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In the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
, the
Homeland Security Homeland security is an American national security term for "the national effort to ensure a homeland that is safe, secure, and resilient against terrorism and other hazards where American interests, aspirations, and ways of life can thrive" to ...
Advisory System (HSAS) was a
color-code A color code is a system for displaying information by using different colors. The earliest examples of color codes in use are for long-distance communication by use of flags, as in semaphore communication. The United Kingdom adopted a color ...
d
terrorism Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
threat A threat is a communication of intent to inflict harm or loss on another person. Intimidation is a tactic used between conflicting parties to make the other timid or psychologically insecure for coercion or control. The act of intimidation for co ...
advisory scale created in March 2002 under the Bush Administration in response to the
September 11 attacks The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercia ...
. The different levels triggered specific actions by federal agencies and state and local governments, and they affected the level of security at some airports and other public facilities. It was often called the "terror alert level" by the U.S. media. The system was replaced on April 27, 2011, with a new system called the
National Terrorism Advisory System The National Terrorism Advisory System (NTAS) is a terrorism threat advisory scale used by the US Department of Homeland Security since April 26, 2011. The NTAS is the replacement for the often-criticized, color-coded Homeland Security Advisor ...
.


History

The system was created by Homeland Security Presidential Directive 3 on March 11, 2002, in response to the
September 11 attacks The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercia ...
. It was meant to provide a "comprehensive and effective means to disseminate information regarding the risk of terrorist acts to federal, state, and local authorities and to the American people." It was unveiled March 12, 2002, by
Tom Ridge Thomas Joseph Ridge (born August 26, 1945) is an American politician and author who served as the Assistant to the President for Homeland Security from 2001 to 2003, and the first United States Secretary of Homeland Security from 2003 to 2005. ...
, then the Assistant to the President for
Homeland Security Homeland security is an American national security term for "the national effort to ensure a homeland that is safe, secure, and resilient against terrorism and other hazards where American interests, aspirations, and ways of life can thrive" to ...
. However, responsibility for developing, implementing and managing the system was given to the
U.S. Attorney General The United States attorney general (AG) is the head of the United States Department of Justice, and is the chief law enforcement officer of the federal government of the United States. The attorney general serves as the principal advisor to the p ...
. In January 2003, the new
Department of Homeland Security The United States Department of Homeland Security (DHS) is the U.S. federal executive department responsible for public security, roughly comparable to the interior or home ministries of other countries. Its stated missions involve anti-terr ...
(DHS) began administering the system. The decision to publicly announce threat conditions is made by the Secretary of Homeland Security in consultation with the Assistant to the President for Homeland Security, according to Homeland Security Presidential Directive-5. On January 27, 2011,
Secretary of Homeland Security The United States secretary of homeland security is the head of the United States Department of Homeland Security, the federal department tasked with ensuring public safety in the United States. The secretary is a member of the Cabinet of the U ...
Janet Napolitano Janet Ann Napolitano (; born November 29, 1957) is an American politician, lawyer, and university administrator who served as the 21st governor of Arizona from 2003 to 2009 and third United States secretary of homeland security from 2009 to 20 ...
announced that the Homeland Security Advisory System would be replaced by a new two-level National Terrorism Advisory System in April 2011. Napolitano, who made the announcement at
George Washington University , mottoeng = "God is Our Trust" , established = , type = Private federally chartered research university , academic_affiliations = , endowment = $2.8 billion (2022) , preside ...
, said the color-coded system often presented "little practical information" to the public and that the new system will provide alerts "specific to the threat" and that "they will have a specified end date."


