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Imprisonment began to replace other forms of criminal punishment in the United States just before the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
, though penal incarceration efforts had been ongoing in
England England is a country that is part of the United Kingdom. It shares land borders with Wales to its west and Scotland to its north. The Irish Sea lies northwest and the Celtic Sea to the southwest. It is separated from continental Europe ...
since as early as the 1500s, and
prison A prison, also known as a jail, gaol (dated, standard English, Australian, and historically in Canada), penitentiary (American English and Canadian English), detention center (or detention centre outside the US), correction center, corre ...
s in the form of
dungeon A dungeon is a room or cell in which prisoners are held, especially underground. Dungeons are generally associated with medieval castles, though their association with torture probably belongs more to the Renaissance period. An oubliette (from ...
s and various detention facilities had existed as early as the first sovereign states. In colonial times, courts and magistrates would impose punishments including fines, forced labor, public restraint, flogging, maiming, and death, with sheriffs detaining some defendants awaiting trial. The use of confinement as a punishment in itself was originally seen as a more humane alternative to capital and corporal punishment, especially among Quakers in Pennsylvania. Prison building efforts in the United States came in three major waves. The first began during the
Jacksonian Era Jacksonian democracy was a 19th-century political philosophy in the United States that expanded suffrage to most white men over the age of 21, and restructured a number of federal institutions. Originating with the seventh U.S. president, A ...
and led to the widespread use of imprisonment and rehabilitative labor as the primary penalty for most crimes in nearly all states by the time of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
. The second began after the Civil War and gained momentum during the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
, bringing a number of new mechanisms—such as
parole Parole (also known as provisional release or supervised release) is a form of early release of a prison inmate where the prisoner agrees to abide by certain behavioral conditions, including checking-in with their designated parole officers, or ...
,
probation Probation in criminal law is a period of supervision over an offender, ordered by the court often in lieu of incarceration. In some jurisdictions, the term ''probation'' applies only to community sentences (alternatives to incarceration), such ...
, and
indeterminate sentencing Indefinite imprisonment or indeterminate imprisonment is the imposition of a sentence by imprisonment with no definite period of time set during sentencing. It was imposed by certain nations in the past, before the drafting of the United Nat ...
—into the mainstream of American penal practice. Finally, since the early 1970s, the United States has engaged in a historically unprecedented expansion of its imprisonment systems at both the federal and state level. Since 1973, the number of incarcerated persons in the United States has increased five-fold. Now, about 2,200,000 people, or 3.2 percent of the adult population, are imprisoned in the United States,Gottschalk, 1–2. and about 7,000,000 are under supervision of some form in the correctional system, including parole and probation. Periods of prison construction and reform produced major changes in the structure of prison systems and their missions, the responsibilities of federal and state agencies for administering and supervising them, as well as the legal and political status of prisoners themselves.


Intellectual origins of United States prisons

Incarceration as a form of criminal punishment is "a comparatively recent episode in Anglo-American jurisprudence," according to historian Adam J. Hirsch.Hirsch, xi. Before the nineteenth century, sentences of penal confinement were rare in the criminal courts of British North America. But penal incarceration had been utilized in England as early as the reign of the
Tudors The House of Tudor was a royal house of largely Welsh and English origin that held the English throne from 1485 to 1603. They descended from the Tudors of Penmynydd and Catherine of France. Tudor monarchs ruled the Kingdom of England and its ...
, if not before.Hirsch, 13. When post-revolutionary prisons emerged in the United States, they were, in Hirsch's words, not a "fundamental departure" from the former American colonies' intellectual past.Hirsch, 31. Early American prisons systems like Massachusetts' Castle Island Penitentiary, built in 1780, essentially imitated the model of the 1500s English
workhouse In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
.


Prisons in America

Although early colonization of prisons were influenced by the England law and Sovereignty and their reactions to criminal offenses, it also had a mix of religious aptitude toward the punishment of the crime. Because of the low population in the eastern states it was hard to follow the criminal codes in place and which led to law changes in America. It was the population boom in the eastern states that led to the reformation of the prison system in the U.S. According to the Oxford History of the Prison, in order to function prisons "keep prisoners in custody, maintain order, control discipline and a safe environment, provide decent conditions for prisoners and meet their needs, including health care, provide positive regimes which help prisoners address their offending behavior and allow them as full responsible a life as possible and help prisoners prepare for their return to their community" Incarcerating prisoners has long been an idea in the history of man. U.S prisons adopted some ideas from history when it came to confining criminals. According to Bruce Johnston, "of course the notion of forcibly confining people is ancient, and there is extensive evidence that the Romans had a well developed system for imprisoning different types of offenders" It wasn't until 1789 when reform started taking place in America. David J. Rothman suggests that it was the freedom of our independence that helped along the reformation of the law. Laws were changed in
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
because they were too "barbarous and had Monarchial principles," according to Rothman. Pennsylvania laws had changed, excluding the act of robbery and burglary from crimes punishable by death, leaving only first degree murder. New York, New Jersey, and Virginia updated and reduced their capital crime lists. This reduction of capital crimes created a need for other forms of punishment, which led to incarceration of longer periods of time. The oldest prison was built in York, Maine in 1720. The very first jail that turned into a state prison was the
Walnut Street Jail Walnut Street Prison was a city jail and penitentiary house in Philadelphia, Pennsylvania, from 1790 to 1838. Legislation calling for establishment of the jail was passed in 1773 to relieve overcrowding in the High Street Jail; the first prison ...
. This led to uprisings of state prisons across the eastern border states of America. Newgate State Prison in
Greenwich Village Greenwich Village ( , , ) is a neighborhood on the west side of Lower Manhattan in New York City, bounded by 14th Street to the north, Broadway to the east, Houston Street to the south, and the Hudson River to the west. Greenwich Village ...
was built in 1796, New Jersey added its prison facility in 1797, Virginia and Kentucky in 1800, and Vermont, New Hampshire, and Maryland followed soon after. Americans were in favour of reform in the early 1800s. They had ideas that rehabilitating prisoners to become law-abiding citizens was the next step. They needed to change the prison system's functions. Jacksonian American reformers hoped that changing the way they developed the institutions would give the inmates the tools needed to change. Auburn state prison became the first prison to implement the rehabilitative idea. The function of the prison was to isolate, teach obedience, and use labor for the means of production through the inmates. According to Rothman, "Reform, not deterrence, was now the aim of incarceration." Soon a rivalry plan stepped into place through the Pennsylvania model which functioned almost the same as the Auburn model except for eliminating human contact. This meant that inmates were incarcerated in cells alone, ate alone, and could only see approved visitors. The development of prisons changed from the 1800s to the modern day era. As of 1990 there were over 750,000 people held in state prison or county jails. Prisons hadn't been designed to house such a high number of incarcerated individuals. With the development of new material and ideas, prisons changed physically to accommodate the rising population. Although the prison maintained the high wall method, it added new modern technology such as surveillance and electronically monitored perimeters, and changed the way prisons are operated. The change of prison operating system has led to branching prisons off into multiple factors to meet the needs of the incarcerated population. Norval Morris in The Contemporary Prison writes "there are 'open prisons'... 'weekend prisons' and 'day prisons'." This is not to say the change of punishment has completely changed in redevelopment of the early prison system. It still maintains social order and is moved by politics and ever changing matters.


The English workhouse

The English
workhouse In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
, an intellectual forerunner of early United States penitentiaries, was first developed as a "cure" for the idleness of the poor. Over time English officials and reformers came to see the workhouse as a more general system for rehabilitating criminals of all kinds. Common wisdom in the England of the 1500s attributed property crime to idleness. "Idleness" had been a status crime since
Parliament In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: representing the electorate, making laws, and overseeing the government via hearings and inquiries. Th ...
enacted the Statute of Laborers in the mid-fourteenth century. By 1530, English subjects convicted of leading a "Rogishe or Vagabonds Trade or Lyfe" were subject to whipping and mutilation, and recidivists could face the death penalty. In 1557, many in England perceived that vagrancy was on the rise.Hirsch, 14; McKelvey, 3. That same year, the City of London reopened the
Bridewell Bridewell Palace in London was built as a residence of King Henry VIII and was one of his homes early in his reign for eight years. Given to the City of London Corporation by his son King Edward VI for use as an orphanage and place of cor ...
as a warehouse for vagrants arrested within the city limits. By order of any two of the Bridewell's governors, a person could be committed to the prison for a term of custody ranging from several weeks to several years.Hirsch, 14. In the decades that followed, "houses of correction" or "
workhouses In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
" like the Bridewell became a fixture of towns across England—a change made permanent when Parliament began requiring every county in the realm to build a workhouse in 1576. The workhouse was not just a custodial institution. At least some of its proponents hoped that the experience of incarceration would rehabilitate workhouse residents through hard labor. Supporters expressed the belief that forced abstinence from "idleness" would make vagrants into productive citizens. Other supporters argued that the threat of the workhouse would deter vagrancy, and that inmate labor could provide a means of support for the workhouse itself. Governance of these institutions was controlled by written regulations promulgated by local authorities, and local justices of the peace monitored compliance. Although "vagrants" were the first inhabitants of the workhouse—not felons or other criminals—expansion of its use to criminals was discussed.
Sir Thomas More Sir Thomas More (7 February 1478 – 6 July 1535), venerated in the Catholic Church as Saint Thomas More, was an English lawyer, judge, social philosopher, author, statesman, and noted Renaissance humanist. He also served Henry VIII as Lor ...
described in ''
Utopia A utopia ( ) typically describes an imaginary community or society that possesses highly desirable or nearly perfect qualities for its members. It was coined by Sir Thomas More for his 1516 book '' Utopia'', describing a fictional island soc ...
'' (1516) how an ideal government should punish citizens with slavery, not death, and expressly recommended use of penal enslavement in England.''See'' Hirsch, 16.
Thomas Starkey Thomas Starkey (c. 1498–1538) was an English political theorist, humanist, and royal servant. Life Starkey was born in Cheshire, probably at Wrenbury, to Thomas Starkey and Maud Mainwaring. His father likely held office in Wales and was weal ...
, chaplain to
Henry VIII Henry VIII (28 June 149128 January 1547) was King of England from 22 April 1509 until his death in 1547. Henry is best known for his six marriages, and for his efforts to have his first marriage (to Catherine of Aragon) annulled. His disa ...
, suggested that convicted felons "be put in some commyn work . . . so by theyr life yet the commyn welth schold take some profit." Edward Hext, justice of the peace in
Somersetshire ( en, All The People of Somerset) , locator_map = , coordinates = , region = South West England , established_date = Ancient , established_by = , preceded_by = , origin = , lord_lieutenant_office =Lord Lieutenant of Somerset , lord_ ...
in the 1500s, recommended that criminals be put to labor in the workhouse after receiving the traditional punishments of the day. During the seventeenth and eighteenth centuries, several programs experimented with sentencing various petty criminals to the workhouse. Many petty criminals were sentenced to the workhouse by way of the vagrancy laws even before these efforts.Hirsch, 17. A commission appointed by
King James I James VI and I (James Charles Stuart; 19 June 1566 – 27 March 1625) was King of Scotland as James VI from 24 July 1567 and King of England and Ireland as James I from the union of the Scottish and English crowns on 24 March 1603 until hi ...
in 1622 to reprieve felons condemned to death with banishment to the American colonies was also given authority to sentence offenders "to toyle in some such heavie and painful manuall workes and labors here at home and be kept in chains in the house of correction or other places," until the King or his ministers decided otherwise. Within three years, a growing body of laws authorized incarceration in the workhouse for specifically enumerated petty crimes. Throughout the 1700s, even as England's "
Bloody Code The "Bloody Code" was a series of laws in England, Wales and Ireland in the 18th and early 19th centuries which mandated the death penalty for a wide range of crimes. It was not referred to as such in its own time, but the name was given later ...
" took shape, incarceration at hard labor was held out as an acceptable punishment for criminals of various kinds—''e.g.'', those who received a suspended death sentence via the
benefit of clergy In English law, the benefit of clergy (Law Latin: ''privilegium clericale'') was originally a provision by which clergymen accused of a crime could claim that they were outside the jurisdiction of the secular courts and be tried instead in an ec ...
or a
pardon A pardon is a government decision to allow a person to be relieved of some or all of the legal consequences resulting from a criminal conviction. A pardon may be granted before or after conviction for the crime, depending on the laws of the j ...
, those who were not transported to the colonies, or those convicted of petty
larceny Larceny is a crime involving the unlawful taking or theft of the personal property of another person or business. It was an offence under the common law of England and became an offence in jurisdictions which incorporated the common law of Eng ...
. In 1779—at a time when the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
had made
convict transportation Penal transportation or transportation was the relocation of convicted criminals, or other persons regarded as undesirable, to a distant place, often a colony, for a specified term; later, specifically established penal colonies became their d ...
to North America impracticable—the
English Parliament The Parliament of England was the legislature of the Kingdom of England from the 13th century until 1707 when it was replaced by the Parliament of Great Britain. Parliament evolved from the great council of bishops and peers that advised t ...
passed the
Penitentiary Act The Penitentiary Act (19 Geo. III, c.74) was a British Act of Parliament passed in 1779 which introduced a policy of state prisons for the first time. The Act was drafted by the prison reformer John Howard and the jurist William Blackstone and rec ...
, mandating the construction of two London prisons with internal regulations modeled on the Dutch workhouse—''i.e.'', prisoners would labor more or less constantly during the day, with their diet, clothing, and communication strictly controlled. Although the Penitentiary Act promised to make penal incarceration the focal point of English criminal law,Meranze, 141. a series of the penitentiaries it prescribed were never constructed.Hirsch, 18. Despite the ultimate failure of the Penitentiary Act, however, the legislation marked the culmination of a series of legislative efforts that "disclose[] the . . . antiquity, continuity, and durability" of rehabilitative incarceration ideology in Anglo-American criminal law, according to historian Adam J. Hirsch. The first United States penitentiaries involved elements of the early English workhouses—hard labor by day and strict supervision of inmates.


English philanthropist penology

A second group that supported penal incarceration in England included clergymen and "lay pietists" of various religious denominations who made efforts during the 1700s to reduce the severity of the English criminal justice system. Initially, reformers like
John Howard John Winston Howard (born 26 July 1939) is an Australian former politician who served as the 25th prime minister of Australia from 1996 to 2007, holding office as leader of the Liberal Party. His eleven-year tenure as prime minister is the ...
focused on the harsh conditions of pre-trial detention in English jails. But many philanthropists did not limit their efforts to jail administration and inmate hygiene; they were also interested in the spiritual health of inmates and curbing the common practice of mixing all prisoners together at random.Hirsch, 19. Their ideas about inmate classification and solitary confinement match another undercurrent of penal innovation in the United States that persisted into the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
. Beginning with Samuel Denne's ''Letter to Lord Ladbroke'' (1771) and
Jonas Hanway Jonas Hanway (12 August 1712 – 5 September 1786), was a British philanthropist and traveller. He was the first male Londoner to carry an umbrella and was a noted opponent of tea drinking. Life Hanway was born in Portsmouth, on the south co ...
's ''Solitude in Imprisonment'' (1776), philanthropic literature on English penal reform began to concentrate on the post-conviction rehabilitation of criminals in the prison setting. Although they did not speak with a single voice, the philanthropist penologists tended to view crime as an outbreak of the criminal's estrangement from God. Hanway, for example, believed that the challenge of rehabilitating the criminal law lay in restoring his faith in, and fear of the
Christian God God in Christianity is believed to be the eternal, supreme being who created and preserves all things. Christians believe in a monotheistic conception of God, which is both transcendent (wholly independent of, and removed from, the material ...
, in order to "qualify imfor happiness in both worlds." Many eighteenth-century English philanthropists proposed
solitary confinement Solitary confinement is a form of imprisonment in which the inmate lives in a single cell with little or no meaningful contact with other people. A prison may enforce stricter measures to control contraband on a solitary prisoner and use additi ...
as a way to rehabilitate inmates morally. Since at least 1740, philanthropic thinkers touted the use of penal solitude for two primary purposes: (1) to isolate prison inmates from the moral contagion of other prisoners, and (2) to jump-start their spiritual recovery. The philanthropists found solitude far superior to hard labor, which only reached the convict's worldly self, failing to get at the underlying spiritual causes of crime. In their conception of prison as a "penitentiary," or place of repentance for sin, the English philanthropists departed from Continental models and gave birth to a largely novel idea—according to social historians Michael Meranze and Michael Ignatieff—which in turn found its way into penal practice in the United States. A major political obstacle to implementing the philanthropists' solitary program in England was financial: Building individual cells for each prisoner cost more than the congregate housing arrangements typical of eighteenth-century English jails.Hirsch, 20. But by the 1790s, local solitary confinement facilities for convicted criminals appeared in
Gloucestershire Gloucestershire ( abbreviated Glos) is a county in South West England. The county comprises part of the Cotswold Hills, part of the flat fertile valley of the River Severn and the entire Forest of Dean. The county town is the city of ...
and several other English counties. The philanthropists' focus on isolation and moral contamination became the foundation for early penitentiaries in the United States. Philadelphians of the period eagerly followed the reports of philanthropist reformer
John Howard John Winston Howard (born 26 July 1939) is an Australian former politician who served as the 25th prime minister of Australia from 1996 to 2007, holding office as leader of the Liberal Party. His eleven-year tenure as prime minister is the ...
And the archetypical penitentiaries that emerged in the 1820s United States—''e.g.'', Auburn and Eastern State penitentiaries—both implemented a solitary regime aimed at morally rehabilitating prisoners. The concept of inmate classification—or dividing prisoners according to their behavior, age, etc.—remains in use in United States prisons to this day.


Rationalist penology

A third group involved in English penal reform were the "rationalists" or "utlitarians". According to historian Adam J. Hirsch, eighteenth-century rationalist criminology "rejected scripture in favor of human logic and reason as the only valid guide to constructing social institutions. Eighteenth-century rational philosophers like
Cesare Beccaria Cesare Bonesana di Beccaria, Marquis of Gualdrasco and Villareggio (; 15 March 173828 November 1794) was an Italian criminologist, jurist, philosopher, economist and politician, who is widely considered one of the greatest thinkers of the Age ...
and
Jeremy Bentham Jeremy Bentham (; 15 February 1748 ld Style and New Style dates, O.S. 4 February 1747– 6 June 1832) was an English philosopher, jurist, and social reformer regarded as the founder of modern utilitarianism. Bentham defined as the "fundam ...
developed a "novel theory of crime"—specifically, that what made an action subject to criminal punishment was the harm it caused to other members of society.Hirsch, 21. For the rationalists, sins that did not result in social harm were outside the purview of civil courts. With
John Locke John Locke (; 29 August 1632 – 28 October 1704) was an English philosopher and physician, widely regarded as one of the most influential of Enlightenment thinkers and commonly known as the "father of liberalism". Considered one of ...
's "sensational psychology" as a guide, which maintained that environment alone defined human behavior, many rationalists sought the roots of a criminal's behavior in his or her past environment. Rationalists differed as to what environmental factors gave rise to criminality. Some rationalists, including
Cesare Beccaria Cesare Bonesana di Beccaria, Marquis of Gualdrasco and Villareggio (; 15 March 173828 November 1794) was an Italian criminologist, jurist, philosopher, economist and politician, who is widely considered one of the greatest thinkers of the Age ...
, blamed criminality on the ''uncertainty'' criminal punishment, whereas earlier criminologists had linked criminal deterrence to the ''severity'' of punishment. In essence, Beccaria believed that where arrest, conviction, and sentencing for crime were "rapid and infallible," punishments for crime could remain moderate. Beccaria did not take issue with the substance of contemporary penal codes—e.g., whipping and the
pillory The pillory is a device made of a wooden or metal framework erected on a post, with holes for securing the head and hands, formerly used for punishment by public humiliation and often further physical abuse. The pillory is related to the sto ...
; rather, he took issue with their form and implementation. Other rationalists, like
Jeremy Bentham Jeremy Bentham (; 15 February 1748 ld Style and New Style dates, O.S. 4 February 1747– 6 June 1832) was an English philosopher, jurist, and social reformer regarded as the founder of modern utilitarianism. Bentham defined as the "fundam ...
, believed that deterrence alone could not end criminality and looked instead to the
social environment The social environment, social context, sociocultural context or milieu refers to the immediate physical and social setting in which people live or in which something happens or develops. It includes the culture that the individual was educate ...
as the ultimate source of crime.Hirsch, 22. Bentham's conception of criminality led him to concur with philanthropist reformers on the need for rehabilitation of offenders. But, unlike the philanthropists, Bentham and like-minded rationalists believed the true goal of rehabilitation was to show convicts the logical "inexpedience" of crime, not their estrangement from religion. For these rationalists, society was the source of and the solution to crime. Ultimately, hard labor became the preferred rationalist therapy.Hirsch, 23. Bentham eventually adopted this approach, and his well-known 1791 design for the
Panopticon The panopticon is a type of institutional building and a system of control designed by the English philosopher and social theorist Jeremy Bentham in the 18th century. The concept of the design is to allow all prisoners of an institution to be o ...
prison called for inmates to labor in solitary cells for the course of their imprisonment. Another rationalist, William Eden, collaborated with
John Howard John Winston Howard (born 26 July 1939) is an Australian former politician who served as the 25th prime minister of Australia from 1996 to 2007, holding office as leader of the Liberal Party. His eleven-year tenure as prime minister is the ...
and Justice
William Blackstone Sir William Blackstone (10 July 1723 – 14 February 1780) was an English jurist, judge and Tory politician of the eighteenth century. He is most noted for writing the ''Commentaries on the Laws of England''. Born into a middle-class family ...
in drafting the
Penitentiary Act The Penitentiary Act (19 Geo. III, c.74) was a British Act of Parliament passed in 1779 which introduced a policy of state prisons for the first time. The Act was drafted by the prison reformer John Howard and the jurist William Blackstone and rec ...
of 1779, which called for a penal regime of hard labor. According to social and legal historian Adam J. Hirsch, the rationalists had only a secondary impact on United States penal practices. But their ideas—whether consciously adopted by United States prison reformers or not—resonate in various United States penal initiatives to the present day.


