Humanitarian intervention is the
use or threat of military force by a state (or states) across borders with the intent of ending severe and widespread
human rights violations
Human rights are moral principles or normsJames Nickel, with assistance from Thomas Pogge, M.B.E. Smith, and Leif Wenar, 13 December 2013, Stanford Encyclopedia of PhilosophyHuman Rights Retrieved 14 August 2014 for certain standards of hum ...
in a state which has not given permission for the use of force.
Humanitarian interventions are aimed at ending human rights violations of individuals other than the citizens of the intervening state.
Humanitarian interventions are only intended to prevent human rights violations in extreme circumstances.
Attempts to establish institutions and political systems to achieve positive outcomes in the medium- to long-run, such as peacekeeping, peace-building and development aid, do not fall under this definition of a humanitarian intervention.
There is not one standard or legal definition of humanitarian intervention; the field of analysis (such as law, ethics or politics) often influences the definition that is chosen. Differences in definition include variations in whether humanitarian intervention is limited to instances where there is an absence of consent from the host state; whether humanitarian intervention is limited to punishment actions; and whether humanitarian intervention is limited to cases where there has been explicit
UN Security Council
The United Nations Security Council (UNSC) is one of the six principal organs of the United Nations (UN) and is charged with ensuring international peace and security, recommending the admission of new UN members to the General Assembly, and ...
authorization for action. Nonetheless, there is a general consensus on some of its essential characteristics:
#Humanitarian intervention involves the threat and use of military forces as a central feature
#It is an intervention in the sense that it entails interfering in the internal affairs of a state by sending military forces into the territory or airspace of a sovereign state that has not committed an act of aggression against another state.
#The intervention is in response to situations that do not necessarily pose direct threats to states' strategic interests, but instead is motivated by humanitarian objectives.
The customary international law concept of humanitarian intervention dates back to
Hugo Grotius
Hugo Grotius (; 10 April 1583 – 28 August 1645), also known as Huig de Groot () and Hugo de Groot (), was a Dutch humanist, diplomat, lawyer, theologian, jurist, poet and playwright.
A teenage intellectual prodigy, he was born in Delft ...
and the European politics in the 17th century. However, that customary law has been superseded by the
UN Charter
The Charter of the United Nations (UN) is the foundational treaty of the UN, an intergovernmental organization. It establishes the purposes, governing structure, and overall framework of the UN system, including its six principal organs: the ...
, which prohibits the use of force in international relations, subject to two exhaustive exceptions: UN Security Council action taken under Chapter VII, and self-defence against an armed attack. The type and frequency of humanitarian interventions have changed drastically since the 19th century, with a massive increase in humanitarian interventions since the end of the Cold War.
Historically, humanitarian interventions were limited to rescuing one's own citizens in other states or to rescue ethnically or religiously similar groups (e.g. Christian countries intervening on behalf of Christians in non-Christian countries).
Over the course of the 20th century (in particular after the end of the Cold War), subjects perceived worthy of humanitarian intervention expanded beyond religiously and ethnically similar groups to encompass all peoples.
The subject of humanitarian intervention has remained a compelling foreign policy issue, especially since
NATO's intervention in Kosovo in 1999, as it highlights the tension between the principle of state
sovereignty
Sovereignty is the defining authority within individual consciousness, social construct, or territory. Sovereignty entails hierarchy within the state, as well as external autonomy for states. In any state, sovereignty is assigned to the perso ...
– a defining pillar of the
UN system and
international law
International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
– and evolving international norms related to human rights and the use of force. Moreover, it has sparked normative and empirical debates over its legality, the ethics of using military force to respond to human rights violations, when it should occur, who should intervene,
[James Pattison, ''Humanitarian Intervention and the Responsibility to Protect: Who Should Intervene?'' Oxford: Oxford University Press, 2010.] and whether it is effective. To its proponents, it marks imperative action in the face of human rights abuses, over the rights of state sovereignty, while to its detractors it is often viewed as a pretext for military intervention often devoid of legal sanction (as indeed a new customary law norm would require sufficient state practice) selectively deployed and achieving only ambiguous ends. Its frequent use following the end of the
Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
suggested to many that a new norm of military humanitarian intervention was emerging in international politics, although some now argue that the
9/11 terrorist attacks and the US "
war on terror
The war on terror, officially the Global War on Terrorism (GWOT), is an ongoing international Counterterrorism, counterterrorism military campaign initiated by the United States following the September 11 attacks. The main targets of the campa ...
" have brought the era of humanitarian intervention to an end.
History
Getting involved in the affairs of another state on humanitarian grounds has been a subject of discussion in
public international law
International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
since the 19th century.
According to
Jonathan Friedman
Jonathan Friedman (born April 7, 1946) is an American anthropologist. He earned his Ph.D. at Columbia University in 1972. He is professor emeritus of Anthropology at University of California, San Diego and Director of Studies at the École des h ...
and
Paul James, explicit assertions about humanitarian motives are not a new phenomenon and military action is instead often rationalized through such moral rather than political arguments.
As a pretext for deploying troops in
Italian Somaliland
Italian Somalia ( it, Somalia Italiana; ar, الصومال الإيطالي, Al-Sumal Al-Italiy; so, Dhulka Talyaaniga ee Soomaalida), was a protectorate and later colony of the Kingdom of Italy in present-day Somalia. Ruled in the 19th centur ...
and
Italian Eritrea
Italian Eritrea ( it, Colonia Eritrea, "Colony of Eritrea") was a colony of the Kingdom of Italy in the territory of present-day Eritrea. The first Italian establishment in the area was the purchase of Assab by the Rubattino Shipping Company in ...
for an intended invasion of
Ethiopia
Ethiopia, , om, Itiyoophiyaa, so, Itoobiya, ti, ኢትዮጵያ, Ítiyop'iya, aa, Itiyoppiya officially the Federal Democratic Republic of Ethiopia, is a landlocked country in the Horn of Africa. It shares borders with Eritrea to the ...
,
Benito Mussolini
Benito Amilcare Andrea Mussolini (; 29 July 188328 April 1945) was an Italian politician and journalist who founded and led the National Fascist Party. He was Prime Minister of Italy from the March on Rome in 1922 until his deposition in 194 ...
thus claimed that he was attempting to both secure the Wal Wal border area where some Italian soldiers had been killed and abolish the local
slave trade
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
.
Similarly,
Adolf Hitler
Adolf Hitler (; 20 April 188930 April 1945) was an Austrian-born German politician who was dictator of Nazi Germany, Germany from 1933 until Death of Adolf Hitler, his death in 1945. Adolf Hitler's rise to power, He rose to power as the le ...
justified his own forces' occupation of the
Sudetenland
The Sudetenland ( , ; Czech and sk, Sudety) is the historical German name for the northern, southern, and western areas of former Czechoslovakia which were inhabited primarily by Sudeten Germans. These German speakers had predominated in the ...
by suggesting that they were attempting to quash ethnic tensions in
Czechoslovakia
, rue, Чеськословеньско, , yi, טשעכאסלאוואקיי,
, common_name = Czechoslovakia
, life_span = 1918–19391945–1992
, p1 = Austria-Hungary
, image_p1 ...
.
Possibly the first historical example of a state expressly intervening in the internal affairs of another on the grounds of humanitarian concern was during the
Greek War of Independence
The Greek War of Independence, also known as the Greek Revolution or the Greek Revolution of 1821, was a successful war of independence by Greek revolutionaries against the Ottoman Empire between 1821 and 1829. The Greeks were later assisted by ...
in the early 19th century, when
Britain
Britain most often refers to:
* The United Kingdom, a sovereign state in Europe comprising the island of Great Britain, the north-eastern part of the island of Ireland and many smaller islands
* Great Britain, the largest island in the United King ...