Description

Inspired by the success of the forest fire color system, the scale consists of five color-coded threat levels, which were intended to reflect the probability of a terrorist attack and its potential gravity. : The specific government actions triggered by different threat levels were not always revealed to the public, although the government had provided general guidance for civilians and federal agencies. Actions previously included increasing police and other security presence at landmarks and other high-profile targets, a closer monitoring of international borders and other points of entry, ensuring that emergency response personnel were ready, and, in some cases, deployment of members of the
National Guard National Guard is the name used by a wide variety of current and historical uniformed organizations in different countries. The original National Guard was formed during the French Revolution around a cadre of defectors from the French Guards. Nat ...
and State Guard were sent to assist local law enforcement on security details. Some of the actions taken as a result of the threat levels have been challenged as being illegal under the
U.S. Constitution The Constitution of the United States is the supreme law of the United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven articles, it delineates the natio ...
's Fourth Amendment. For example, in November 2002, the city of
Columbus Columbus is a Latinized version of the Italian surname "''Colombo''". It most commonly refers to: * Christopher Columbus (1451-1506), the Italian explorer * Columbus, Ohio, capital of the U.S. state of Ohio Columbus may also refer to: Places ...
,
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
, forced all people wishing to
protest A protest (also called a demonstration, remonstration or remonstrance) is a public expression of objection, disapproval or dissent towards an idea or action, typically a political one. Protests can be thought of as acts of coopera ...
at the
School of the Americas The Western Hemisphere Institute for Security Cooperation (WHINSEC), formerly known as the School of the Americas, is a United States Department of Defense school located at Fort Benning in Columbus, Georgia, renamed in the 2001 National Defen ...
to first submit to a
metal detector A metal detector is an instrument that detects the nearby presence of metal. Metal detectors are useful for finding metal objects on the surface, underground, and under water. The unit itself, consist of a control box, and an adjustable shaft, ...
search. The advocacy group
School of the Americas Watch School of the Americas Watch is an advocacy organization founded by former Maryknoll Father Roy Bourgeois and a small group of supporters in 1990 to protest the training of mainly Latin American military officers, by the United States Department of ...
asked a federal trial court to
enjoin An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in pa ...
the mass searches, but the court refused and simply dismissed the complaint. When the protestors
appeal In law, an appeal is the process in which cases are reviewed by a higher authority, where parties request a formal change to an official decision. Appeals function both as a process for error correction as well as a process of clarifying and ...
ed, the city justified the metal detector searches in part because of the "yellow" threat level. However, the
U.S. Court of Appeals The United States courts of appeals are the intermediate appellate courts of the United States federal judiciary. The courts of appeals are divided into 11 numbered circuits that cover geographic areas of the United States and hear appeals fr ...
for the
Eleventh Circuit The United States Court of Appeals for the Eleventh Circuit (in case citations, 11th Cir.) is a federal court with appellate jurisdiction over the following U.S. district courts: * Middle District of Alabama * Northern District of Alabama * ...
found that this was merely a ''post hoc'' justification for the searches, because the city had not even mentioned the terror alert system in its arguments at the trial court level. Even if the city did in fact rely on the alert system at the time it acted, said the court,
We ... reject the notion that the Department of Homeland Security's threat advisory level somehow justifies these searches. Although the threat level was "elevated" at the time of the protest, " date, the threat level has stood at yellow (elevated) for the majority of its time in existence. It has been raised to orange (high) six times." Given that we have been on "yellow alert" for over two and a half years now, we cannot consider this a particularly exceptional condition that warrants curtailment of constitutional rights. We cannot simply suspend or restrict civil liberties until the
War on Terror The war on terror, officially the Global War on Terrorism (GWOT), is an ongoing international Counterterrorism, counterterrorism military campaign initiated by the United States following the September 11 attacks. The main targets of the campa ...
is over, because the War on Terror is unlikely ever to be truly over. September 11, 2001, already a day of immeasurable tragedy, cannot be the day liberty perished in this country. Furthermore, a system that gave the federal government the power to determine the range of constitutionally permissible searches simply by raising or lowering the nation's threat advisory system would allow the restrictions of the Fourth Amendment to be circumvented too easily. Consequently, the "elevated" alert status does not aid the City's case.
''Bourgeois v. Peters'', 387 F.3d 1303, 1312 (11th Cir. 2004) Incidentally, this was also the first time that
Wikipedia Wikipedia is a multilingual free online encyclopedia written and maintained by a community of volunteers, known as Wikipedians, through open collaboration and using a wiki-based editing system. Wikipedia is the largest and most-read refer ...
was quoted in a published decision of a federal appeals court. The published terror alert notices urged American citizens, especially those traveling in the transportation systems, to "be vigilant, take notice of their surroundings, and report suspicious items or activities to local authorities immediately." In addition, DHS advised the public to prepare an emergency preparedness kit and a family emergency plan.


