The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived
Qin dynasty
The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
(221–207 BC) and a warring
interregnum
An interregnum (plural interregna or interregnums) is a period of discontinuity or "gap" in a government, organization, or social order. Archetypally, it was the period of time between the reign of one monarch and the next (coming from Latin '' ...
known as the ChuHan contention (206–202 BC), and it was succeeded by the
Three Kingdoms
The Three Kingdoms () from 220 to 280 AD was the tripartite division of China among the dynastic states of Cao Wei, Shu Han, and Eastern Wu. The Three Kingdoms period was preceded by the Han dynasty#Eastern Han, Eastern Han dynasty and wa ...
period (220–280 AD). The dynasty was briefly interrupted by the
Xin dynasty
The Xin dynasty (; ), also known as Xin Mang () in Chinese historiography, was a short-lived Chinese imperial dynasty which lasted from 9 to 23 AD, established by the Han dynasty consort kin Wang Mang, who usurped the throne of the Emperor Ping ...
regent
A regent (from Latin : ruling, governing) is a person appointed to govern a state ''pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy, ...
Wang Mang
Wang Mang () (c. 45 – 6 October 23 CE), courtesy name Jujun (), was the founder and the only emperor of the short-lived Chinese Xin dynasty. He was originally an official and consort kin of the Han dynasty and later seized the thro ...
, and is thus separated into two periods—the Western Han (202 BC – 9 AD) and the Eastern Han (25–220 AD). Spanning over four centuries, the Han dynasty is considered a golden age in Chinese history, and it has influenced the identity of the Chinese civilization ever since. Modern China's majority ethnic group refers to themselves as the "
Han people
The Han Chinese () or Han people (), are an East Asian ethnic group native to China. They constitute the world's largest ethnic group, making up about 18% of the global population and consisting of various subgroups speaking distinctive v ...
written Chinese
Written Chinese () comprises Chinese characters used to represent the Chinese language. Chinese characters do not constitute an alphabet or a compact syllabary. Rather, the writing system is roughly logosyllabic; that is, a character generally re ...
The emperor
''The'' () is a grammatical article in English, denoting persons or things that are already or about to be mentioned, under discussion, implied or otherwise presumed familiar to listeners, readers, or speakers. It is the definite article in E ...
was at the pinnacle of Han society. He presided over the Han government but shared power with both the nobility and appointed ministers who came largely from the scholarly gentry class. The Han Empire was divided into areas directly controlled by the central government called
commanderies
In the Middle Ages, a commandery (rarely commandry) was the smallest administrative division of the European landed properties of a military order. It was also the name of the house where the knights of the commandery lived.Anthony Luttrell and Gr ...
, as well as a number of semi-autonomous kingdoms. These kingdoms gradually lost all vestiges of their independence, particularly following the Rebellion of the Seven States. From the reign of Emperor Wu ( BC) onward, the Chinese court officially sponsored
Confucianism
Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China. Variously described as tradition, a philosophy, a religion, a humanistic or rationalistic religion, a way of governing, or ...
in education and court politics, synthesized with the
cosmology
Cosmology () is a branch of physics and metaphysics dealing with the nature of the universe. The term ''cosmology'' was first used in English in 1656 in Thomas Blount's ''Glossographia'', and in 1731 taken up in Latin by German philosophe ...
of later scholars such as Dong Zhongshu. This policy endured until the fall of the
Qing dynasty
The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-speak ...
Zhou dynasty
The Zhou dynasty ( ; Old Chinese ( B&S): *''tiw'') was a royal dynasty of China that followed the Shang dynasty. Having lasted 789 years, the Zhou dynasty was the longest dynastic regime in Chinese history. The military control of China by ...
( BC). The coinage issued by the central government mint in 119 BC remained the standard coinage of China until the
Tang dynasty
The Tang dynasty (, ; zh, t= ), or Tang Empire, was an imperial dynasty of China that ruled from 618 to 907 AD, with an interregnum between 690 and 705. It was preceded by the Sui dynasty and followed by the Five Dynasties and Ten Kingdo ...
(618–907 AD). The period saw a number of limited institutional innovations. To finance its military campaigns and the settlement of newly conquered frontier territories, the Han government
nationalized
Nationalization (nationalisation in British English) is the process of transforming privately-owned assets into public assets by bringing them under the public ownership of a national government or state. Nationalization usually refers to priv ...
the private salt and iron industries in 117 BC, though these government monopolies were later repealed during the Eastern Han dynasty. Science and technology during the Han period saw significant advances, including the process of papermaking, the nautical steering ship
rudder
A rudder is a primary control surface used to steer a ship, boat, submarine, hovercraft, aircraft, or other vehicle that moves through a fluid medium (generally air or water). On an aircraft the rudder is used primarily to counter adverse yaw a ...
, the use of
negative number
In mathematics, a negative number represents an opposite. In the real number system, a negative number is a number that is inequality (mathematics), less than 0 (number), zero. Negative numbers are often used to represent the magnitude of a loss ...
armillary sphere
An armillary sphere (variations are known as spherical astrolabe, armilla, or armil) is a model of objects in the sky (on the celestial sphere), consisting of a spherical framework of rings, centered on Earth or the Sun, that represent lines ...
for
astronomy
Astronomy () is a natural science that studies astronomical object, celestial objects and phenomena. It uses mathematics, physics, and chemistry in order to explain their origin and chronology of the Universe, evolution. Objects of interest ...
, and a
seismometer
A seismometer is an instrument that responds to ground noises and shaking such as caused by earthquakes, volcanic eruptions, and explosions. They are usually combined with a timing device and a recording device to form a seismograph. The outp ...
employing an
inverted pendulum
An inverted pendulum is a pendulum that has its center of mass above its pivot point. It is unstable and without additional help will fall over. It can be suspended stably in this inverted position by using a control system to monitor the a ...
that could be used to discern the cardinal direction of distant earthquakes.
The Han dynasty is known for the many conflicts it had with the Xiongnu, a nomadic
steppe
In physical geography, a steppe () is an ecoregion characterized by grassland plains without trees apart from those near rivers and lakes.
Steppe biomes may include:
* the montane grasslands and shrublands biome
* the temperate grasslan ...
confederation to the dynasty's north. The Xiongnu initially had the upper hand in these conflicts. They defeated the Han in 200 BC and forced the Han to submit as a ''de facto'' inferior and vassal partner for several decades, while continuing their military raids on the dynasty's borders. This changed in 133 BC, during the reign of Emperor Wu, when Han forces began a series of intensive military campaigns and operations against the Xiongnu. The Han ultimately defeated the Xiongnu in these campaigns, and the Xiongnu were forced to accept vassal status as Han tributaries. Additionally, the campaigns brought the Hexi Corridor and the
Tarim Basin
The Tarim Basin is an endorheic basin in Northwest China occupying an area of about and one of the largest basins in Northwest China.Chen, Yaning, et al. "Regional climate change and its effects on river runoff in the Tarim Basin, China." Hyd ...
of
Central Asia
Central Asia, also known as Middle Asia, is a region of Asia that stretches from the Caspian Sea in the west to western China and Mongolia in the east, and from Afghanistan and Iran in the south to Russia in the north. It includes the former ...
under Han control, split the Xiongnu into two separate confederations, and helped establish the vast trade network known as the Silk Road, which reached as far as the Mediterranean world. The territories north of Han's borders were later overrun by the nomadic
Xianbei
The Xianbei (; ) were a Proto-Mongolic ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. They originated from the Donghu people who splintered into t ...
