The Penrose stairs or Penrose steps, also dubbed the impossible staircase, is an
impossible object
An impossible object (also known as an impossible figure or an undecidable figure) is a type of optical illusion that consists of a two-dimensional figure which is instantly and naturally understood as representing a projection of a three-dimen ...
created by
Oscar Reutersvärd
Oscar Reutersvärd (29 November 1915 – 2 February 2002) was a Swedes, Swedish graphic artist, who in 1934 pioneered the art of 3D drawings that may initially appear feasible, yet cannot be physically constructed. He is sometimes described as "th ...
in 1937
and later independently discovered and made popular by
Lionel Penrose
Lionel Sharples Penrose, FRS (11 June 1898 – 12 May 1972) was an English psychiatrist, medical geneticist, paediatrician, mathematician and chess theorist, who carried out pioneering work on the genetics of intellectual disability. Penrose w ...
and his son
Roger Penrose
Sir Roger Penrose (born 8 August 1931) is an English mathematician, mathematical physicist, philosopher of science and Nobel Laureate in Physics. He is Emeritus Rouse Ball Professor of Mathematics in the University of Oxford, an emeritus fello ...
.
A variation on the
Penrose triangle, it is a two-dimensional depiction of a staircase in which the stairs make four 90-degree turns as they ascend or descend yet form a continuous loop, so that a person could climb them forever and never get any higher. This is clearly impossible in three-dimensional
Euclidean geometry but possible in some
non-Euclidean geometry like in
nil geometry
In mathematics, Thurston's geometrization conjecture states that each of certain three-dimensional topological spaces has a unique geometric structure that can be associated with it. It is an analogue of the uniformization theorem for two-dimensi ...
.
The "continuous staircase" was first presented in an article that the Penroses wrote in 1959, based on the so-called "triangle of Penrose" published by Roger Penrose in the ''British Journal of Psychology'' in 1958.
M.C. Escher then discovered the Penrose stairs in the following year and made his now famous lithograph ''Klimmen en dalen'' (''
Ascending and Descending'') in March 1960. Penrose and Escher were informed of each other's work that same year. Escher developed the theme further in his print ''Waterval'' (''
Waterfall
A waterfall is a point in a river or stream where water flows over a vertical drop or a series of steep drops. Waterfalls also occur where meltwater drops over the edge of a tabular iceberg or ice shelf.
Waterfalls can be formed in several wa ...
''), which appeared in 1961.
In their original article the Penroses noted that "each part of the structure is acceptable as representing a flight of steps but the connections are such that the picture, as a whole, is inconsistent: the steps continually descend in a clockwise direction."
History of discovery
The Penroses
'' Ascending and Descending'' by
">M. C. Escher
Escher, in the 1950s, had not yet drawn any impossible stairs and was not aware of their existence. Roger Penrose had been introduced to Escher's work at the
International Congress of Mathematicians
The International Congress of Mathematicians (ICM) is the largest conference for the topic of mathematics. It meets once every four years, hosted by the International Mathematical Union (IMU).
The Fields Medals, the Nevanlinna Prize (to be rename ...
in Amsterdam in 1954. He was "absolutely spellbound" by Escher's work, and on his journey back to England he decided to produce something "impossible" on his own. After experimenting with various designs of bars overlying each other he finally arrived at the impossible triangle. Roger showed his drawings to his father, who immediately produced several variants, including the impossible flight of stairs. They wanted to publish their findings but did not know in what field the subject belonged. Because Lionel Penrose knew the editor of the ''
British Journal of Psychology'' and convinced him to publish their short manuscript, the finding was finally presented as a
psychological
Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries between t ...
subject. After the publication in 1958 the Penroses sent a copy of the article to Escher as a token of their esteem.
While the Penroses credited Escher in their article, Escher noted in a letter to his son in January 1960 that he was:
Escher was captivated by the endless stairs and subsequently wrote a letter to the Penroses in April 1960:
At an Escher conference in Rome in 1985, Roger Penrose said that he had been greatly inspired by Escher's work when he and his father discovered both the Penrose tribar structure (that is, the Penrose triangle) and the continuous steps.
Oscar Reutersvärd
The staircase design had been discovered previously by the Swedish artist
Oscar Reutersvärd
Oscar Reutersvärd (29 November 1915 – 2 February 2002) was a Swedes, Swedish graphic artist, who in 1934 pioneered the art of 3D drawings that may initially appear feasible, yet cannot be physically constructed. He is sometimes described as "th ...
, but neither Penrose nor Escher was aware of his designs.
Inspired by a radio programme on
Mozart
Wolfgang Amadeus Mozart (27 January 17565 December 1791), baptised as Joannes Chrysostomus Wolfgangus Theophilus Mozart, was a prolific and influential composer of the Classical period (music), Classical period. Despite his short life, his ra ...
's method of composition—described as "creative automatism", that is, each creative idea written down inspired a new idea—Reutersvärd started to draw a series of impossible objects on a journey from Stockholm to Paris in 1950 in the same "unconscious, automatic" way. He did not realize that his figure was a continuous flight of stairs while drawing, but the process enabled him to trace his increasingly complex designs step by step. When M.C. Escher's ''Ascending and Descending'' was sent to Reutersvärd in 1961, he was impressed but didn't like the irregularities of the stairs (). Throughout the 1960s, Reutersvärd sent several letters to Escher to express his admiration for his work, but the Dutch artist failed to respond. Roger Penrose only discovered Reutersvärd's work in 1984.
Escherian Stairwell
''The Escherian Stairwell'' is a
viral video
A viral video is a video that becomes popular through a viral process of Internet sharing, typically through video sharing websites such as YouTube as well as social media and email.Lu Jiang, Yajie Miao, Yi Yang, ZhenZhong Lan, Alexander Haupt ...
based on the Penrose stairs illusion. The video, filmed at
Rochester Institute of Technology by Michael Lacanilao, was edited to create a seemingly cyclic stairwell such that if someone walks in either direction, they will end up where they started.
The video claims that the stairwell, whose name evokes M.C. Escher's impossible objects, was built in the 1960s by the fictitious architect Rafael Nelson Aboganda. The video was revealed to be an
Internet hoax
A hoax is a widely publicized falsehood so fashioned as to invite reflexive, unthinking acceptance by the greatest number of people of the most varied social identities and of the highest possible social pretensions to gull its victims into pu ...
, as individuals have travelled to Rochester Institute of Technology to view the staircase.
In popular culture
*The Penrose stairs appeared twice in the movie ''
Inception''. This paradoxical illusion can only be realized in the dream worlds of the film. In the film, the hero descends the stairs fleeing from a guard. In the real world, the hero should always be in front of the villain throughout this chase. However, in the case of the Penrose stairs the hero descends another flight of stairs to catch up to the antagonist and catch him unawares.
*The cover of the 2011 album ''
Angles'' by American rock band The Strokes depicts a complex set of Penrose stairs.
See also
*
Mathematics and art
*
Shepard tone
*
Strange loop
A strange loop is a cyclic structure that goes through several levels in a hierarchical system. It arises when, by moving only upwards or downwards through the system, one finds oneself back where one started.
Strange loops may involve self-refe ...
Notes
References
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{{DEFAULTSORT:Penrose Stairs
Optical illusions
Stairways
Impossible objects