Criticism of the system


Objective criteria

There were no published criteria for the threat levels, and thus no independent way to tell whether the current threat level was accurate. The threat levels Green (low risk) and Blue (general risk) were never used. The evidence cited to justify changes in threat levels had been stated vaguely (see below) and its sources were seldom revealed. Supporters of the system defended this by stating that providing detailed, current intelligence about terror organizations would endanger the ability to gather similar information in the future. Some critics worried that the absence of clearly defined, objective criteria had allowed the baseline threat level to be established as elevated (yellow), thus precluding the system from ever dropping down to low (green) or general (blue). That limited the communicative value and options of the system to the three highest values. As persons become habituated to the threat level being perpetually elevated, they were increasingly likely to pay less attention to warnings issued.


Political manipulation

The lack of disclosure made the system vulnerable to manipulation by government officials. These attributes had been criticized by cartoonists, journalists, entertainers, and security experts. The alert level was raised once in 2004, an
election An election is a formal group decision-making process by which a population chooses an individual or multiple individuals to hold public office. Elections have been the usual mechanism by which modern representative democracy has opera ...
year, leading some critics to speculate that the Bush Administration used them for political rather than strictly security reasons. In 2009, Ridge alleged in his book ''The Test of Our Times: America Under Siege ... and How We Can Be Safe Again'' that top aides to President Bush (including defense secretary Donald Rumsfeld and attorney general John Ashcroft) pressured him to raise the alert level on the eve of the November 2004 presidential election. Ridge refused. "After that episode, I knew I had to follow through with my plans to leave the federal government for the private sector," he said. In December 2004, the
Homeland Security Advisory Council The Homeland Security Advisory Council (HSAC) is part of the Executive Office of the President of the United States. It was created by an Executive Order In the United States, an executive order is a directive by the president of the Unit ...
voted to review the color-coded system. One panel member suggested that it had outlived its usefulness. In a public forum, Ridge conceded the system had invited "questions and even occasional derision." Ridge also said that he had not always agreed when others pushed to raise the threat level. "Sometimes we disagreed with the intelligence assessment," Ridge said. "Sometimes we thought even if the intelligence was good, you don't necessarily put the country on lert ... There were times when some people were really aggressive about raising it, and we said, 'For that?'" On its terror alert page, DHS made clear that "Raising the threat condition has economic, physical, and psychological effects on the nation." A study published in the January 2009 issue of the ''American Journal of Public Health'' found that the mentally ill, the disabled, African Americans, Latinos, Chinese Americans, Korean Americans, and non-U.S. citizens were likelier to think that the HSAS alert level was higher than it was, and to worry more and change their behavior due to those fears.


Finding of flawed and bloated target list

The inspector general of the
Department of Homeland Security The United States Department of Homeland Security (DHS) is the U.S. federal executive department responsible for public security, roughly comparable to the interior or home ministries of other countries. Its stated missions involve anti-terr ...
(DHS) found that the list of terrorist target sites contained in the DHS "National Asset Database," the sites that are supposed to receive extra security in response to heightened terror alerts, included many sites “whose criticality is not readily apparent” and should not be included on the list. For example, the list included a beach at the end of a street, a
popcorn Popcorn (also called popped corn, popcorns or pop-corn) is a variety of corn kernel which expands and puffs up when heated; the same names also refer to the foodstuff produced by the expansion. A popcorn kernel's strong hull contains the se ...
factory, a
doughnut A doughnut or donut () is a type of food made from leavened fried dough. It is popular in many countries and is prepared in various forms as a sweet snack that can be homemade or purchased in bakeries, supermarkets, food stalls, and franc ...
shop, and a
petting zoo A petting zoo (also called a children's zoo, children's farm, or petting farm) features a combination of domesticated animals and some wild species that are docile enough to touch and feed. In addition to independent petting zoos, many genera ...
. By July 2006, the list included 77,069 target sites. The inspector general's report found other wild discrepancies, for example, that the
State of Indiana State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
had 8,591 potential terrorist targets, 50% more targets than
New York State New York, officially the State of New York, is a state in the Northeastern United States. It is often called New York State to distinguish it from its largest city, New York City. With a total area of , New York is the 27th-largest U.S. stat ...
with 5,687 targets, and more than twice as many as the
State of California California is a U.S. state, state in the Western United States, located along the West Coast of the United States, Pacific Coast. With nearly 39.2million residents across a total area of approximately , it is the List of states and territori ...
, which had only 3,212, even though New York and California are larger than Indiana and include more prominent American landmarks. DHS officials denied that there was anything wrong with the list.