Korean Peninsula
Korea ( ko, 한국, or , ) is a peninsular region in East Asia. Since 1945, it has been divided at or near the 38th parallel, with North Korea (Democratic People's Republic of Korea) comprising its northern half and South Korea (Republic ...
eunuchs
A eunuch ( ) is a male who has been castration, castrated. Throughout history, castration often served a specific social function.
The earliest records for intentional castration to produce eunuchs are from the Sumerian city of Lagash in the 2n ...
increasingly involved themselves in the dynasty's court politics, engaging in violent power struggles between the various consort clans of the empresses and empresses dowager, causing the Han's ultimate downfall. Imperial authority was also seriously challenged by large Daoist religious societies which instigated the
Yellow Turban Rebellion
The Yellow Turban Rebellion, alternatively translated as the Yellow Scarves Rebellion, was a peasant revolt in China against the Eastern Han dynasty. The uprising broke out in 184 CE during the reign of Emperor Ling. Although the main rebelli ...
and the
Five Pecks of Rice Rebellion
The Way of the Five Pecks of Rice () or the Way of the Celestial Master, commonly abbreviated to simply The Celestial Masters, was a Chinese Taoist movement founded by the first Celestial Master Zhang Daoling in 142 CE. At its height, the mov ...
military officers
An officer is a person who holds a position of authority as a member of an armed force or uniformed service.
Broadly speaking, "officer" means a commissioned officer, a non-commissioned officer, or a warrant officer. However, absent conte ...
, allowing members of the aristocracy and military governors to become warlords and divide the empire. When
Cao Pi
Cao Pi () ( – 29 June 226), courtesy name Zihuan, was the first emperor of the state of Cao Wei in the Three Kingdoms period of China. He was the second son of Cao Cao, a warlord who lived in the late Eastern Han dynasty, but the eldest son ...
, king of
Wei
Wei or WEI may refer to:
States
* Wey (state) (衛, 1040–209 BC), Wei in pinyin, but spelled Wey to distinguish from the bigger Wei of the Warring States
* Wei (state) (魏, 403–225 BC), one of the seven major states of the Warring States per ...
, usurped the throne from Emperor Xian, the Han dynasty ceased to exist.
Etymology
According to the ''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese his ...
'', after the collapse of the
Qin dynasty
The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
Hanzhong
Hanzhong (; abbreviation: Han) is a prefecture-level city in the southwest of Shaanxi province, China, bordering the provinces of Sichuan to the south and Gansu to the west.
The founder of the Han dynasty, Liu Bang, was once enfeoffed as t ...
, named after its location on the Han River (in modern southwest Shaanxi). Following Liu Bang's victory in the Chu–Han Contention, the resulting Han dynasty was named after the Hanzhong fief.
Qin dynasty
The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
(221–207 BC). The Qin united the Chinese Warring States by conquest, but their regime became unstable after the death of the first emperor
Qin Shi Huang
Qin Shi Huang (, ; 259–210 BC) was the founder of the Qin dynasty and the first emperor of a unified China. Rather than maintain the title of "king" ( ''wáng'') borne by the previous Shang and Zhou rulers, he ruled as the First Emperor ( ...
. Within four years, the dynasty's authority had collapsed in the face of rebellion. Two former rebel leaders, Xiang Yu (d. 202 BC) of
Chu
Chu or CHU may refer to:
Chinese history
* Chu (state) (c. 1030 BC–223 BC), a state during the Zhou dynasty
* Western Chu (206 BC–202 BC), a state founded and ruled by Xiang Yu
* Chu Kingdom (Han dynasty) (201 BC–70 AD), a kingdom of the Ha ...
and Liu Bang (d. 195 BC) of Han, engaged in a war to decide who would become hegemon of China, which had fissured into
18 kingdoms
The historiographical term "Eighteen Kingdoms" ( zh, t=十八國), also translated to as "Eighteen States", refers to the eighteen ''fengjian'' states in China created by military leader Xiang Yu in 206 BCE, after the collapse of the Qin dynasty. ...
, each claiming allegiance to either Xiang Yu or Liu Bang. Although Xiang Yu proved to be an effective commander, Liu Bang defeated him at the Battle of Gaixia (202 BC), in modern-day Anhui. Liu Bang assumed the title "emperor" (''huangdi'') at the urging of his followers and is known posthumously as Emperor Gaozu ( BC).
Chang'an
Chang'an (; ) is the traditional name of Xi'an. The site had been settled since Neolithic times, during which the Yangshao culture was established in Banpo, in the city's suburbs. Furthermore, in the northern vicinity of modern Xi'an, Qin ...
(known today as Xi'an) was chosen as the new capital of the reunified empire under Han.
At the beginning of the Western Han (), also known as the Former Han () dynasty, thirteen centrally-controlled
commanderies
In the Middle Ages, a commandery (rarely commandry) was the smallest administrative division of the European landed properties of a military order. It was also the name of the house where the knights of the commandery lived.Anthony Luttrell and Gr ...
—including the capital region—existed in the western third of the empire, while the eastern two-thirds were divided into ten semi-autonomous kingdoms. To placate his prominent commanders from the war with Chu, Emperor Gaozu
enfeoffed
In the Middle Ages, especially under the European feudal system, feoffment or enfeoffment was the deed by which a person was given land in exchange for a pledge of service. This mechanism was later used to avoid restrictions on the passage of ...
some of them as kings.
By 196 BC, the Han court had replaced all but one of these kings (the exception being in
Changsha
Changsha (; ; ; Changshanese pronunciation: (), Standard Mandarin pronunciation: ) is the capital and the largest city of Hunan Province of China. Changsha is the 17th most populous city in China with a population of over 10 million, and th ...
) with royal Liu family members, since the loyalty of non-relatives to the throne was questioned. After several insurrections by Han kings—the largest being the Rebellion of the Seven States in 154 BC—the imperial court enacted a series of reforms beginning in 145 BC limiting the size and power of these kingdoms and dividing their former territories into new centrally-controlled commanderies. Kings were no longer able to appoint their own staff; this duty was assumed by the imperial court. Kings became nominal heads of their
fief
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an overlord to a vassal, who held it in fealty or "in fee" in return for a form of f ...
s and collected a portion of tax revenues as their personal incomes. The kingdoms were never entirely abolished and existed throughout the remainder of Western and Eastern Han.
To the north of
China proper
China proper, Inner China, or the Eighteen Provinces is a term used by some Western writers in reference to the "core" regions of the Manchu-led Qing dynasty of China. This term is used to express a distinction between the "core" regions pop ...
