Helmut Gröttrup (12 February 1916 – 4 July 1981) was a German engineer, rocket scientist and inventor of the
smart card
A smart card (SC), chip card, or integrated circuit card (ICC or IC card), is a card used to control access to a resource. It is typically a plastic credit card-sized card with an Embedded system, embedded integrated circuit (IC) chip. Many smart ...
. During
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, he worked in the German
V-2 rocket
The V2 (), with the technical name ''Aggregat (rocket family), Aggregat-4'' (A4), was the world's first long-range missile guidance, guided ballistic missile. The missile, powered by a liquid-propellant rocket engine, was developed during the S ...
program under
Wernher von Braun. From 1946 to 1950 he headed a group of 170 German scientists who were forced to work for the
Soviet rocketry program under
Sergei Korolev. After returning to
West Germany
West Germany was the common English name for the Federal Republic of Germany (FRG) from its formation on 23 May 1949 until German reunification, its reunification with East Germany on 3 October 1990. It is sometimes known as the Bonn Republi ...
in December 1953, he developed
data processing system
Data processing is the collection and manipulation of digital data to produce meaningful information. Data processing is a form of ''information processing'', which is the modification (processing) of information in any manner detectable by an o ...
s, contributed to early commercial applications of
computer science
Computer science is the study of computation, information, and automation. Computer science spans Theoretical computer science, theoretical disciplines (such as algorithms, theory of computation, and information theory) to Applied science, ...
and coined the German term "Informatik". In 1967 Gröttrup invented the smart card as a "forgery-proof key" for secure identification and
access control
In physical security and information security, access control (AC) is the action of deciding whether a subject should be granted or denied access to an object (for example, a place or a resource). The act of ''accessing'' may mean consuming ...
(ID card) or storage of a secure key, also including inductive coupling for
near-field communication (NFC). From 1970 he headed a start-up division of
Giesecke+Devrient for the development of
banknote processing systems and machine-readable security features.
Education
Helmut Gröttrup's father Johann Gröttrup (1881–1940) was a mechanical engineer. He worked full-time at the Bund der technischen Angestellten und Beamten (Butab), a federation for technical staff and officials of the social democratic trade union in Berlin. His mother Thérèse Gröttrup (1894–1981), born Elsen, was active in the peace movement. Johann Gröttrup lost his job in 1933 when the
Nazi Party
The Nazi Party, officially the National Socialist German Workers' Party ( or NSDAP), was a far-right politics, far-right political party in Germany active between 1920 and 1945 that created and supported the ideology of Nazism. Its precursor ...
came into power.
From 1935 to 1939 Helmut Gröttrup studied applied physics at the
Technische Hochschule in Charlottenburg (now
Technische Universität Berlin) and made his
thesis
A thesis (: theses), or dissertation (abbreviated diss.), is a document submitted in support of candidature for an academic degree or professional qualification presenting the author's research and findings.International Standard ISO 7144: D ...
with professor
Hans Geiger
Johannes Wilhelm Geiger ( , ; ; 30 September 1882 – 24 September 1945) was a German nuclear physicist. He is known as the inventor of the Geiger counter, a device used to detect ionizing radiation, and for carrying out the Rutherford scatt ...
, the co-inventor of the
Geiger counter. He also worked for
Manfred von Ardenne's research laboratory ''Forschungslaboratorium für Elektronenphysik''.
German rocketry program
From December 1939, Helmut Gröttrup worked in the German
V-2 rocket
The V2 (), with the technical name ''Aggregat (rocket family), Aggregat-4'' (A4), was the world's first long-range missile guidance, guided ballistic missile. The missile, powered by a liquid-propellant rocket engine, was developed during the S ...
program at the
Peenemünde Army Research Center with
Walter Dornberger and
Wernher von Braun. In December 1940, he was made department head under
Ernst Steinhoff for developing remote guidance and control systems.
Since October 1943 Gröttrup had been under
SD surveillance. A report stated that he, his wife Irmgard, Wernher von Braun, and his colleague
Klaus Riedel were said to have expressed regret at an engineer's house one evening that they were not working on a spaceship and that they felt the war was not going well; this was considered a "defeatist" attitude. A young female dentist who was an SS spy reported their comments. Combined with
Himmler's false charges that they were communist sympathizers and had attempted to sabotage the V-2 program, the
Gestapo
The (, ), Syllabic abbreviation, abbreviated Gestapo (), was the official secret police of Nazi Germany and in German-occupied Europe.