Historical development of United States prison systems

Although convicts played a significant role in British settlement of North America, according to legal historian Adam J. Hirsch " e wholesale incarceration of criminals is in truth a comparatively recent episode in the history of Anglo-American jurisprudence." Imprisonment facilities were present from the earliest English settlement of North America, but the fundamental purpose of these facilities changed in the early years of United States legal history as a result of a geographically widespread "penitentiary" movement. The form and function of prison systems in the United States has continued to change as a result of political and scientific developments, as well as notable reform movements during the
Jacksonian Era Jacksonian democracy was a 19th-century political philosophy in the United States that expanded suffrage to most white men over the age of 21, and restructured a number of federal institutions. Originating with the seventh U.S. president, A ...
,
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
,
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
, and the 1970s. But the status of penal incarceration as the primary mechanism for criminal punishment has remained the same since its first emergence in the wake of the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
.


Early settlement, convict transportation, and the prisoner trade

Prisoners and prisons appeared in North America simultaneous to the arrival of European settlers. Among the ninety or so men who sailed with the explorer known as
Christopher Columbus Christopher Columbus * lij, Cristoffa C(or)ombo * es, link=no, Cristóbal Colón * pt, Cristóvão Colombo * ca, Cristòfor (or ) * la, Christophorus Columbus. (; born between 25 August and 31 October 1451, died 20 May 1506) was a ...
were a young black man abducted from the
Canary Islands The Canary Islands (; es, :es:Canarias, Canarias, ), also known informally as the Canaries, are a Spanish Autonomous communities of Spain, autonomous community and archipelago in the Atlantic Ocean, in Macaronesia. At their closest point to ...
and at least four convicts. By 1570, Spanish soldiers in
St. Augustine, Florida St. Augustine ( ; es, San Agustín ) is a city in the Southeastern United States and the county seat of St. Johns County on the Atlantic coast of northeastern Florida. Founded in 1565 by Spanish explorers, it is the oldest continuously inhabi ...
, had built the first substantial prison in
North America North America is a continent in the Northern Hemisphere and almost entirely within the Western Hemisphere. It is bordered to the north by the Arctic Ocean, to the east by the Atlantic Ocean, to the southeast by South America and th ...
.Christianson, 6. As other European nations began to compete with
Spain , image_flag = Bandera de España.svg , image_coat = Escudo de España (mazonado).svg , national_motto = '' Plus ultra'' (Latin)(English: "Further Beyond") , national_anthem = (English: "Royal March") , ...
for land and wealth in the
New World The term ''New World'' is often used to mean the majority of Earth's Western Hemisphere, specifically the Americas."America." ''The Oxford Companion to the English Language'' (). McArthur, Tom, ed., 1992. New York: Oxford University Press, p. ...
, they too turned to convicts to fill out the crews on their ships. According to social historian Marie Gottschalk, convicts were "indispensable" to English settlement efforts in what is now the United States. In the late sixteenth century,
Richard Hakluyt Richard Hakluyt (; 1553 – 23 November 1616) was an English writer. He is known for promoting the English colonization of North America through his works, notably ''Divers Voyages Touching the Discoverie of America'' (1582) and ''The Pri ...
called for the large-scale conscription of criminals to settle the New World for England. But official action on Haklyut's proposal lagged until 1606, when the English crown escalated its
colonization Colonization, or colonisation, constitutes large-scale population movements wherein migrants maintain strong links with their, or their ancestors', former country – by such links, gain advantage over other inhabitants of the territory. When ...
efforts. Sir John Popham's colonial venture in present-day
Maine Maine () is a state in the New England and Northeastern regions of the United States. It borders New Hampshire to the west, the Gulf of Maine to the southeast, and the Canadian provinces of New Brunswick and Quebec to the northeast and nor ...
was stocked, a contemporary critic complained, "out of all the gaols ailsof England."Christianson, 7. The
Virginia Company The Virginia Company was an English trading company chartered by King James I on 10 April 1606 with the object of colonizing the eastern coast of America. The coast was named Virginia, after Elizabeth I, and it stretched from present-day Mai ...
, the corporate entity responsible for settling Jamestown, authorized its colonists to seize Native American children wherever they could "for conversion ... to the knowledge and worship of the true God and their redeemer, Christ Jesus." The colonists themselves lived, in effect, as prisoners of the Company's governor and his agents. Men caught trying to escape were tortured to death; seamstresses who erred in their sewing were subject to whipping. One Richard Barnes, accused of uttering "base and detracting words" against the governor, was ordered to be "disarmed and have his arms broken and his tongue bored through with an awl" before being banished from the settlement entirely. When control of the Virginia Company passed to Sir Edwin Sandys in 1618, efforts to bring large numbers of settlers to the New World against their will gained traction alongside less coercive measures like
indentured servitude Indentured servitude is a form of labor in which a person is contracted to work without salary for a specific number of years. The contract, called an " indenture", may be entered "voluntarily" for purported eventual compensation or debt repayme ...
.Christianson, 9. Vagrancy statutes began to provide for
penal transportation Penal transportation or transportation was the relocation of convicted criminals, or other persons regarded as undesirable, to a distant place, often a colony, for a specified term; later, specifically established penal colonies became thei ...
to the American colonies as an alternative to
capital punishment Capital punishment, also known as the death penalty, is the state-sanctioned practice of deliberately killing a person as a punishment for an actual or supposed crime, usually following an authorized, rule-governed process to conclude that ...
in this period, during the reign of
Queen Elizabeth I Elizabeth I (7 September 153324 March 1603) was Queen of England and Ireland from 17 November 1558 until her death in 1603. Elizabeth was the last of the five House of Tudor monarchs and is sometimes referred to as the "Virgin Queen". Eli ...
. At the same time, the legal definition of "vagrancy" was greatly expanded. Soon, a royal commissions endorsed the notion that any felon—except those convicted of murder, witchcraft, burglary, or rape—could legally be transported to Virginia or the West Indies to work as a plantation servant. Sandys also proposed sending maids to Jamestown as "breeders," whose costs of passage could be paid for by the planters who took them on as "wives."Christianson, 11. Soon, over sixty such women had made the passage to Virginia, and more followed.
King James I James VI and I (James Charles Stuart; 19 June 1566 – 27 March 1625) was King of Scotland as James VI from 24 July 1567 and King of England and Ireland as James I from the union of the Scottish and English crowns on 24 March 1603 until hi ...
's royal administration also sent "vagrant" children to the New World as servants. a letter in the
Virginia Company The Virginia Company was an English trading company chartered by King James I on 10 April 1606 with the object of colonizing the eastern coast of America. The coast was named Virginia, after Elizabeth I, and it stretched from present-day Mai ...
's records suggests that as many as 1,500 children were sent to Virginia between 1619 and 1627. By 1619, African prisoners were brought to Jamestown and sold as slaves as well, marking England's entry into the
Atlantic slave trade The Atlantic slave trade, transatlantic slave trade, or Euro-American slave trade involved the transportation by slave traders of enslaved African people, mainly to the Americas. The slave trade regularly used the triangular trade route and ...
.Christianson, 13. The infusion of kidnapped children, maids, convicts, and Africans to Virginia during the early part of the seventeenth century inaugurated a pattern that would continue for nearly two centuries. By 1650, the majority of British emigrants to colonial North America went as "prisoners" of one sort or another—whether as indentured servants, convict laborers, or slaves.Christianson, 15. The prisoner trade became the "moving force" of English colonial policy after the Restoration—i.e., from the summer of 1660 onward—according to By 1680, the Reverend Morgan Godwyn estimated that almost 10,000 persons were spirited away to the Americas annually by the English crown.
Parliament In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: representing the electorate, making laws, and overseeing the government via hearings and inquiries. Th ...
accelerated the prisoner trade in the eighteenth century. Under England's
Bloody Code The "Bloody Code" was a series of laws in England, Wales and Ireland in the 18th and early 19th centuries which mandated the death penalty for a wide range of crimes. It was not referred to as such in its own time, but the name was given later ...
, a large portion of the realm's convicted criminal population faced the death penalty. But pardons were common. During the eighteenth century, the majority of those sentenced to die in English courts were pardoned—often in exchange for voluntary transport to the colonies. In 1717, Parliament empowered the English courts to directly sentence offenders to transportation, and by 1769 transportation was the leading punishment for serious crime in
Great Britain Great Britain is an island in the North Atlantic Ocean off the northwest coast of continental Europe. With an area of , it is the largest of the British Isles, the largest European island and the ninth-largest island in the world. It ...
. Over two-thirds of those sentenced during sessions of the
Old Bailey The Central Criminal Court of England and Wales, commonly referred to as the Old Bailey after the street on which it stands, is a criminal court building in central London, one of several that house the Crown Court of England and Wales. The s ...
in 1769 were transported.Christianson, 24. The list of "serious crimes" warranting transportation continued to expand throughout the eighteenth century, as it had during the seventeenth. Historian A. Roger Ekirch estimates that as many as one-quarter of all British emigrants to colonial America during the 1700s were convicts. In the 1720s,
James Oglethorpe James Edward Oglethorpe (22 December 1696 – 30 June 1785) was a British soldier, Member of Parliament, and philanthropist, as well as the founder of the colony of Georgia in what was then British America. As a social reformer, he hoped to r ...
settled the colony of
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
almost entirely with convict settlers. The typical transported convict during the 1700s was brought to the North American colonies on board a "prison ship."Christianson, 33. Upon arrival, the convict's keepers would bathe and clothe him or her (and, in extreme cases, provide a fresh wig) in preparation for a convict auction. Newspapers advertised the arrival of a convict cargo in advance, and buyers would come at an appointed hour to purchase convicts off the auction block. Prisons played an essential role in the convict trade. Some ancient prisons, like the Fleet and
Newgate Newgate was one of the historic seven gates of the London Wall around the City of London and one of the six which date back to Roman times. Newgate lay on the west side of the wall and the road issuing from it headed over the River Fleet to Mid ...
, still remained in use during the high period of the American prisoner trade in the eighteenth century. But more typically an old house,
medieval In the history of Europe, the Middle Ages or medieval period lasted approximately from the late 5th to the late 15th centuries, similar to the post-classical period of global history. It began with the fall of the Western Roman Empire a ...
dungeon A dungeon is a room or cell in which prisoners are held, especially underground. Dungeons are generally associated with medieval castles, though their association with torture probably belongs more to the Renaissance period. An oubliette (from ...
space, or private structure would act as a holding pen for those bound for American
plantation A plantation is an agricultural estate, generally centered on a plantation house, meant for farming that specializes in cash crops, usually mainly planted with a single crop, with perhaps ancillary areas for vegetables for eating and so on. Th ...
s or the
Royal Navy The Royal Navy (RN) is the United Kingdom's naval warfare force. Although warships were used by English and Scottish kings from the early medieval period, the first major maritime engagements were fought in the Hundred Years' War against Fr ...
(under
impressment Impressment, colloquially "the press" or the "press gang", is the taking of men into a military or naval force by compulsion, with or without notice. European navies of several nations used forced recruitment by various means. The large size of ...
).Christianson, 18. Operating clandestine prisons in major port cities for detainees whose transportation to the New World was not strictly legal, became a lucrative trade on both sides of the Atlantic in this period. Unlike contemporary prisons, those associated with the convict trade served a custodial, not a punitive function. Many colonists in British North America resented
convict transportation Penal transportation or transportation was the relocation of convicted criminals, or other persons regarded as undesirable, to a distant place, often a colony, for a specified term; later, specifically established penal colonies became their d ...
. As early as 1683,
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
's colonial
legislature A legislature is an assembly with the authority to make laws for a political entity such as a country or city. They are often contrasted with the executive and judicial powers of government. Laws enacted by legislatures are usually known ...
attempted to bar
felons A felony is traditionally considered a crime of high seriousness, whereas a misdemeanor is regarded as less serious. The term "felony" originated from English common law (from the French medieval word "félonie") to describe an offense that resul ...
from being introduced within its borders.
Benjamin Franklin Benjamin Franklin ( April 17, 1790) was an American polymath who was active as a writer, scientist, inventor, statesman, diplomat, printer, publisher, and political philosopher. Encyclopædia Britannica, Wood, 2021 Among the leading int ...
called convict transportation "an insult and contempt, the cruellest, that ever one people offered to another." Franklin suggested that the colonies send some of North America's
rattlesnake Rattlesnakes are venomous snakes that form the genera ''Crotalus'' and ''Sistrurus'' of the subfamily Crotalinae (the pit vipers). All rattlesnakes are vipers. Rattlesnakes are predators that live in a wide array of habitats, hunting small an ...
s to England, to be set loose in its finest parks, in revenge. But transportation of convicts to England's North American colonies continued until the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
, and many officials in England saw it as a humane necessity in light of the harshness of the penal code and contemporary conditions in English jails.Christianson, 51. Dr.
Samuel Johnson Samuel Johnson (18 September 1709  – 13 December 1784), often called Dr Johnson, was an English writer who made lasting contributions as a poet, playwright, essayist, moralist, critic, biographer, editor and lexicographer. The ''Oxford ...
, upon hearing that British authorities might bow to continuing agitation in the American colonies against transportation, reportedly told
James Boswell James Boswell, 9th Laird of Auchinleck (; 29 October 1740 ( N.S.) – 19 May 1795), was a Scottish biographer, diarist, and lawyer, born in Edinburgh. He is best known for his biography of his friend and older contemporary the English writer ...
: "Why they are a race of convicts, and ought to be thankful for anything we allow them short of hanging!" When the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
ended the prisoner trade to North America, the abrupt halt threw Britain's penal system into disarray, as prisons and jails quickly filled with the many convicts who previously would have moved on to the colonies.Christianson, 75; ''see also'' Meranze, 141; Hirsch, 19. Conditions steadily worsened. It was during this crisis period in the English criminal justice system that penal reformer
John Howard John Winston Howard (born 26 July 1939) is an Australian former politician who served as the 25th prime minister of Australia from 1996 to 2007, holding office as leader of the Liberal Party. His eleven-year tenure as prime minister is the ...
began his work. Howard's comprehensive study of British penal practice, ''The State of the Prisons in England and Wales'', was first published in 1777—one year after the start of the
Revolution In political science, a revolution (Latin: ''revolutio'', "a turn around") is a fundamental and relatively sudden change in political power and political organization which occurs when the population revolts against the government, typically due ...
.


Colonial criminal punishments, jails, and workhouses

The jail was built in 1690 by order of Plimouth and Massachusetts Bay Colony Courts. Used as a jail from 1690–1820; at one time moved and attached to the Constable's home. The 'Old Gaol' was added to the National Register of Historic Places in 1971. Although jails were an early fixture of colonial North American communities, they generally did not serve as places of incarceration as a form of criminal punishment. Instead, the main role of the colonial American jail was as a non-punitive detention facility for pre-trial and pre-sentence criminal defendants, as well as imprisoned debtors. The most common penal sanctions of the day were
fines Fines may refer to: * Fines, Andalusia, Spanish municipality * Fine (penalty) * Fine, a dated term for a premium on a lease of land, a large sum the tenant pays to commute (lessen) the rent throughout the term *Fines, ore or other products with a s ...
, whipping, and community-oriented punishments like the stocks. Jails were among the earliest public structures built in colonial British North America. The 1629 colonial charter of the
Massachusetts Bay Colony The Massachusetts Bay Colony (1630–1691), more formally the Colony of Massachusetts Bay, was an English settlement on the east coast of North America around the Massachusetts Bay, the northernmost of the several colonies later reorganized as th ...
, for example, granted the
shareholder A shareholder (in the United States often referred to as stockholder) of a corporation is an individual or legal entity (such as another corporation, a body politic, a trust or partnership) that is registered by the corporation as the legal o ...
s behind the venture the right to establish laws for their settlement "not contrarie to the lawes of our realm in England" and to administer "lawfull correction" to violators, and Massachusetts established a house of correction for punishing criminals by 1635. Colonial
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
built two houses of correction starting in 1682, and
Connecticut Connecticut () is the southernmost state in the New England region of the Northeastern United States. It is bordered by Rhode Island to the east, Massachusetts to the north, New York (state), New York to the west, and Long Island Sound to the ...
established one in 1727. By the eighteenth century, every county in the North American colonies had a jail. Colonial American jails were not the "ordinary mechanism of correction" for criminal offenders, according to social historian David Rothman. Criminal incarceration as a penal sanction was "plainly a second choice," either a supplement to or a substitute for traditional criminal punishments of the day, in the words of historian Adam J. Hirsch.Hirsch, 8. Eighteenth-century criminal codes provided for a far wider range of criminal punishments than contemporary state and federal criminal laws in the United States.
Fines Fines may refer to: * Fines, Andalusia, Spanish municipality * Fine (penalty) * Fine, a dated term for a premium on a lease of land, a large sum the tenant pays to commute (lessen) the rent throughout the term *Fines, ore or other products with a s ...
, whippings, the
stocks Stocks are feet restraining devices that were used as a form of corporal punishment and public humiliation. The use of stocks is seen as early as Ancient Greece, where they are described as being in use in Solon's law code. The law describing ...
, the
pillory The pillory is a device made of a wooden or metal framework erected on a post, with holes for securing the head and hands, formerly used for punishment by public humiliation and often further physical abuse. The pillory is related to the sto ...
, the public cage,
banishment Exile is primarily penal expulsion from one's native country, and secondarily expatriation or prolonged absence from one's homeland under either the compulsion of circumstance or the rigors of some high purpose. Usually persons and peoples su ...
,
capital punishment Capital punishment, also known as the death penalty, is the state-sanctioned practice of deliberately killing a person as a punishment for an actual or supposed crime, usually following an authorized, rule-governed process to conclude that ...
at the
gallows A gallows (or scaffold) is a frame or elevated beam, typically wooden, from which objects can be suspended (i.e., hung) or "weighed". Gallows were thus widely used to suspend public weighing scales for large and heavy objects such as sacks ...
, penal servitude in private homes—all of these punishments came before imprisonment in British colonial America. The most common sentence of the colonial era was a fine or a whipping, but the stocks were another common punishment—so much so that most colonies, like Virginia in 1662, hastened to build these before either the courthouse or the jail. The
theocratic Theocracy is a form of government in which one or more deities are recognized as supreme ruling authorities, giving divine guidance to human intermediaries who manage the government's daily affairs. Etymology The word theocracy originates fr ...
communities of
Puritan The Puritans were English Protestants in the 16th and 17th centuries who sought to purify the Church of England of Roman Catholic practices, maintaining that the Church of England had not been fully reformed and should become more Protestant. ...
Massachusetts Massachusetts (Massachusett: ''Muhsachuweesut Massachusett_writing_systems.html" ;"title="nowiki/> məhswatʃəwiːsət.html" ;"title="Massachusett writing systems">məhswatʃəwiːsət">Massachusett writing systems">məhswatʃəwiːsət'' En ...
imposed faith-based punishments like the
admonition Admonition (or "being admonished") is the lightest punishment under Scots law. It occurs when an offender who has been found guilty or who has pleaded guilty, is not given a fine, but instead receives a lesser penalty in the form of a verbal w ...
—a formal censure, apology, and pronouncement of criminal sentence (generally reduced or suspended), performed in front of the church-going community. Sentences to the colonial American
workhouse In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
—when they were actually imposed on defendants—rarely exceeded three months, and sometimes spanned just a single day. Colonial jails served a variety of public functions other than penal imprisonment. Civil imprisonment for debt was one of these,Hirsch, 7. but colonial jails also served as warehouses for
prisoners-of-war A prisoner of war (POW) is a person who is held captive by a belligerent power during or immediately after an armed conflict. The earliest recorded usage of the phrase "prisoner of war" dates back to 1610. Belligerents hold prisoners of wa ...
and
political prisoners A political prisoner is someone imprisoned for their political activity. The political offense is not always the official reason for the prisoner's detention. There is no internationally recognized legal definition of the concept, although nu ...
(especially during the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
). They were also an integral part of the
transportation Transport (in British English), or transportation (in American English), is the intentional movement of humans, animals, and goods from one location to another. Modes of transport include air, land ( rail and road), water, cable, pipelin ...
and
slavery Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
systems—not only as warehouses for convicts and slaves being put up for auction, but also as a means of disciplining both kinds of servants. The colonial jail's primary
criminal law Criminal law is the body of law that relates to crime. It prescribes conduct perceived as threatening, harmful, or otherwise endangering to the property, health, safety, and moral welfare of people inclusive of one's self. Most criminal law ...
function was as a pre-trial and pre-sentence detention facility. Generally, only the poorest or most despised defendants found their way into the jails of colonial North America, since colonial judges rarely denied requests for
bail Bail is a set of pre-trial restrictions that are imposed on a suspect to ensure that they will not hamper the judicial process. Bail is the conditional release of a defendant with the promise to appear in court when required. In some countrie ...
. The only penal function of significance that colonial jails served was for contempt—but this was a coercive technique designed to protect the power of the courts, not a penal sanction in its own right. The colonial jail differed from today's United States prisons not only in its purpose, but in its structure. Many were no more than a cage or closet. Colonial jailers ran their institutions on a "familial" model and resided in an apartment attached to the jail, sometimes with a family of their own. The colonial jail's design resembled an ordinary domestic residence, and inmates essentially rented their bed and paid the jailer for necessities. Before the close of the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
, few statutes or regulations defined the colonial jailers' duty of care or other responsibilities. Upkeep was often haphazard, and escapes quite common. Few official efforts were made to maintain inmates' health or see to their other basic needs.