, the nomadic Xiongnu chieftain Modu Chanyu ( BC) conquered various tribes inhabiting the eastern portion of the
Eurasian Steppe
The Eurasian Steppe, also simply called the Great Steppe or the steppes, is the vast steppe ecoregion of Eurasia in the temperate grasslands, savannas and shrublands biome. It stretches through Hungary, Bulgaria, Romania, Moldova and Tra ...
. By the end of his reign, he controlled
Manchuria
Manchuria is an exonym (derived from the endo demonym "Manchu") for a historical and geographic region in Northeast Asia encompassing the entirety of present-day Northeast China (Inner Manchuria) and parts of the Russian Far East ( Outer ...
,
Mongolia
Mongolia; Mongolian script: , , ; lit. "Mongol Nation" or "State of Mongolia" () is a landlocked country in East Asia, bordered by Russia to the north and China to the south. It covers an area of , with a population of just 3.3 millio ...
, and the
Tarim Basin
The Tarim Basin is an endorheic basin in Northwest China occupying an area of about and one of the largest basins in Northwest China.Chen, Yaning, et al. "Regional climate change and its effects on river runoff in the Tarim Basin, China." Hyd ...
, subjugating over twenty states east of
Samarkand
fa, سمرقند
, native_name_lang =
, settlement_type = City
, image_skyline =
, image_caption = Clockwise from the top: Registan square, Shah-i-Zinda necropolis, Bibi-Khanym Mosque, view inside Shah-i-Zi ...
. Emperor Gaozu was troubled about the abundant Han-manufactured iron weapons traded to the Xiongnu along the northern borders, and he established a trade embargo against the group.
In retaliation, the Xiongnu invaded what is now
Shanxi
Shanxi (; ; formerly romanised as Shansi) is a landlocked province of the People's Republic of China and is part of the North China region. The capital and largest city of the province is Taiyuan, while its next most populated prefecture-lev ...
province, where they defeated the Han forces at Baideng in 200 BC. After negotiations, the '' heqin'' agreement in 198 BC nominally held the leaders of the Xiongnu and the Han as equal partners in a royal marriage alliance, but the Han were forced to send large amounts of tribute items such as
silk
Silk is a natural protein fiber, some forms of which can be woven into textiles. The protein fiber of silk is composed mainly of fibroin and is produced by certain insect larvae to form cocoons. The best-known silk is obtained from the ...
clothes, food, and wine to the Xiongnu.
Despite the tribute and negotiation between Laoshang Chanyu ( BC) and Emperor Wen ( BC) to reopen border markets, many of the Chanyu's Xiongnu subordinates chose not to obey the treaty and periodically raided Han territories south of the Great Wall for additional goods. In a court conference assembled by Emperor Wu ( BC) in 135 BC, the majority consensus of the ministers was to retain the ''heqin'' agreement. Emperor Wu accepted this, despite continuing Xiongnu raids.
However, a court conference the following year convinced the majority that a limited engagement at Mayi involving the assassination of the Chanyu would throw the Xiongnu realm into chaos and benefit the Han. When this plot failed in 133 BC, Emperor Wu launched a series of massive military invasions into Xiongnu territory. The assault culminated in 119 BC at the Battle of Mobei, when Han commanders Huo Qubing (d. 117 BC) and Wei Qing (d. 106 BC) forced the Xiongnu court to flee north of the Gobi Desert, and Han forces reached as far north as
Lake Baikal
Lake Baikal (, russian: Oзеро Байкал, Ozero Baykal ); mn, Байгал нуур, Baigal nuur) is a rift lake in Russia. It is situated in southern Siberia, between the Federal subjects of Russia, federal subjects of Irkutsk Oblast, I ...
.
After Wu's reign, Han forces continued to fight the Xiongnu. The Xiongnu leader Huhanye Chanyu ( BC) finally submitted to the Han as a tributary vassal in 51 BC. Huhanye's rival claimant to the throne,
Zhizhi Chanyu
Zhizhi or Chi-Chi (, from Old Chinese (58 BCE): *''tśit-kie'' < *''tit-ke'';Schuessler 2014, p. 277 died 36 BCE), also known as Jzh-jzh, was a
Chen Tang
Chen Tang (), born in Jining, Shandong, was a Han dynasty Chinese general famous for his battle against Zhizhi in 36 BC during the Han–Xiongnu War.
Battle of Zhizhi
At approximately 36 BC, the governor of the Western Regions was Gan Ya ...
Taraz
Taraz ( kz, Тараз, تاراز, translit=Taraz ; known to Europeans as Talas) is a city and the administrative center of Jambyl Region in Kazakhstan, located on the Talas (Taraz) River in the south of the country near the border with Kyrgyz ...
,
Kazakhstan
Kazakhstan, officially the Republic of Kazakhstan, is a transcontinental country located mainly in Central Asia and partly in Eastern Europe. It borders Russia
Russia (, , ), or the Russian Federation, is a transcontinental coun ...
.
In 121 BC, Han forces expelled the Xiongnu from a vast territory spanning the Hexi Corridor to Lop Nur. They repelled a joint Xiongnu- Qiang invasion of this northwestern territory in 111 BC. In that same year, the Han court established four new frontier commanderies in this region to consolidate their control: Jiuquan, Zhangyi, Dunhuang, and Wuwei. The majority of people on the frontier were soldiers. On occasion, the court forcibly moved peasant farmers to new frontier settlements, along with government-owned slaves and convicts who performed hard labor. The court also encouraged
commoner
A commoner, also known as the ''common man'', ''commoners'', the ''common people'' or the ''masses'', was in earlier use an ordinary person in a community or nation who did not have any significant social status, especially a member of neither ...
s, such as farmers, merchants, landowners, and hired laborers, to voluntarily migrate to the frontier.
Even before the Han's expansion into Central Asia, diplomat Zhang Qian's travels from 139 to 125 BC had established Chinese contacts with many surrounding civilizations. Zhang encountered Dayuan (
Fergana
Fergana ( uz, Fargʻona/Фарғона, ), or Ferghana, is a district-level city and the capital of Fergana Region in eastern Uzbekistan. Fergana is about 420 km east of Tashkent, about 75 km west of Andijan, and less than 20 km ...
Bactria
Bactria (; Bactrian: , ), or Bactriana, was an ancient region in Central Asia in Amu Darya's middle stream, stretching north of the Hindu Kush, west of the Pamirs and south of the Gissar range, covering the northern part of Afghanistan, so ...
, formerly the
Greco-Bactrian Kingdom
The Bactrian Kingdom, known to historians as the Greco-Bactrian Kingdom or simply Greco-Bactria, was a Hellenistic-era Greek state, and along with the Indo-Greek Kingdom, the easternmost part of the Hellenistic world in Central Asia and the Ind ...
); he also gathered information on Shendu ( Indus River valley of
North India
North India is a loosely defined region consisting of the northern part of India. The dominant geographical features of North India are the Indo-Gangetic Plain and the Himalayas, which demarcate the region from the Tibetan Plateau and Centr ...
) and Anxi (the
Parthian Empire
The Parthian Empire (), also known as the Arsacid Empire (), was a major Iranian political and cultural power in ancient Iran from 247 BC to 224 AD. Its latter name comes from its founder, Arsaces I, who led the Parni tribe in conq ...