,
France
France (), officially the French Republic ( ), is a country primarily located in Western Europe. It also comprises of Overseas France, overseas regions and territories in the Americas and the Atlantic Ocean, Atlantic, Pacific Ocean, Pac ...
and
Russia
Russia (, , ), or the Russian Federation, is a List of transcontinental countries, transcontinental country spanning Eastern Europe and North Asia, Northern Asia. It is the List of countries and dependencies by area, largest country in the ...
decisively intervened in a naval engagement at
Navarino Navarino or Navarin may refer to:
Battle
* Battle of Navarino, 1827 naval battle off Navarino, Greece, now known as Pylos
Geography
* Navarino, Wisconsin, a town, United States
* Navarino (community), Wisconsin, an unincorporated community, Unit ...
in 1827 to secure for the Greeks independence from the
Ottoman Empire
The Ottoman Empire, * ; is an archaic version. The definite article forms and were synonymous * and el, Оθωμανική Αυτοκρατορία, Othōmanikē Avtokratoria, label=none * info page on book at Martin Luther University) ...
.
Popular opinion in England was sympathetic to the Greeks (
philhellenism), in part due to the Greek origin of the West's classical heritage. The renowned poet
Lord Byron
George Gordon Byron, 6th Baron Byron (22 January 1788 – 19 April 1824), known simply as Lord Byron, was an English romantic poet and Peerage of the United Kingdom, peer. He was one of the leading figures of the Romantic movement, and h ...
even took up arms to join the Greek revolutionaries, while the London Philhellenic Committee was established to aid the Greek insurgents financially.
In 1823, after initial ambivalence, the
Foreign Secretary
The secretary of state for foreign, Commonwealth and development affairs, known as the foreign secretary, is a minister of the Crown of the Government of the United Kingdom and head of the Foreign, Commonwealth and Development Office. Seen as ...
George Canning
George Canning (11 April 17708 August 1827) was a British Tory statesman. He held various senior cabinet positions under numerous prime ministers, including two important terms as Foreign Secretary, finally becoming Prime Minister of the Unit ...
declared that "when a whole nation revolts against its conqueror, the nation cannot be considered as piratical but as a nation in a state of war". In February that same year, he notified the Ottoman Empire that the United Kingdom would maintain friendly relations with the Turks only under the condition that the latter respected the Christian subjects of the Empire. He was also instrumental in the outcome of the St. Petersburg Protocol 1826, in which Russia and Britain agreed to mediate between the Ottomans and the Greeks on the basis of complete autonomy of Greece under Turkish sovereignty. When this did not end the War, Canning negotiated a following
treaty
A treaty is a formal, legally binding written agreement between actors in international law. It is usually made by and between sovereign states, but can include international organizations
An international organization or international o ...
that ultimately led to the destruction of the Egyptian-Turkish fleet at the
Battle of Navarino
The Battle of Navarino was a naval battle fought on 20 October (O. S. 8 October) 1827, during the Greek War of Independence (1821–29), in Navarino Bay (modern Pylos), on the west coast of the Peloponnese peninsula, in the Ionian Sea. Allied fo ...
.
The treatment of minorities under the Ottoman aegis proved a rich source of liberal agitation throughout the nineteenth century. A multinational force under French leadership was sent to
Lebanon
Lebanon ( , ar, لُبْنَان, translit=lubnān, ), officially the Republic of Lebanon () or the Lebanese Republic, is a country in Western Asia. It is located between Syria to the north and east and Israel to the south, while Cyprus li ...
to help restore peace after the
1860 Druze–Maronite conflict, in which thousands of Christian
Maronite
The Maronites ( ar, الموارنة; syr, ܡܖ̈ܘܢܝܐ) are a Christian ethnoreligious group native to the Eastern Mediterranean and Levant region of the Middle East, whose members traditionally belong to the Maronite Church, with the larges ...
s had been massacred by the
Druze
The Druze (; ar, دَرْزِيٌّ, ' or ', , ') are an Arabic-speaking esoteric ethnoreligious group from Western Asia who adhere to the Druze faith, an Abrahamic, monotheistic, syncretic, and ethnic religion based on the teachings of ...
population. Following an international outcry, the Ottoman Empire agreed on 3 August 1860 to the dispatch of up to 12,000 European soldiers to reestablish order.
[''Just war or just peace?: humanitarian intervention and international law'' by Simón Chesterman p.32''ff''](_blank)
/ref> This agreement was further formalized in a convention on 5 September 1860 with Austria
Austria, , bar, Östareich officially the Republic of Austria, is a country in the southern part of Central Europe, lying in the Eastern Alps. It is a federation of nine states, one of which is the capital, Vienna, the most populous ...
, Great Britain
Great Britain is an island in the North Atlantic Ocean off the northwest coast of continental Europe. With an area of , it is the largest of the British Isles, the largest European island and the ninth-largest island in the world. It is ...
, France
France (), officially the French Republic ( ), is a country primarily located in Western Europe. It also comprises of Overseas France, overseas regions and territories in the Americas and the Atlantic Ocean, Atlantic, Pacific Ocean, Pac ...
, Prussia
Prussia, , Old Prussian: ''Prūsa'' or ''Prūsija'' was a German state on the southeast coast of the Baltic Sea. It formed the German Empire under Prussian rule when it united the German states in 1871. It was ''de facto'' dissolved by an em ...
and Russia
Russia (, , ), or the Russian Federation, is a List of transcontinental countries, transcontinental country spanning Eastern Europe and North Asia, Northern Asia. It is the List of countries and dependencies by area, largest country in the ...
.
In May 1876 Ottoman troops began massacring unarmed agitators for autonomy in Bulgaria
Bulgaria (; bg, България, Bǎlgariya), officially the Republic of Bulgaria,, ) is a country in Southeast Europe. It is situated on the eastern flank of the Balkans, and is bordered by Romania to the north, Serbia and North Macedon ...
, leading to the Eastern Crisis
Eastern may refer to:
Transportation
*China Eastern Airlines, a current Chinese airline based in Shanghai
* Eastern Air, former name of Zambia Skyways
* Eastern Air Lines, a defunct American airline that operated from 1926 to 1991
*Eastern Air ...
. The British launched a government investigation into the events, which confirmed that as part of an official policy, the Turks had killed at least 12,000 Bulgarians and obliterated about 60 villages. Lurid reports began to appear in newspapers, especially accounts by the investigative journalist William Thomas Stead
William Thomas Stead (5 July 184915 April 1912) was a British newspaper editor who, as a pioneer of investigative journalism, became a controversial figure of the Victorian era. Stead published a series of hugely influential campaigns whilst e ...
in the Northern Echo, and protest meetings were called across the country.
Despite the unprecedented demonstration of the strength of public opinion and the media, the Prime Minister Benjamin Disraeli
Benjamin Disraeli, 1st Earl of Beaconsfield, (21 December 1804 – 19 April 1881) was a British statesman and Conservative politician who twice served as Prime Minister of the United Kingdom. He played a central role in the creation o ...
remained an unmoved practitioner of ''realpolitik
''Realpolitik'' (; ) refers to enacting or engaging in diplomatic or political policies based primarily on considerations of given circumstances and factors, rather than strictly binding itself to explicit ideological notions or moral and ethical ...
'', and considered British interests to lie in the preservation of Ottoman sovereignty in Eastern Europe
Eastern Europe is a subregion of the Europe, European continent. As a largely ambiguous term, it has a wide range of geopolitical, geographical, ethnic, cultural, and socio-economic connotations. The vast majority of the region is covered by Russ ...
