Herbert Norman
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Egerton Herbert Norman (September 1, 1909 – April 4, 1957) was a
Canadian Canadians (french: Canadiens) are people identified with the country of Canada. This connection may be residential, legal, historical or cultural. For most Canadians, many (or all) of these connections exist and are collectively the source of ...
diplomat and historian. Born in Japan to missionary parents, he became an historian of modern Japan before joining the Canadian foreign service. His most influential book was ''Japan's Emergence as a Modern State'' (1940) where he argued that persisting feudal class relations were responsible for government oppression at home and the imperialistic expansion that led to World War II in Asia. During the
Red Scare A Red Scare is the promotion of a widespread fear of a potential rise of communism, anarchism or other leftist ideologies by a society or state. The term is most often used to refer to two periods in the history of the United States which ar ...
of the 1950s Norman was accused of being a communist or even a spy, though investigations found no corroboration and he was defended by Canadian authorities. He committed suicide in 1957.


Early life and education

Born and raised in
Karuizawa is a resort town located in Nagano Prefecture, Japan. , the town had an estimated population of 20,323 in 9897 households, and a population density of 130 persons per km². The total area of the town is . Karuizawa is one of the oldest and most ...
,
Japan Japan ( ja, 日本, or , and formally , ''Nihonkoku'') is an island country in East Asia. It is situated in the northwest Pacific Ocean, and is bordered on the west by the Sea of Japan, while extending from the Sea of Okhotsk in the north ...
where his father, Daniel Norman, was a Canadian Methodist missionary in
Nagano Nagano may refer to: Places * Nagano Prefecture, a prefecture in Japan ** Nagano (city), the capital city of the same prefecture *** Nagano 1998, the 1998 Winter Olympics *** Nagano Olympic Stadium, a baseball stadium in Nagano *** Nagano Universi ...
province. He studied at Victoria College at the
University of Toronto The University of Toronto (UToronto or U of T) is a public research university in Toronto, Ontario, Canada, located on the grounds that surround Queen's Park. It was founded by royal charter in 1827 as King's College, the first institution ...
. From 1933 to 1936, he studied at
Trinity College, Cambridge Trinity College is a constituent college of the University of Cambridge. Founded in 1546 by Henry VIII, King Henry VIII, Trinity is one of the largest Cambridge colleges, with the largest financial endowment of any college at either Cambridge ...
. These were the years when socialist students often moved to the left to join the Communist Party, and Norman came under the tutelage of
John Cornford Rupert John Cornford (27 December 1915 – 28 December 1936) was an English poet and communist. During the first year of the Spanish Civil War, he was a member of the POUM militia and later the International Brigades. He died while fighting a ...
, who soon went to Spain and was killed in the
Spanish Civil War The Spanish Civil War ( es, Guerra Civil Española)) or The Revolution ( es, La Revolución, link=no) among Nationalists, the Fourth Carlist War ( es, Cuarta Guerra Carlista, link=no) among Carlists, and The Rebellion ( es, La Rebelión, lin ...
. However, while his politics were left-leaning, there is a controversy as to whether he became a Communist and, more importantly, whether he was a Soviet spy afterward, as were other Trinity students, such as
Guy Burgess Guy Francis de Moncy Burgess (16 April 1911 – 30 August 1963) was a British diplomat and Soviet agent, and a member of the Cambridge Five spy ring that operated from the mid-1930s to the early years of the Cold War era. His defection in 1951 ...
. Mark Perkins has concluded that Norman "became heavily involved in the socialist community and left wing student politics. There are numerous reports suggesting that he would spend his free time recruiting new students into the student socialist body.Mark Perkins,
Was E. Herbert Norman Really a Spy?
''The Art of Polemics'' September 15, 2014
In 1936, Norman entered the graduate program in Japanese history at
Harvard University Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of higher le ...
, where he studied under
Serge Elisséeff Serge Elisséeff (; born Sergei Grigorievich Eliseyev; 13 January 188913 April 1975) was a Russian-French scholar, Japanologist, and professor at Harvard University. He was one of the first Westerners to study Japanese at a university in Japan. H ...
, a Russian émigrée Japanologist. Norman joined the Canadian foreign service in 1939 and received his doctorate from Harvard in 1940. His elder brother, Howard, who also became a missionary, worked in Canada during World War II to support Japanese who were placed in internment camps.