Task force

A September 2009 report from the HSAS Task Force found that the "current system had functioned reasonably well" for institutional audiences, but that the "system's ability to communicate useful information in a credible manner to the public is poor", and that "there is a disturbing lack of confidence in the system." The task force recommended that future threats be more narrowly targeted by "specific region and sector under threat", rather than "elevating the alert status of the nation as a whole", and that the number of levels be reduced from five to three to acknowledge that "the new baseline for the United States is guarded." The task force was divided on whether to recommend abandonment of color-coding in the system, but asserted that if such a coding remains in use, "substantial reform is required."


Threat level changes

The HSAS threat level changed 17 times . In August 2004, DHS began identifying specific sectors under possible threat, including aviation, financial services, and mass transit.


Severe (Red)

The threat level was raised to Severe only once, which applied only to flights coming from the United Kingdom: *August 10–September 14, 2006, in response to British law enforcement announcing it had disrupted a major terror plot to blow up aircraft, DHS raised the threat level for commercial flights from the United Kingdom to the United States to Severe. The alert was extended into mid-September 2006 to coincide with the 5th Anniversary of the September 11 Attacks. Other noticeable recent attacks are the targeting of U.S. military and Frankfurt Airport.


High (Orange)

New York City's threat level was High from the system's introduction. On a nationwide level, it was raised to High five times: *September 10–24, 2002, the
first anniversary of the September 11, 2001 attacks The first memorials to the victims of the September 11 attacks in 2001 began to take shape online, as hundreds of webmasters posted their own thoughts, links to the Red Cross and other rescue agencies, photos, and eyewitness accounts. Numerous o ...
. *February 7–27, 2003, near the end of the Muslim religious holiday
Hajj The Hajj (; ar, حَجّ '; sometimes also spelled Hadj, Hadji or Haj in English) is an annual Islamic pilgrimage to Mecca, Saudi Arabia, the holiest city for Muslims. Hajj is a mandatory religious duty for Muslims that must be carried ...
. Intelligence reports suggested the possibility of terrorist attacks against "apartment buildings, hotels, and other soft or lightly secured targets." *March 17 – April 16, 2003, around the beginning of U.S. and Coalition military action in Iraq. *May 20–30, 2003, after the
Riyadh compound bombings Two major bombings took place in residential compounds in Riyadh, Saudi Arabia in 2003. On 12 May 2003, 39 people were killed, and over 160 wounded when bombs went off at three compounds in Riyadh—Dorrat Al Jadawel, Al Hamra Oasis Village, an ...
and the Casablanca bombings. According to
Tom Ridge Thomas Joseph Ridge (born August 26, 1945) is an American politician and author who served as the Assistant to the President for Homeland Security from 2001 to 2003, and the first United States Secretary of Homeland Security from 2003 to 2005. ...
: "The U.S. Intelligence Community believes that Al Qaeda has entered an operational period worldwide, and this may include terrorist attacks in the United States." *December 21, 2003 – January 9, 2004, citing intelligence information suggesting large-scale attacks around the holiday season. Since New York City's level was already at High, NYPD commissioner Ray Kelly characterized this increased threat level as "Orange Plus". In addition, the alert was raised to High on a select or partial basis three times: *August 1 – November 10, 2004, for specific financial institutions in northern New Jersey, New York, and Washington, D.C., citing intelligence pointing to the possibility of a car or truck bomb attack, naming specific buildings as possible targets. *July 7, 2005 – August 12, 2005, for
mass transit Public transport (also known as public transportation, public transit, mass transit, or simply transit) is a system of transport for passengers by group travel systems available for use by the general public unlike private transport, typical ...
systems only. The DHS secretary announced the level after the
7 July 2005 London bombings The 7 July 2005 London bombings, often referred to as 7/7, were a series of four coordinated suicide attacks carried out by Islamic terrorists in London that targeted commuters travelling on the city's public transport system during the mo ...
despite the absence of "specific, credible information suggesting imminent attack" in the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
. *August 10, 2006 – April 27, 2011, for all domestic and international flights to or from the United States, with the exception of flights from the United Kingdom to the United States, which had been under a Severe alert due to the
2006 transatlantic aircraft plot The 2006 transatlantic aircraft plot was a terrorist plot to detonate liquid explosives, carried aboard airliners travelling from the United Kingdom to the United States and Canada, disguised as soft drinks. The plot was discovered by British M ...
, but were downgraded to High on August 13, 2006.