. Lord Derby
Edward George Geoffrey Smith-Stanley, 14th Earl of Derby, (29 March 1799 – 23 October 1869, known before 1834 as Edward Stanley, and from 1834 to 1851 as Lord Stanley) was a British statesman, three-time Prime Minister of the United Kingdom ...
the Foreign Secretary disagreed and telegraphed the Sublime Porte
The Sublime Porte, also known as the Ottoman Porte or High Porte ( ota, باب عالی, Bāb-ı Ālī or ''Babıali'', from ar, باب, bāb, gate and , , ), was a synecdoche for the central government of the Ottoman Empire.
History
The nam ...
that "any renewal of the outrages would be more fatal to the Porte than the loss of a battle." Apart from issuing stern advice and proposals for internal Turkish reform and the legal protection of minorities, the Disraeli government did nothing. However, the issue convulsed British politics with former Prime Minister William Ewart Gladstone
William Ewart Gladstone ( ; 29 December 1809 – 19 May 1898) was a British statesman and Liberal politician. In a career lasting over 60 years, he served for 12 years as Prime Minister of the United Kingdom, spread over four non-conse ...
coming out of retirement to campaign over the atrocities. In a famous campaigning speech he said:
Let the Turks now carry away their abuses, in the only possible manner, namely, by carrying off themselves. Their Zaptiehs and their Mudirs, their Blmhashis and Yuzbashis, their Kaimakams and their Pashas, one and all, bag and baggage, shall, I hope, clear out from the province that they have desolated and profaned. This thorough riddance, this most blessed deliverance, is the only reparation we can make to those heaps and heaps of dead, the violated purity alike of matron and of maiden and of child; to the civilization which has been affronted and shamed; to the laws of God, or, if you like, of Allah; to the moral sense of mankind at large.
Rising Great Power tensions in the early 20th century and the interwar period led to a breakdown in the concerted will of the international community to enforce considerations of a humanitarian nature. Attempts were made under the auspices of the League of Nations
The League of Nations (french: link=no, Société des Nations ) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference that ...
to arbitrate and settle international disputes. Aggressive actions, such as the Italian Invasion of Abyssinia and the Japanese occupation of Manchuria were condemned, but the League lacked the resolve to enforce its will effectively. The Allied discovery of the Holocaust
The Holocaust, also known as the Shoah, was the genocide of European Jews during World War II. Between 1941 and 1945, Nazi Germany and its collaborators systematically murdered some six million Jews across German-occupied Europe; a ...
and the subsequent Nuremberg trials
The Nuremberg trials were held by the Allies of World War II, Allies against representatives of the defeated Nazi Germany, for plotting and carrying out invasions of other countries, and other crimes, in World War II.
Between 1939 and 1945 ...
at the end of World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
caused attitudes to change considerably. After the tragedies in Rwanda and the Balkans in the 1990s, the international community began to debate how to react to cases in which human rights are grossly and systematically violated. Especially, in his Millennium Report of 2000, then Secretary-General of the United Nations
The secretary-general of the United Nations (UNSG or SG) is the chief administrative officer of the United Nations and head of the United Nations Secretariat, one of the six principal organs of the United Nations.
The role of the secretary-g ...
Kofi Annan
Kofi Atta Annan (; 8 April 193818 August 2018) was a Ghanaian diplomat who served as the seventh secretary-general of the United Nations from 1997 to 2006. Annan and the UN were the co-recipients of the 2001 Nobel Peace Prize. He was the founder ...
, called on Member States: "If humanitarian intervention is indeed an unacceptable assault on sovereignty, how should we respond to a Rwanda, to a Srebrenica, to gross and systematic violations of human rights that offend every precept of our common humanity?". Since the end of the Cold War
The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
, interventions have increasingly been used, such as the NATO bombing of Yugoslavia
The North Atlantic Treaty Organization (NATO) carried out an aerial bombing campaign against the Federal Republic of Yugoslavia during the Kosovo War. The air strikes lasted from 24 March 1999 to 10 June 1999. The bombings continued until an a ...
and the 2011 military intervention in Libya
On 19 March 2011, a multi-state NATO-led coalition began a military intervention in Libya, to implement United Nations Security Council Resolution 1973, in response to events during the First Libyan Civil War. With ten votes in favour and five ...
.
Philosophy of humanitarian intervention
One of the first champions of the duty of humanitarian intervention to prevent atrocities around the world, was the Victorian liberal
Liberal or liberalism may refer to:
Politics
* a supporter of liberalism
** Liberalism by country
* an adherent of a Liberal Party
* Liberalism (international relations)
* Sexually liberal feminism
* Social liberalism
Arts, entertainment and m ...
John Stuart Mill
John Stuart Mill (20 May 1806 – 7 May 1873) was an English philosopher, political economist, Member of Parliament (MP) and civil servant. One of the most influential thinkers in the history of classical liberalism, he contributed widely to ...
, who wrote in his 1859 essay '' A Few Words on Non-Intervention'':
"There seems to be no little need that the whole doctrine of non-interference with foreign nations should be reconsidered, if it can be said to have as yet been considered as a really moral question at all... To go to war for an idea, if the war is aggressive, not defensive, is as criminal as to go to war for territory or revenue; for it is as little justifiable to force our ideas on other people, as to compel them to submit to our will in any other respect. But there assuredly are cases in which it is allowable to go to war, without having been ourselves attacked, or threatened with attack; and it is very important that nations should make up their minds in time, as to what these cases are... To suppose that the same international customs, and the same rules of international morality, can obtain between one civilized nation and another, and between civilized nations and barbarians
A barbarian (or savage) is someone who is perceived to be either uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by some to be les ...
, is a grave error...."
In 1859, Mill wrote that both Algeria
)
, image_map = Algeria (centered orthographic projection).svg
, map_caption =
, image_map2 =
, capital = Algiers
, coordinates =
, largest_city = capital
, relig ...
and India
India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
(both of which were under European colonial rule were inhabited by "barbarous peoples". Mill's justification of intervention was overt imperialism
Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic and ...
. First, he argued that with "barbarians" there is no hope for "reciprocity", an international fundamental. Second, barbarians are apt to benefit from civilized interveners, said Mill, citing Roman conquests of Gaul
Gaul ( la, Gallia) was a region of Western Europe first described by the Romans. It was inhabited by Celtic and Aquitani tribes, encompassing present-day France, Belgium, Luxembourg, most of Switzerland, parts of Northern Italy (only during ...
, Spain
, image_flag = Bandera de España.svg
, image_coat = Escudo de España (mazonado).svg
, national_motto = ''Plus ultra'' (Latin)(English: "Further Beyond")
, national_anthem = (English: "Royal March")
, i ...
, Numidia
Numidia ( Berber: ''Inumiden''; 202–40 BC) was the ancient kingdom of the Numidians located in northwest Africa, initially comprising the territory that now makes up modern-day Algeria, but later expanding across what is today known as Tunis ...
and Dacia
Dacia (, ; ) was the land inhabited by the Dacians, its core in Transylvania, stretching to the Danube in the south, the Black Sea in the east, and the Tisza in the west. The Carpathian Mountains were located in the middle of Dacia. It thus r ...
. Barbarians,
"have no rights as a nation, except a right to such treatment as may, at the earliest possible period, fit them for becoming one. The only moral laws for the relation between a civilized and a barbarous government, are the universal rules of morality between man and man."
While seeming wildly out of kilter with modern discourse, a similar approach can be found in theory on intervention in failed state
A failed state is a political body that has disintegrated to a point where basic conditions and responsibilities of a sovereign government no longer function properly (see also fragile state and state collapse). A state can also fail if the go ...
s. Of more widespread relevance, Mill discussed the position between "civilized peoples".