). All of these countries eventually received Han embassies. These connections marked the beginning of the Silk Road trade network that extended to the
Roman Empire
The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post- Republican period of ancient Rome. As a polity, it included large territorial holdings around the Medite ...
city-state
A city-state is an independent sovereign city which serves as the center of political, economic, and cultural life over its contiguous territory. They have existed in many parts of the world since the dawn of history, including cities such as ...
Guangdong
Guangdong (, ), alternatively romanized as Canton or Kwangtung, is a coastal province in South China on the north shore of the South China Sea. The capital of the province is Guangzhou. With a population of 126.01 million (as of 2020 ...
Yunnan
Yunnan , () is a landlocked province in the southwest of the People's Republic of China. The province spans approximately and has a population of 48.3 million (as of 2018). The capital of the province is Kunming. The province borders the ...
was brought into the Han realm with the conquest of the Dian Kingdom in 109 BC, followed by parts of the
Korean Peninsula
Korea ( ko, 한국, or , ) is a peninsular region in East Asia. Since 1945, it has been divided at or near the 38th parallel, with North Korea (Democratic People's Republic of Korea) comprising its northern half and South Korea (Republic ...
Xuantu Commandery
Xuantu Commandery (; ko, 현도군) was a commandery of the Chinese Han dynasty. It was one of Four Commanderies of Han, established in 107 BCE in the northern Korean Peninsula and part of the Liaodong Peninsula, after the Han dynasty conquer ...
census
A census is the procedure of systematically acquiring, recording and calculating information about the members of a given population. This term is used mostly in connection with national population and housing censuses; other common censuses in ...
taken in 2 AD, the population was registered as having 57,671,400 individuals in 12,366,470 households.
To pay for his military campaigns and colonial expansion, Emperor Wu
nationalized
Nationalization (nationalisation in British English) is the process of transforming privately-owned assets into public assets by bringing them under the public ownership of a national government or state. Nationalization usually refers to priv ...
several private industries. He created central government monopolies administered largely by former merchants. These monopolies included salt,
iron
Iron () is a chemical element with symbol Fe (from la, ferrum) and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, right in ...
, and
liquor
Liquor (or a spirit) is an alcoholic drink produced by distillation of grains, fruits, vegetables, or sugar, that have already gone through alcoholic fermentation. Other terms for liquor include: spirit drink, distilled beverage or ha ...
production, as well as bronze-coin currency. The liquor monopoly lasted only from 98 to 81 BC, and the salt and iron monopolies were eventually abolished in the early Eastern Han. The issuing of coinage remained a central government monopoly throughout the rest of the Han dynasty.
The government monopolies were eventually repealed when a political faction known as the Reformists gained greater influence in the court. The Reformists opposed the Modernist faction that had dominated court politics in Emperor Wu's reign and during the subsequent regency of Huo Guang (d. 68 BC). The Modernists argued for an aggressive and expansionary foreign policy supported by revenues from heavy government intervention in the private economy. The Reformists, however, overturned these policies, favoring a cautious, non-expansionary approach to foreign policy, frugal
budget
A budget is a calculation play, usually but not always financial, for a defined period, often one year or a month. A budget may include anticipated sales volumes and revenues, resource quantities including time, costs and expenses, environme ...
reform, and lower tax-rates imposed on private entrepreneurs.
Wang Mang's reign and civil war
Wang Zhengjun (71 BC – 13 AD) was first empress, then empress dowager, and finally grand empress dowager during the reigns of the Emperors Yuan ( BC), Cheng ( BC), and Ai ( BC), respectively. During this time, a succession of her male relatives held the title of regent. Following the death of Ai, Wang Zhengjun's nephew
Wang Mang
Wang Mang () (c. 45 – 6 October 23 CE), courtesy name Jujun (), was the founder and the only emperor of the short-lived Chinese Xin dynasty. He was originally an official and consort kin of the Han dynasty and later seized the thro ...
(45 BC – 23 AD) was appointed regent as Marshall of State on 16 August under Emperor Ping ( AD).
When Ping died on 3 February 6 AD, Ruzi Ying (d. 25 AD) was chosen as the heir and Wang Mang was appointed to serve as acting emperor for the child. Wang promised to relinquish his control to Liu Ying once he came of age. Despite this promise, and against protest and revolts from the nobility, Wang Mang claimed on 10 January that the divine
Mandate of Heaven
The Mandate of Heaven () is a Chinese political philosophy that was used in ancient and imperial China to legitimize the rule of the King or Emperor of China. According to this doctrine, heaven (天, '' Tian'') – which embodies the natur ...
called for the end of the Han dynasty and the beginning of his own: the
Xin dynasty
The Xin dynasty (; ), also known as Xin Mang () in Chinese historiography, was a short-lived Chinese imperial dynasty which lasted from 9 to 23 AD, established by the Han dynasty consort kin Wang Mang, who usurped the throne of the Emperor Ping ...
(9–23 AD).
Wang Mang initiated a series of major reforms that were ultimately unsuccessful. These reforms included outlawing slavery, nationalizing land to equally distribute between households, and introducing new currencies, a change which debased the value of coinage. Although these reforms provoked considerable opposition, Wang's regime met its ultimate downfall with the massive floods of AD and 11 AD. Gradual silt buildup in the
Yellow River
The Yellow River or Huang He (Chinese: , Mandarin: ''Huáng hé'' ) is the second-longest river in China, after the Yangtze River, and the sixth-longest river system in the world at the estimated length of . Originating in the Bayan ...
had raised its water level and overwhelmed the flood control works. The Yellow River split into two new branches: one emptying to the north and the other to the south of the Shandong Peninsula, though Han engineers managed to dam the southern branch by 70 AD.
The flood dislodged thousands of peasant farmers, many of whom joined roving bandit and rebel groups such as the Red Eyebrows to survive. Wang Mang's armies were incapable of quelling these enlarged rebel groups. Eventually, an insurgent mob forced their way into the Weiyang Palace and killed Wang Mang.
The Gengshi Emperor ( AD), a descendant of Emperor Jing ( BC), attempted to restore the Han dynasty and occupied Chang'an as his capital. However, he was overwhelmed by the Red Eyebrow rebels who deposed, assassinated, and replaced him with the puppet monarch Liu Penzi. Gengshi's distant cousin Liu Xiu, known posthumously as Emperor Guangwu ( AD), after distinguishing himself at the Battle of Kunyang in 23 AD, was urged to succeed Gengshi as emperor.
Under Guangwu's rule the Han Empire was restored. Guangwu made
Luoyang
Luoyang is a city located in the confluence area of Luo River (Henan), Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the ...
his capital in 25 AD, and by 27 AD his officers
Deng Yu
Deng Yu (2–58 CE), courtesy name Zhonghua, was a Chinese statesman and military commander of the early Eastern Han dynasty who was instrumental in Emperor Guangwu's reunification of China. Although acquainted during his childhood with Liu Xiu, ...
and Feng Yi had forced the Red Eyebrows to surrender and executed their leaders for
treason
Treason is the crime of attacking a state authority to which one owes allegiance. This typically includes acts such as participating in a war against one's native country, attempting to overthrow its government, spying on its military, its diplo ...