Post-Revolutionary penal reform and the beginnings of United States prison systems

The first major prison reform movement in the United States came after the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
, at the start of the nineteenth century. According to historians Adam J. Hirsch and David Rothman, the reform of this period was shaped less by intellectual movements in England than by a general clamor for action in a time of population growth and increasing social mobility, which prompted a critical reappraisal and revision of penal corrective techniques.Rothman, ''Discovery'', 57; Hirsch, 32, 114. To address these changes, post-colonial legislators and reformers began to stress the need for a system of hard labor to replace ineffectual corporal and traditional punishments. Ultimately, these early efforts yielded the United States' first penitentiary systems. The onset of the eighteenth century brought major demographic and social change to colonial and, eventually post-colonial American life.Hirsch, 39. The century was marked by rapid population growth throughout the colonies—a result of lower
mortality rate Mortality rate, or death rate, is a measure of the number of deaths (in general, or due to a specific cause) in a particular population, scaled to the size of that population, per unit of time. Mortality rate is typically expressed in units of d ...
s and increasing (though small at first) rates of
immigration Immigration is the international movement of people to a destination country of which they are not natives or where they do not possess citizenship in order to settle as permanent residents or naturalized citizens. Commuters, tourists, ...
. In the aftermath of the Revolutionary War, this trend persisted. Between 1790 and 1830, the population of the newly independent North American states greatly increased, and the number and density of urban centers did as well.Rothman, ''Discovery'', 58. The population of Massachusetts almost doubled in this period, while it tripled in Pennsylvania and increased five-fold in New York. In 1790, no American city had more than fifty thousand residents; however, by 1830 nearly 500,000 people lived in cities larger than that. The population of the former British colonies also became increasingly mobile during the eighteenth century, especially after the Revolution. Movement to urban centers, in and out of emerging territories, and up and down a more fluid social ladder throughout the century made it difficult for the localism and hierarchy that had structured American life in the seventeenth century to retain their former significance. The Revolution only accelerated patterns of dislocation and transience, leaving displaced families and former soldiers struggling to adapt to the strictures of a stunted post-war economy. The emergence of cities created a kind of community very different from the pre-revolutionary model. The crowded streets of emerging urban centers like Philadelphia seemed to contemporary observers to dangerously blur class, sex, and racial boundaries. Demographic change in the eighteenth century coincided with shifts in the configuration of crime.Hirsch, 36. After 1700, literary evidence from a variety of sources—''e.g.'', ministers, newspapers, and judges—suggest that property crime rates rose (or, at least, were perceived to). Conviction rates appear to have risen during the last half of the eighteenth century, rapidly so in the 1770s and afterward and especially in urban areas. Contemporary accounts also suggest widespread transiency among former criminals. Communities began to think about their town as something less than the sum of all its inhabitants during this period, and the notion of a distinct criminal class began to materialize. In the Philadelphia of the 1780s, for example, city authorities worried about the proliferation of taverns on the outskirts of the city, "sites of an alternative, interracial, lower-class culture" that was, in the words of one observer, "the very root of vice." In Boston, a higher urban crime rate led to the creation of a specialized, urban court in 1800. The efficacy of traditional, community-based punishments waned during the eighteenth century. Penal servitude, a mainstay of British and colonial American criminal justice, became nearly extinct during the seventeenth century, at the same time that Northern states, beginning with
Vermont Vermont () is a U.S. state, state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York (state), New York to the west, and the Provin ...
in 1777, began to abolish slavery. Fines and bonds for good behavior—one of the most common criminal sentences of the colonial era—were nearly impossible to enforce among the transient poor. As the former American colonists expanded their political loyalty beyond the parochial to their new state governments, promoting a broader sense of the public welfare, banishment (or " warning out") also seemed inappropriate, since it merely passed criminals onto a neighboring community. Public shaming punishments like the pillory had always been inherently unstable methods of enforcing the public order, since they depended in large part on the participation of the accused and the public. As the eighteenth century matured, and a social distance between the criminal and the community became more manifest, mutual antipathy (rather than community compassion and offender penitence) became more common at public executions and other punishments. In urban centers like Philadelphia, growing class and racial tensions—especially in the wake of the Revolution—led crowds to actively sympathize with the accused at executions and other public punishments. Colonial governments began making efforts to reform their penal architecture and excise many traditional punishments even before the Revolution. Massachusetts, Pennsylvania, and Connecticut all inaugurated efforts to reconstitute their penal systems in the years leading up to the war to make incarceration at hard labor the sole punishment for most crimes. Although
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
interrupted these efforts, they were renewed afterward. A "climate change" in post-Revolutionary politics, in the words of historian Adam J. Hirsch, made colonial legislatures open to legal change of all sorts after the Revolution, as they retooled their constitutions and criminal codes to reflect their separation from England. The Anglophobic politics of the day bolstered efforts to do away with punishments inherited from English legal practice. Reformers in the United States also began to discuss the effect of criminal punishment itself on criminality in the post-revolutionary period, and at least some concluded that the barbarism of colonial-era punishments, inherited from English penal practice, did more harm than good. "The mild voice of reason and humanity," wrote New York penal reformer
Thomas Eddy Thomas Eddy (September 5, 1758 Philadelphia, Pennsylvania - September 16, 1827 New York City) was an American merchant, banker, philanthropist and politician from New York. Early life He was the son of Irish Quaker immigrants who had come to Ame ...
in 1801, "reached not the thrones of princes or the halls of legislators."Qtd. in Rothman, ''Discovery'', 58 "The mother country had stifled the colonists' benevolent instincts," according to Eddy, "compelling them to emulate the crude customs of the old world. The result was the predominance of archaic and punitive laws that only served to perpetuate crime." Attorney William Bradford made an argument similar to Eddy's in a 1793 treatise. By the second decade of the nineteenth century every state except
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
,
South Carolina )''Animis opibusque parati'' ( for, , Latin, Prepared in mind and resources, links=no) , anthem = " Carolina";" South Carolina On My Mind" , Former = Province of South Carolina , seat = Columbia , LargestCity = Charleston , LargestMetro = ...
, and
Florida Florida is a state located in the Southeastern region of the United States. Florida is bordered to the west by the Gulf of Mexico, to the northwest by Alabama, to the north by Georgia, to the east by the Bahamas and Atlantic Ocean, and ...
had amended its criminal code to provide for incarceration (primarily at hard labor) as the primary punishment for all but the most serious offenses.Rothman, ''Discovery'', 61. Provincial laws in Massachusetts began to prescribe short terms in the
workhouse In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
for deterrence throughout the eighteenth century and, by mid-century, the first statutes mandating long-term hard labor in the workhouse as a penal sanction appeared. In
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
, a 1785 bill, restricted in effect to
New York City New York, often called New York City or NYC, is the List of United States cities by population, most populous city in the United States. With a 2020 population of 8,804,190 distributed over , New York City is also the L ...
, authorized municipal officials to substitute up to six months' hard labor in the
workhouse In Britain, a workhouse () was an institution where those unable to support themselves financially were offered accommodation and employment. (In Scotland, they were usually known as poorhouses.) The earliest known use of the term ''workhouse' ...
in all cases where prior law had mandated corporal punishment.Hirsch, 42. In 1796, an additional bill expanded this program to the entire state of New York.
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
established a hard labor law in 1786. Hard-labor programs expanded to
New Jersey New Jersey is a state in the Mid-Atlantic and Northeastern regions of the United States. It is bordered on the north and east by the state of New York; on the east, southeast, and south by the Atlantic Ocean; on the west by the Delawa ...
in 1797, to
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
in 1796, to
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
in 1798, and to
Vermont Vermont () is a U.S. state, state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York (state), New York to the west, and the Provin ...
,
New Hampshire New Hampshire is a U.S. state, state in the New England region of the northeastern United States. It is bordered by Massachusetts to the south, Vermont to the west, Maine and the Gulf of Maine to the east, and the Canadian province of Quebec t ...
, and
Maryland Maryland ( ) is a state in the Mid-Atlantic region of the United States. It shares borders with Virginia, West Virginia, and the District of Columbia to its south and west; Pennsylvania to its north; and Delaware and the Atlantic Ocean t ...
in 1800. This move toward imprisonment did not translate to an immediate break from traditional forms of punishment. Many new criminal provisions merely expanded the discretion of judges to choose from among various punishments, including imprisonment. The 1785 amendments to Massachusetts' arson statute, for instance, expanded the available punishments for setting fire to a non-dwelling from whipping to hard labor, imprisonment in jail, the pillory, whipping, fining, or any or all of those punishments in combination. Massachusetts judges wielded this new-found discretion in various ways for twenty years, before fines, incarceration, or the death penalty became the sole available sanctions under the state's penal code. Other states—''e.g.'',
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
,
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
, and
Connecticut Connecticut () is the southernmost state in the New England region of the Northeastern United States. It is bordered by Rhode Island to the east, Massachusetts to the north, New York (state), New York to the west, and Long Island Sound to the ...
—also lagged in their shift toward incarceration.Hirsch, 59. Prison construction kept pace with post-revolutionary legal change. All states that revised their criminal codes to provide for incarceration also constructed new state prisons. But the focus of penal reformers in the post-revolutionary years remained largely external to the institutions they built, according to David Rothman.Rothman, ''Discovery'', 62. For reformers of the day, Rothman claims, the fact of imprisonment—not the institution's internal routine and its effect on the offender—was of primary concern. Incarceration seemed more humane than traditional punishments like hanging and whipping, and it theoretically matched punishment more specifically to the crime. But it would take another period of reform, in the
Jacksonian Era Jacksonian democracy was a 19th-century political philosophy in the United States that expanded suffrage to most white men over the age of 21, and restructured a number of federal institutions. Originating with the seventh U.S. president, A ...
, for state prison initiatives to take the shape of actual justice institutions.


Jacksonian and Antebellum era

By 1800, eleven of the then-sixteen United States—''i.e.'',
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
,
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
,
New Jersey New Jersey is a state in the Mid-Atlantic and Northeastern regions of the United States. It is bordered on the north and east by the state of New York; on the east, southeast, and south by the Atlantic Ocean; on the west by the Delawa ...
,
Massachusetts Massachusetts (Massachusett: ''Muhsachuweesut Massachusett_writing_systems.html" ;"title="nowiki/> məhswatʃəwiːsət.html" ;"title="Massachusett writing systems">məhswatʃəwiːsət">Massachusett writing systems">məhswatʃəwiːsət'' En ...
,
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
,
Vermont Vermont () is a U.S. state, state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York (state), New York to the west, and the Provin ...
,
Maryland Maryland ( ) is a state in the Mid-Atlantic region of the United States. It shares borders with Virginia, West Virginia, and the District of Columbia to its south and west; Pennsylvania to its north; and Delaware and the Atlantic Ocean t ...
,
New Hampshire New Hampshire is a U.S. state, state in the New England region of the northeastern United States. It is bordered by Massachusetts to the south, Vermont to the west, Maine and the Gulf of Maine to the east, and the Canadian province of Quebec t ...
,
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
, and
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
—had in place some form of penal incarceration. But the primary focus of contemporary criminology remained on the legal system, according to historian David Rothman, not the institutions in which convicts served their sentences. This changed during the Jacksonian Era, as contemporary notions of criminality continued to shift. Starting in the 1820s, a new institution, the "penitentiary", gradually became the focal point of criminal justice in the United States.Rothman, ''Discovery'', 79. At the same time, other novel institutions—the
asylum Asylum may refer to: Types of asylum * Asylum (antiquity), places of refuge in ancient Greece and Rome * Benevolent Asylum, a 19th-century Australian institution for housing the destitute * Cities of Refuge, places of refuge in ancient Judea ...
and the
almshouse An almshouse (also known as a bede-house, poorhouse, or hospital) was charitable housing provided to people in a particular community, especially during the medieval era. They were often targeted at the poor of a locality, at those from certain ...
—redefined care for the
mentally ill A mental disorder, also referred to as a mental illness or psychiatric disorder, is a behavioral or mental pattern that causes significant distress or impairment of personal functioning. Such features may be persistent, relapsing and remitt ...
and the poor. For its proponents, the penitentiary was an ambitious program whose external appearance, internal arrangements, and daily routine would counteract the disorder and immorality thought to be breeding crime in American society. Although its adoption was haphazard at first, and marked by political strife—especially in the South—the penitentiary became an established institution in the United States by the end of the 1830s.


New origins of deviancy and an institutional response

Jacksonian-era reformers and prison officials began seeking the origins of crime in the personal histories of criminals and traced the roots of crime to society itself. In the words of historian David Rothman, "They were certain that children lacking discipline quickly fell victim to the influence of vice at loose in the community." Jacksonian reformers specifically tied rapid population growth and social mobility to the disorder and immorality of contemporary society. Alongside the movement for reform was for prisons to justify the safety to the public. To combat society's decay and the risks presented by it, Jacksonian penologists designed an institutional setting to remove "deviants" from the corruption of their families and communities.Rothman, ''Discovery'', 71 In this corruption-free environment, the deviant could learn the vital moral lessons he or she had previously ignored while sheltered from the temptations of vice. This solution ultimately took the shape of the penitentiary. In the 1820s, New York and Pennsylvania began new prison initiatives that inspired similar efforts in a number of other states. Post-revolutionary carceral regimes had conformed to the English workhouse tradition; inmates labored together by day and shared congregate quarters at night. Beginning in 1790, Pennsylvania became the first of the United States to institute solitary confinement for incarcerated convicts. After 1790, those sentenced to hard labor in Pennsylvania were moved indoors to an inner block of solitary cells in Philadelphia's
Walnut Street Jail Walnut Street Prison was a city jail and penitentiary house in Philadelphia, Pennsylvania, from 1790 to 1838. Legislation calling for establishment of the jail was passed in 1773 to relieve overcrowding in the High Street Jail; the first prison ...
. New York began implementing solitary living quarters at New York City's
Newgate Prison Newgate Prison was a prison at the corner of Newgate Street and Old Bailey Street just inside the City of London, England, originally at the site of Newgate, a gate in the Roman London Wall. Built in the 12th century and demolished in 1904, t ...
in 1796. From the efforts at the
Walnut Street Jail Walnut Street Prison was a city jail and penitentiary house in Philadelphia, Pennsylvania, from 1790 to 1838. Legislation calling for establishment of the jail was passed in 1773 to relieve overcrowding in the High Street Jail; the first prison ...
and
Newgate Prison Newgate Prison was a prison at the corner of Newgate Street and Old Bailey Street just inside the City of London, England, originally at the site of Newgate, a gate in the Roman London Wall. Built in the 12th century and demolished in 1904, t ...
, two competing systems of imprisonment emerged in the United States by the 1820s. The "Auburn" (or "Congregate System") emerged from New York's prison of the same name between 1819 and 1823.Rothman, ''Discovery'', 79; Hirsch, 65. And the "Pennsylvania" (or "Separate System") emerged in that state between 1826 and 1829. The only material difference between the two systems was whether inmates would ever leave their solitary cells—under the Pennsylvania System, inmates almost never did, but under the Auburn System most inmates labored in congregate workshops by day and slept alone. To advocates of both systems, the promise of institutionalization depended upon isolating the prisoner from the moral contamination of society and establishing discipline in him (or, in rarer cases, her). But the debate as to which system was superior continued into the mid-nineteenth century, pitting some of the period's most prominent reformers against one another.Rothman, ''Discovery'', 81.
Samuel Gridley Howe Samuel Gridley Howe (November 10, 1801 – January 9, 1876) was an American physician, abolitionist, and advocate of education for the blind. He organized and was the first director of the Perkins Institution. In 1824 he had gone to Greece to ...
promoted the Pennsylvania System in opposition to
Mathew Carey Mathew Carey (January 28, 1760 – September 16, 1839) was an Irish-born American publisher and economist who lived and worked in Philadelphia, Pennsylvania. He was the father of economist Henry Charles Carey. Early life and education Care ...
, an Auburn proponent;
Dorothea Dix Dorothea Lynde Dix (April 4, 1802July 17, 1887) was an American advocate on behalf of the indigent mentally ill who, through a vigorous and sustained program of lobbying state legislatures and the United States Congress, created the first gen ...
took up the Pennsylvania System against Louis Dwight; and Francis Lieber supported Pennsylvania against
Francis Wayland Francis Wayland (March 11, 1796 – September 30, 1865), was an American Baptist minister, educator and economist. He was president of Brown University and pastor of the First Baptist Church in America in Providence, Rhode Island. In Washington ...
. The Auburn system eventually prevailed, however, due largely to its lesser cost.


The Pennsylvania system

The Pennsylvania system, first implemented in the early 1830s at that state's
Eastern State Penitentiary The Eastern State Penitentiary (ESP) is a former American prison in Philadelphia, Pennsylvania. It is located at 2027 Fairmount Avenue between Corinthian Avenue and North 22nd Street in the Fairmount section of the city, and was operational from ...
outskirts of
Philadelphia Philadelphia, often called Philly, is the largest city in the Commonwealth of Pennsylvania, the sixth-largest city in the U.S., the second-largest city in both the Northeast megalopolis and Mid-Atlantic regions after New York City. Since ...
and Western State Penitentiary at
Pittsburgh Pittsburgh ( ) is a city in the Commonwealth (U.S. state), Commonwealth of Pennsylvania, United States, and the county seat of Allegheny County, Pennsylvania, Allegheny County. It is the most populous city in both Allegheny County and Wester ...
, was designed to maintain the complete separation of inmates at all times. Until 1904, prisoners entered the institution with a black hood over their head, so they would never know who their fellow convicts were, before being led to the cell where they would serve the remainder of their sentence in near-constant solitude.Christianson, 133. The Cherry Hill complex entailed a massive expenditure of state funds; its walls alone cost $200,000, and its final price tag reached $750,000, one of the largest state expenditures of its day. Like its competitor Auburn system, Eastern State's regimen was premised on the inmate's potential for individual rehabilitation.Christianson, 134. Solitude, not labor, was its hallmark; labor was reserved only for those inmates who affirmatively earned the privilege. All contact with the outside world more or less ceased for Eastern State prisoners. Proponents boasted that a Pennsylvania inmate was "perfectly secluded from the world ... hopelessly separated from ... family, and from all communication with and knowledge of them for the whole term of imprisonment." Through isolation and silence—complete separation from the moral contaminants of the outside worlds—Pennsylvania supporters surmised that inmates would begin a reformation. "Each individual," a representative tract reads, "will necessarily be made the instrument of his own punishment; his conscience will be the avenger of society." Proponents insisted that the Pennsylvania system would involve only mild disciplinary measures, reasoning that isolated men would have neither the resources nor the occasion to violate rules or to escape.Rothman, ''Discovery'', 86. But from the outset Eastern State's keepers used corporal punishments to enforce order.Christianson, 136. Officials used the "iron gag," a bridle-like metal bit placed in the inmate's mouth and chained around his neck and head; the "shower bath," repeated dumping of cold water onto a restrained convict; or the "mad chair," into which inmates were strapped in such a way so as to prevent their bodies from resting. Ultimately, only three prisons ever enacted the costly Pennsylvania program. But nearly all penal reformers of the antebellum period believed in Pennsylvania's use of solitary confinement. The system remained largely intact at Eastern State Penitentiary into the early twentieth century.