"The disputed question is that of interfering in the regulation of another country's internal concerns; the question whether a nation is justified in taking part, on either side, in the civil wars or party contests of another: and chiefly, whether it may justifiably aid the people of another country in struggling for liberty; or may impose on a country any particular government or institutions, either as being best for the country itself, or as necessary for the security of its neighbours.
Mill brushes over the situation of intervening on the side of governments who are trying to oppress an uprising of their own, saying "government which needs foreign support to enforce obedience from its own citizens, is one which ought not to exist". In the case however of a civil war, where both parties seem at fault, Mill argues that third parties are entitled to demand that the conflicts shall cease. He then moves to the more contentious situation of wars for liberation.
"When the contest is only with native rulers, and with such native strength as those rulers can enlist in their defence, the answer I should give to the question of the legitimacy of intervention is, as a general rule, No. The reason is, that there can seldom be anything approaching to assurance that intervention, even if successful, would be for the good of the people themselves. The only test possessing any real value, of a people's having become fit for popular institutions, is that they, or a sufficient portion of them to prevail in the contest, are willing to brave labour and danger for their liberation. I know all that may be said, I know it may be urged that the virtues of freemen cannot be learnt in the school of slavery, and that if a people are not fit for freedom, to have any chance of becoming so they must first be free. And this would be conclusive, if the intervention recommended would really give them freedom. But the evil is, that if they have not sufficient love of liberty to be able to wrest it from merely domestic oppressors, the liberty which is bestowed on them by other hands than their own, will have nothing real, nothing permanent. No people ever was and remained free, but because it was determined to be so...."
Mill's argument for humanitarian intervention, however, is not compatible with modern international law
International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
. International law after World War II establishes the principle of sovereign equality, and therefore to subject a sovereign state to outside intervention is generally considered illegal. To deal with this potential conflict between humanitarian intervention and the international legal system, there are some philosophical attempts to conciliate the two concepts and specify conditions for ethically justified interventions. John Rawls
John Bordley Rawls (; February 21, 1921 – November 24, 2002) was an American moral, legal and political philosopher in the liberal tradition. Rawls received both the Schock Prize for Logic and Philosophy and the National Humanities Medal in 1 ...
, one of the most influential political philosophers of the twentieth century, offers his theory of humanitarian intervention based on the notion of "well-ordered society." According to Rawls, a well-ordered society should be peaceful and legitimate, and it must respect basic human rights. Between such well-ordered societies, the principle of non-intervention should uphold. On the other hand, expansionist or human rights violating regimes are not shielded from the international law: in grave cases such as ethnic cleansing, coercive intervention by others is legitimate.
Martha Nussbaum
Martha Craven Nussbaum (; born May 6, 1947) is an American philosopher and the current Ernst Freund Distinguished Service Professor of Law and Ethics at the University of Chicago, where she is jointly appointed in the law school and the philosoph ...
, however, is critical of Rawls' approach. She points out that the sufferings of individuals, not those of the impersonal states, form the moral foundations of humanitarian intervention. Therefore, the concept of "well-ordered society," by falsely focusing on the state rather than individuals, cannot determine whether an intervention is justified. Instead, Nussbaum proposes a more concrete standard based on human capabilities (see Capability approach
The capability approach (also referred to as the capabilities approach) is a normative approach to human welfare that concentrates on the actual capability of persons to achieve lives they value rather than solely having a right or freedom to d ...
). She argues that " tional sovereignty should be respected, within the constraints of promoting human capabilities". In other words, if a state fails to provide its citizens the basic "capabilities," such as the capability to live a healthy life, then outside intervention is justified.
Some critics contend that modern philosophical arguments for humanitarian aid fail to recognize the flaws of current international law itself. International Relations scholar Martha Finnemore Martha Finnemore (born 1959) is an American constructivist scholar of international relations, and University Professor at the Elliott School of International Affairs at George Washington University. She is considered among the most influential int ...
argues that humanitarian crises often involve conflict between the most basic principles of international law: sovereignty, human rights and self-determination. As a result, philosophical attempts to integrate all those principles into a clear ethical guideline of humanitarian intervention is deemed to be futile. Legal scholar Eric Posner
Eric Andrew Posner (; born December 5, 1965) is an American lawyer and legal scholar who has served as a counsel for the Department of Justice Antitrust Division since 2022. As a law professor at the University of Chicago Law School, Posner has ...
also points out that countries tend to hold different views of human rights and public good, so to establish a relatively simple set of rules that reflects shared ethics is not likely to succeed.
The debate about whether humanitarian intervention can be seen as a righteous and justified act, depends largely on which one of the variety of theories we decide to examine the concept through. In the school of international relations, we can analyse humanitarian intervention from the perspectives of for example realist, constructivist, liberalist, and idealist
In philosophy, the term idealism identifies and describes metaphysical perspectives which assert that reality is indistinguishable and inseparable from perception and understanding; that reality is a mental construct closely connected to ide ...
theories. When it comes to realist theory, humanitarian intervention can never be purely humanitarian since the main actors are states who act out of their own interests.[Andreas Krieg, 'The Motivation for Humanitarian Intervention' Springer: SpringBriefs in Ethics, 2013.] In addition, realists highlight that the decisions whether to intervene or not are made by political decision makers who all have their own reasons behind the willingness to intervene or not intervene. Similarly, some realists argue that humanitarianism should not be treated as a separate category in a state's behavior. One of the problems in this approach is that it might lead to lack of intervention, unless states see a material interest in it. Realist theory thus precludes moral action unless it is in line with state interests.[J.L Holzgrefe, Robert O. Keohane, 'Humanitarian Intervention - Ethical, Legal, and Political Dilemmas' Cambridge: Cambridge University Press, 2003.] According to constructivist theorists, a state's self-interest is also defined by its identity as well as shared values and principles, which include promotion of democracy, freedom and human rights. Therefore, if we expect that these values are morally valuable, intervention which is self-interested in the above-mentioned sense might not be morally problematic. Moreover, they emphasize that morals and self interests are not mutually exclusive. For certain constructivists it's also important that the intervener is seen as legitimate on a global level, in order to not meet pressure that would prevent its success. Liberalism
Liberalism is a political and moral philosophy based on the rights of the individual, liberty, consent of the governed, political equality and equality before the law."political rationalism, hostility to autocracy, cultural distaste for c ...
can be perceived as one of humanitarian intervention's ethical sources, which challenges the norms and methods of sovereign states’ governance together with its existence in the case where one of many nationalities experience oppression. Certain liberalists even value national self-determination higher than an individual's right to democratic government, refusing the ethical origin of an intervention when only democracy is at risk. One strain of liberalism in this context is forceful liberalism, which perceives sovereignty as only an instrumental value. Forceful liberalists highlight the human rights defense through intervention both with the consent from the Security Council or without it. For them, the lack of intervention to the Rwandan genocide in 1994 was more grave than not intervening because of lack of authorisation. At the other end there is idealist
In philosophy, the term idealism identifies and describes metaphysical perspectives which assert that reality is indistinguishable and inseparable from perception and understanding; that reality is a mental construct closely connected to ide ...
theory, according to which all individuals are connected through shared values, rights, duties and universal norms. Since the world is seen as a big community, everyone is connected through a common humanitarian law, thus making intervention a responsibility rather than a violation against state sovereignty. Human rights violations happening in one part of the world would therefore affect everyone equally. However, idealism is often seen as too simplified and narrow since it claims that intervention has to follow purely altruistic motives where people selflessly want to help other individuals regardless of their race, religion or nationality.