The force was created by Hermann Göring in 1933 by combining the various political police agencies of F ...
detained them on March 21, 1944,
and took them to a Gestapo cell in
Stettin
Szczecin ( , , ; ; ; or ) is the capital and largest city of the West Pomeranian Voivodeship in northwestern Poland. Located near the Baltic Sea and the German border, it is a major seaport, the largest city of northwestern Poland, and se ...
(now Szczecin, Poland), where they were held for two weeks without knowing the charges against them. Walter Dornberger and major
Hans Georg Klamroth, representative of counterintelligence at Peenemünde, obtained their conditional release so that the V-2 program could continue.
Soviet rocketry program
After
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, Gröttrup refused to join Wernher von Braun who contracted US missile development together with 120 high-level specialists from Peenemünde. This was because family members had to stay in Germany. Instead, in September 1945, Gröttrup decided to work for the reconstruction and manufacturing of the V-2 rockets as head of the
Büro Gröttrup in
Bleicherode in
Thuringia
Thuringia (; officially the Free State of Thuringia, ) is one of Germany, Germany's 16 States of Germany, states. With 2.1 million people, it is 12th-largest by population, and with 16,171 square kilometers, it is 11th-largest in area.
Er ...
within the
Soviet Occupation Zone. Although most of the rocket specialists were retained by the US in West Germany, he was able to attract outstanding scientists for work in Bleicherode, among them
Kurt Magnus, Werner Albring, Johannes Hoch, Waldemar Wolff to reconstruct the development documents of the V-2 rocket and improve the control system based on
gyroscope
A gyroscope (from Ancient Greek γῦρος ''gŷros'', "round" and σκοπέω ''skopéō'', "to look") is a device used for measuring or maintaining Orientation (geometry), orientation and angular velocity. It is a spinning wheel or disc in ...
for the
inertial navigation system
An inertial navigation system (INS; also inertial guidance system, inertial instrument) is a navigation device that uses motion sensors (accelerometers), rotation sensors (gyroscopes) and a computer to continuously calculate by dead reckoning th ...
.
In March 1946, he was appointed German head of ''Institut Nordhausen'' and, in May 1946, General Manager of the ''Zentralwerke'' which occupied more than 5,000 employees for the manufacturing of the V-2 rockets and included suppliers of the earlier
Mittelwerk, V-2 test sites and ''Institut Berlin'' for the reconstruction of the
Wasserfall surface-to-air missile.
Gröttrup worked under the supervision of
Sergei Korolev and
Boris Chertok who reported to the Soviet military government of Maj. Gen. Lev Gaidukov and
Dmitry Ustinov, the Minister of Armaments.
During the night on 22 October 1946, a selected group of around 200 German scientists and engineers - plus equipment - from the Zentralwerke were unexpectedly and forcibly (at gunpoint) moved to the USSR as part of
Operation Osoaviakhim by 92 trains with more than 2,300 German specialists including other domains of German technology. From 1946 until September 1950, Gröttrup headed the more than 170 German specialists working in
Podlipki in the north east section of Moscow as part of Korolev's
NII-88 and in Branch 1 of NII-88 on
Gorodomlya Island in Lake Seliger. The German team was indirectly overseen by Sergei Korolev, the "chief designer" of the
Soviet rocketry program. In September 1950, Gröttrup was discharged as head of the German team because he refused to continue work on other Soviet projects, and was replaced by Johannes Hoch and later Waldemar Wolff.
In 1947-48, Gröttrup and his team helped Korolev with the R-1 project, a recreation of the V-2 missile using Russian manufacturing and materials. At
Kapustin Yar
Kapustin Yar () is a Russian military training area and a rocket launch complex in Astrakhan Oblast, about 100 km east of Volgograd. It was established by the Soviet Union on 13 May 1946. In the beginning, Kapustin Yar used technology, material ...
, he helped Korolev supervise the
launching of 20 rebuilt V-2 rockets and analyze
failure causes. In October 1947 they succeeded for the first time. As a reality check on Korolev's missile proposals, official
Dmitriy Ustinov asked Gröttrup and his small team to design several improved missile systems, including the R-10 (G-1), R-12 (G-2), the R-14 (G-4), and the R-15 (G-5) which was similar to the
A9/A10 long range missile von Braun designed during the war. None of these projects went beyond the design stage. However, the theoretical work of the German scientists proposed improved solutions due to lack of material, and new ideas significantly contributed to the later success of
Soviet space program
The Soviet space program () was the state space program of the Soviet Union, active from 1951 until the dissolution of the Soviet Union in 1991. Contrary to its competitors (NASA in the United States, the European Space Agency in Western Euro ...