New York, the Auburn system, and the future of the penitentiary

The Auburn or "Congregate" System became the archetypical model penitentiary in the 1830s and 1840s, as its use expanded from New York's Auburn Penitentiary into the Northeast,
the Midwest The Midwestern United States, also referred to as the Midwest or the American Midwest, is one of four census regions of the United States Census Bureau (also known as "Region 2"). It occupies the northern central part of the United States. I ...
, and the South. The Auburn system's combination of congregate labor in prison workshops and solitary confinement by night became a near-universal ideal in United States prison systems, if not an actual reality. Under the Auburn system, prisoners slept alone at night and labored together in a congregate workshop during the day for the entirety of their fixed criminal sentence as set by a judge.Rothman, ''Discovery'', 82. Prisoners at Auburn were not to converse at any time, or even to exchange glances. Guards patrolled secret passageways behind the walls of the prison's workshops in moccasins, so inmates could never be sure whether or not they were under surveillance. One official described Auburn's discipline as "tak ngmeasures for convincing the felon that he is no longer his own master; no longer in a condition to practice deceptions in idleness; that he must learn and practice diligently some useful trade, whereby, when he is let out of the prison to obtain an honest living." Inmates were permitted no intelligence of events on the outside. In the words of an early warden, Auburn inmates were "to be literally buried from the world."Rothman, ''Discovery'', 95. The institution's regime remained largely intact until after the Civil War. Auburn was the second state prison built in
New York State New York, officially the State of New York, is a state in the Northeastern United States. It is often called New York State to distinguish it from its largest city, New York City. With a total area of , New York is the 27th-largest U.S. sta ...
. The first,
Newgate Newgate was one of the historic seven gates of the London Wall around the City of London and one of the six which date back to Roman times. Newgate lay on the west side of the wall and the road issuing from it headed over the River Fleet to Mid ...
, located in present-day
Greenwich Village Greenwich Village ( , , ) is a neighborhood on the west side of Lower Manhattan in New York City, bounded by 14th Street to the north, Broadway to the east, Houston Street to the south, and the Hudson River to the west. Greenwich Village ...
in
New York City New York, often called New York City or NYC, is the List of United States cities by population, most populous city in the United States. With a 2020 population of 8,804,190 distributed over , New York City is also the L ...
, contained no solitary cells beyond a few set aside for "worst offenders." Its first keeper,
Quaker Quakers are people who belong to a historically Protestant Christian set of denominations known formally as the Religious Society of Friends. Members of these movements ("theFriends") are generally united by a belief in each human's abili ...
Thomas Eddy Thomas Eddy (September 5, 1758 Philadelphia, Pennsylvania - September 16, 1827 New York City) was an American merchant, banker, philanthropist and politician from New York. Early life He was the son of Irish Quaker immigrants who had come to Ame ...
, believed rehabilitation of the criminal was the primary end of punishment (though Eddy also believed that his charges were "wicked and depraved, capable of every atrocity, and ever plotting some means of violence and escape.") Eddy was not inclined to rely on prisoners' fear of his severity; his "chief disciplinary weapon" was solitary confinement on limited rations, he forbade his guards from striking inmates, and permitted "well-behaved" inmates to have a supervised visit with family once every three months.W. David Lewis, 32. Eddy made largely unsuccessful efforts to establish profitable prison labor programs, which he had hoped would cover incarceration costs and provide seed money for inmates' re-entry into society in the form of the "overstint"—i.e., a small portion of the profits of an inmate's labor while incarcerated, payable at his or her release. Discipline nevertheless remained hard to enforce, and major riots occurred in 1799 and 1800—the latter only subdued via military intervention. Conditions continued to worsen in the wake of the riots, especially during a crime wave that followed the War of 1812. New York legislators set aside funds for construction of the Auburn prison to address the disappointments of
Newgate Newgate was one of the historic seven gates of the London Wall around the City of London and one of the six which date back to Roman times. Newgate lay on the west side of the wall and the road issuing from it headed over the River Fleet to Mid ...
and alleviate its persistent overcrowding. Almost from the outset, Auburn officials, with the consent of the legislature, eschewed the "humane" style envisioned by
Thomas Eddy Thomas Eddy (September 5, 1758 Philadelphia, Pennsylvania - September 16, 1827 New York City) was an American merchant, banker, philanthropist and politician from New York. Early life He was the son of Irish Quaker immigrants who had come to Ame ...
for Newgate. Floggings of up to thirty-nine lashes in duration as punishment for disciplinary infractions were permitted under an 1819 state law, which also authorized the use of the stocks and the irons. The practice of providing convicts with some of the proceeds of their labor at the time of release, the "overstint," was discontinued. The severity of the new regime likely caused another series of riots in 1820, after which the legislature formed a New York State Prison Guard for putting down future disturbances.Christianson, 113. Officials also began implementing a classification system at Auburn in the wake of the riots, dividing inmates into three groups: (1) the worst, who were placed on constant solitary lockdown; (2) middling offenders, who were kept in solitary and worked in groups when well-behaved; and (3) the "least guilty and depraved," who were permitted to sleep in solitary and work in groups. Construction on a new solitary cell block for category (1) inmates ended in December 1821, after which these "hardened" offenders moved into their new home. Within a little over a year, however, five of these men had died of consumption, another forty-one were seriously ill, and several had gone insane.Christianson, 114. After visiting the prison and seeing the residents of the new cell block, Governor
Joseph C. Yates Joseph Christopher Yates (November 9, 1768March 19, 1837) was an American lawyer, politician, statesman, and founding trustee of Union College. He served as 7th Governor of New York, from January 1, 1823 – December 31, 1824. History Born in 1 ...
was so appalled by their condition that he pardoned several of them outright. Scandal struck Auburn again when a female inmate became pregnant in solitary confinement and, later, died after repeated beatings and the onset of pneumonia. (Because Auburn relied on female inmates for its washing and cleaning services, women remained part of the population but the first separate women's institution in New York was not completed until 1893.) A jury convicted the keeper who beat the woman of assault and battery, and fined him $25, but he remained on the job.Christianson, 119. A grand jury investigation into other aspects of the prison's management followed but was hampered, among other obstacles, by the fact that convicts could not present evidence in court. Even so, the grand jury eventually concluded that Auburn's keepers had been permitted to flog inmates without a higher official present, a violation of state law. But neither the warden nor any other officer was ever prosecuted, and the use and intensity of flogging only increased at Auburn, as well as the newer
Sing Sing Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
prison, in subsequent years. Despite its early scandals and regular political power struggles that left it with an unstable administrative structure, Auburn remained a model institution nationwide for decades to come.
Massachusetts Massachusetts (Massachusett: ''Muhsachuweesut Massachusett_writing_systems.html" ;"title="nowiki/> məhswatʃəwiːsət.html" ;"title="Massachusett writing systems">məhswatʃəwiːsət">Massachusett writing systems">məhswatʃəwiːsət'' En ...
opened a new prison in 1826 modeled on the Auburn system, and within the first decade of Auburn's existence,
New Hampshire New Hampshire is a U.S. state, state in the New England region of the northeastern United States. It is bordered by Massachusetts to the south, Vermont to the west, Maine and the Gulf of Maine to the east, and the Canadian province of Quebec t ...
,
Vermont Vermont () is a U.S. state, state in the northeast New England region of the United States. Vermont is bordered by the states of Massachusetts to the south, New Hampshire to the east, and New York (state), New York to the west, and the Provin ...
,
Maryland Maryland ( ) is a state in the Mid-Atlantic region of the United States. It shares borders with Virginia, West Virginia, and the District of Columbia to its south and west; Pennsylvania to its north; and Delaware and the Atlantic Ocean t ...
,
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
,
Ohio Ohio () is a U.S. state, state in the Midwestern United States, Midwestern region of the United States. Of the List of states and territories of the United States, fifty U.S. states, it is the List of U.S. states and territories by area, 34th-l ...
,
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
, and the
District of Columbia ) , image_skyline = , image_caption = Clockwise from top left: the Washington Monument and Lincoln Memorial on the National Mall, United States Capitol, Logan Circle (Washington, D.C.), Logan Circle, Jefferson Memoria ...
all constructed prisons patterned on its congregate system. By the eve of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
,
Illinois Illinois ( ) is a state in the Midwestern United States. Its largest metropolitan areas include the Chicago metropolitan area, and the Metro East section, of Greater St. Louis. Other smaller metropolitan areas include, Peoria and Rock ...
,
Indiana Indiana () is a U.S. state in the Midwestern United States. It is the 38th-largest by area and the 17th-most populous of the 50 States. Its capital and largest city is Indianapolis. Indiana was admitted to the United States as the 19th ...
,
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
,
Missouri Missouri is a state in the Midwestern region of the United States. Ranking 21st in land area, it is bordered by eight states (tied for the most with Tennessee): Iowa to the north, Illinois, Kentucky and Tennessee to the east, Arkansas t ...
,
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
,
Texas Texas (, ; Spanish: ''Texas'', ''Tejas'') is a state in the South Central region of the United States. At 268,596 square miles (695,662 km2), and with more than 29.1 million residents in 2020, it is the second-largest U.S. state by ...
, and
Arkansas Arkansas ( ) is a landlocked state in the South Central United States. It is bordered by Missouri to the north, Tennessee and Mississippi to the east, Louisiana to the south, and Texas and Oklahoma to the west. Its name is from the O ...
, with varying success, had all inaugurated efforts to establish an Auburn-model prison in their jurisdictions. The widespread move to penitentiaries in the antebellum United States changed the geography of criminal punishment, as well as its central therapy. Offenders were now ferried across water or into walled compounds to centralized institutions of the criminal justice system hidden from public view. The penitentiary thus largely ended community involvement in the penal process—beyond a limited role in the criminal trial itself—though many prisons permitted visitors who paid a fee to view the inmates throughout the nineteenth century.


The South

On eve of
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
, crime did not pose a major concern in the
Southern United States The Southern United States (sometimes Dixie, also referred to as the Southern States, the American South, the Southland, or simply the South) is a geographic and cultural region of the United States of America. It is between the Atlantic Ocean ...
. Southerners in the main considered crime to be a Northern problem. A traditional extra-legal system of remedying slights, based in honor culture made personal violence the hallmark of Southern crime. Southern penitentiary systems brought only the most hardened criminals under centralized state control. Most criminals remained outside of formal state control structures—especially outside of Southern cities.


=Antebellum Southern republicanism and political opposition to penitentiary building

= The historical record suggests that, in contrast to Northerners, Southern states experienced a unique political anxiety about whether to construct prisons during the antebellum period. Disagreements over
republican Republican can refer to: Political ideology * An advocate of a republic, a type of government that is not a monarchy or dictatorship, and is usually associated with the rule of law. ** Republicanism, the ideology in support of republics or agains ...
principles—''i.e.'', the role of the state in social governance—became the focus of a persistent debate about the necessity of southern penitentiaries in the decades between independence and the Civil War.Ayers, 42. To many Southerners, writes historian Edward L. Ayers, "republicanism" translated simply to freedom from the will of anyone else: Centralized power, even in the name of an activist republican government, promised more evil than good.Ayers, 141. Ayers concludes that this form of Southern republicanism owed its particular shape to slavery. The South's slave economy perpetuated a rural, localized culture, he argues, in which men distrusted strangers' claims to power. In this political milieu, the notion of surrendering individual liberties of any kind—even those of criminals—for some abstract conception of "social improvement" was abhorrent to many. But criminal incarceration appealed to others in the South. These Southerners believed that freedom would best grow under the protection of an enlightened state government that made the criminal law more effective by eradicating its more brutal practices and offering criminals the possibility of rehabilitation and restoration to society. Some also believed that penitentiaries would help to remove the contagion of depravity from republican society by segregating those who threatened the republican ideal (the "disturbing class").Ayers, 45. Notions of living up to the world's ideas of "progress" also animated Southern penal reformers. When the
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
legislature considered abolishing the state's penitentiary after a devastating fire in 1829, reformers there worried their state would become the first to renounce republican "progress."Ayers, 47. A sizable portion of the Southern population—if not the majority—did not support the establishment of the penitentiary. Of the two times that voters in the region had an opportunity to express their opinion of the penitentiary system at the ballot box—in
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
and
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
—the penitentiary lost overwhelmingly. Some viewed traditional public punishments as the most republican mechanism for criminal justice, due to their inherent transparency. Some worried that, since the quantity of suffering under penitentiary system would sure to far exceed that of the traditional system, Southern jurors would maintain their historic disposal toward acquittal. Evangelical Southern clergymen also opposed the penitentiary—especially when its implementation accompanied statutory restriction of the death penalty, which they deemed a biblical requirement for certain crimes.Ayers, 56. Opposition to the penitentiary crossed party lines; neither the Whigs nor the Democrats lent consistent support to the institution in the antebellum period. But consistent and enthusiastic support for the penitentiary did come, almost uniformly, from Southern governors.Ayers, 52–53. The motives of these governors are note entirely unclear, historian Edward L. Ayers concludes: Perhaps they hoped that the additional patronage positions offered by a penitentiary would augment the historically weak power of the Southern executive; perhaps they were legitimately concerned with the problem of crime; or perhaps both considerations played a role. Grand juries—drawn from Southern "elites"—also issued regular calls for penitentiaries in this period. Ultimately, the penitentiary's supporters prevailed in the South, as in the North. Southern legislators enacted prison legislation in state after Southern state before the Civil War, often over public opposition. Their motives in doing so appear mixed. According to Edward L. Ayers, some Southern legislators appear to have believed they knew what was best for their people in any case.Ayers, 53–55. Since many Southern legislators came from the elite classes, Ayers also observes, they may also have had a personal "class control" motive for enacting penitentiary legislation, even while they could point to their participation in penitentiary efforts as evidence of their own benevolence. Historian Michael S. Hindus concludes that Southern hesitation about the penitentiary, at least in South Carolina, stemmed from the slave system, which made the creation of a white criminal underclass undesirable.


=Prison construction

= Southern states erected penitentiaries alongside their Northern counterparts in the early nineteenth century.Ayers, 34.
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
(1796),
Maryland Maryland ( ) is a state in the Mid-Atlantic region of the United States. It shares borders with Virginia, West Virginia, and the District of Columbia to its south and west; Pennsylvania to its north; and Delaware and the Atlantic Ocean t ...
(1829),
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
(1831),
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
(1832),
Louisiana Louisiana , group=pronunciation (French: ''La Louisiane'') is a state in the Deep South and South Central regions of the United States. It is the 20th-smallest by area and the 25th most populous of the 50 U.S. states. Louisiana is bord ...
and
Missouri Missouri is a state in the Midwestern region of the United States. Ranking 21st in land area, it is bordered by eight states (tied for the most with Tennessee): Iowa to the north, Illinois, Kentucky and Tennessee to the east, Arkansas t ...
(1834–1837), and
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
and
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
(1837–1842) all erected penitentiary facilities during the antebellum period. Only the
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
,
South Carolina )''Animis opibusque parati'' ( for, , Latin, Prepared in mind and resources, links=no) , anthem = " Carolina";" South Carolina On My Mind" , Former = Province of South Carolina , seat = Columbia , LargestCity = Charleston , LargestMetro = ...
and largely uninhabited
Florida Florida is a state located in the Southeastern region of the United States. Florida is bordered to the west by the Gulf of Mexico, to the northwest by Alabama, to the north by Georgia, to the east by the Bahamas and Atlantic Ocean, and ...
failed to build any penitentiary before the Civil WarAyers, 35.
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
was the first state after
Pennsylvania Pennsylvania (; ( Pennsylvania Dutch: )), officially the Commonwealth of Pennsylvania, is a state spanning the Mid-Atlantic, Northeastern, Appalachian, and Great Lakes regions of the United States. It borders Delaware to its southeast, ...
, in 1796, to dramatically reduce the number of crimes punishable by death, and its legislators simultaneously called for the construction of a "gaol and penitentiary house" as the cornerstone of a new criminal justice regime.Ayers, 38. Designed by
Benjamin Henry Latrobe Benjamin Henry Boneval Latrobe (May 1, 1764 – September 3, 1820) was an Anglo-American neoclassical architect who emigrated to the United States. He was one of the first formally trained, professional architects in the new United States, dra ...
, the state's first prison at
Richmond Richmond most often refers to: * Richmond, Virginia, the capital of Virginia, United States * Richmond, London, a part of London * Richmond, North Yorkshire, a town in England * Richmond, British Columbia, a city in Canada * Richmond, Californi ...
resembled
Jeremy Bentham Jeremy Bentham (; 15 February 1748 ld Style and New Style dates, O.S. 4 February 1747– 6 June 1832) was an English philosopher, jurist, and social reformer regarded as the founder of modern utilitarianism. Bentham defined as the "fundam ...
's
Panopticon The panopticon is a type of institutional building and a system of control designed by the English philosopher and social theorist Jeremy Bentham in the 18th century. The concept of the design is to allow all prisoners of an institution to be o ...
design (as well as the not-yet-built
Eastern State Penitentiary The Eastern State Penitentiary (ESP) is a former American prison in Philadelphia, Pennsylvania. It is located at 2027 Fairmount Avenue between Corinthian Avenue and North 22nd Street in the Fairmount section of the city, and was operational from ...
's). All inmates served a mandatory period of solitary confinement after initial entry. Unfortunately for its inhabitants, the site at Richmond where Virginia's first penitentiary was built bordered a stagnant pool, in which sewage collected. The prison's cells had no heating system and water oozed from its walls, leading inmates' extremities to freeze during the winter months. Prisoners could perform no work during the solitary portion of their sentence, which they served completely isolated in near-total darkness, and many went mad during this portion of their sentence. Those prisoners who survived the isolation period joined other inmates in the prison workshop to make goods for the state militia. The workshop never turned a profit. Escapes were common. But despite Virginia's example,
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
,
Maryland Maryland ( ) is a state in the Mid-Atlantic region of the United States. It shares borders with Virginia, West Virginia, and the District of Columbia to its south and west; Pennsylvania to its north; and Delaware and the Atlantic Ocean t ...
, and
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
all constructed prisons before 1820, and the trend continued in the South thereafter. Early Southern prisons were marked by escapes, violence, and arson.Ayers, 59. The personal reformation of inmates was left almost solely to underpaid prison chaplains. Bitter opposition from the public and rampant overcrowding both marked Southern penal systems during the antebellum period. But once established, southern penitentiaries took on lives of their own, with each state's system experiencing a complex history of innovation and stagnation, efficient and inefficient wardens, relative prosperity and poverty, fires, escapes, and legislative attacks; but they did follow a common trajectory. During the period in which slavery existed, few black Southerners in the lower South were imprisoned, and virtually none of those imprisoned were slaves.Ayers, 61. Most often, slaves accused of crimes—especially less serious offenses—were tried informally in extra-legal plantation "courts," although it was not uncommon for slaves to come within the formal jurisdiction of the Southern courts. The majority of Southern inmates during the antebellum period were foreign-born whites. Nevertheless, in the upper South, free blacks made up a significant (and disproportionate) one-third of state prison populations.Ayers, 62–63. Governors and legislators in both the upper and lower South became concerned about racial mixing in their prison systems. Virginia experimented for a time with selling free blacks convicted of "serious" crimes into slavery until public opposition led to the measure's repeal (but only after forty such persons were sold). Very few women, black or white, were imprisoned in the antebellum South.Ayers, 63. But for those women who did come under the control of Southern prisons, conditions were often "horrendous," according to Edward L. Ayers. Although they were not made to shave their heads like male convicts, female inmates in the antebellum South did not live in specialized facilities—as was the case in many antebellum Northern prisons—and sexual abuse was common. As in the North, the costs of imprisonment preoccupied Southern authorities, although it appears that Southerners devoted more concern to this problem than their Northern counterparts.Ayers, 64. Southern governors of the antebellum period tended to have little patience for prisons that did not turn a profit or, at least, break even. Southern prisons adopted many of the same money-making tactics as their Northern counterparts. Prisons earned money by charging fees to visitors.Ayers, 65. They also earned money by harnessing convict labor to produce simple goods that were in steady demand, like slave shoes, wagons, pails, and bricks. But this fomented unrest among workers and tradesmen in Southern towns and cities. Governor
Andrew Johnson Andrew Johnson (December 29, 1808July 31, 1875) was the 17th president of the United States, serving from 1865 to 1869. He assumed the presidency as he was vice president at the time of the assassination of Abraham Lincoln. Johnson was a De ...
of Tennessee, a former tailor, waged political war on his state's penitentiary and the industries it had introduced among its inmates.Ayers, 66. To avoid these conflicts, some states—like Georgia and Mississippi—experimented with prison industry for state-run enterprises. But in the end few penitentiaries, North or South, turned a profit during the antebellum period. Presaging Reconstruction-era developments, however,
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
,
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
, and
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
began considering the idea of leasing their convicts to private businesspersons by the 1850s. Prisoners in
Missouri Missouri is a state in the Midwestern region of the United States. Ranking 21st in land area, it is bordered by eight states (tied for the most with Tennessee): Iowa to the north, Illinois, Kentucky and Tennessee to the east, Arkansas t ...
,
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
,
Texas Texas (, ; Spanish: ''Texas'', ''Tejas'') is a state in the South Central region of the United States. At 268,596 square miles (695,662 km2), and with more than 29.1 million residents in 2020, it is the second-largest U.S. state by ...
,
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
, and
Louisiana Louisiana , group=pronunciation (French: ''La Louisiane'') is a state in the Deep South and South Central regions of the United States. It is the 20th-smallest by area and the 25th most populous of the 50 U.S. states. Louisiana is bord ...
all leased their convicts during the antebellum period under a variety of arrangements—some inside the prison itself (as Northern prisons were also doing), and others outside of the state's own facilities.