Legal grounds
Humanitarian intervention is a concept that can allow the use of force in a situation when the UN Security Council cannot pass a resolution unde
Chapter VII of the Charter of the United Nations
due to veto by a permanent member or due to not achieving 9 affirmative votes. Chapter VII allows the Security Council to take action in situations where there is a "threat to the peace, breach of the peace or act of aggression". However, any resolution to that effect must be supported by all five permanent members (or at least not vetoed by one of them). The reference to the "right" of humanitarian intervention was, in the post Cold-War context, for the first time invoked in 1990 by the UK delegation after Russia and China had failed to support a no-fly zone over Iraq. Therefore, in addition to humanitarian objectives the concept is designed to circumvent the UN Security Council by invoking a right. However, critics base their arguments on the Westphalian conception of international law according to which the rights of sovereign nations to act freely within their own borders. This is upheld in the UN Charter of 1945, where in article 2(7) it is stated that "nothing should authorize intervention in matters essentially within the domestic jurisdiction of any state." Thus, because both proponents and opponents of humanitarian intervention have their legal grounds on the charter of the United Nations, there is still an ongoing controversy as to whether sovereignty or humanitarian causes should prevail. The United Nations has also continuously been involved with issues related to humanitarian intervention, with the UN intervening in an increased number of conflicts within the borders of nations.
Current approaches to humanitarian intervention
Although most writers agree that humanitarian interventions should be undertaken multilaterally, ambiguity remains over which particular agents the UN, regional organizations, or a group of states should act in response to mass violations of human rights. The choice of actor has implications for overcoming collective action challenges through mobilization of political will and material resources. Questions of effectiveness, conduct and motives of the intervener, extent of internal and external support, and legal authorization have also been raised as possible criteria for evaluating the legitimacy of a potential intervener.
Pragmatic humanitarian intervention
The most well-known standard for humanitarian intervention after World War II has been genocide
Genocide is the intentional destruction of a people—usually defined as an ethnic, national, racial, or religious group—in whole or in part. Raphael Lemkin coined the term in 1944, combining the Greek word (, "race, people") with the Latin ...
. According to, the 1948 Convention on the Prevention and Punishment of Genocide, the term was defined as acts “committed with the intent to destroy
''Intent to Destroy: Death, Denial, & Depiction'' is a 2017 documentary film directed by Joe Berlinger about the Armenian genocide.
Production
Berlinger embedded in the filming crew of '' The Promise'' to shoot ''Intent to Destroy''. The film p ...
, in whole or in part, a national ethnic, racial, or religious group.” However, the norm has been challenged. Because there is a high possibility that if the international community
The international community is an imprecise phrase used in geopolitics and international relations to refer to a broad group of people and governments of the world.
As a rhetorical term
Aside from its use as a general descriptor, the term is ...
applies the genocide standard to undertake humanitarian intervention, it would have been too late to make a meaningful intervention which should have prevented mass homicide in the concerned country.
These two well-known standards for humanitarian intervention do not resolve the states’ trade-offs between moral responsibilities and potential costs. Furthermore, intervention without a viable plan and workable strategy could threaten the states’ obligation to their own people. It should also be considered, that sometimes humanitarian intervention only results in open-ended chaos in the country without meaningful progress.
Authorized interventions
The understanding of what constitutes threats to international peace has been radically broadened since the 1990s to include such issues as mass displacement, and the UN Security Council has authorized use of force in situations that many states would have previously viewed as "internal" conflicts.
Unauthorized interventions
In several instances states or groups of states have intervened with force, and without advanced authorization from the UN Security Council, at least in part in response to alleged extreme violations of basic human rights. Fairly recent examples include the intervention after the Gulf War to protect the Kurds in northern Iraq as well as NATO's intervention in Kosovo.
Four distinct attitudes or approaches to the legitimacy of humanitarian intervention in the absence of Security Council authorizations can be identified:
#''Status quo'': Categorically affirms that military intervention in response to atrocities is lawful only if authorized by the UN Security Council or if it qualifies as an exercise in the right of self-defense. Under this view, NATO's intervention in Kosovo constituted a clear violation of Article 2(4). Defenders of this position include a number of states, most notably Russia
Russia (, , ), or the Russian Federation, is a List of transcontinental countries, transcontinental country spanning Eastern Europe and North Asia, Northern Asia. It is the List of countries and dependencies by area, largest country in the ...
and the People's Republic of China
China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
. Proponents of this approach point to the literal text of the UN Charter, and stress that the high threshold for authorization of the use of force aims to minimize its use, and promote consensus as well as stability by ensuring a basic acceptance of military action by key states. However, Kosovo war
The Kosovo War was an armed conflict in Kosovo that started 28 February 1998 and lasted until 11 June 1999. It was fought by the forces of the Federal Republic of Yugoslavia (i.e. Serbia and Montenegro), which controlled Kosovo before the war ...
has also highlighted the drawbacks of this approach, most notably when effective and consistent humanitarian intervention is made unlikely by the geopolitical realities of relations between the Permanent Five members of the Security Council, leading to the use of the veto
A veto is a legal power to unilaterally stop an official action. In the most typical case, a president or monarch vetoes a bill to stop it from becoming law. In many countries, veto powers are established in the country's constitution. Veto ...
and inconsistent action in the face of a humanitarian crises
A humanitarian crisis (or sometimes humanitarian disaster) is defined as a singular event or a series of events that are threatening in terms of health, safety or well-being of a community or large group of people. It may be an internal or extern ...
.
#''Excusable breach'': Humanitarian intervention without a UN mandate is technically illegal under the rules of the UN Charter, but may be morally and politically justified in certain exceptional cases. Benefits of this approach include that it contemplates no new legal rules governing the use of force, but rather opens an "emergency exit" when there is a tension between the rules governing the use of force and the protection of fundamental human rights.[Danish Institute of International Affairs. ''Humanitarian Intervention: Legal and Political Aspects''. Submitted to the Minister of Foreign Affairs, Denmark, December 7, 1999.] Intervening states are unlikely to be condemned as law-breakers, although they take a risk of violating rules for a purportedly higher purpose. However, in practice, this could lead to questioning the legitimacy of the legal rules themselves if they are unable to justify actions the majority of the UN Security Council views as morally and politically unjustified.
#''Customary law'': This approach involves reviewing the evolution of customary law for a legal justification of non-authorized humanitarian intervention in rare cases. This approach asks whether an emerging norm of customary law can be identified under which humanitarian intervention can be understood not only as ethically and politically justified but also as legal under the normative framework governing the use of force. However, relatively few cases exist to provide justification for the emergence of a norm, and under this approach ambiguities and differences of view about the legality of an intervention may deter states from acting. The potential for an erosion of rules governing the use of force may also be a point of concern.
#''Codification'': The fourth approach calls for the codification of a clear legal doctrine or "right" of intervention, arguing that such a doctrine could be established through some formal or codified means such as a UN Charter Amendment or UN General Assembly declaration. Although states have been reluctant to advocate this approach, a number of scholars, as well as the Independent International Commission on Kosovo, have made the case for establishing such a right or doctrine with specified criteria to guide assessments of legality. A major argument advanced for codifying this right is that it would enhance the legitimacy of international law, and resolve the tension between human rights and sovereignty principles contained in the UN charter. However, the historical record on humanitarian intervention is sufficiently ambiguous that it argues for humility regarding efforts to specify in advance the circumstances in which states can use force, without Security Council authorizations, against other states to protect human rights.
Responsibility to protect
Although usually considered to be categorically distinct from most definitions of humanitarian intervention, the emergence of a 'Responsibility to protect' (R2P) deserves mention. Responsibility to Protect is the name of a report produced in 2001 by the International Commission on Intervention and State Sovereignty The International Commission on Intervention and State Sovereignty (ICISS) was an ad hoc commission of participants which in 2001 worked to popularize the concept of humanitarian intervention under the name of "Responsibility to protect". The Commis ...