. From 26 until 36 AD, Emperor Guangwu had to wage war against other regional warlords who claimed the title of emperor; when these warlords were defeated, China reunified under the Han.
The period between the foundation of the Han dynasty and Wang Mang's reign is known as the Western Han () or Former Han () (206 BC – 9 AD). During this period the capital was at
Chang'an
Chang'an (; ) is the traditional name of Xi'an. The site had been settled since Neolithic times, during which the Yangshao culture was established in Banpo, in the city's suburbs. Furthermore, in the northern vicinity of modern Xi'an, Qin ...
(modern
Xi'an
Xi'an ( , ; ; Chinese: ), frequently spelled as Xian and also known by #Name, other names, is the list of capitals in China, capital of Shaanxi, Shaanxi Province. A Sub-provincial division#Sub-provincial municipalities, sub-provincial city o ...
). From the reign of Guangwu the capital was moved eastward to Luoyang. The era from his reign until the fall of Han is known as the Eastern Han or Later Han (25–220 AD).
Eastern Han
The Eastern Han (), also known as the Later Han (), formally began on 5 August AD 25, when Liu Xiu became Emperor Guangwu of Han. During the widespread rebellion against
Wang Mang
Wang Mang () (c. 45 – 6 October 23 CE), courtesy name Jujun (), was the founder and the only emperor of the short-lived Chinese Xin dynasty. He was originally an official and consort kin of the Han dynasty and later seized the thro ...
, the state of
Goguryeo
Goguryeo (37 BC–668 AD) ( ) also called Goryeo (), was a Korean kingdom located in the northern and central parts of the Korean Peninsula and the southern and central parts of Northeast China. At its peak of power, Goguryeo controlled mos ...
Vietnam
Vietnam or Viet Nam ( vi, Việt Nam, ), officially the Socialist Republic of Vietnam,., group="n" is a country in Southeast Asia, at the eastern edge of mainland Southeast Asia, with an area of and population of 96 million, making it ...
rebelled against Han in AD 40. Their rebellion was crushed by Han general
Ma Yuan Ma Yuan may refer to:
* Ma Yuan (Han dynasty) (馬援; 14 BC – 49 AD), general of the Han dynasty
* Ma Yuan (painter) (馬遠; 1160–1225), painter of the Song dynasty
* Ma Yuan (judge) (馬原), a former Vice President of the Supreme People's ...
(d. AD 49) in a campaign from AD 42–43. Wang Mang renewed hostilities against the Xiongnu, who were estranged from Han until their leader Bi (比), a rival claimant to the throne against his cousin Punu (蒲奴), submitted to Han as a tributary vassal in AD 50. This created two rival Xiongnu states: the Southern Xiongnu led by Bi, an ally of Han, and the Northern Xiongnu led by Punu, an enemy of Han.
During the turbulent reign of Wang Mang, China lost control over the Tarim Basin, which was conquered by the Northern Xiongnu in AD 63 and used as a base to invade the Hexi Corridor in Gansu. Dou Gu (d. 88 AD) defeated the Northern Xiongnu at the Battle of Yiwulu in AD 73, evicting them from Turpan and chasing them as far as Lake Barkol before establishing a garrison at Hami. After the new Protector General of the Western Regions Chen Mu (d. AD 75) was killed by allies of the Xiongnu in
Karasahr
Karasahr or Karashar ( ug, قاراشەھەر, Qarasheher, 6=Қарашәһәр), which was originally known, in the Tocharian languages as ''Ārśi'' (or Arshi) and Agni or the Chinese derivative Yanqi ( zh, s=焉耆, p=Yānqí, w=Yen-ch'i), is a ...
and
Kucha
Kucha, or Kuche (also: ''Kuçar'', ''Kuchar''; ug, كۇچار, Кучар; zh, t= 龜茲, p=Qiūcí, zh, t= 庫車, p=Kùchē; sa, कूचीन, translit=Kūcīna), was an ancient Buddhist kingdom located on the branch of the Silk Road ...
, the garrison at Hami was withdrawn.
At the
Battle of Ikh Bayan
The Battle of Altai Mountains (), was a major expedition launched against the Northern Xiongnu by the Han Dynasty in June AD 89. The battle was a success for the Han under Dou Xian (d. AD 92).''Book of Later Han'', vols. 04, 19, 23, 88, 89, ...
Ili River
The Ili ( ug, ئىلى دەرياسى, Ili deryasi, Ili dəryasi, 6=Или Дәряси; kk, Ile, ; russian: Или; zh, c=伊犁河, p=Yīlí Hé, dng, Йили хә, Xiao'erjing: اِلِ حْ; mn, Ил, literally "Bareness") is a river si ...
valley in AD 91, the nomadic
Xianbei
The Xianbei (; ) were a Proto-Mongolic ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. They originated from the Donghu people who splintered into t ...
occupied the area from the borders of the Buyeo Kingdom in Manchuria to the Ili River of the Wusun people. The Xianbei reached their apogee under Tanshihuai (檀石槐) (d. AD 180), who consistently defeated Chinese armies. However, Tanshihuai's confederation disintegrated after his death.
Ban Chao (d. AD 102) enlisted the aid of the
Kushan Empire
The Kushan Empire ( grc, Βασιλεία Κοσσανῶν; xbc, Κυϸανο, ; sa, कुषाण वंश; Brahmi: , '; BHS: ; xpr, 𐭊𐭅𐭔𐭍 𐭇𐭔𐭕𐭓, ; zh, 貴霜 ) was a syncretic empire, formed by the Yuezhi ...
, occupying the area of modern
India
India, officially the Republic of India ( Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the ...
,
Pakistan
Pakistan ( ur, ), officially the Islamic Republic of Pakistan ( ur, , label=none), is a country in South Asia. It is the world's List of countries and dependencies by population, fifth-most populous country, with a population of almost 24 ...
,
Afghanistan
Afghanistan, officially the Islamic Emirate of Afghanistan,; prs, امارت اسلامی افغانستان is a landlocked country located at the crossroads of Central Asia and South Asia. Referred to as the Heart of Asia, it is bord ...
, and
Tajikistan
Tajikistan (, ; tg, Тоҷикистон, Tojikiston; russian: Таджикистан, Tadzhikistan), officially the Republic of Tajikistan ( tg, Ҷумҳурии Тоҷикистон, Jumhurii Tojikiston), is a landlocked country in Centr ...
, to subdue
Kashgar
Kashgar ( ug, قەشقەر, Qeshqer) or Kashi ( zh, c=喀什) is an oasis city in the Tarim Basin region of Southern Xinjiang. It is one of the westernmost cities of China, near the border with Afghanistan, Kyrgyzstan, Tajikistan and Pakistan ...
and its ally Sogdiana. When a request by Kushan ruler Vima Kadphises () for a marriage alliance with the Han was rejected in AD 90, he sent his forces to Wakhan (Afghanistan) to attack Ban Chao. The conflict ended with the Kushans withdrawing because of lack of supplies. In AD 91, the office of Protector General of the Western Regions was reinstated when it was bestowed on Ban Chao.