=Urban crime in the antebellum South

= Between 1800 and 1860, the vast majority of the Southern population worked in agriculture.McPherson, 40. Whereas the proportion of the Northern population working on farms dropped in this period from 70 to 40 percent, 80 percent of Southerners were consistently engaged in farm-related work. Reflecting this, only one-tenth of Southerners lived in what the contemporary census criteria described as an urban area (compared to nearly one-quarter of Northerners). Antebellum southern cities stood at juncture of the region's slave economy and the international market economy, and economics appear to have played a crucial role in shaping the face of crime in Southern cities. These urban centers tended to attract young and propertyless white males, not only from the Southern countryside, but also from the North and abroad. Urban immigration in the South reached a peak during the 1850s, when an economic boom in cotton produced "flush times." Poor young men and others—white and black—settled on the peripheries of Southern cities like
Savannah, Georgia Savannah ( ) is the oldest city in the U.S. state of Georgia (U.S. state), Georgia and is the county seat of Chatham County, Georgia, Chatham County. Established in 1733 on the Savannah River, the city of Savannah became the Kingdom of Great Br ...
. Here they came into contact with the wealthy and more stable elements of modern society,Ayers, 82–83. producing demographics similar to those in post-revolutionary Philadelphia and other Northern cities. The first modern Southern police forces emerged between 1845 and the Civil War in large part due to the class-based tensions that developed in Southern cities. Some Southern cities—notably New Orleans and Charleston—experimented with police forces even earlier in the eighteenth century as a means of controlling their large urban slave populations.Ayers, 83. But most Southern cities relied on volunteer night-watch forces prior to mid-century. The transition to uniformed police forces was not especially smooth: Major political opposition arose as a result of the perceived corruption, inefficiency, and threat to individual liberty posed by the new police. According to Edward L. Ayers, Southern police forces of the antebellum period tended to enforce uniformity by creating crime out of "disorder" and "nuisance" enforcement.Ayers, 90. The vast majority of theft prosecutions in the antebellum South arose in its cities. And property offenders made up a disproportionate share of the convict population. Although thieves and burglars constituted fewer than 20 percent of the criminals convicted in Southern courts, they made up about half the South's prison population.Ayers, 75. During the period between independence and the Civil War, Southern inmates were disproportionately ethnic. Foreign-born persons made up less than 3 percent of the South's free population. In fact, only one-eighth of all immigrants to the United States during the antebellum period settled in the South. Yet foreign immigrants represented anywhere from 8 to 37 percent of the prison population of the Southern states during this period. Crime in Southern cities generally mirrored that of Northern ones during the antebellum years. Both sections experienced a spike in imprisonment rates during a national market depression on the eve of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
.Ayers, 91. The North had experienced a similar depression during the 1830s and 1840s—with a concurrent increase in imprisonment—that the agrarian South did not. But urban crime in the South differed from that in the North in one key way—its violence. A significantly higher percentage of violence characterized Southern criminal offenders of all class levels. Young white males made up the bulk of violent offenders in the urban South. Slavery in the urban South also played a role in the development of its penal institutions. Urban slave-owners often utilized jails to "store" their human property and to punish slaves for disciplinary infractions. Slaveholding in urban areas tended to be less rigid than in the rural South. Nearly 60 percent of slaves living in Savannah, Georgia, for example, did not reside with their master; many were allowed to hire themselves out for wages (though they had to share the proceeds with their owner).Ayers, 103. In this environment, where racial control was more difficult to enforce, Southern whites were constantly on guard against black criminality.Ayers, 105.
Charleston, South Carolina Charleston is the largest city in the U.S. state of South Carolina, the county seat of Charleston County, and the principal city in the Charleston–North Charleston metropolitan area. The city lies just south of the geographical midpoint o ...
, established a specialized workhouse for masters to send their slaves for punishment for a fee. In
Savannah, Georgia Savannah ( ) is the oldest city in the U.S. state of Georgia (U.S. state), Georgia and is the county seat of Chatham County, Georgia, Chatham County. Established in 1733 on the Savannah River, the city of Savannah became the Kingdom of Great Br ...
, owners could send their slaves to the city jail to have punishment administered.


=Rural crime in the antebellum South

= Industrialization proceeded haphazardly across the South during the antebellum period, and large sections of the rural population participated in a subsistence economy like that of the colonial era. Patterns of crime in these regions reflected these economic realities; violence, not thefts, took up most of the docket space in rural Southern courts. Unlike antebellum urban spaces, the ups and downs of the market economy had a lesser impact on crime in the South's rural areas.Ayers, 109. Far fewer theft cases appear on criminal dockets in the rural antebellum South than in its cities (though rural judges and juries, like their urban counterparts, dealt with property offenders more harshly than violent ones). Crime in rural areas consisted almost solely of violent offenses. Most counties in the antebellum South—as in the North—maintained a jail for housing pre-trial and pre-sentence detainees. These varied in size and quality of construction considerably as a result of disparities in wealth between various counties. Unlike Southern cities, however, rural counties rarely used the jail as criminal punishment in the antebellum period, even as states across the Northeast and the Midwest shifted the focus of their criminal justice process to rehabilitative incarceration. Instead, fines were the mainstay of rural Southern justice.Ayers, 111. The non-use of imprisonment as a criminal punishment in the rural antebellum South reflected the haphazard administration of criminal justice in these regions. Under the general
criminal procedure Criminal procedure is the adjudication process of the criminal law. While criminal procedure differs dramatically by jurisdiction, the process generally begins with a formal criminal charge with the person on trial either being free on bail o ...
of the day, victims of theft or violence swore out complaints before their local
justice of the peace A justice of the peace (JP) is a judicial officer of a lower or '' puisne'' court, elected or appointed by means of a commission ( letters patent) to keep the peace. In past centuries the term commissioner of the peace was often used with the s ...
, who in turn issued
arrest warrant An arrest warrant is a warrant issued by a judge or magistrate on behalf of the state, which authorizes the arrest and detention of an individual, or the search and seizure of an individual's property. Canada Arrest warrants are issued by a ...
s for the accused. The county
sheriff A sheriff is a government official, with varying duties, existing in some countries with historical ties to England where the office originated. There is an analogous, although independently developed, office in Iceland that is commonly transla ...
would execute the warrant and bring the defendant before a
magistrate The term magistrate is used in a variety of systems of governments and laws to refer to a civilian officer who administers the law. In ancient Rome, a '' magistratus'' was one of the highest ranking government officers, and possessed both judic ...
judge, who would conduct a
preliminary hearing Within some criminal justice systems, a preliminary hearing, preliminary examination, preliminary inquiry, evidentiary hearing or probable cause hearing is a proceeding, after a criminal complaint has been filed by the prosecutor, to determine w ...
, after which he could either dismiss the case or bind the accused over to the Superior Court for a
grand jury A grand jury is a jury—a group of citizens—empowered by law to conduct legal proceedings, investigate potential criminal conduct, and determine whether criminal charges should be brought. A grand jury may subpoena physical evidence or a p ...
hearing. (Some cases, however, particularly those involving moral offenses like drinking and gambling, were initiated by the
grand jury A grand jury is a jury—a group of citizens—empowered by law to conduct legal proceedings, investigate potential criminal conduct, and determine whether criminal charges should be brought. A grand jury may subpoena physical evidence or a p ...
of its own accord.) Criminal procedure in the antebellum rural South offered many avenues of escape to a criminal defendant, and only the poorest resided in the jail while awaiting trial or sentencing. Those defendants who did spend time in jail before trial had to wait for the prosecutor's biannual visit to their county.Ayers, 112. Southern prosecutors generally did not live in the local area where they prosecuted cases and were generally ill-prepared. Disinterested jurors were also hard to come by, given the generally intimate nature of rural Southern communities.Ayers, 113. Relative leniency in sentencing for appears to have marked most judicial proceedings for violent offenses—the most common. Historical evidence suggests that juries indicted a greater number of potential offenders than the judicial system could handle in the belief that many troublemakers—especially the landless—would leave the country altogether. Few immigrants or free blacks lived in the rural South in the pre-
Civil War A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government polici ...
years,Ayers, 116. and slaves remained under the dominant control of a separate criminal justice system administered by planters throughout the period. Thus, most criminal defendants were Southern-born whites (and all socio-economic classes were represented on criminal dockets). Blacks occasionally came within the purview of the conventional criminal justice apparatus from their dealings with whites in the "gray market," among other offenses.Ayers, 131. But the danger to whites and blacks alike from illicit trading, the violence that often erupted at their meetings, and the tendency of whites to take advantage of their legally impotent black counterparties all made these occurrences relatively rare.


Reconstruction era

The
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
and its aftermath witnessed renewed efforts to reform America's system and rationale for imprisonment.Christianson, 177. Most state prisons remained unchanged since the wave of
penitentiary A prison, also known as a jail, gaol (dated, standard English, Australian, and historically in Canada), penitentiary (American English and Canadian English), detention center (or detention centre outside the US), correction center, correcti ...
building during the
Jacksonian Era Jacksonian democracy was a 19th-century political philosophy in the United States that expanded suffrage to most white men over the age of 21, and restructured a number of federal institutions. Originating with the seventh U.S. president, A ...
and, as a result, were in a state of physical and administrative deterioration. Auburn and Eastern State penitentiaries, the paradigmatic prisons of Jacksonian reform, were little different. New reformers confronted the problems of decaying antebellum prisons with a new penal regime that focused on the rehabilitation of the individual—this time with an emphasis on using institutional inducements as a means of affecting behavioral change. At the same time, Reconstruction-era penology also focused on emerging "scientific" views of criminality related to race and
heredity Heredity, also called inheritance or biological inheritance, is the passing on of traits from parents to their offspring; either through asexual reproduction or sexual reproduction, the offspring cells or organisms acquire the genetic informa ...
, as the post-war years witnessed the birth of a
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
movement in the United States.


Northern developments


=Brutality, immigration, eugenics, and "prisons as laboratories"

= Social historian David Rothman describes the story of post-reconstruction prison administration as one of decline from the ambitions Jacksonian period. Facing major overcrowding and understaffing issues, prison officials reverted to "amazingly bizarre" methods of controlling their charges, Rothman writes.Rothman, ''Conscience'', 18. Among the punishments that proliferated in this period were: * The Pulley or Tying Up—Convicts were suspended by the wrists, fastened over their head, for anywhere from a few minutes to an hour. At
Sing Sing Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
Prison, where this treatment was especially popular a New York investigator related, "Men have been kept raised so long as to cause bleeding from the mouth, before the doctor would order the prisoner taken down." Wardens also used a variation on the pulley known as the "hooks," which involved tying the inmates' hands together and lashing them to the wall at chest height, forcing them to put most of their weight onto their toes.Rothman, ''Conscience'', 19. * The Iron Cap or "Cage"—The convict wore a case composed of small rods or bands of iron—which weighed between 6 ½ and 8 pounds—around the neck, and an iron band across the next and shoulders held it in place. * The Lash and Paddle—This traditional penitentiary punishment continued into the post-war era with some refinement—''i.e.'', weighted leather strips and aerated paddles were used instead of whips. The number of strokes was set to the offense and in some placed, like Massachusetts, limited by statute.
Sing Sing Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
convicts in the 1880s reportedly jumped from the upper galleries of the prison's cell blocks in an effort to break their legs and escape a paddling.Christianson, 184 * Solitary Confinement ("The Dungeon")—Reconstruction-era inmates were locked in dark solitary cells, furnished only with a bucket, and fed short rations for disciplinary infractions (usually for a period of up to a week, but sometimes up to six or more).Rothman, ''Conscience'', 20. * Straitjackets—Wardens used these as much for discipline as for inmate safety. * Brickbag—Convicts who would not work were forced in some institutions to wear a heavy bag (full of weighted objects). * Water Crib—Used at the Reconstruction-era prison in
Kansas Kansas () is a U.S. state, state in the Midwestern United States, Midwestern United States. Its Capital city, capital is Topeka, Kansas, Topeka, and its largest city is Wichita, Kansas, Wichita. Kansas is a landlocked state bordered by Nebras ...
, this disciplinary instrument involved the inmate's being placed in a coffin-like box about six-and-a-half feet long, thirty inches wide, and three-feet deep. The inmate would lie face down, his or her hands cuffed behind the back, while keepers slowly filled the crib with water to simulate drowning. Although wardens tended to believe these measures were necessary for control, contemporary observers generally found them "unquestionably cruel and unusual," according to
Rothman Rothman is a surname. Notable people with the surname include: * Barbara Katz Rothman (born 1948), sociologist * Benny Rothman (1911–2002), political activist * David Rothman (statistician) (1935–2004), statistician * David Rothman (medical h ...
. Northern states continued to lease the labor of their convicts to private business interests in the post-war years. The Thirteenth Amendment, adopted in 1865, expressly permitted slavery "as a punishment for a crime whereof the party shall have been duly convicted." In Northern prisons, the state generally housed and fed inmate laborers, while contractors brought all necessary machinery to the prison facility and leased the inmates' time. Abuses were common, according to investigative reporter
Scott Christianson Keith (K.) Scott Christianson (August 8, 1947 – May 14, 2017)Casey Seiler.Scott Christianson, 69, acclaimed journalist, author and advocate: Longtime Capital Region resident delved into past and present of race in America" ''timesunion.com,'' M ...
, as employers and guards tried to extract as much time and effort from prisoners as possible.Christianson, 184. At
New Jersey New Jersey is a state in the Mid-Atlantic and Northeastern regions of the United States. It is bordered on the north and east by the state of New York; on the east, southeast, and south by the Atlantic Ocean; on the west by the Delawa ...
's prison at Trenton, after an inmate died while being "stretched" by the prison staff, a committee investigating discipline at the prison determined that officials had poured alcohol on epileptics and set them on fire to see if they were faking convulsions in order to skip work. At an
Ohio Ohio () is a U.S. state, state in the Midwestern United States, Midwestern region of the United States. Of the List of states and territories of the United States, fifty U.S. states, it is the List of U.S. states and territories by area, 34th-l ...
penitentiary, unproductive convicts were made to sit naked in puddles of water and receive electric shocks from an induction coil. In
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
, public investigations of practices in the state's prisons became increasingly frequent during the 1840s, 1860s, and 1870s—though with little actual effect on conditions. They revealed that a prisoner had been poisoned to death for not working in one institution; another was found to have been kept chained to the floor for ten months in solitary confinement, until he eventually suffered a mental breakdown. By and large, Americans of the 1870s, 1880s, and 1890s did little to address the disciplinary and other abuses in United States penitentiaries of the time.Rothman, ''Conscience'', 23. One reason for this apathy, according to authors Scott Christianson and David Rothman, was the composition of contemporary prison populations. Following the Civil War, the volume of immigration to the United States increased alongside expanding nativist sentiment, which had been a fixture of national politics since long before the War.Christianson, 189; McPherson, 130–38. During the 1870s, as many as 3 million immigrants arrived on the shores of the United States. By the 1880s, the influx rose to 5.2 million, as immigrants fled persecution and unrest in eastern and southern Europe.Christianson, 190. This trend continued until immigration reached a zenith between 1904 and 1914 of 1 million persons per year. Already in the 1850s and 1860s, prisons (along with asylums for the mentally ill) were becoming the special preserve of the foreign-born and the poor. This trend accelerated as the nineteenth century drew to a close. In
Illinois Illinois ( ) is a state in the Midwestern United States. Its largest metropolitan areas include the Chicago metropolitan area, and the Metro East section, of Greater St. Louis. Other smaller metropolitan areas include, Peoria and Rock ...
, for example, 60 percent of inmates in 1890 were foreign-born or second-generation immigrants— Irish and
German German(s) may refer to: * Germany (of or related to) **Germania (historical use) * Germans, citizens of Germany, people of German ancestry, or native speakers of the German language ** For citizens of Germany, see also German nationality law **Ge ...
, mostly. Less than one-third of the
Illinois Illinois ( ) is a state in the Midwestern United States. Its largest metropolitan areas include the Chicago metropolitan area, and the Metro East section, of Greater St. Louis. Other smaller metropolitan areas include, Peoria and Rock ...
inmates had completed grammar school, only 5 percent had a high school or college education, and the great majority held unskilled or semi-skilled jobs. In the 1890s
California California is a state in the Western United States, located along the Pacific Coast. With nearly 39.2million residents across a total area of approximately , it is the most populous U.S. state and the 3rd largest by area. It is also the m ...
, 45 percent of prisoners were foreign-born—predominantly of Chinese, Mexican, Irish, and German descent—and the majority were laborers, waiters, cooks, or farmers. Throughout the post-war years, the rate of imprisonment for foreign-born Americans was twice that of native-born ones; black Americans were incarcerated, North and South, at three times the rate of white Americans. The Civil War's end also witnessed the emergence of pseudo-scientific theories concerning biological superiority and inherited social inferiority. Commentators grafted the
Darwinian Darwinism is a theory of biological evolution developed by the English naturalist Charles Darwin (1809–1882) and others, stating that all species of organisms arise and develop through the natural selection of small, inherited variations that ...
concept of "
survival of the fittest "Survival of the fittest" is a phrase that originated from Darwinian evolutionary theory as a way of describing the mechanism of natural selection. The biological concept of fitness is defined as reproductive success. In Darwinian terms, ...
" onto notions of
social class A social class is a grouping of people into a set of hierarchical social categories, the most common being the upper, middle and lower classes. Membership in a social class can for example be dependent on education, wealth, occupation, inc ...
.
Charles Loring Brace Charles Loring Brace (June 19, 1826 – August 11, 1890) was an American philanthropist who contributed to the field of social reform. He is considered a father of the modern foster care movement and was most renowned for starting the Orphan Tr ...
, author of ''The Dangerous Classes of New York'' (1872), warned his readers that attempts to cure poverty through charity would backfire by lessening the poor's chance of survival. Richard L. Dugdale, civic-minded New York merchant, toured thirteen county jails during the 1870s as a voluntary inspector for the prestigious Prison Association of New York. Reflecting on his observations in later writings, Dugdale traced crime to hereditary criminality and promiscuity. These views on race and genetics, Christianson and
Rothman Rothman is a surname. Notable people with the surname include: * Barbara Katz Rothman (born 1948), sociologist * Benny Rothman (1911–2002), political activist * David Rothman (statistician) (1935–2004), statistician * David Rothman (medical h ...
conclude, affected the various official supervisory bodies established to monitor regulatory compliance in United States prisons. Although these monitoring boards (established either by the state executive or legislature) would ostensibly ferret out abuses in the prison system, in the end their apathy toward the incarcerated population rendered them largely ill-equipped for task of ensuring even humane care,
Rothman Rothman is a surname. Notable people with the surname include: * Barbara Katz Rothman (born 1948), sociologist * Benny Rothman (1911–2002), political activist * David Rothman (statistician) (1935–2004), statistician * David Rothman (medical h ...
argues. State and federal judges, for their part, refrained from monitoring prison conditions until the 1950s. Persistent beliefs in inherited criminality and social inferiority also stoked a growing
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
movement during the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
, which sought to "improve" the human race through controlled breeding and eliminate "poor" or "inferior" tendencies. By the late 1890s,
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
programs were enjoying a "full-blown renaissance" in American prisons and institutions for the mentally ill, with leading physicians, psychologists, and wardens as proponents. Italian criminologist
Cesare Lombroso Cesare Lombroso (, also ; ; born Ezechia Marco Lombroso; 6 November 1835 – 19 October 1909) was an Italian criminologist, phrenologist, physician, and founder of the Italian School of Positivist Criminology. Lombroso rejected the establi ...
published a highly influential tract in 1878 entitled ''L'uomo delinquente'' (or, ''The Criminal Man''), which theorized that a primitive criminal type existed who was identifiable by physical symptoms or "stigmata."
Phrenology Phrenology () is a pseudoscience which involves the measurement of bumps on the skull to predict mental traits.Wihe, J. V. (2002). "Science and Pseudoscience: A Primer in Critical Thinking." In ''Encyclopedia of Pseudoscience'', pp. 195–203. C ...
also became a popular "science" among prison officials; at the height of the study's popularity, the influential
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
matron of
Sing Sing Prison Sing Sing Correctional Facility, formerly Ossining Correctional Facility, is a maximum-security prison operated by the New York State Department of Corrections and Community Supervision in the village of Ossining, New York. It is about north of ...
, Elizabeth W. Farnham, was one of its adherents, and officials at
Eastern State Penitentiary The Eastern State Penitentiary (ESP) is a former American prison in Philadelphia, Pennsylvania. It is located at 2027 Fairmount Avenue between Corinthian Avenue and North 22nd Street in the Fairmount section of the city, and was operational from ...
maintained phrenological data on all inmates during the post-war years. As the field of
physical anthropology Biological anthropology, also known as physical anthropology, is a scientific discipline concerned with the biological and behavioral aspects of human beings, their extinct hominin ancestors, and related non-human primates, particularly from an e ...
gained traction in the 1880s, prisons became laboratories for studying
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
,
psychology Psychology is the science, scientific study of mind and behavior. Psychology includes the study of consciousness, conscious and Unconscious mind, unconscious phenomena, including feelings and thoughts. It is an academic discipline of immens ...
,
human intelligence Human intelligence is the intellectual capability of humans, which is marked by complex cognitive feats and high levels of motivation and self-awareness. High intelligence is associated with better outcomes in life. Through intelligence, humans ...
,
medicine Medicine is the science and practice of caring for a patient, managing the diagnosis, prognosis, prevention, treatment, palliation of their injury or disease, and promoting their health. Medicine encompasses a variety of health care pr ...
, drug treatment,
genetics Genetics is the study of genes, genetic variation, and heredity in organisms.Hartl D, Jones E (2005) It is an important branch in biology because heredity is vital to organisms' evolution. Gregor Mendel, a Moravian Augustinian friar work ...
, and
birth control Birth control, also known as contraception, anticonception, and fertility control, is the use of methods or devices to prevent unwanted pregnancy. Birth control has been used since ancient times, but effective and safe methods of birth contr ...
. Support for these initiatives sprang from the influential prison reform organizations in the United States at the time—''e.g.'', the Prison Reform Congress, the National Conference for Charities and Corrections, the National Prison Congress, the Prison Association of New York, and the Philadelphia Society for Alleviating the Miseries of Public Prisons. New methods of identifying criminal tendencies and classifying offenders by threat level emerged from prison-based research.Christianson, 193. In 1896, for instance,
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
began requiring all persons sentenced to a penal institution for thirty days or more to be measured and photographed for state records.
Eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
studies in the prison setting led to the development of the
vasectomy Vasectomy, or vasoligation, is an elective surgical procedure for male sterilization or permanent contraception. During the procedure, the male vasa deferentia are cut and tied or sealed so as to prevent sperm from entering into the urethra and ...
as a replacement for total
castration Castration is any action, surgical, chemical, or otherwise, by which an individual loses use of the testicles: the male gonad. Surgical castration is bilateral orchiectomy (excision of both testicles), while chemical castration uses pharm ...
.Christianson, 195.
Eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
studies of the day aimed to prevent the extinction or genetic deterioration of mankind through restraints on reproduction, according to author Scott Christianson.Christianson, 197. In the mid-1890s, the
Kansas Kansas () is a U.S. state, state in the Midwestern United States, Midwestern United States. Its Capital city, capital is Topeka, Kansas, Topeka, and its largest city is Wichita, Kansas, Wichita. Kansas is a landlocked state bordered by Nebras ...
"Home for the Feeble-Minded" began performing mass castrations on all of its residents. And
Indiana Indiana () is a U.S. state in the Midwestern United States. It is the 38th-largest by area and the 17th-most populous of the 50 States. Its capital and largest city is Indianapolis. Indiana was admitted to the United States as the 19th ...
became the first state to enact a compulsory sterilization act for certain mentally ill and criminal persons in 1907.
John D. Rockefeller Jr. John Davison Rockefeller Jr. (January 29, 1874 – May 11, 1960) was an American financier and philanthropist, and the only son of Standard Oil co-founder John D. Rockefeller. He was involved in the development of the vast office complex in M ...
, a
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
devotee, became involved in
social Darwinist Social Darwinism refers to various theories and societal practices that purport to apply biological concepts of natural selection and survival of the fittest to sociology, economics and politics, and which were largely defined by scholars in We ...
experiments in
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
. In the 1910s, Rockefeller created the Bureau for Social Hygiene, which conducted experiments on female prisoners, with the state's consent and financial support, to determine the roots of their criminality and "mental defectiveness."