(ICISS) which was established by the Canadian government
The government of Canada (french: gouvernement du Canada) is the body responsible for the federal administration of Canada. A constitutional monarchy, the Crown is the corporation sole, assuming distinct roles: the executive, as the ''Crown-in-C ...
in response to Kofi Annan
Kofi Atta Annan (; 8 April 193818 August 2018) was a Ghanaian diplomat who served as the seventh secretary-general of the United Nations from 1997 to 2006. Annan and the UN were the co-recipients of the 2001 Nobel Peace Prize. He was the founder ...
's question of when the international community must intervene for humanitarian purposes. The Canadian government's report, "The Responsibility to Protect," found that the sovereignty not only gave a State the right to "control" its affairs, it also conferred on the State primary "responsibility" for protecting the people within its borders. Also, the report proposed that when a State fails to protect its people - either through lack of ability or a lack of willingness - the responsibility shifts to the broader international community. The report sought to establish a set of clear guidelines for determining when intervention is appropriate, what the appropriate channels for approving an intervention are and how the intervention itself should be carried out.
Responsibility to protect seeks to establish a clearer code of conduct for humanitarian interventions and also advocates a greater reliance on non-military measures. The report also criticises and attempts to change the discourse and terminology surrounding the issue of humanitarian intervention. It argues that the notion of a 'right to intervene' is problematic and should be replaced with the 'responsibility to protect'. Under Responsibility to Protect doctrine, rather than having a right to intervene in the conduct of other states, states are said to have a responsibility to intervene and protect the citizens of another state where that other state has failed in its obligation to protect its own citizens.
This responsibility is said to involve three stages: to prevent, to react and to rebuild. Responsibility to Protect has gained strong support in some circles, such as in Canada, a handful of European and African nations, and among proponents of human security Human security is a paradigm for understanding global vulnerabilities whose proponents challenges the traditional notion of national security through military security by arguing that the proper referent for security should be at the human rather th ...
, but has been criticised by others, with some Asian nations being among the chief dissenters.
Humanitarian intervention in foreign policy doctrines
See:
* Clinton Doctrine
Blair Doctrine
*Obama Doctrine
The Obama Doctrine is a catch-all term frequently used to describe one or several principles of the Foreign policy of the Barack Obama administration, foreign policy of U.S. President Barack Obama. It is still not agreed whether there was an actu ...
Examples of military humanitarian intervention
Potential examples of previous humanitarian interventions include:
* Bombardment of Algiers (1816)
The Bombardment of Algiers was an attempt on 27 August 1816 by Britain and the Netherlands to end the slavery practices of Omar Agha, the Dey of Algiers. An Anglo-Dutch fleet under the command of Admiral Edward Pellew, 1st Viscount Exmouth bomb ...
* Russian, British and French Anti-Ottoman Intervention in the Greek War of Independence (1824)
* French expedition in Syria (1860–1861)
* Russian Anti-Ottoman Intervention in Bulgaria (1877)
* Spanish–American War
, partof = the Philippine Revolution, the decolonization of the Americas, and the Cuban War of Independence
, image = Collage infobox for Spanish-American War.jpg
, image_size = 300px
, caption = (clock ...
(1898)
* United States occupation of Haiti
The United States occupation of Haiti began on July 28, 1915, when 330 U.S. Marines landed at Port-au-Prince, Haiti, after the National City Bank of New York convinced the President of the United States, Woodrow Wilson, to take control of ...
(1915)
* United Nations Operation in the Congo
The United Nations Operation in the Congo (french: Opération des Nations Unies au Congo, abbreviated to ONUC) was a United Nations peacekeeping force deployed in the Republic of the Congo in 1960 in response to the Congo Crisis. ONUC was the ...
(1964)
* US intervention in Dominican Republic (1965)
* Indian intervention in East Pakistan (1971)
* Vietnamese Intervention in Cambodia (1978)
* Uganda-Tanzania War (1979)
* Operation Provide Comfort
Operation Provide Comfort and Provide Comfort II were military operations initiated by the United States and other Coalition nations of the Persian Gulf War, starting in April 1991, to defend Kurdish refugees fleeing their homes in northern ...
(Iraq
Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq ...
, 1991)
* Unified Task Force
The Unified Task Force (UNITAF) was a United States-led, United Nations-sanctioned multinational force which operated in Somalia from 5 December 1992 until 4 May 1993. A United States initiative (code-named Operation Restore Hope), U ...
(Somalia
Somalia, , Osmanya script: 𐒈𐒝𐒑𐒛𐒐𐒘𐒕𐒖; ar, الصومال, aṣ-Ṣūmāl officially the Federal Republic of SomaliaThe ''Federal Republic of Somalia'' is the country's name per Article 1 of thProvisional Constituti ...
, 1992)
* Operation Uphold Democracy
Operation Uphold Democracy was a military intervention designed to remove the military regime installed by the 1991 Haitian coup d'état that overthrew the elected President Jean-Bertrand Aristide. The operation was effectively authorized by ...
(Haiti
Haiti (; ht, Ayiti ; French: ), officially the Republic of Haiti (); ) and formerly known as Hayti, is a country located on the island of Hispaniola in the Greater Antilles archipelago of the Caribbean Sea, east of Cuba and Jamaica, and ...
, 1994)
* UNAMIR
The United Nations Assistance Mission for Rwanda (UNAMIR) was established by United Nations Security Council Resolution 872 on 5 October 1993. It was intended to assist in the implementation of the Arusha Accords, signed on 4 August 1993, wh ...
(Rwanda
Rwanda (; rw, u Rwanda ), officially the Republic of Rwanda, is a landlocked country in the Great Rift Valley of Central Africa, where the African Great Lakes region and Southeast Africa converge. Located a few degrees south of the Equator ...
, 1994)
* UNTAET
The United Nations Transitional Administration in East Timor (UNTAET), ( pt, Administração Transitória das Nações Unidas em Timor Leste), was a United Nations mission in East Timor that aimed to solve the decades long East Timorese cri ...
(East Timor
East Timor (), also known as Timor-Leste (), officially the Democratic Republic of Timor-Leste, is an island country in Southeast Asia. It comprises the eastern half of the island of Timor, the exclave of Oecusse on the island's north-weste ...
, 1999)
* NATO bombing of Yugoslavia
The North Atlantic Treaty Organization (NATO) carried out an aerial bombing campaign against the Federal Republic of Yugoslavia during the Kosovo War. The air strikes lasted from 24 March 1999 to 10 June 1999. The bombings continued until an a ...
(1999)
* British military intervention in the Sierra Leone Civil War
The United Kingdom began a military intervention in Sierra Leone on 7 May 2000 under the codename Operation Palliser. Although small numbers of British personnel had been deployed previously, Palliser was the first large-scale intervention by ...
(2000)
* Coalition military intervention in Libya (2011)
* (2014–present)
Some academics have referred to these cases as humanitarian interventions. However, in some cases this is only a retrospective classification of actions that were the result of a variety of motivations. Vietnam's invasion of Cambodia for instance, was justified as self-defense rather than humanitarianism and has only later come to be seen as a possible example of humanitarian intervention.
Proponents
In
Can Intervention Work?
Rory Stewart
Roderick James Nugent Stewart (born 3 January 1973) is a British academic, diplomat, author, broadcaster, former soldier and former politician. He is the president of GiveDirectly, a visiting fellow at Yale University's Jackson Institute for ...
, a British diplomat and politician, and Gerald Knaus, a professor and author, argue that in certain circumstances limited, but resourced interventions for a humanitarian mission can succeed. The authors co-wrote an introduction at a moment when the international communality was debating whether and how to intervene in Libya
Libya (; ar, ليبيا, Lībiyā), officially the State of Libya ( ar, دولة ليبيا, Dawlat Lībiyā), is a country in the Maghreb region in North Africa. It is bordered by the Mediterranean Sea to the north, Egypt to Egypt–Libya bo ...