. Some ideas were incorporated in the R-2 and R-5 missile systems. The
launcher for
Sputnik 1
Sputnik 1 (, , ''Satellite 1''), sometimes referred to as simply Sputnik, was the first artificial Earth satellite. It was launched into an elliptical low Earth orbit by the Soviet Union on 4 October 1957 as part of the Soviet space program ...
's orbital flight in October 1957 was based on
R-7 Semyorka with a bundling (packeting) of a total of 20 engines with conical rocket bodies, as already proposed by the German scientists in 1949 in Gorodomlja. For political reasons, however, the contributions made by the German collective of rocket scientists to Soviet missile development have long been considered insignificant by the public in East and West.
Return to Germany
For secrecy reasons, German specialists were not allowed to work on important missile technologies after 1951, but they were kept in the USSR for a 1.5 year "cooling off" period so they could not give timely information to
British Intelligence or
American Intelligence. The majority of the Gorodomlya group was released in June 1952.
Fritz Karl Preikschat, who managed the high frequency lab under Gröttrup from 1946-1952 on Gorodomlya Island, and several other specialists made it to
West Germany
West Germany was the common English name for the Federal Republic of Germany (FRG) from its formation on 23 May 1949 until German reunification, its reunification with East Germany on 3 October 1990. It is sometimes known as the Bonn Republi ...
, and were interrogated as "defectors" by the
CIA and
MI6 (as part of the operation "Dragon Return" on the
Soviet rocketry program.
Gröttrup and twenty other German scientists (among them
Kurt Magnus, Karl-Joachim Umpfenbach) were kept until November 1953, based on their knowledge and Soviet concerns that they would move to West Germany. Gröttrup and his family returned to
East Germany
East Germany, officially known as the German Democratic Republic (GDR), was a country in Central Europe from Foundation of East Germany, its formation on 7 October 1949 until German reunification, its reunification with West Germany (FRG) on ...
on 22 November 1953, among the last group from Gorodomlya Island, and, within two weeks, escaped to
Cologne
Cologne ( ; ; ) is the largest city of the States of Germany, German state of North Rhine-Westphalia and the List of cities in Germany by population, fourth-most populous city of Germany with nearly 1.1 million inhabitants in the city pr ...
in
West Germany
West Germany was the common English name for the Federal Republic of Germany (FRG) from its formation on 23 May 1949 until German reunification, its reunification with East Germany on 3 October 1990. It is sometimes known as the Bonn Republi ...
with the support of British and American Intelligence. In the interrogations he reported the details of German studies and concepts of long-range missiles R-12 (G-2), the R-14 (G-4). The MI6 rated him as "the best-informed" of the German returnees from Gorodomlya and that he provided "useful pointers regarding parallel Russian developments".
which Korolev eventually demonstrated with successfully launching the
Sputnik 1
Sputnik 1 (, , ''Satellite 1''), sometimes referred to as simply Sputnik, was the first artificial Earth satellite. It was launched into an elliptical low Earth orbit by the Soviet Union on 4 October 1957 as part of the Soviet space program ...
satellite to orbit in November 1957.
Again, Helmut Gröttrup refused to work for the US missile program and, together with his family, was immediately put on the street.
Invention of the smart card
From 1954 to 1958, Gröttrup worked for
Standard Elektrik Lorenz in
Pforzheim
Pforzheim () is a List of cities and towns in Germany, city of over 125,000 inhabitants in the federal state of Baden-Württemberg, in the southwest of Germany.
It is known for its jewelry and watch-making industry, and as such has gained the ...
. He participated in developing the ER56, the first fully transistorized
data processing system
Data processing is the collection and manipulation of digital data to produce meaningful information. Data processing is a form of ''information processing'', which is the modification (processing) of information in any manner detectable by an o ...
in Germany. With this, he installed one of the first commercial applications of
data processing
Data processing is the collection and manipulation of digital data to produce meaningful information. Data processing is a form of ''information processing'', which is the modification (processing) of information in any manner detectable by an o ...
for managing the
logistics
Logistics is the part of supply chain management that deals with the efficient forward and reverse flow of goods, services, and related information from the point of origin to the Consumption (economics), point of consumption according to the ...
of
Quelle's mail-order business. In 1956, he and the German informatician
Karl Steinbuch coined the word
Informatik when they developed the ''Informatik-Anlage'' for Quelle's mail-order management, one of the earliest commercial applications of data processing. In 1959, he joined the Produktograph company of Joseph Mayr, which was later taken over by
Siemens & Halske, for production data acquisition and monitoring. In 1965, he formed a company called ''DATEGE'' in the data processing industry. In February 1966, he filed the
patent application "Identification Switch" for releasing a tapping process at a petrol station.