= Failure of Jacksonian reform and renewed efforts

= A new group of prison reformers emerged in the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
that maintained some optimism about the institution and initiated efforts to make the prison a center for moral
rehabilitation Rehabilitation or Rehab may refer to: Health * Rehabilitation (neuropsychology), therapy to regain or improve neurocognitive function that has been lost or diminished * Rehabilitation (wildlife), treatment of injured wildlife so they can be retur ...
. Their efforts led to some change in contemporary prisons, but it would take another period of reform during the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
for any significant structural revisions to the prison systems of the United States. The primary failure of
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
penitentiaries, according to historian David Rothman, was administrative. State governors typically appointed political patrons to prison posts, which were usually not full-time or salaried.Rothman, ''Conscience'', 25. In the 1870s, for example, the board of the
Utica, New York Utica () is a city in the Mohawk Valley and the county seat of Oneida County, New York, United States. The tenth-most-populous city in New York State, its population was 65,283 in the 2020 U.S. Census. Located on the Mohawk River at the fo ...
, asylum was composed of two bankers, a grain merchant, two manufacturers, two lawyers, and two general businessman. Prison oversight boards like the Utica one, composed of local businessmen, tended to defer to prison officials in most matters and focus solely on financial oversight,
Rothman Rothman is a surname. Notable people with the surname include: * Barbara Katz Rothman (born 1948), sociologist * Benny Rothman (1911–2002), political activist * David Rothman (statistician) (1935–2004), statistician * David Rothman (medical h ...
writes,Rothman, ''Conscience'', 26. and therefore tended to perpetuate the status quo.Rothman, ''Conscience'', 27. Prison reform efforts of the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
came from a variety of sources. Fears about genetic contamination by the "criminal class" and its effect on the future of mankind led to numerous moral policing efforts aimed at curbing
promiscuity Promiscuity is the practice of engaging in sexual activity frequently with different partners or being indiscriminate in the choice of sexual partners. The term can carry a moral judgment. A common example of behavior viewed as promiscuous by ma ...
,
prostitution Prostitution is the business or practice of engaging in Sex work, sexual activity in exchange for payment. The definition of "sexual activity" varies, and is often defined as an activity requiring physical contact (e.g., sexual intercourse, n ...
, and "white slavery" in this period. Meanwhile, campaigns to criminalize
domestic violence Domestic violence (also known as domestic abuse or family violence) is violence or other abuse that occurs in a domestic setting, such as in a marriage or cohabitation. ''Domestic violence'' is often used as a synonym for '' intimate partn ...
, especially toward children, and related
temperance Temperance may refer to: Moderation *Temperance movement, movement to reduce the amount of alcohol consumed *Temperance (virtue), habitual moderation in the indulgence of a natural appetite or passion Culture * Temperance (group), Canadian dan ...
movements led to renewed commitment to "law and order" in many communities from the 1870s onward.Gottschalk, 118–21. When legislators ignored demands for more protection for women and children,
feminist Feminism is a range of socio-political movements and ideologies that aim to define and establish the political, economic, personal, and social equality of the sexes. Feminism incorporates the position that society prioritizes the male po ...
activists lobbied for harsher punishments for male criminal offenders—including the whipping post,
castration Castration is any action, surgical, chemical, or otherwise, by which an individual loses use of the testicles: the male gonad. Surgical castration is bilateral orchiectomy (excision of both testicles), while chemical castration uses pharm ...
, and longer prison terms. Another group of reformers continued to justify penitentiaries for negative reasons—''i.e.'', for fear that a sustained and successful attack on the prison system and its failings might yield a return to the "barbarism" of colonial-era punishments. Nevertheless, a degree of optimism continued to dominate the thinking of reformers in the post-Civil War period, according to historian David Rothman. By October 1870, notable
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
prison reformers
Enoch Wines Enoch Cobb Wines (February 17, 1806 – December 10, 1879) was an American Congregational minister and prison reform advocate. He was born at Hanover Township, New Jersey, and graduated at Middlebury College in 1827. After teaching for some year ...
, Franklin Sanborn, Theodore Dwight, and
Zebulon Brockway Zebulon Reed Brockway (April 28, 1827 – October 21, 1920) was a penologist and is sometimes regarded as the "Father of prison reform" and "Father of American parole" in the United States. Early life Brockway was born in Lyme, Connecticut on A ...
—among others—convened with the National Congress of Penitentiary and Reformatory Discipline in
Cincinnati, Ohio Cincinnati ( ) is a city in the U.S. state of Ohio and the county seat of Hamilton County. Settled in 1788, the city is located at the northern side of the confluence of the Licking and Ohio rivers, the latter of which marks the state line w ...
. The resolutions that emerged from the conference, called the ''Declaration of Principles'', became the chief planks of the
penitentiary A prison, also known as a jail, gaol (dated, standard English, Australian, and historically in Canada), penitentiary (American English and Canadian English), detention center (or detention centre outside the US), correction center, correcti ...
reform agenda in the United States for the next several decades.Rothman, ''Conscience'', 31; Christianson, 177 The essence of the National Congress' agenda in the ''Declaration'' was a renewed commitment to the "moral regeneration" of offenders (especially young ones) through a new model of penitentiary. The National Congress' ''Declaration of Principles'' characterized crime as "a sort of moral disease." The ''Declaration'' stated that the "great object f. . . the treatment of criminals . . . should be
heir Inheritance is the practice of receiving private property, titles, debts, entitlements, privileges, rights, and obligations upon the death of an individual. The rules of inheritance differ among societies and have changed over time. Offic ...
moral regeneration . . . the reformation of criminals, not the infliction of vindictive suffering." The Declaration took inspiration from the "Irish mark system" pioneered by penologist Sir Walter Crofton. The object of Crofton's system was to teach prisoners how to lead an upright life through use of "good-time" credits (for early release) and other behavioral incentives. The ''Declarations primary goals were: (1) to cultivate prisoners' sense of self-respect; and (2) to place the prisoner's destiny in his or her own hands.Rothman, ''Conscience'', 32. But the ''Declaration'' more broadly: * Called for
sanitary Sanitation refers to public health conditions related to clean drinking water and treatment and disposal of human excreta and sewage. Preventing human contact with feces is part of sanitation, as is hand washing with soap. Sanitation systems ...
improvements and an end to the political appointment of prison administrators; * Welcomed the increased participation of women in prison management; * Advocated for a more progressive system of classifying prisoners based on individualized and continuous assessments of their character through a mark system; * Stressed the importance of educating inmates; and * Argued that prisoners' wills must be won over via persuasion, not destroyed.Christianson, 178. The National Congress and those who responded to its agenda also hoped to implement a more open-ended sentencing code. They advocated for the replacement of the peremptory (or mandatory) sentences of the day, set by a judge after trial, with sentences of indeterminate length. True "proof of reformation," the Congress Declaration provided, should replace the "mere lapse of time" in winning an inmate's release from confinement. These suggestions anticipated the near-comprehensive adoption of indeterminate sentencing during the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
. In spite of its many "progressive" suggestions for penal reform, the National Congress showed little sensitivity to the plight of freed blacks and immigrants in the penal system, in the view of author Scott Christianson. Christianson notes that the National Congress' membership generally subscribed to the prevailing contemporary notion that blacks and foreigners were disproportionately represented in the prison system due to their inherent depravity and social inferiority. The rise and decline of the
Elmira Reformatory Elmira Correctional Facility, also known as "The Hill," is a maximum security state prison located in Chemung County, New York, in the City of Elmira. It is operated by the New York State Department of Corrections and Community Supervision. The ...
in
New York New York most commonly refers to: * New York City, the most populous city in the United States, located in the state of New York * New York (state), a state in the northeastern United States New York may also refer to: Film and television * '' ...
during the latter part of the nineteenth century represents the most ambitious attempt in the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
to fulfill the goals set by the National Congress in the ''Declaration of Principles''. Built in 1876, the Elmira institution was designed to hold first-time felons, between the ages of sixteen and thirty, who were serving an indeterminate term of imprisonment set by their sentencing judge.Christianson, 179; Rothman, ''Conscience'', 33 Elmira inmates had to earn their way out of the institution through good behavior, as assessed through an elaborate grading system. The only limits on inmates' terms of imprisonment were whatever upper threshold the legislature set for their offense. Elmira's administration underscores the fundamental tension of contemporary penal reform, according to authors Scott Christianson and David Rothman. On the one hand, its purpose was to rehabilitate offenders; on the other, its reform principles were tempered by a belief in the heritability of criminal behavior. Elmira's first warden, National Congress member
Zebulon Brockway Zebulon Reed Brockway (April 28, 1827 – October 21, 1920) was a penologist and is sometimes regarded as the "Father of prison reform" and "Father of American parole" in the United States. Early life Brockway was born in Lyme, Connecticut on A ...
, wrote in 1884 that at least one-half of his charges were "incorrigible" due to their genetics. Brockway further characterized modern criminals as "to a considerable extent the product of our civilization and . . . of emigration to our shore from the degenerated populations of crowded European marts." Brockway reserved the harshest disciplinary measures—''e.g.'', frequent whippings and solitary confinement—for those he deemed "incorrigible" (primarily the mentally and physically disabled).Christianson, 181. Elmira was regarded by many contemporaries as a well-run, model institution in its early years. Nevertheless, by 1893 the reformatory was seriously overcrowded and Brockway's ideas about genetic degeneracy, low-intelligence, and criminality came under fire as a result of his brutality toward the mentally and physically disabled. An 1894 executive investigation of Elmira's disciplinary practices concluded that discipline in the institution was harsh, although it eventually cleared Brockway of charges that he practiced "cruel, brutal, excessive, degrading and unusual punishment of inmates."Rothman, ''Conscience'', 36; Christianson, 181. But continuing stigma led the Brockway to resign from his post at Elmira by 1900. Historian David Rothman characterizes Brockway's departure from Elmira as marking the institution's failure as a reformed penitentiary, since its methods were hardly different from those of other
Jacksonian Era Jacksonian democracy was a 19th-century political philosophy in the United States that expanded suffrage to most white men over the age of 21, and restructured a number of federal institutions. Originating with the seventh U.S. president, A ...
institutions that had survived into the post-war years. But
Rothman Rothman is a surname. Notable people with the surname include: * Barbara Katz Rothman (born 1948), sociologist * Benny Rothman (1911–2002), political activist * David Rothman (statistician) (1935–2004), statistician * David Rothman (medical h ...
also concludes that the Elmira experience suggested to contemporary reformers only that management was to blame, not their proposed system of incarceration generally.Rothman, ''Conscience'', 36. The Progressive Era of the early twentieth century thus witnessed renewed efforts to implement the penal agenda espoused by the National Congress and its adherents in 1870—albeit with some noteworthy structural additions.


Southern developments

The Civil War brought overwhelming change to Southern society and its criminal justice system. As freed slaves joined the Southern population, they came under the primary control of local governments for the first time.Ayers, 142. At the same time, the market economy began to affect individuals and regions in the South that were previously untouched. Widespread poverty at the end of the nineteenth century unraveled the South's prior race-based social fabric.Ayers, 149. In Reconstruction-era cities like Savannah, Georgia, intricate codes of racial etiquette began to unravel almost immediately after the war with the onset of
emancipation Emancipation generally means to free a person from a previous restraint or legal disability. More broadly, it is also used for efforts to procure economic and social rights, political rights or equality, often for a specifically disenfranch ...
. The local police forces that had been available in the antebellum South, depleted during the war, could not enforce the racial order as they had before. Nor was the white population, stricken by poverty and resentment, as united in its racial policing as it was during the antebellum period. By the end of Reconstruction, a new configuration of crime and punishment had emerged in the South: a hybrid, racialized form of incarceration at hard labor, with convicts leased to private businesses, that endured well into the twentieth century.