, and highlight the West's history of imperfect interventions. They quote Anthony Lake
William Anthony Kirsopp Lake (born April 2, 1939) is an American diplomat and political advisor who served as the 17th United States National Security Advisor from 1993 to 1997 and as the 6th Executive Director of UNICEF from 2010 to 2017.
He ha ...
's policy, “to help other nation's build themselves” as a guiding principal in foreign intervention. The authors are critical of the RAND Corporation
The RAND Corporation (from the phrase "research and development") is an American nonprofit global policy think tank created in 1948 by Douglas Aircraft Company to offer research and analysis to the United States Armed Forces. It is financed ...
report
Beginner's Guide to Nation-Building
' and argue every intervention situation is different based on the local political economy and there is not one universal approach that always works. The rest of the book is divided into two sections: first, Stewart reviews the international experience in Afghanistan
Afghanistan, officially the Islamic Emirate of Afghanistan,; prs, امارت اسلامی افغانستان is a landlocked country located at the crossroads of Central Asia and South Asia. Referred to as the Heart of Asia, it is bordere ...
since 9/11
The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercial ...
based on his experience and travel in the country, and second, Knaus provides a case study on the international intervention in Bosnia
Bosnia and Herzegovina ( sh, / , ), abbreviated BiH () or B&H, sometimes called Bosnia–Herzegovina and often known informally as Bosnia, is a country at the crossroads of south and southeast Europe, located in the Balkans. Bosnia and He ...
. Overall, the authors warn against “over-interventions” such as Iraq
Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq ...
that were based on “exaggerated fears" and “irrational confidence” and often ignored “local tradition, identity, and history.” Stewart and Knaus advocate an intervention policy based on ““principled incrementalism” that invest time and resources in understanding local context and defining concrete goals.
Views held by States
The doctrine of humanitarian interventions has not been generally accepted. In April 2000, the 133 states forming the Group of 77 + China explicitly rejected „the so-called “right” of humanitarian intervention, which has no legal basis in the United Nations Charter or in the general principles of international law.“ This far, only the United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Europe, off the north-western coast of the continental mainland. It comprises England, Scotland, Wales and North ...
and Belgium
Belgium, ; french: Belgique ; german: Belgien officially the Kingdom of Belgium, is a country in Northwestern Europe. The country is bordered by the Netherlands to the north, Germany to the east, Luxembourg to the southeast, France to th ...
explicitly defended the legality of humanitarian interventions.
Criticism
Many criticisms have been levied against humanitarian intervention.[Marjanovic, Marko (2011-04-04]
Is Humanitarian War the Exception?
Mises Institute
Ludwig von Mises Institute for Austrian Economics, or Mises Institute, is a libertarian nonprofit think tank headquartered in Auburn, Alabama, United States. It is named after the Austrian School economist Ludwig von Mises (1881–1973).
It wa ...
Inter-governmental bodies and commission reports composed by persons associated with governmental and international careers have rarely discussed the distorting selectivity of geopolitics behind humanitarian intervention nor potential hidden motivations of intervening parties. To find less veiled criticism one must usually turn to civil society perspectives, especially those shaped by independent scholars who benefit from academic freedom.
Some argue that humanitarian intervention is a modern manifestation of the Western colonialism
Colonialism is a practice or policy of control by one people or power over other people or areas, often by establishing colonies and generally with the aim of economic dominance. In the process of colonisation, colonisers may impose their relig ...
of the 19th century; the subjects of such intervention are ruled not by one sole party or entity, but by a mix of local institutions, NGOs and the interveners themselves. Anne Orford's work is a major contribution along these lines, demonstrating the extent to which the perils of the present for societies experiencing humanitarian catastrophes are directly attributable to the legacy of colonial rule. In the name of reconstruction, a capitalist set of constraints is imposed on a broken society that impairs its right of self-determination and prevents its leadership from adopting an approach to development that benefits the people of the country rather than makes foreign investors happy. The essence of her position is that "legal narratives" justifying humanitarian intervention have had the primary effect of sustaining "an unjust and exploitative status quo".
Others argue that dominant countries, especially the United States
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
and its coalition partners, are using humanitarian pretexts to pursue otherwise unacceptable geopolitical goals and to evade the non-intervention norm and legal prohibitions on the use of international force. Noam Chomsky
Avram Noam Chomsky (born December 7, 1928) is an American public intellectual: a linguist, philosopher, cognitive scientist, historian, social critic, and political activist. Sometimes called "the father of modern linguistics", Chomsky is ...
and Tariq Ali
Tariq Ali (; born 21 October 1943) is a Pakistani-British political activist, writer, journalist, historian, filmmaker, and public intellectual. He is a member of the editorial committee of the ''New Left Review'' and ''Sin Permiso'', and con ...
are at the forefront of this camp, viewing professions of humanitarian motivation with deep skepticism. They argue that the United States has continued to act with its own interests in mind, with the only change being that humanitarianism has become a legitimizing ideology for projection of U.S. hegemony in a post–Cold War world. Ali in particular argues that NATO intervention in Kosovo was conducted largely to boost NATO
The North Atlantic Treaty Organization (NATO, ; french: Organisation du traité de l'Atlantique nord, ), also called the North Atlantic Alliance, is an intergovernmental military alliance between 30 member states – 28 European and two No ...
's credibility. Chomsky's expression of "our excess of righteousness and disinterested benevolence" is often used to describe Kennedy's intervention in South Vietnam, which spread to all of Indochina. Furthermore, he asserts that the prospective leader of "humanitarian intervention" must uphold several qualifications. A first qualification is that the leader has to work as a moral agent
Moral agency is an individual's ability to make moral choices based on some notion of right and wrong and to be held accountable for these actions. A moral agent is "a being who is capable of acting with reference to right and wrong."
Develop ...
that does not magnify the danger of elite culture, the efficacy of the intervention should be on the targeted population, and the people must be the moral agents that undertake humanitarian efforts.
A third type of criticism centers on the event-based and inconsistent nature of most policies on humanitarian intervention. These critics argue that there is a tendency for the concept to be invoked in the heat of action, giving the appearance of propriety for Western television viewers, but that it neglects the conflicts that are forgotten by the media or occur based on chronic distresses rather than sudden crises. Henry Kissinger
Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
, for example, finds that Bill Clinton
William Jefferson Clinton ( né Blythe III; born August 19, 1946) is an American politician who served as the 42nd president of the United States from 1993 to 2001. He previously served as governor of Arkansas from 1979 to 1981 and agai ...
's practice of humanitarian intervention was wildly inconsistent. The US launched two military campaigns against Serbia
Serbia (, ; Serbian language, Serbian: , , ), officially the Republic of Serbia (Serbian language, Serbian: , , ), is a landlocked country in Southeast Europe, Southeastern and Central Europe, situated at the crossroads of the Pannonian Bas ...
while ignoring more widespread slaughter in Rwanda, justifying the Russian assault on Chechnya, and welcoming to the United States the second-ranking military official of a widely recognized severe human rights violator - the communist government of North Korea.
Further, sceptics have also argued that humanitarian intervention may have perverse consequences. Castan Pinos claims that "humanitarian" interventions generate a multiplicity of collateral effects, including civilian deaths, conflict-aggravation, violence spill-over into neighbouring regions and mutual distrust between great powers.
Jeremy Weinstein, a political scientist at Stanford University, has argued for "autonomous recovery": although the number of civilian deaths rises when violence between rebel groups is left unchecked, the eventual victors can develop institutions and set the terms of their rule in a self-enforcing manner. Such self-enforcement reduces the risk of a country slipping back into violence.