In February 1967, Gröttrup introduced the idea of incorporating an
integrated circuit
An integrated circuit (IC), also known as a microchip or simply chip, is a set of electronic circuits, consisting of various electronic components (such as transistors, resistors, and capacitors) and their interconnections. These components a ...
chip onto a plastic carrier and filed the patent DE1574074 in
West Germany
West Germany was the common English name for the Federal Republic of Germany (FRG) from its formation on 23 May 1949 until German reunification, its reunification with East Germany on 3 October 1990. It is sometimes known as the Bonn Republi ...
for a tamper-proof identification switch based on a
semiconductor device
A semiconductor device is an electronic component that relies on the electronic properties of a semiconductor material (primarily silicon, germanium, and gallium arsenide, as well as organic semiconductors) for its function. Its conductivit ...
. The parallel application DE1574075 described contactless communication via inductive coupling which became the basis for near-field communication (NFC) and
radio-frequency identification
Radio-frequency identification (RFID) uses electromagnetic fields to automatically Automatic identification system, identify and Tracking system, track tags attached to objects. An RFID system consists of a tiny radio transponder called a tag, ...
(RFID) technology. The
German Patent and Trade Mark Office has acknowledged these patent applications as the invention of the smart card. The primary use of the invention intended to provide identification by individual copy-protected keys for releasing the tapping process at unmanned gas stations or
ID Card applications. In September 1968, Gröttrup, together with
Jürgen Dethloff as an investor, filed further patents for this identification switch, first in
Austria
Austria, formally the Republic of Austria, is a landlocked country in Central Europe, lying in the Eastern Alps. It is a federation of nine Federal states of Austria, states, of which the capital Vienna is the List of largest cities in Aust ...
and in 1969 as subsequent applications in West Germany (DE1945777), the United States (US3678250 and US3678250), Great Britain (GB1317915
and GB1318850
), and other countries.
Banknote processing
In 1970,
Giesecke & Devrient (G&D) took over DATEGE and founded the ''Gesellschaft für Automation und Organisation (GAO)''. Gröttrup was managing director in charge of developing machine-readable security features to prevent
counterfeit money together with half- and fully automated banknote processing systems (such as ISS 300 and ISS/BPS 3000). The Banknote Processing division (since April 2018 ''G+D Currency Technology'') has become the world market leader for
banknote processing equipment since the mid-1990s and has developed single note inspection systems for banknote printing companies. In 1979, G&D presented the first smart card which later became the basic product of ''G+D Mobile Security''.
Gröttrup retired in 1980.
File:Helmut Gröttrup in Bremen 1958.jpg, Helmut Gröttrup explaining the basic principles of rockets (1958)
File:ISS 300 Funktionskontrollmuster gebaut 1974.jpg, Functional prototype of Giesecke & Devrient's first banknote processing system ISS 300 (1974)
File:ISS 300 Funktionskontrollmuster Sensorstrecke gebaut 1974.jpg, Sensor section of ISS 300 prototype (1974)
File:Banknote Processing System ISS 300PS.jpg, Banknote Processing System ISS 300PS exhibited at Deutsches Museum
The Deutsches Museum (''German Museum'', officially (English: ''German Museum of Masterpieces of Science and Technology'')) in Munich, Germany, is the world's largest museum of science museum, science and technology museum, technology, with a ...
, Munich (1986)
File:1979 erste G&D-Chipkarte (8 Kontakte).jpg, First smart card manufactured by Giesecke & Devrient in 1979
Publications
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See also
*
Space Race
The Space Race (, ) was a 20th-century competition between the Cold War rivals, the United States and the Soviet Union, to achieve superior spaceflight capability. It had its origins in the ballistic missile-based nuclear arms race between t ...
References
Further reading
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* Includes supplement "Archival Findings on the Activities of the German Rocket Specialists on Gorodomlya Island from 1946-1953.
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External links
History of Gorodomlya Island
{{DEFAULTSORT:Grottrup, Helmut
1916 births
1981 deaths
German rocket scientists
German aerospace engineers
German spaceflight pioneers
Soviet spaceflight pioneers
Engineers from Cologne
V-weapons people
20th-century German inventors
Smart cards
German expatriates in the Soviet Union
Prisoners and detainees of Germany
Technische Universität Berlin alumni