Foreign service

His first post was with the Canadian
Legation A legation was a diplomatic representative office of lower rank than an embassy. Where an embassy was headed by an ambassador, a legation was headed by a Envoy Extraordinary and Minister Plenipotentiary, minister. Ambassadors diplomatic rank, out ...
in
Tokyo Tokyo (; ja, 東京, , ), officially the Tokyo Metropolis ( ja, 東京都, label=none, ), is the capital and largest city of Japan. Formerly known as Edo, its metropolitan area () is the most populous in the world, with an estimated 37.468 ...
. Following the
attack on Pearl Harbor The attack on Pearl HarborAlso known as the Battle of Pearl Harbor was a surprise military strike by the Imperial Japanese Navy Air Service upon the United States against the naval base at Pearl Harbor in Honolulu, Territory of Hawaii, j ...
in December 1941, Norman was interned by the Japanese authorities and he was not repatriated to Canada until mid-1942. He continued to work in the
Department of External Affairs In many countries, the Ministry of Foreign Affairs is the government department responsible for the state's diplomacy, bilateral, and multilateral relations affairs as well as for providing support for a country's citizens who are abroad. The entit ...
, heading the Special Intelligence Unit in Ottawa. This Unit prepared biweekly intelligence reports on Japan and the Far East, using mostly decoded messages from the Examination Unit as well as other sources. During the Allied occupation of Japan after its defeat, Norman served as Canadian representative to the
Supreme Commander of the Allied Powers was the title held by General Douglas MacArthur during the United States-led Allied occupation of Japan following World War II. It issued SCAP Directives (alias SCAPIN, SCAP Index Number) to the Japanese government, aiming to suppress its "milita ...
(SCAP) administration and worked under the direction of
Douglas MacArthur Douglas MacArthur (26 January 18805 April 1964) was an American military leader who served as General of the Army for the United States, as well as a field marshal to the Philippine Army. He had served with distinction in World War I, was C ...
. He also became the first post-war President of the
Asiatic Society of Japan The Asiatic Society of Japan, Inc. (一般社団法人日本アジア協会” or “Ippan Shadan Hojin Nihon Ajia Kyokai”) or "ASJ" is a non-profit organization of Japanology. ASJ serves members of a general audience that have shared interests ...
. Using the close relationship he developed with MacArthur, he played a decisive role in the decision of the SCAP in 1946 to ban all Japanese political parties except the Japanese Communist Party (JCP). Alongside his diplomatic activities, Norman remained an active scholar and wrote a number of works on Japanese history, with a clear political leaning to the left. This contributed to the unproven accusation that he was a Communist sympathizer or even a Soviet agent.