=Changing demographics of crime and punishment in the Reconstruction-era South

= The economic turmoil of the post-
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
South reconstituted race relations and the nature of crime in the region, as whites attempted to reassert their supremacy. Earlier, extra-legal efforts toward reestablishing
white supremacy White supremacy or white supremacism is the belief that white people are superior to those of other races and thus should dominate them. The belief favors the maintenance and defense of any power and privilege held by white people. White ...
, like those of the
Ku Klux Klan The Ku Klux Klan (), commonly shortened to the KKK or the Klan, is an American white supremacist, right-wing terrorist, and hate group whose primary targets are African Americans, Jews, Latinos, Asian Americans, Native Americans, and Cat ...
, gradually gave way to more certain and less volatile forms of race control, according to historian Edward L. Ayers.Ayers, 183. Racial animosity and hatred grew as the races became ever more separate,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
argues, and Southern legal institutions turned much of their attention to preserving the racial ''status quo'' for whites. Patterns of "mono-racial law enforcement," as
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
refers to it, were established in Southern states almost immediately after the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
. Cities that had never had
police The police are a Law enforcement organization, constituted body of Law enforcement officer, persons empowered by a State (polity), state, with the aim to law enforcement, enforce the law, to ensure the safety, health and possessions of citize ...
forces moved quickly to establish them,Ayers, 175–76. and whites became far less critical of urban police forces in post-war politics, whereas in the antebellum period they had engendered major political debate.Ayers, 173.
Savannah, Georgia Savannah ( ) is the oldest city in the U.S. state of Georgia (U.S. state), Georgia and is the county seat of Chatham County, Georgia, Chatham County. Established in 1733 on the Savannah River, the city of Savannah became the Kingdom of Great Br ...
's post-war police force was made up of Confederate veterans, who patrolled the city in gray uniforms, armed with rifles, revolvers, and sabers. They were led by an ex-Confederate General, Richard H. Anderson.
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
concludes that white policemen protecting white citizens became the model for law enforcement efforts across the South after the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
. Depressed economic conditions impacted both white and black farmers in the post-war South, as cotton prices entered a worldwide decline and interest rates on personal debt rose with "astonishing" speed after the close of hostilities. Property crime convictions in the Southern countryside, rare in the antebellum years, rose precipitously throughout the 1870s (though violent crime by white offenders continued to take up the majority of the rural courts' business). Former slaves who migrated to Southern cities, where they often received the lowest-paying jobs, were generally affected more acutely by economic downturns than their rural counterparts.Ayers, 172. Five years after the Civil War, 90 percent of the black population of Savannah, Georgia, owned no property. Increases in black property crime prosecutions in Savannah correlate to major economic downturns of the post-war period. Whites made few attempts to disguise the injustice in their courts, according to historian Edward L. Ayers.Ayers, 184. Blacks were uniformly excluded from juries and denied any opportunity to participate in the criminal justice process aside from being defendants. Thefts by black offenders became a new focus of the Southern justice systems and began to supplant violent crimes by white offenders in court dockets. Whether they were from the city or the countryside, those accused of property crime stood the greatest chance of conviction in post-war southern courts.Ayers, 176. But black defendants were convicted in the highest numbers. During the last half of the nineteenth century, three out of every five white defendants accused of property crime in Southern courts were convicted, while four out of every five black defendants were. Conviction rates for whites, meanwhile, dropped substantially from antebellum levels throughout the last half of the nineteenth century. This system of justice led, in the opinion of
W. E. B. Du Bois William Edward Burghardt Du Bois ( ; February 23, 1868 – August 27, 1963) was an American-Ghanaian sociologist, socialist, historian, and Pan-Africanist civil rights activist. Born in Great Barrington, Massachusetts, Du Bois grew up i ...
, to a system in which neither blacks nor whites respected the criminal justice system—whites because they were so rarely held accountable, and blacks because their own accountability felt so disproportionate. Ultimately, thousands of black Southerners served long terms on chain gangs for petty theft and misdemeanors in the 1860s and 1870s, while thousands more went into the convict lease system. In criminal sentencing, blacks were disproportionately sentenced to incarceration—whether to the chain gang, convict leasing operation, or penitentiary—in relation to their white peers. Black incarceration peaked before and after
radical Reconstruction The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
, when Southern whites exercised virtually unchecked power and restored "efficiency" to the criminal courts.Ayers, 170. For example, 384 of
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
's 455 prisoners in 1874 were black, and in 1878 the proportion had increased slightly to 846 of 952. By 1871, 609 of
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
's 828 convicts in—including all but four of its sixty-seven female prisoners—were black.Christianson, 173. But this phenomenon was not specific to the South: The proportion of black inmates in Northern prisons was virtually identical to that in Southern prisons throughout the second half of the nineteenth century. Rural courts met so rarely in the post-war years that prisoners often sat in jails for months while awaiting trial, at the government's expense.Ayers, 177.
Chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
s emerged in the post-war years as an initial solution to this economic deficit. Urban and rural counties moved the locus of criminal punishment from municipalities and towns to the county and began to change the economics of punishment from a heavy expense to a source of public "revenue"—at least in terms of infrastructure improvements. Even misdemeanors could be turned to economic advantage; defendants were often sentenced to only a few on the chain gang, with an additional three to eight months tacked onto the sentence to cover "costs." As the Southern economy foundered in the wake of the peculiar institution's destruction, and property crime rose, state governments increasingly explored the economic potential of convict labor throughout the Reconstruction period and into the twentieth century.


=Institutional power struggles over the Southern justice apparatus

= "The most far-reaching change in the history of crime and punishment in the nineteenth-century South," according to historian Edward L. Ayers, was "the state's assumption of control over blacks from their ex-masters . . . ."Ayers, 150. The process by which this occurred was "halting and tenuous," but the transition began the moment a master told his slaves they were free." In this landscape, Ayers writes, the
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
vied with Southern whites—through official government apparatuses and informal organizations like the
Ku Klux Klan The Ku Klux Klan (), commonly shortened to the KKK or the Klan, is an American white supremacist, right-wing terrorist, and hate group whose primary targets are African Americans, Jews, Latinos, Asian Americans, Native Americans, and Cat ...
—over opposing notions of justice in the post-war
South South is one of the cardinal directions or compass points. The direction is the opposite of north and is perpendicular to both east and west. Etymology The word ''south'' comes from Old English ''sūþ'', from earlier Proto-Germanic ''*sunþa ...
.Ayers, 151. Southern whites in the main tried to salvage as much of the antebellum order as possible in the wake of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
, waiting to see what changes might be forced upon them. The "Black Codes" enacted almost immediately after the war—
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
and
South Carolina )''Animis opibusque parati'' ( for, , Latin, Prepared in mind and resources, links=no) , anthem = " Carolina";" South Carolina On My Mind" , Former = Province of South Carolina , seat = Columbia , LargestCity = Charleston , LargestMetro = ...
passed theirs as early as 1865—were an initial effort in this direction. Although they did not use racial terms, the Codes defined and punished a new crime, "vagrancy," broadly enough to guarantee that most newly free black Americans would remain in a ''de facto'' condition of servitude. The Codes vested considerable discretion in local judges and juries to carry out this mission: County courts could choose lengths and types of punishment previously unavailable. The available punishments for vagrancy, arson, rape, and burglary in particular—thought by whites to be peculiarly black crimes—widened considerably in the post-war years. Soon after hostilities officially ceased between the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country Continental United States, primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., ...
and the
Confederate States of America The Confederate States of America (CSA), commonly referred to as the Confederate States or the Confederacy was an unrecognized breakaway republic in the Southern United States that existed from February 8, 1861, to May 9, 1865. The Confeder ...
, black "vagrants" in
Nashville, Tennessee Nashville is the capital city of the U.S. state of Tennessee and the seat of Davidson County. With a population of 689,447 at the 2020 U.S. census, Nashville is the most populous city in the state, 21st most-populous city in the U.S., and ...
, and , were being fined and sent to the city workhouse. In
San Antonio, Texas ("Cradle of Freedom") , image_map = , mapsize = 220px , map_caption = Interactive map of San Antonio , subdivision_type = Country , subdivision_name = United States , subdivision_type1= State , subdivision_name1 = Texas , subdivision_ ...
, and
Montgomery, Alabama Montgomery is the capital city of the U.S. state of Alabama and the county seat of Montgomery County, Alabama, Montgomery County. Named for the Irish soldier Richard Montgomery, it stands beside the Alabama River, on the Gulf Coastal Plain, coas ...
, free blacks were arrested, imprisoned, and put to work on the streets to pay for their own upkeep.Christianson, 172. A Northern journalist who passed through
Selma, Alabama Selma is a city in and the county seat of Dallas County, in the Black Belt region of south central Alabama and extending to the west. Located on the banks of the Alabama River, the city has a population of 17,971 as of the 2020 census. Abo ...
, immediately after the
Civil War A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government polici ...
, was told that no white man had ever been sentenced to the
chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
, but that blacks were now being condemned to it for such "crimes" as "using abusive language towards a white man" or selling farm produce within the town limits. At the same time that
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
Southern Southern may refer to: Businesses * China Southern Airlines, airline based in Guangzhou, China * Southern Airways, defunct US airline * Southern Air, air cargo transportation company based in Norwalk, Connecticut, US * Southern Airways Express, M ...
governments enacted the "Black Codes", they also began to change the nature of the state's penal machinery to make it into an economic development tool. Social historian Marie Gottschalk characterizes the use of penal labor by Southern state governments during the post-
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
years as an "important bridge between an agricultural economy based on slavery and the industrialization and agricultural modernization of the New South."Gottschalk, 49. Many prisons in the South were in a state of disrepair by the end of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
, and state budgets across the region were exhausted.
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
's
penitentiary A prison, also known as a jail, gaol (dated, standard English, Australian, and historically in Canada), penitentiary (American English and Canadian English), detention center (or detention centre outside the US), correction center, correcti ...
, for instance, was devastated during the war, and its funds depleted. In 1867 the state's military government began leasing convicts to rebuild wrecked
railroad Rail transport (also known as train transport) is a means of transport that transfers passengers and goods on wheeled vehicles running on rails, which are incorporated in tracks. In contrast to road transport, where the vehicles run on a prep ...
and
levee A levee (), dike (American English), dyke (Commonwealth English), embankment, floodbank, or stop bank is a structure that is usually earthen and that often runs parallel to the course of a river in its floodplain or along low-lying coastli ...
s within the state. By 1872, it began leasing convicts to
Nathan Bedford Forrest Nathan Bedford Forrest (July 13, 1821October 29, 1877) was a prominent Confederate Army general during the American Civil War and the first Grand Wizard of the Ku Klux Klan from 1867 to 1869. Before the war, Forrest amassed substantial wealt ...
, a former Confederate general and
slave trader The history of slavery spans many cultures, nationalities, and religions from ancient times to the present day. Likewise, its victims have come from many different ethnicities and religious groups. The social, economic, and legal positions of e ...
, as well as the first
Imperial Wizard The Grand Wizard (later the Grand and Imperial Wizard simplified as the Imperial Wizard and eventually, the National Director) referred to the national leader of several different Ku Klux Klan organizations in the United States and abroad. The ti ...
of the then emerging
Ku Klux Klan The Ku Klux Klan (), commonly shortened to the KKK or the Klan, is an American white supremacist, right-wing terrorist, and hate group whose primary targets are African Americans, Jews, Latinos, Asian Americans, Native Americans, and Cat ...
.
Texas Texas (, ; Spanish: ''Texas'', ''Tejas'') is a state in the South Central region of the United States. At 268,596 square miles (695,662 km2), and with more than 29.1 million residents in 2020, it is the second-largest U.S. state by ...
also experienced a major postwar depression, in the midst of which its legislators enacted tough new laws calling for forced inmate labor within prison walls and at other works of public utility outside of the state's detention facilities.Christianson, 174. Soon Texas began leasing convicts to railroads,
irrigation Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has been devel ...
and navigation projects, and
lead Lead is a chemical element with the symbol Pb (from the Latin ) and atomic number 82. It is a heavy metal that is denser than most common materials. Lead is soft and malleable, and also has a relatively low melting point. When freshly cut, ...
,
copper Copper is a chemical element with the symbol Cu (from la, cuprum) and atomic number 29. It is a soft, malleable, and ductile metal with very high thermal and electrical conductivity. A freshly exposed surface of pure copper has a pink ...
, and
iron Iron () is a chemical element with symbol Fe (from la, ferrum) and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, right in ...
mines.
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
's prison at
Richmond Richmond most often refers to: * Richmond, Virginia, the capital of Virginia, United States * Richmond, London, a part of London * Richmond, North Yorkshire, a town in England * Richmond, British Columbia, a city in Canada * Richmond, Californi ...
collapsed in the wake of the City's 1865 surrender, but occupying
Union forces Union commonly refers to: * Trade union, an organization of workers * Union (set theory), in mathematics, a fundamental operation on sets Union may also refer to: Arts and entertainment Music * Union (band), an American rock group ** ''Un ...
rounded up as many convicts as they could in order to return them to work.
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
began leasing out its Wetumpka Prison to private businessmen soon after the Civil War. During the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
, the
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
legislature authorized state judges to sentence offenders to work on
chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
s on county roads, railroads, or other internal improvements for a maximum term of one year—though escapees who were recaptured would have to serve double their original sentence. North Carolina had failed to erect a penitentiary in the antebellum period, and its legislators planned to build an Auburn-style penitentiary to replace the penal labor system. But graft and shady dealings soon rendered a new prison impracticable, and North Carolina convicts continued to be leased to railroad companies. Freed blacks became the primary workers in the South's emerging penal labor system. Those accused of property crime—white or black—stood the greatest chance of conviction in post-war Southern courts.Ayers, 179. But black property offenders were convicted more often than white ones—at a rate of eight convictions for every ten black defendants, compared to six of every ten white defendants. Overall, conviction rates for whites dropped substantially from antebellum levels during the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
and continued to decline throughout the last half of the nineteenth century. The
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
, charged with implementing congressional reconstruction throughout the former Confederate states, was the primary political body that opposed the increasing racial overtones of Southern criminal justice during the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
.Ayers, 152. The Bureau's mission reflected a strong faith in impersonal legalism, according to historian Edward L. Ayers, and its agents were to act as guarantors of blacks' legal equality. The Bureau maintained courts in the South from 1865 to 1868 to adjudicate minor civil and criminal cases involving freed slaves. Ultimately,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
concludes, the Bureau largely failed to protect freed slaves from crime and violence by whites, or from the injustices of the Southern legal system, although the Bureau did provide much needed services to freed slaves in the form of food, clothing, school support, and assistance in contracts.Ayers, 155. The
Greensboro, North Carolina Greensboro (; formerly Greensborough) is a city in and the county seat of Guilford County, North Carolina, United States. It is the List of municipalities in North Carolina, third-most populous city in North Carolina after Charlotte, North Car ...
''Herald'' more bluntly stated that the
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
was no match for the "Organic Law of the Land" in the South, white supremacy. In the rural
South South is one of the cardinal directions or compass points. The direction is the opposite of north and is perpendicular to both east and west. Etymology The word ''south'' comes from Old English ''sūþ'', from earlier Proto-Germanic ''*sunþa ...
, the
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
was only as strong as its isolated agents, who were often unable to assert their will over that of the whites in their jurisdiction. Manpower issues and local white resentment led to early compromises under which southern civilians were allowed to serve as
magistrate The term magistrate is used in a variety of systems of governments and laws to refer to a civilian officer who administers the law. In ancient Rome, a '' magistratus'' was one of the highest ranking government officers, and possessed both judic ...
s on the Freedmen's Courts, although the move was opposed by many former slaves. In cities like
Savannah, Georgia Savannah ( ) is the oldest city in the U.S. state of Georgia (U.S. state), Georgia and is the county seat of Chatham County, Georgia, Chatham County. Established in 1733 on the Savannah River, the city of Savannah became the Kingdom of Great Br ...
, the Freedmen's Courts appeared even more disposed to enforcing the wishes of local whites, sentencing former slaves (and veterans of the
Union Army During the American Civil War, the Union Army, also known as the Federal Army and the Northern Army, referring to the United States Army, was the land force that fought to preserve the Union (American Civil War), Union of the collective U.S. st ...
) to
chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
s, corporal punishments, and public shaming.Ayers, 154. The Savannah Freedmen's Courts even approved arrests for such "offenses" as "shouting at a religious colored meeting," or speaking disrespectfully to a white man. The Bureau's influence on post-war patterns of crime and punishment was temporary and limited.Ayers, 164. The United States Congress believed that only its unprecedented federal intrusion into state affairs through the Bureau could bring true republicanism to the South, according to Edward L. Ayers, but Southerners instinctively resented this as a grave violation of their own republican ideals. Southerners had always tended to circumscribe the sphere of written, institutionalized law,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
argues, and once they began to associate it with outside oppression from the federal government, they saw little reason to respect it at all. From this resentment, vigilante groups like the
Ku Klux Klan The Ku Klux Klan (), commonly shortened to the KKK or the Klan, is an American white supremacist, right-wing terrorist, and hate group whose primary targets are African Americans, Jews, Latinos, Asian Americans, Native Americans, and Cat ...
arose in opposition to the Bureau and its mission—though, in the words of
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
, the Klan was a "relatively brief episode in a long history of post-war group violence in the South," where extralegal retribution was and continued to be a tradition. For their part, former slaves in the Reconstruction-era South made efforts of their own to counteract white supremacist violence and injustice. In March 1866, Abraham Winfield and ten other black men petitioned the head of the
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
for relief from the oppression of the Bureau's Court in
Savannah A savanna or savannah is a mixed woodland-grassland (i.e. grassy woodland) ecosystem characterised by the trees being sufficiently widely spaced so that the canopy does not close. The open canopy allows sufficient light to reach the ground to ...
—especially for
Civil War A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government polici ...
veterans. In rural areas like
Greene County, Georgia Greene County is a county located in the east central portion of the U.S. state of Georgia. As of the 2020 census, the population was 18,915. The county seat is Greensboro. The county was created on February 3, 1786, and is named for Nathan ...
, blacks met
vigilante Vigilantism () is the act of preventing, investigating and punishing perceived offenses and crimes without legal authority. A vigilante (from Spanish, Italian and Portuguese “vigilante”, which means "sentinel" or "watcher") is a person who ...
violence from whites with violence of their own. But with the withdrawal of the
Freedmen's Bureau The Bureau of Refugees, Freedmen, and Abandoned Lands, usually referred to as simply the Freedmen's Bureau, was an agency of early Reconstruction, assisting freedmen in the South. It was established on March 3, 1865, and operated briefly as a ...
in 1868 and continuing political violence from whites, blacks ultimately lost this struggle, according to historian Edward L. Ayers.Ayers, 158. Southern courts were largely unable—even they were willing—to bring whites to justice for violence against black Southerners. By the early to mid-1870s, white political supremacy had been established anew across most of the South. In Southern cities, a different form of violence emerged in the post-
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
years. Race riots erupted in Southern cities almost immediately after the war and continued for years afterward. Edward L. Ayers concludes that antebellum legal restraints on blacks and widespread poverty were the primary cause of many of these clashes. Whites resented labor competition from blacks in the depressed post-war Southern economy, and police forces—many composed of unreconstructed Southerners—often resorted to violence. The ultimate goal for both blacks and whites was to obtain political power in the vacuum created by war and emancipation; again, blacks ultimately lost this struggle during the Reconstruction period.