Foreign travelers to Eastern-Han China included
Buddhist monks
A ''bhikkhu'' ( Pali: भिक्खु, Sanskrit: भिक्षु, ''bhikṣu'') is an ordained male in Buddhist monasticism. Male and female monastics (" nun", '' bhikkhunī'', Sanskrit ''bhikṣuṇī'') are members of the Sangha (Buddh ...
Gandhara
Gandhāra is the name of an ancient region located in the northwestern region of the Indian subcontinent, more precisely in present-day north-west Pakistan and parts of south-east Afghanistan. The region centered around the Peshawar Val ...
, India. In addition to tributary relations with the Kushans, the Han Empire received gifts from the
Parthian Empire
The Parthian Empire (), also known as the Arsacid Empire (), was a major Iranian political and cultural power in ancient Iran from 247 BC to 224 AD. Its latter name comes from its founder, Arsaces I, who led the Parni tribe in conq ...
, from a king in modern
Burma
Myanmar, ; UK pronunciations: US pronunciations incl. . Note: Wikipedia's IPA conventions require indicating /r/ even in British English although only some British English speakers pronounce r at the end of syllables. As John C. Wells, Joh ...
, from a ruler in Japan, and initiated an unsuccessful mission to Daqin (
Rome
, established_title = Founded
, established_date = 753 BC
, founder = King Romulus ( legendary)
, image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg
, map_caption ...
Marcus Aurelius
Marcus Aurelius Antoninus (Latin: áːɾkus̠ auɾέːli.us̠ antɔ́ːni.us̠ English: ; 26 April 121 – 17 March 180) was Roman emperor from 161 to 180 AD and a Stoic philosopher. He was the last of the rulers known as the Five Good ...
Hou Hanshu
The ''Book of the Later Han'', also known as the ''History of the Later Han'' and by its Chinese language, Chinese name ''Hou Hanshu'' (), is one of the Twenty-Four Histories and covers the history of the Han dynasty from 6 to 189 CE, a period ...
'' to have reached the court of
Emperor Huan of Han
Emperor Huan of Han (; 132 – 25 January 168) was the 27th emperor of the Han dynasty after he was enthroned by the Empress Dowager and her brother Liang Ji on 1 August 146. He was a great-grandson of Emperor Zhang. He was the 11th Emperor of ...
coins
A coin is a small, flat (usually depending on the country or value), round piece of metal or plastic used primarily as a medium of exchange or legal tender. They are standardized in weight, and produced in large quantities at a mint in order to ...
found in China, Roman
medal
A medal or medallion is a small portable artistic object, a thin disc, normally of metal, carrying a design, usually on both sides. They typically have a commemorative purpose of some kind, and many are presented as awards. They may be int ...
lions from the reign of
Antoninus Pius
Antoninus Pius ( Latin: ''Titus Aelius Hadrianus Antoninus Pius''; 19 September 86 – 7 March 161) was Roman emperor from 138 to 161. He was the fourth of the Five Good Emperors from the Nerva–Antonine dynasty.
Born into a senatori ...
and his adopted son Marcus Aurelius have been found at Óc Eo in Vietnam. This was near the commandery of
Rinan
Rinan (; vi, Nhật Nam), also rendered as Jih-nan, was the southernmost commandery of the Chinese Han dynasty. It was located in the central area of modern-day Vietnam between Quảng Bình and Bình Định provinces. It was administered by ...
(also Jiaozhi) where Chinese sources claim the Romans first landed, as well as embassies from Tianzhu (in northern India) in the years 159 and 161. Óc Eo is also thought to be the port city " Cattigara" described by
Ptolemy
Claudius Ptolemy (; grc-gre, Πτολεμαῖος, ; la, Claudius Ptolemaeus; AD) was a mathematician, astronomer, astrologer, geographer, and music theorist, who wrote about a dozen scientific treatises, three of which were of import ...
in his ''
Geography
Geography (from Greek: , ''geographia''. Combination of Greek words ‘Geo’ (The Earth) and ‘Graphien’ (to describe), literally "earth description") is a field of science devoted to the study of the lands, features, inhabitants, a ...
'' ( AD) as lying east of the
Golden Chersonese
The Golden Chersonese or Golden Khersonese ( grc, Χρυσῆ Χερσόνησος, ''Chrysḗ Chersónēsos''; la, Chersonesus Aurea), meaning the Golden Peninsula, was the name used for the Malay Peninsula by Greek and Roman geographers in cla ...
(
Malay Peninsula
The Malay Peninsula ( Malay: ''Semenanjung Tanah Melayu'') is a peninsula in Mainland Southeast Asia. The landmass runs approximately north–south, and at its terminus, it is the southernmost point of the Asian continental mainland. The are ...
Gulf of Thailand
The Gulf of Thailand, also known as the Gulf of Siam, is a shallow inlet in the southwestern South China Sea, bounded between the southwestern shores of the Indochinese Peninsula and the northern half of the Malay Peninsula. It is around in l ...
and
South China Sea
The South China Sea is a marginal sea of the Western Pacific Ocean. It is bounded in the north by the shores of South China (hence the name), in the west by the Indochinese Peninsula, in the east by the islands of Taiwan and northwestern Phil ...
), where a Greek sailor had visited.
Emperor Zhang's ( AD) reign came to be viewed by later Eastern Han scholars as the high point of the dynastic house. Subsequent reigns were increasingly marked by
eunuch
A eunuch ( ) is a male who has been castration, castrated. Throughout history, castration often served a specific social function.
The earliest records for intentional castration to produce eunuchs are from the Sumerian city of Lagash in the 2n ...
intervention in court politics and their involvement in the violent power struggles of the imperial consort clans. In 92 AD, with the aid of the eunuch Zheng Zhong (d. 107 AD), Emperor He ( AD) had Empress Dowager Dou (d. 97 AD) put under house arrest and her clan stripped of power. This was in revenge for Dou's purging of the clan of his natural mother—
Consort Liang
Consort Liang (梁貴人, personal name unknown) (62(?)-83?), posthumous title Empress Gonghuai (恭懷皇后, literally, "empress of reverent recollection"), was an imperial consort to Emperor Zhang of Han. She gave birth to his son Liu Zhao (劉 ...
—and then concealing her identity from him. After Emperor He's death, his wife Empress Deng Sui (d. 121 AD) managed state affairs as the regent empress dowager during a turbulent financial crisis and widespread Qiang rebellion that lasted from 107 to 118 AD.
When Empress Dowager Deng died, Emperor An ( AD) was convinced by the accusations of the eunuchs Li Run () and Jiang Jing () that Deng and her family had planned to depose him. An dismissed Deng's clan members from office, exiled them, and forced many to commit suicide. After An's death, his wife, Empress Dowager Yan (d. 126 AD) placed the child Marquess of Beixiang on the throne in an attempt to retain power within her family. However, palace eunuch Sun Cheng (d. 132 AD) masterminded a successful overthrow of her regime to enthrone
Emperor Shun of Han
Emperor Shun of Han (; 115 – 20 September 144) was an emperor of China, emperor of the Chinese Han Dynasty and the eighth emperor of the Eastern Han. He reigned from 125 to 144.