Controversy and suicide

Between 1950 and 1952, Norman was accused of being a
Communist Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, a s ...
and possibly a
Soviet The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
agent Agent may refer to: Espionage, investigation, and law *, spies or intelligence officers * Law of agency, laws involving a person authorized to act on behalf of another ** Agent of record, a person with a contractual agreement with an insuranc ...
. Allegations centred on his involvement with communist societies during his university years, and suspicion of decisions he helped make during the Japanese occupation, including allowing the
Japanese Communist Party The is a left-wing to far-left political party in Japan. With approximately 270,000 members belonging to 18,000 branches, it is one of the largest non-governing communist parties in the world. The party advocates the establishment of a democr ...
to continue while other parties were banned.
Karl August Wittfogel Karl August Wittfogel (6 September 1896 – 25 May 1988) was a German-American playwright, historian, and sinologist. He was originally a Marxist and an active member of the Communist Party of Germany, but after the Second World War, he was an e ...
, in August 1951, named Norman as having been a member of a "communist study group" while he was at Columbia in 1939.
Lester Pearson Lester Bowles "Mike" Pearson (23 April 1897 – 27 December 1972) was a Canadian scholar, statesman, diplomat, and politician who served as the 14th prime minister of Canada from 1963 to 1968. Born in Newtonbrook, Ontario (now part of ...
,
Secretary of State for External Affairs The Minister of Foreign Affairs (french: Ministre des Affaires étrangères) is the minister of the Crown in the Canadian Cabinet who is responsible for overseeing the Government of Canada's international relations and is the lead minister respo ...
, immediately told the Canadian press that "reports" of Norman's leftist tendencies had been fully investigated and had resulted in a "clean bill of health." The Senate subcommittee then summoned another ex-communist to testify,
Elizabeth Bentley Elizabeth Terrill Bentley (January 1, 1908 – December 3, 1963) was an American spy and member of the Communist Party USA (CPUSA). She served the Soviet Union from 1938 to 1945 until she defected from the Communist Party and Soviet intelligenc ...
, who named Pearson himself. Norman then admitted under a harsher interrogation by the
Royal Canadian Mounted Police The Royal Canadian Mounted Police (RCMP; french: Gendarmerie royale du Canada; french: GRC, label=none), commonly known in English as the Mounties (and colloquially in French as ) is the federal police, federal and national police service of ...
that he had indeed been close to communists in his days in Cambridge, though he denied having been a member of the party. Pearson, however, continued to have faith in Norman. Norman was made High Commissioner to New Zealand, both to placate American authorities and to isolate him from the stress and scrutiny of American intelligence. In 1955 Pearson offered him the ambassadorship to Egypt. Norman arrived on the eve of the
Suez Crisis The Suez Crisis, or the Second Arab–Israeli war, also called the Tripartite Aggression ( ar, العدوان الثلاثي, Al-ʿUdwān aṯ-Ṯulāṯiyy) in the Arab world and the Sinai War in Israel,Also known as the Suez War or 1956 Wa ...
of late 1956, and played a key role as a neutral between the Egyptian leader
Gamal Abdel Nasser Gamal Abdel Nasser Hussein, . (15 January 1918 – 28 September 1970) was an Egyptian politician who served as the second president of Egypt from 1954 until his death in 1970. Nasser led the Egyptian revolution of 1952 and introduced far-re ...
and the western powers. As negotiations developed among the Americans, British, Israelis, and Egyptians, some in the American government feared that Nasser was becoming pro-Soviet and that Norman was abetting him. The Senate subcommittee raised Norman's name once again, using confidential files that had been given to them by the Canadian government. In April 1957, Norman committed suicide by jumping off the roof of the an eight-storey apartment building in which
Brynolf Eng Carl Brynolf Julius Eng (4 July 1910 – 23 March 1988) was a Swedish diplomat. He served as Swedish envoy and ambassador in a number of different countries between 1950 and 1975. Early life Eng was born on 4 July 1910 in Roslags-Bro, Norrtälj ...
, the Swedish Minister in Cairo, occupied the top-floor apartment. Norman left three suicide notes asserting his innocence. John Howes suggested that Norman took his life because he was concerned that the repetition of the allegations against him could jeopardize negotiations in the aftermath of the Suez Crisis. The Canadian public at the time was horrified, and the incident caused harm to Canada-U.S. relations. The circumstances surrounding Norman's death continue to provoke controversy. In 1990,
Joe Clark Charles Joseph Clark (born June 5, 1939) is a Canadian statesman, businessman, writer, and politician who served as the 16th prime minister of Canada from 1979 to 1980. Despite his relative inexperience, Clark rose quickly in federal polit ...
,then Canadian Minister of External Affairs, commissioned Peyton Lyon to review all the Canadian government's files on Norman and "clarify his allegiance to Canada ... and any relationship he may have had with the Soviet Union". Lyon reported that Norman was not a spy; that he was a sympathiser with Communism and the Soviet Union before joining the public service in 1939; that he was never a member of the Communist Party of Canada; and that he did not lie, but had "understated" his degree of commitment to Marxism and his leftist activities. Lyon rejected the conclusions of a book by Professor James Barros, published in 1986, in which Barros had detailed Norman's links to Communist groups. Norman is buried in the Protestant Cemetery in Rome. Norman was one of the inspirations for Harry Raymond, the central character in
Timothy Findley Timothy Irving Frederick Findley Timothy Findley's
entry in
The Stillborn Lover ''The Stillborn Lover'' is a theatrical play by Timothy Findley, first staged in 1993."Theatre Review: The Stillborn Lover". ''The Globe and Mail'', March 29, 1993. Based in part on the true stories of Canadian diplomats E. Herbert Norman and John ...
'' (1993)."The stage lures back one of its own: Timothy Findley". ''
Ottawa Citizen The ''Ottawa Citizen'' is an English-language daily newspaper owned by Postmedia Network in Ottawa, Ontario, Canada. History Established as ''The Bytown Packet'' in 1845 by William Harris (journalist), William Harris, it was renamed the '' ...
'', April 29, 1993.