Elevated (Yellow)

*March 12 – September 10, 2002 *September 25, 2002 – February 6, 2003 *February 28 – March 16, 2003 *April 17 – May 20, 2003 *May 31, 2003 – August 1, 2004 *November 10, 2004 – July 8, 2005 *August 12, 2005 – April 27, 2011 (Replaced by the National Terrorism Advisory System, but excludes domestic and international flights)


Guarded (Blue) and Low (Green)

The threat level was never lowered to Low (Green) or Guarded (Blue). It was recommended in a September 2009 Task Force report to remove the Low and Guarded conditions from the Alert System altogether and set Yellow (Elevated) to "Guarded" as the new baseline of the system, without changing the baseline conditions issued when under Yellow in the current system.


Other terror warnings

Other official terrorism warnings issued without raising the threat level above Elevated: *July 11, 2007, reports that Al Qaeda has rebuilt operating capability, strength to level not seen before the
September 11 attacks The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercia ...
; strongest since summer of 2001. *July 12, 2007, reports that Al Qaeda is stepping up efforts to sneak terrorists into the United States and has rebuilt capability to strike there.


See also

*
National Terrorism Advisory System The National Terrorism Advisory System (NTAS) is a terrorism threat advisory scale used by the US Department of Homeland Security since April 26, 2011. The NTAS is the replacement for the often-criticized, color-coded Homeland Security Advisor ...
(Current U.S. system) * BIKINI state (United Kingdom) *
DEFCON The defense readiness condition (DEFCON) is an alert state used by the United States Armed Forces. (DEFCON is not mentioned in the 2010 and newer document) The DEFCON system was developed by the Joint Chiefs of Staff (JCS) and unified and spe ...
* MARSEC *
UK Threat Levels The United Kingdom Terror Threat Levels, often referred to as UK Threat Levels, are the alert states that have been in use since 1 August 2006 by the British government to warn of forms of terrorist activity. In September 2010 the threat level ...
*
Vigipirate Vigipirate (french: Plan Vigipirate) is France's national security alert system. Created in 1978 through interministerial sessions and falling within the responsibilities of the prime minister, it has since been updated three times: in 1995 (fo ...
(France)


References

{{Reflist, 30em


External links


Homeland Security Advisory System
- Explanation and current threat level

* ttps://georgewbush-whitehouse.archives.gov/news/releases/2002/03/20020312-5.html White House press release: Homeland Security Presidential Directive-3br>New Report on Homeland Security Threat Advisory System Highlights Need for Reform
Alert measurement systems United States Department of Homeland Security Color codes 2002 introductions 2011 disestablishments in the United States de:Heimatschutzministerium der Vereinigten Staaten#Warnstufen