Emperor Shun (Prince Bao) was the only son of Emperor An of Han ...
( AD). Yan was placed under house arrest, her relatives were either killed or exiled, and her eunuch allies were slaughtered. The regent Liang Ji (d. 159 AD), brother of
Empress Liang Na
An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereignty, sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife (empress consort), ...
(d. 150 AD), had the brother-in-law of Consort Deng Mengnü (later empress) (d. 165 AD) killed after Deng Mengnü resisted Liang Ji's attempts to control her. Afterward, Emperor Huan employed eunuchs to depose Liang Ji, who was then forced to commit suicide.
Students from the Imperial University organized a widespread student protest against the eunuchs of Emperor Huan's court. Huan further alienated the bureaucracy when he initiated grandiose construction projects and hosted thousands of
concubine
Concubinage is an interpersonal and sexual relationship between a man and a woman in which the couple does not want, or cannot enter into a full marriage. Concubinage and marriage are often regarded as similar but mutually exclusive.
Concubi ...
s in his
harem
Harem ( Persian: حرمسرا ''haramsarā'', ar, حَرِيمٌ ''ḥarīm'', "a sacred inviolable place; harem; female members of the family") refers to domestic spaces that are reserved for the women of the house in a Muslim family. A har ...
at a time of economic crisis. Palace eunuchs imprisoned the official Li Ying () and his associates from the Imperial University on a dubious charge of treason. In 167 AD, the Grand Commandant
Dou Wu
Dou Wu (; died 25 October 168), courtesy name Youping (), was a Chinese philosopher and politician of the Eastern Han dynasty. He was known as a Confucian scholar and served as a low-level official during the reign of Emperor Huan until his da ...
(d. 168 AD) convinced his son-in-law, Emperor Huan, to release them. However the emperor permanently barred Li Ying and his associates from serving in office, marking the beginning of the Partisan Prohibitions.
Following Huan's death, Dou Wu and the Grand Tutor
Chen Fan
Chen Fan (90s- 25 October 168), courtesy name Zhongju (), was a Chinese politician of the Eastern Han dynasty. A native of Pingyu, Runan (north of present-day Pingyu County, Henan), Chen served as Grand Commandant () during the reign of Emper ...
(d. 168 AD) attempted a
coup d'état
A coup d'état (; French for 'stroke of state'), also known as a coup or overthrow, is a seizure and removal of a government and its powers. Typically, it is an illegal seizure of power by a political faction, politician, cult, rebel group, ...
against the eunuchs Hou Lan (d. 172 AD), Cao Jie (d. 181 AD), and Wang Fu (). When the plot was uncovered, the eunuchs arrested Empress Dowager Dou (d. 172 AD) and Chen Fan. General Zhang Huan () favored the eunuchs. He and his troops confronted Dou Wu and his retainers at the palace gate where each side shouted accusations of treason against the other. When the retainers gradually deserted Dou Wu, he was forced to commit suicide.
Under Emperor Ling ( AD) the eunuchs had the partisan prohibitions renewed and expanded, while also auctioning off top government offices. Many affairs of state were entrusted to the eunuchs Zhao Zhong (d. 189 AD) and Zhang Rang (d. 189 AD) while Emperor Ling spent much of his time roleplaying with concubines and participating in military parades.
End of the Han dynasty
The Partisan Prohibitions were repealed during the
Yellow Turban Rebellion
The Yellow Turban Rebellion, alternatively translated as the Yellow Scarves Rebellion, was a peasant revolt in China against the Eastern Han dynasty. The uprising broke out in 184 CE during the reign of Emperor Ling. Although the main rebelli ...
and
Five Pecks of Rice Rebellion
The Way of the Five Pecks of Rice () or the Way of the Celestial Master, commonly abbreviated to simply The Celestial Masters, was a Chinese Taoist movement founded by the first Celestial Master Zhang Daoling in 142 CE. At its height, the mov ...
in 184 AD, largely because the court did not want to continue to alienate a significant portion of the gentry class who might otherwise join the rebellions. The Yellow Turbans and Five-Pecks-of-Rice adherents belonged to two different hierarchical Daoist religious societies led by
faith healers
Faith healing is the practice of prayer and gestures (such as laying on of hands) that are believed by some to elicit divine intervention in spiritual and physical healing, especially the Christian practice. Believers assert that the healing ...
Zhang Jue (d. 184 AD) and Zhang Lu (d. 216 AD), respectively.
Zhang Lu's rebellion, in modern northern
Sichuan
Sichuan (; zh, c=, labels=no, ; zh, p=Sìchuān; alternatively romanized as Szechuan or Szechwan; formerly also referred to as "West China" or "Western China" by Protestant missions) is a province in Southwest China occupying most of th ...
and southern Shaanxi, was not quelled until 215 AD. Zhang Jue's massive rebellion across eight
provinces
A province is almost always an administrative division within a country or state. The term derives from the ancient Roman ''provincia'', which was the major territorial and administrative unit of the Roman Empire's territorial possessions outsi ...
was annihilated by Han forces within a year, however the following decades saw much smaller recurrent uprisings. Although the Yellow Turbans were defeated, many generals appointed during the crisis never disbanded their assembled
militia
A militia () is generally an army or some other fighting organization of non- professional soldiers, citizens of a country, or subjects of a state, who may perform military service during a time of need, as opposed to a professional force of r ...
forces and used these troops to amass power outside of the collapsing imperial authority.
General-in-Chief He Jin (d. 189 AD), half-brother to Empress He (d. 189 AD), plotted with
Yuan Shao
Yuan Shao (, ; died 28 June 202), courtesy name Benchu (), was a Chinese military general, politician, and warlord who lived in the late Eastern Han dynasty. He occupied the northern territories of China during the civil wars that occurred tow ...
(d. 202 AD) to overthrow the eunuchs by having several generals march to the outskirts of the capital. There, in a written petition to Empress He, they demanded the eunuchs' execution. After a period of hesitation, Empress He consented. When the eunuchs discovered this, however, they had her brother He Miao () rescind the order. The eunuchs assassinated He Jin on September 22, 189 AD.
Yuan Shao then besieged Luoyang's Northern Palace while his brother
Yuan Shu
Yuan Shu () (died July or August 199), courtesy name Gonglu, was a Chinese military general, politician, and warlord who lived during the late Eastern Han dynasty. He rose to prominence following the collapse of the Han central government in 18 ...
(d. 199 AD) besieged the Southern Palace. On September 25 both palaces were breached and approximately two thousand eunuchs were killed. Zhang Rang had previously fled with Emperor Shao ( AD) and his brother Liu Xie—the future Emperor Xian of Han ( AD). While being pursued by the Yuan brothers, Zhang committed suicide by jumping into the Yellow River.
General
Dong Zhuo
Dong Zhuo () (died 22 May 192), courtesy name Zhongying, was a Chinese military general, politician, and warlord who lived in the late Eastern Han dynasty
The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25 ...