Another criticism argues that humanitarian intervention has historically consisted of primarily actions directed by so-called Northern states within the internal affairs of so-called Southern states, and has also led to criticism from many non-Western
Western may refer to:
Places
*Western, Nebraska, a village in the US
*Western, New York, a town in the US
*Western Creek, Tasmania, a locality in Australia
*Western Junction, Tasmania, a locality in Australia
*Western world, countries that id ...
states. These critics argue that the norm of non-intervention and the primacy of sovereign equality is something still cherished by the vast majority of states, which see humanitarian intervention not as a growing awareness of human rights, but a regression to the selective adherence to sovereignty
Sovereignty is the defining authority within individual consciousness, social construct, or territory. Sovereignty entails hierarchy within the state, as well as external autonomy for states. In any state, sovereignty is assigned to the perso ...
of the pre–UN Charter
The Charter of the United Nations (UN) is the foundational treaty of the UN, an intergovernmental organization. It establishes the purposes, governing structure, and overall framework of the UN system, including its six principal organs: the ...
world. During the Havana G-77 summit in 2000, the "so-called right of humanitarian intervention" as it was described, was condemned as having no basis in international law. Furthermore, in his criticism, Chomsky writes that "Humanitarian interventionism goes only one way - from the powerful to the weak", and condemns what he called the targeting of the concept of national sovereignty by humanitarian interventionists, arguing that the primary purpose of national sovereignty is to give weak states partial protection against strong states, and that the protection of national sovereignty under international law stops internal conflicts in weak countries being exploited by strong ones.[Noam Chomsky, ''A New Generation Draws the Line'', 2015 edition, page V, VI.]
See also
* Use of force in international law
The use of force by states is controlled by both customary international law and by treaty law. The UN Charter reads in article 2(4):
All members shall refrain in their international relations from the threat or use of force against the terr ...
* White Man's Burden
"The White Man's Burden" (1899), by Rudyard Kipling, is a poem about the Philippine–American War (1899–1902) that exhorts the United States to assume colonial control of the Filipino people and their country.Hitchens, Christopher. ''Bloo ...
* Intervention (international law)
Intervention, in terms of international law, is the term for the use of force by one country or sovereign state in the internal or external affairs of another. In most cases, intervention is considered to be an unlawful act but some interventions m ...
* Interventionism (politics)
Interventionism refers to a political practice of intervention, particularly to the practice of governments to interfere in political affairs of other countries, staging military or trade interventions. Economic interventionism refers to a diffe ...
* Peacekeeping
Peacekeeping comprises activities intended to create conditions that favour lasting peace. Research generally finds that peacekeeping reduces civilian and battlefield deaths, as well as reduces the risk of renewed warfare.
Within the United N ...
* Police action
In military/security studies and international relations, police action is a military action undertaken without a formal declaration of war. Today the term counter-insurgency is more used.
Since World War II, formal declarations of war have bee ...
* '' Hard Choices: Moral Dilemmas in Humanitarian Intervention''
* Humanitarian aid
Humanitarian aid is material and logistic assistance to people who need help. It is usually short-term help until the long-term help by the government and other institutions replaces it. Among the people in need are the homeless, refugees, and ...
* Nation state
A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group.
A nation, in the sense of a common ethnicity, may inc ...
* Responsibility to protect
The Responsibility to Protect (R2P or RtoP) is a global political commitment which was endorsed by all member states of the United Nations at the 2005 World Summit in order to address its four key concerns to prevent genocide, war crimes, ethnic ...
* Human security Human security is a paradigm for understanding global vulnerabilities whose proponents challenges the traditional notion of national security through military security by arguing that the proper referent for security should be at the human rather th ...
* Imperialism
Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic and ...
* Mogadishu Line The Mogadishu Line is the point at which foreign involvement in a conflict shifts from peacekeeping or diplomacy to combat operations. The term often comes about in reference to the reluctance of international actors to intervene militarily in anot ...
* Just War Theory
The just war theory ( la, bellum iustum) is a doctrine, also referred to as a tradition, of military ethics which is studied by military leaders, theologians, ethicists and policy makers. The purpose of the doctrine is to ensure that a war is ...
* United Nations Security Council
The United Nations Security Council (UNSC) is one of the Organs of the United Nations, six principal organs of the United Nations (UN) and is charged with ensuring international security, international peace and security, recommending the admi ...
* Independent International Commission on Kosovo
Independent or Independents may refer to:
Arts, entertainment, and media Artist groups
* Independents (artist group), a group of modernist painters based in the New Hope, Pennsylvania, area of the United States during the early 1930s
* Independen ...
References
Further reading
* Aghayev, Nasimi, "Humanitäre Intervention und Völkerrecht - Der NATO-Einsatz im Kosovo", Berlin, 2007.
Lepard, Brian, ''Rethinking Humanitarian Intervention'', Penn State Press, 2002
* Annan, Kofi A.
''Two Concepts of Sovereignty''
Economist, Sep. 18, 1999.
* Bordat, Josef, "Globalisation and War. The Historical and Current Controversy on Humanitarian Interventions", in: International Journal of Social Inquiry 2 (2009), pp. 1, 59–72.
* Evans, Gareth
- CASR - edited excerpts - 2004.
*
*Hehir, Aidan
''Humanitarian Intervention: An Introduction''
(Palgrave MacMillan, 2010).
*
* Klintworth, Gary 'The Right to Intervene in the Domestic Affairs of States', Australian Journal of International Affairs, 46(2) November 1992, pp. 248–266.
* Menon, Rajan ''The Conceit of Humanitarian Intervention Oxford University Press
Oxford University Press (OUP) is the university press of the University of Oxford. It is the largest university press in the world, and its printing history dates back to the 1480s. Having been officially granted the legal right to print books ...
'' (2016)
* Pattison, Jame
"Humanitarian Intervention and the Responsibility to Protect: Who Should Intervene?
(Oxford: Oxford University Press, 2010).
*
* Seybolt, Taylor B.
Humanitarian Military Intervention: The Conditions for Success and Failure
(Oxford University Press, 2007).
* Shawcross, W. ''Deliver Us From Evil: Warlords And Peacekeepers In A World Of Endless Conflict'', (Bloomsbury, London, 2000)
* Sunga, Lyal S., "Is Humanitarian Intervention Legal?" at the e-International Relations
''E-International Relations'' (''E-IR'') is an open-access website covering international relations and international politics. It provides an academic perspective on global events. Its editor-in-chief iStephen McGlinchey The website has published ...
website: http://www.e-ir.info/?p=573
* Sunga, Lyal S.
"The Role of Humanitarian Intervention in International Peace and Security: Guarantee or Threat?." ''The Use of Force in International Relations: Challenges to Collective Security'', Int’l Progress Organization & Google Books (2006), pp. 41–79.
* Wertheim, Stephen
"A Solution from Hell: The United States and the Rise of Humanitarian Interventionism, 1991-2003,"
Journal of Genocide Research, 12(3-4), September–December 2010, pp. 149–172.
* Wheeler, N J, ''Saving Strangers: Humanitarian Intervention in International Society'', (Oxford University Press, Oxford, 2002)
*
External links
This article relies heavily on the French Wikipedia entry on humanitarian intervention, which was accessed for translation on August 27, 2005.
The Ethics of Armed Humanitarian Intervention
U.S. Institute of Peace
The United States Institute of Peace (USIP) is an American federal institution tasked with promoting conflict resolution and prevention worldwide. It provides research, analysis, and training to individuals in diplomacy, mediation, and other pea ...
August 2002
The Argument about Humanitarian Intervention
By Michael Walzer
{{DEFAULTSORT:Humanitarian Intervention
Humanitarian aid
International law
International security
Foreign intervention
Human rights
Hugo Grotius
Legal history of the Dutch Republic