=Beginning of the convict lease system

= Convict leasing, practiced in the North from the earliest days of the penitentiary movement, was taken up by Southern states in earnest following the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
.Christianson, 183. The use of convict labor remained popular nationwide throughout the post-war period. An 1885 national survey reported that 138 institutions employed over 53,000 inmates in industries, who produced goods valued at $28.8 million.Christianson, 187 Although this was a relatively small sum in comparison to the estimated $5.4 billion in goods produced by free labor in 1880, prison labor was big business for those involved in particular industries. But convict leasing in the post-war South came to play a more central role in crime and punishment than in the North, and it continued to do so with the approbation of the South's leading men until well into the twentieth century. For over a half-century following the Civil War, convict camps dotted the Southern landscape, and thousands of men and women—most of them former slaves—passed years of their lives within the system.Christianson, 186. Men with capital, from the North and the South, bought years of these convicts' lives and put them to work in large mining and railroad operations, as well as smaller everyday businesses. On average, the death rate in Southern leasing arrangements exceeded that in Northern prisons three-fold.Christianson, 182. The convict lease, as practiced in the South, was not just a bald attempt by state governments to resurrect slavery, according to historians Edward L. Ayers and Marie Gottschalk. It reflected continuities in race relations, both argue, but it also reflected fundamental changes in the post-war Southern economy.Ayers, 185; Gottschalk, 47–52. For first time, millions of freed slaves came under the centralized control of state penal apparatuses; at the same time, nascent industrial capitalism in the South faced a shortage of both capital and labor. Former slaves were the easiest Southern demographic to impress into service and adapt southern industries to these changes. Ultimately, however, the longest legacy of the system may be as symbol for the white South's injustice and inhumanity.Ayers, 186. In 1912, Dr. E. Stagg of the National Commission on Prison Labor described the status of the Southern convict as "the last surviving vestige of the slave system." A Northern writer in the 1920s referred to the Southern
chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
as the South's new "
peculiar institution ''The Peculiar Institution: Slavery in the Ante-Bellum South'' is a non-fiction book about slavery published in 1956, by Kenneth M. Stampp of the University of California, Berkeley and other universities. The book describes and analyzes multiple ...
". Southern penitentiaries from the antebellum period by and large continued to fall into disrepair in the post-war years as they became mere outposts of the much larger convict labor system. One by one, Southern penitentiary systems had disintegrated during the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
.
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
sent its prisoners to
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
for safekeeping in the midst of a Northern invasion.
Louisiana Louisiana , group=pronunciation (French: ''La Louisiane'') is a state in the Deep South and South Central regions of the United States. It is the 20th-smallest by area and the 25th most populous of the 50 U.S. states. Louisiana is bord ...
concentrated its prisoners into a single urban workhouse.
Arkansas Arkansas ( ) is a landlocked state in the South Central United States. It is bordered by Missouri to the north, Tennessee and Mississippi to the east, Louisiana to the south, and Texas and Oklahoma to the west. Its name is from the O ...
dispersed its convicts in 1863 when the
Union Army During the American Civil War, the Union Army, also known as the Federal Army and the Northern Army, referring to the United States Army, was the land force that fought to preserve the Union (American Civil War), Union of the collective U.S. st ...
breached its borders. Occupied
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
hired its prisoners out to the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country Continental United States, primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., ...
government, while
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
freed its inmates as General
William Tecumseh Sherman William Tecumseh Sherman ( ; February 8, 1820February 14, 1891) was an American soldier, businessman, educator, and author. He served as a general in the Union Army during the American Civil War (1861–1865), achieving recognition for his com ...
headed for
Atlanta Atlanta ( ) is the capital and most populous city of the U.S. state of Georgia. It is the seat of Fulton County, the most populous county in Georgia, but its territory falls in both Fulton and DeKalb counties. With a population of 498,7 ...
with his armies in 1864. With the fall of
Richmond Richmond most often refers to: * Richmond, Virginia, the capital of Virginia, United States * Richmond, London, a part of London * Richmond, North Yorkshire, a town in England * Richmond, British Columbia, a city in Canada * Richmond, Californi ...
, most of
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
's prisoners escaped. The convict lease system emerged haltingly from this chaos, Edward L. Ayers and Marie Gottschalk conclude, just as the penitentiary itself had in years past. The penitentiary had become a Southern institution at this point,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
points out, and its complete abolition would have required a major renovation of state criminal codes.Ayers, 188. Some states, like
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
, tried to revive their penitentiary systems in the post-war years, but had to first deal with crumbling state infrastructure and a growing prison population. The three states that had not established prisons in the antebellum period—''i.e.'', the Carolinas and Florida—hastened to establish them during
Reconstruction Reconstruction may refer to: Politics, history, and sociology * Reconstruction (law), the transfer of a company's (or several companies') business to a new company *''Perestroika'' (Russian for "reconstruction"), a late 20th century Soviet Unio ...
. But many Southern states—including
North Carolina North Carolina () is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. The state is the List of U.S. states and territories by area, 28th largest and List of states and territories of the United ...
,
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
,
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
, and
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
—soon turned to the lease system as a temporary expedient, as rising costs and convict populations outstripped their meager resources.Ayers, 189; Gottschalk, 47–52. According to Edward L. Ayers, " e South . . . more or less stumbled into the lease, seeking a way to avoid large expenditures while hoping a truly satisfactory plan would emerge." Social historian Marie Gottschalk characterizes these leasing arrangements as an "important bridge between an agricultural economy based on slavery and the industrialization and agricultural modernization of the New South." This may help to explain why support for the convict lease was altogether widespread in Southern society,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
concludes. No single group—black or white,
Republican Republican can refer to: Political ideology * An advocate of a republic, a type of government that is not a monarchy or dictatorship, and is usually associated with the rule of law. ** Republicanism, the ideology in support of republics or agains ...
or Democrat—consistently opposed the lease once it gained power. The labor that convict lessees performed varied as the Southern economy evolved after the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
. Ex-plantation owners were early beneficiaries, but emerging industrial capitalism ventures—''e.g.'',
phosphate In chemistry, a phosphate is an anion, salt, functional group or ester derived from a phosphoric acid. It most commonly means orthophosphate, a derivative of orthophosphoric acid . The phosphate or orthophosphate ion is derived from phosph ...
mines and
turpentine Turpentine (which is also called spirit of turpentine, oil of turpentine, terebenthene, terebinthine and (colloquially) turps) is a fluid obtained by the distillation of resin harvested from living trees, mainly pines. Mainly used as a special ...
plants in
Florida Florida is a state located in the Southeastern region of the United States. Florida is bordered to the west by the Gulf of Mexico, to the northwest by Alabama, to the north by Georgia, to the east by the Bahamas and Atlantic Ocean, and ...
, railroads in
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
(and across the South)—soon came to demand convict labor. The South experienced an acute labor shortage in the post-war years, Edward L. Ayers explains, and no pool of displaced agricultural laborers was available to feed the needs of factory owners, as they had been in England and on the Continent. The lease system was useful for capitalists who wanted to make money quickly: Labor costs were fixed and low, and labor uncertainty was reduced to the vanishing point.Ayers, 193. Convicts could be and were driven to a point free laborers would not tolerate (and could not drink or misbehave). Although labor unrest and economic depression continued to rile the North and its factories, the lease system insulated its beneficiaries in South from these external costs. In many cases, Edward L. Ayers writes, the businessmen who utilized the convict-lease system were the same politicians who administered it. The system became,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
argues, a sort of "mutual aid society" for the new breed of capitalists and politicians who controlled the white Democratic regimes of the
New South New South, New South Democracy or New South Creed is a slogan in the history of the American South first used after the American Civil War. Reformers used it to call for a modernization of society and attitudes, to integrate more fully with the ...
. Thus,
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
concludes, officials often had something to hide, and contemporary reports on leasing operations often skirted or ignored the appalling conditions and death rates that attended these projects. In Alabama, 40 percent of convict lessees died during their term of labor in 1870—death rates for 1868 and 1869 were 18 and 17 percent, respectively.Ayers, 201. Lessees on Mississippi's convict labor projects died at nine times the rate of inmates in Northern prisons throughout the 1880s. One man who had served time in the Mississippi system claimed that reported death rates would have been far higher had the state not pardoned many broken convicts before they died, so that they could do so at home instead. Compared to contemporary non-leasing prison systems nationwide, which recouped only 32 percent of expenses on average, convict leasing systems earned average profits of 267 percent.Ayers, 197. Even in comparison to Northern factories, Edward L. Ayers writes, the lease system's profitability was real and sustained in the post-war years and remained so into the twentieth century. Exposes on the lease system began appearing with increasing frequency in newspapers, state documents, Northern publications, and the publications of national prison associations during the post-war period—just as they did for Northern prisons like those in
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. Mass grave sites containing the remains of convict lessees have been discovered in Southern states like
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
, where the
United States Steel Corporation United States Steel Corporation, more commonly known as U.S. Steel, is an American integrated steel producer headquartered in Pittsburgh, Pennsylvania, with production operations primarily in the United States of America and in several countries ...
purchased convict labor for its mining operations for several years at the end of the nineteenth and beginning of the twentieth centuries. The focus of Southern justice on racial control in the post-war years had a profound effect on the demographics of the lease systems' populations. Before the Civil War, virtually all Southern prisoners were white, but under post-war leasing arrangements almost all (approximately 90 percent) were black. In the antebellum period, white immigrants made up a disproportionate share of the South's prison population before all but disappearing from prison records in the post-war period. The reasons for this are likely two-fold, Edward L. Ayers suggests. First, white immigrants generally avoided the post-war South due to its generally poor economic climate and the major increase in labor competition posed by emancipated slaves. Second, the preoccupation of post-war Southern police forces with crime committed by blacks decreased their efforts among the white population, including immigrants.Ayers, 198. The source of convicts also changed in the post-war South. Before the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
, rural counties sent few defendants to the state penitentiaries, but after the war rural courts became steady suppliers to their states' leasing systems (though cities remained the largest supplier of convict lessees during this period).
Savannah, Georgia Savannah ( ) is the oldest city in the U.S. state of Georgia (U.S. state), Georgia and is the county seat of Chatham County, Georgia, Chatham County. Established in 1733 on the Savannah River, the city of Savannah became the Kingdom of Great Br ...
, for example, sent convicts to leasing operations at approximately three times the number that its population would suggest, a pattern amplified by the reality that 76 percent of all blacks convicted in its courts received a prison sentence. Most convicts were in their twenties or younger.Ayers, 199. The number of women in Southern prison systems, increased in the post-war years to about 7 percent, a ratio not incommensurate with other contemporary prisons in the United States, but a major increase for the South, which had previously boasted of the moral rectitude of its (white) female population.Ayers, 200. Virtually all such women were black. The officials who ran the South's leasing operations tried to maintain strict racial separation in the convict camps, refusing to recognize social equality between the races even among felons. As one Southerner reported to the National Prison Congress in 1886: Mixing the races in prison "is akin to the torture anciently practised of tieing 'sic''a murderer to the dead body of his victim limb to limb, from head to foot, until the decaying corpse brought death to the living." Whites who did end up in Southern prisons, according to Edward L. Ayers, were considered the lowest of their race. At least some legislators referred to white prisoners with the same
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reserved for blacks at the time. The Southern lease system was something less than a "total system." The vast majority of convict-lease camps were dispersed, with little in the way of walls or other securities measuresAyers, 203.—although some Southern chain gangs were carted around in open-air cages to their work sites and kept in them at night. Order in the camps was generally tenuous at best, Edward L. Ayers argues. Escapes were frequent and the brutal punishments that characterized the camps—chains, bloodhounds, guns, and corporal punishments—were dealt with a palpable sense of desperation. (At least some observers, however, questioned whether the high number of reported escapees was not a ploy to cover up foul play.) Reflecting changing criminal dockets in the Southern courts, about half of prisoners in the lease system served sentences for property crime. Rehabilitation played no real role in the system. Whatever onus for reform there was fell on the shoulders of chaplains, Edward L. Ayers relates. As Warden J.H. Bankhead of the
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
penitentiary observed in the 1870s: " r system is a better training school for criminals than any of the dens of iniquity that exist in our large cities. . . . You may as well expect to instill decent habits into a hog as to reform a criminal whose habits and surroundings are as filthy as a pig's." Some proponents of the lease claimed that the system would teach blacks to work, but many contemporary observers came to recognize—as historian
C. Vann Woodward Comer Vann Woodward (November 13, 1908 – December 17, 1999) was an American historian who focused primarily on the American South and race relations. He was long a supporter of the approach of Charles A. Beard, stressing the influence of unse ...
later would—that the system dealt a great blow to whatever moral authority white society had retained in its paternalistic approach to the "race problem." Time in the penitentiary came to carry little stigma in the black community, as preachers and other community leaders spread word of its cruelty.Ayers, 211. Whites presented far from a united front in defense of the lease system during the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
. Reformers and government insiders began condemning the worst abuses of the system from early on. Newspapers began taking up the call by the 1880s, although they had defended it during the more politically charged years that immediately followed the Civil War. But the system also had its defenders—at times even the reformers themselves, who chafed at Northern criticism even where they agreed with its substance. The"scientific" racial attitudes of the late nineteenth century also helped some supporters of the lease to assuage their misgivings. One commentator wrote that blacks died in such numbers on the convict lease farms because of the weakness of their inferior, "uneducated" blood. Economic, rather than moral, concerns underlay the more successful attacks on leasing. Labor launched effective opposition movements to the lease in the post-war period.
Birmingham, Alabama Birmingham ( ) is a city in the north central region of the U.S. state of Alabama. Birmingham is the seat of Jefferson County, Alabama's most populous county. As of the 2021 census estimates, Birmingham had a population of 197,575, down 1% f ...
, and its Anti-Convict League, formed in 1885, were the center of this movement, according to
Ayers Ayers may refer to: __NOTOC__ People * A.D. Ayers, American baseball umpire (National League) * Aaron Ayers (1836–1900), New Zealand auctioneer and politician *Bill Ayers (born 1944), American academic and activist * Bill Ayers (baseball) (1919– ...
. Coal miner revolts against the lease occurred twenty-two recorded times in the South between 1881 and 1900.Ayers, 216. By 1895,
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
caved in to the demands of its miners and abolished its lease system. These revolts notably crossed racial lines. In
Alabama (We dare defend our rights) , anthem = " Alabama" , image_map = Alabama in United States.svg , seat = Montgomery , LargestCity = Huntsville , LargestCounty = Baldwin County , LargestMetro = Greater Birmingham , area_total_km2 = 135,7 ...
, for instance, white and black free miners marched side-by-side to protest the use of convict labor in local mining operations. In these confrontations, convict labor surely took on a somewhat exaggerated importance to free workers, argues Edward L. Ayers. Only 27,000 convicts were engaged in some form of labor arrangement in the 1890s South.Ayers, 213. But the emerging nature of Southern industry and labor groups—which tended to be smaller and more concentrated—made for a situation in which a small number of convicts could affect entire industries.


Progressive era


Southern developments


=Gradual demise of the convict lease

= Just as the convict lease emerged gradually in the post-war South, it also made a gradual exit. Although
Virginia Virginia, officially the Commonwealth of Virginia, is a state in the Mid-Atlantic and Southeastern regions of the United States, between the Atlantic Coast and the Appalachian Mountains. The geography and climate of the Commonwealth are ...
,
Texas Texas (, ; Spanish: ''Texas'', ''Tejas'') is a state in the South Central region of the United States. At 268,596 square miles (695,662 km2), and with more than 29.1 million residents in 2020, it is the second-largest U.S. state by ...
,
Tennessee Tennessee ( , ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. Tennessee is the List of U.S. states and territories by area, 36th-largest by ...
,
Kentucky Kentucky ( , ), officially the Commonwealth of Kentucky, is a state in the Southeastern region of the United States and one of the states of the Upper South. It borders Illinois, Indiana, and Ohio to the north; West Virginia and Virginia ...
, and
Missouri Missouri is a state in the Midwestern region of the United States. Ranking 21st in land area, it is bordered by eight states (tied for the most with Tennessee): Iowa to the north, Illinois, Kentucky and Tennessee to the east, Arkansas t ...
utilized Northern-style manufacturing prisons in addition to their farms, as late as 1890 the majority of Southern convicts still passed their sentences in convict camps run by absentee businessmen.Ayers, 221. But the 1890s also marked the beginning of a gradual shift toward compromise over the lease system, in the form of state-run prison farms. States began to cull the women, children, and the sick from the old privately run camps during this period, to remove them from the "contamination" of bad criminals and provide a healthier setting and labor regime.
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
enacted a new state constitution in 1890 that called for the end of the lease by 1894. Despite these changes, and continuing attacks from labor movements,
Populists Populism refers to a range of political stances that emphasize the idea of "the people" and often juxtapose this group against " the elite". It is frequently associated with anti-establishment and anti-political sentiment. The term developed ...
, and Greenbackers, only two Southern states besides
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
ended the system prior to the twentieth century. Most Southern states did bring their systems under tighter control and make increasing use of state penal farms by the twentieth century, however, resulting in improved conditions and a decline in death rates.Ayers, 222.
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abolished its system in 1908, after an exposé by Charles Edward Russell in ''
Everybody's Magazine ''Everybody's Magazine'' was an American magazine published from 1899 to 1929. The magazine was headquartered in New York City. History and profile The magazine was founded by Philadelphia merchant John Wanamaker in 1899, though he had little role ...
'' revealed "hideous" conditions on lease projects. A former warden described how men in the
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
camps were hung by their thumbs as punishment, to the point that their thumbs became so stretched and deformed, to the length of index fingers, that they resembled the "paws of certain apes." Florida's prison camps—where even the sick were forced to work under threat of a beating or shooting—remained in use until 1923. Replacements for the lease system, such as
chain gang A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was not ...
s and state prison farms, were not so different from their predecessors. An example of the lingering influence of the lease system can be found in the Arkansas prison farms. By the mid-twentieth century, Arkansas' male penal system still consisted of two large prison farms, which remained almost totally cut off from the outside world and continued to operate much as they had during the
Reconstruction Era The Reconstruction era was a period in American history following the American Civil War (1861–1865) and lasting until approximately the Compromise of 1877. During Reconstruction, attempts were made to rebuild the country after the bloo ...
.Christianson, 258. Conditions in these camps were so bad that, as late as the 1960s, an
Oregon Oregon () is a U.S. state, state in the Pacific Northwest region of the Western United States. The Columbia River delineates much of Oregon's northern boundary with Washington (state), Washington, while the Snake River delineates much of it ...
judge refused to return escapees from
Arkansas Arkansas ( ) is a landlocked state in the South Central United States. It is bordered by Missouri to the north, Tennessee and Mississippi to the east, Louisiana to the south, and Texas and Oklahoma to the west. Its name is from the O ...
, who had been apprehended in his jurisdiction. The judge declared that returning the prisoners to
Arkansas Arkansas ( ) is a landlocked state in the South Central United States. It is bordered by Missouri to the north, Tennessee and Mississippi to the east, Louisiana to the south, and Texas and Oklahoma to the west. Its name is from the O ...
would make his state complicit in what he described as "institutes of terror, horror, and despicable evil," which he compared to
Nazi Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in ...
concentration camp Internment is the imprisonment of people, commonly in large groups, without charges or intent to file charges. The term is especially used for the confinement "of enemy citizens in wartime or of terrorism suspects". Thus, while it can simpl ...
s. In 1966, around the time of the
Oregon Oregon () is a U.S. state, state in the Pacific Northwest region of the Western United States. The Columbia River delineates much of Oregon's northern boundary with Washington (state), Washington, while the Snake River delineates much of it ...
judge's ruling, the ratio of staff to inmates at the Arkansas penal farms was one staff member for every sixty-five inmates. By contrast, the national average at the time was around one prison staff member for every seven inmates. The state was not the only entity profiting from the farm; private operators controlled certain of its industries and maintained high profit margins.Christianson, 261. The physician who ran the farm's for-profit blood bank, for instance, earned between $130,000 and $150,000 per year off of inmate donations that he sold to hospitals. Faced with this acute shortage of manpower, authorities at the penal farms relied upon armed inmates, known as "trusties" or "riders," to guard the convicts while they worked Under the trusties' control prisoners worked ten to fourteen hours per day (depending on the time of year), six days per week. Arkansas was, at the time, the only state where prison officials could still whip convicts. Violent deaths were commonplace on the Arkansas prison farms.Christianson, 259. An investigation begun by incumbent Governor
Orval Faubus Orval Eugene Faubus ( ; January 7, 1910 – December 14, 1994) was an American politician who served as the 36th Governor of Arkansas from 1955 to 1967, as a member of the Democratic Party. In 1957, he refused to comply with a unanimous ...
during a heated 1966 gubernatorial race revealed ongoing abuses—''e.g.'', use of wire pliers on inmates' genitals, stabbings, use of nut crackers to break inmates knuckles, trampling of inmates with horses, and charging inmates for hospital time after beatings. When the chairman of the Arkansas legislature's prison committee was asked about the allegations, however, he replied, "Arkansas has the best prison system in the United States." Only later, after a federal court intervened, did reforms begin at the Arkansas prison camps.Christianson, 260–64.


Civil rights era


The prisoners' rights movements


The "law and order" movement

A movement to the safety, security, and integrity of the prison system. Gang awareness training is the first reach toward civil rights and humane living conditions. Facilitation of re-entry to society for gangsters communicating widely with cohorts both inside and outside prison. Stopping illicit financial transactions, extortion, and corruption because the ability to operate in that fashion raises the specter of greater violence inside and out of prison. Investigation of all cities, cellblocks, and suburbs. Reference any of the societal cultures' range, known as organized cultural crime. Organized criminals are individuals letting gang violence thrive. Enprisoning criminals is an unfaithful act supporting gang recruitment and enforcement. Environment-focused punishment with pay may provide temporary relief. The prison ground is a breeding system for gang-related criminal activity. All state prisons are involved with gangs in some way by associations, recruits, force, or extortion, etc.. The system is lacking reform on all levels. Focus on all individuals to avoid new gang recruitments. Ensure law enforcement is not corrupted, look-into individuals with gang-related tattoos, and the associates. Weekly inspections and select-training on racial profiling etc.. Day to day inspections of prison operations and week to week cleansing of prison operations. Look for trends, try new perspectives, be concerned and curious, test limits, and be wary of organized crime variation. For-profit privately owned prisons do not pay a reasonable amount to prisoners who work, and basic necessities are overpriced and undersupplied. Environmental work should additionally be assigned to each inmate (prisoner). Reasonable pay and fruitful jobs should eliminate the use of law-abiding citizen tax dollars. A demand for exponential growth on security, guards, individuals watching cameras, unpredictable schedules, random assignments of guards, architecture for modern prisons (both technical and manual functions to prevent technological mishaps). Inmates are entitled to protection against gang-inspired recruitment, violence, and outright physical harm. Inmates are entitled to rehabilitation and re-entry programs. Organized crime may entail an emphasis on systemic issues and law enforcement response to them. Support public peace, safety, and justice. Organized criminals are white and blue-collar workers aid elements of prison manifesting a backdrop of broad societal trends, providing context to larger crime. Concern: Citation: State of New Jersey Commission of investigation Gangland Behind Bars May 2009 Focus on the District of Columbia, Mississippi, California, New York, Florida, Puerto Rico, New Mexico, Texas, Nevada, Hawaii, New Jersey, Mississippi, Arizona, Louisiana, Georgia, and Maryland.


Modern developments


See also

* History of criminal justice in Colonial America


References


Bibliography

* * * * * * * * * * * * * * * * * * * *{{cite journal , last1=Wray , first1=Harmon , author-link=Harmon Wray , title=Cells for Sale , journal=Southern Changes , date=1989 , volume=8 , issue=3 , pages=3–6 , url=http://beck.library.emory.edu/southernchanges/article.php?id=sc08-3_011, archive-url=https://web.archive.org/web/20160201152305/http://beck.library.emory.edu/southernchanges/article.php?id=sc08-3_011 , archive-date=2016-02-01 History of the United States by topic Prisons in the United States