Books by E.H. Norman

*''Japan's Emergence as a Modern State: Political and Economic Problems of the Meiji Period'', International Secretariat of the Institute of Pacific Relations, 1940 *''Soldier and Peasant in Japan: The Origins of Conscription'', International Secretariat of the Institute of Pacific Relations, 1943 *''Ando Shoeki and the Anatomy of Japanese Feudalism'', Asiatic Society of Japan, 1949 *''Origins of the Modern Japanese State: Selected Writings of E.H. Norman'', ed.
John W. Dower John W. Dower (born June 21, 1938 in Providence, Rhode Island, Providence, Rhode Island) is an American author and historian. His 1999 book ''Embracing Defeat, Embracing Defeat: Japan in the Wake of World War II'' won the U.S. National Book Awar ...
, Random House, 1975 *''Japan's Emergence as a Modern State: Political and Economic Problems of the Meiji Period'', 60th Anniversary Edition, ed. Lawrence T. Woods, Vancouver: UBC Press, 2000


Notes


References and further reading

* * * Barros, James. ''No Sense of Evil: Espionage, the Case of Herbert Norman.'' Toronto: Deneau, 1986. * * Consists chiefly of edited papers from a conference held at St. Mary's University in Halifax, Nova Scotia, 18–20 October 1979. * * * * * Maruyama Masao. Translated by Ronald Dore. "An Affection for the Lesser Names: An Appreciation of E. Herbert Norman (in Notes and Comment)." ''Pacific Affairs'', September 1957, 249–53. Reprinted in Bowen (ed.) 1984, pp. 81-86. * Knight, Amy. "How the Cold War Began." Chapter 9 "Death of a Diplomat." New York: Carroll & Graf, 2005. *


External links


Death of a Diplomat: Herbert Norman & The Cold War
Great Unsolved Mysteries in Canadian History,
E. H. Norman Digital Archive

Radio clip from CBC, April 4, 1957



''The Man Who Might Have Been: An Inquiry into the Life and Death of Herbert Norman''
(1998 documentary film) at the
National Film Board of Canada The National Film Board of Canada (NFB; french: Office national du film du Canada (ONF)) is Canada's public film and digital media producer and distributor. An agency of the Government of Canada, the NFB produces and distributes documentary f ...
{{DEFAULTSORT:Norman, E. Herbert 1909 births 1957 suicides 20th-century Canadian historians Alumni of Trinity College, Cambridge Ambassadors of Canada to Egypt Burials in the Protestant Cemetery, Rome Canadian Japanologists Canadian male non-fiction writers Harvard University alumni High Commissioners of Canada to New Zealand Historians of Japan People from Nagano Prefecture People from Tokyo Suicides by jumping in Egypt University of Toronto alumni Victims of McCarthyism