition, the Gaults appealed to the state Supreme Court (
99 Ariz. 181 (1965)), based on the following:
# the Arizona Juvenile Code was unconstitutional because it (a) did not require that either the accused or his parents be notified of the specific charges against him; (b) did not require that the parents be given notice of hearings; and (c) allowed no appeal;
and
# the Juvenile Court's actions constituted a denial of due process because of (a) the lack of notification of the charges against Gault or of the hearings; (b) the court's failure to inform the Gaults of their right to counsel, right to confront the accuser, and right to remain silent; (c) the admission of "unsworn
hearsay
Hearsay evidence, in a legal forum, is testimony from an under-oath witness who is reciting an out-of-court statement, the content of which is being offered to prove the truth of the matter asserted. In most courts, hearsay evidence is inadmis ...
testimony;" and (d) the lack of any records of the proceedings.
[387 U.S. at 10.]
The Arizona Supreme Court affirmed the dismissal of the petition. The court acknowledged that the constitutionality of the Juvenile Court proceedings required adherence to due process
[387 U.S. at 12.] and that the Arizona Juvenile Code, in general, and the Gault proceedings, in specific, did not violate due process.
The case was appealed to the US Supreme Court, where it was argued by Norman Dorsen, who later became president of the ACLU.
Decision
In an 8–1 decision, the U.S. Supreme Court ruled that Gault's commitment to the State Industrial School was a violation of the Sixth Amendment since he had been denied the right to an attorney, had not been formally notified of the charges against him, had not been informed of his right against self-incrimination, and had had no opportunity to confront his accusers.
Justice
Potter Stewart
Potter Stewart (January 23, 1915 – December 7, 1985) was an American lawyer and judge who served as an Associate Justice of the United States Supreme Court from 1958 to 1981. During his tenure, he made major contributions to, among other areas, ...
was the sole dissenter. He argued that the purpose of juvenile court was correction, not punishment, and so the constitutional procedural safeguards for criminal trials should not apply to juvenile trials.
References
External links
*
* {{caselaw source
, case = ''In re Gault'', {{ussc, 387, 1, 1967, el=no
, justia =https://supreme.justia.com/cases/federal/us/387/1/
, loc =http://cdn.loc.gov/service/ll/usrep/usrep387/usrep387001/usrep387001.pdf
, oyez =https://www.oyez.org/cases/1966/116
*
National Constitution Center
The National Constitution Center is a non-profit institution devoted to the Constitution of the United States. On Independence Mall in Philadelphia, Pennsylvania, the center is an interactive museum and a national town hall for constitutional dia ...
,
Children under the Constitution panel discussion, November 7, 2007
United States Supreme Court cases
United States criminal due process case law
Confrontation Clause case law
United States Sixth Amendment assistance of counsel case law
United States habeas corpus case law
United States children's rights case law
1967 in United States case law
United States Supreme Court cases of the Warren Court
History of Gila County, Arizona
Prank calling