(d. 192 AD) found the young emperor and his brother wandering in the countryside. He escorted them safely back to the capital and was made Minister of Works, taking control of Luoyang and forcing Yuan Shao to flee. After Dong Zhuo demoted Emperor Shao and promoted his brother Liu Xie as Emperor Xian, Yuan Shao led a coalition of former officials and officers against Dong, who burned Luoyang to the ground and resettled the court at Chang'an in May 191 AD. Dong Zhuo later poisoned Emperor Shao.
Dong was killed by his adopted son
Lü Bu
Lü Bu () (died 7 February 199), courtesy name Fengxian, was a Chinese military general, politician, and warlord who lived during the late Eastern Han dynasty of Imperial China. Originally a subordinate of a minor warlord Ding Yuan, he betray ...
(d. 198 AD) in a plot hatched by Wang Yun (d. 192 AD). Emperor Xian fled from Chang'an in 195 AD to the ruins of Luoyang. Xian was persuaded by
Cao Cao
Cao Cao () (; 155 – 15 March 220), courtesy name Mengde (), was a Chinese statesman, warlord and poet. He was the penultimate Grand chancellor (China), grand chancellor of the Eastern Han dynasty, and he amassed immense power in the End of ...
(155–220 AD), then Governor of Yan Province in modern western Shandong and eastern
Henan
Henan (; or ; ; alternatively Honan) is a landlocked province of China, in the central part of the country. Henan is often referred to as Zhongyuan or Zhongzhou (), which literally means "central plain" or "midland", although the name is al ...
, to move the capital to
Xuchang
Xuchang (; postal: Hsuchang) is a prefecture-level city in central Henan province in Central China. It borders the provincial capital of Zhengzhou to the northwest, Kaifeng to the northeast, Zhoukou to the east, Luohe to the southeast, and P ...
in 196 AD.
Yuan Shao challenged Cao Cao for control over the emperor. Yuan's power was greatly diminished after Cao defeated him at the Battle of Guandu in 200 AD. After Yuan died, Cao killed Yuan Shao's son Yuan Tan (173–205 AD), who had fought with his brothers over the family inheritance. His brothers Yuan Shang and
Yuan Xi
Yuan Xi (died December 20711th month of the 12th year of the ''Jian'an'' era, per Emperor Xian's biography in ''Book of the Later Han''. The month corresponds to 7 Dec 207 to 5 Jan 208 in the Julian calendar.), courtesy name Xianyi or Xianyong ...
were killed in 207 AD by Gongsun Kang (d. 221 AD), who sent their heads to Cao Cao.
After Cao's defeat at the naval
Battle of Red Cliffs
The Battle of Red Cliffs, also known as the Battle of Chibi, was a decisive naval battle in the winter of AD 208–209 at the end of the Han dynasty, about twelve years prior to the beginning of the Three Kingdoms period in Chinese history. ...
in 208 AD, China was divided into three spheres of influence, with Cao Cao dominating the north, Sun Quan (182–252 AD) dominating the south, and
Liu Bei
Liu Bei (, ; ; 161 – 10 June 223), courtesy name Xuande (), was a warlord in the late Eastern Han dynasty who founded the state of Shu Han in the Three Kingdoms period and became its first ruler. Although he was a distant relative of the H ...
(161–223 AD) dominating the west. Cao Cao died in March 220 AD. By December his son
Cao Pi
Cao Pi () ( – 29 June 226), courtesy name Zihuan, was the first emperor of the state of Cao Wei in the Three Kingdoms period of China. He was the second son of Cao Cao, a warlord who lived in the late Eastern Han dynasty, but the eldest son ...
(187–226 AD) had Emperor Xian relinquish the throne to him and is known posthumously as Emperor Wen of Wei. This formally ended the Han dynasty and initiated an age of conflict between three states:
Eastern Wu
Wu ( Chinese: 吳; pinyin: ''Wú''; Middle Chinese *''ŋuo'' < Eastern Han Chinese: ''*ŋuɑ''), known in historiography as Eastern Wu o ...
, and
Shu Han
Han (; 221–263), known in historiography as Shu Han ( ) or Ji Han ( "Junior Han"), or often shortened to Shu (; pinyin: ''shŭ'' < Middle Chinese: *''źjowk'' < Eastern Han Chinese: *''dźok''), was one of the three major states that compet ...
.
Culture and society
Social class
In the hierarchical social order, the
emperor
An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife ( empress consort), mother ( e ...
was at the apex of Han society and government. However, the emperor was often a minor, ruled over by a
regent
A regent (from Latin : ruling, governing) is a person appointed to govern a state ''pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy, ...
such as the empress dowager or one of her male relatives. Ranked immediately below the emperor were the kings who were of the same Liu family clan. The rest of society, including nobles lower than kings and all commoners excluding
slave
Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
s, belonged to one of twenty ranks (''ershi gongcheng'' ).
Each successive rank gave its holder greater pensions and legal privileges. The highest rank, of full
marquess
A marquess (; french: marquis ), es, marqués, pt, marquês. is a nobleman of high hereditary rank in various European peerages and in those of some of their former colonies. The German language equivalent is Markgraf (margrave). A woman ...
, came with a state pension and a territorial
fief
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an overlord to a vassal, who held it in fealty or "in fee" in return for a form of f ...
dom. Holders of the rank immediately below, that of ordinary marquess, received a pension, but had no territorial rule. Officials who served in government belonged to the wider commoner social class and were ranked just below nobles in social prestige. The highest government officials could be
enfeoffed
In the Middle Ages, especially under the European feudal system, feoffment or enfeoffment was the deed by which a person was given land in exchange for a pledge of service. This mechanism was later used to avoid restrictions on the passage of ...
as marquesses.
By the Eastern Han period, local elites of unattached scholars, teachers, students, and government officials began to identify themselves as members of a larger, nationwide gentry class with shared values and a commitment to mainstream scholarship. When the government became noticeably corrupt in mid-to-late Eastern Han, many gentrymen even considered the cultivation of morally-grounded personal relationships more important than serving in public office.
The farmer, or specifically the small landowner-cultivator, was ranked just below scholars and officials in the social hierarchy. Other agricultural cultivators were of a lower status, such as tenants, wage laborers, and slaves. The Han dynasty made adjustments to slavery in China and saw an increase in agricultural slaves.
Artisan
An artisan (from french: artisan, it, artigiano) is a skilled craft worker who makes or creates material objects partly or entirely by hand. These objects may be functional or strictly decorative, for example furniture, decorative art, ...
merchant
A merchant is a person who trades in commodities produced by other people, especially one who trades with foreign countries. Historically, a merchant is anyone who is involved in business or trade. Merchants have operated for as long as indust ...
s.
State-registered merchants, who were forced by law to wear white-colored clothes and pay high commercial taxes, were considered by the gentry as social parasites with a contemptible status. These were often petty shopkeepers of urban marketplaces; merchants such as industrialists and itinerant traders working between a network of cities could avoid registering as merchants and were often wealthier and more powerful than the vast majority of government officials.
Wealthy landowners, such as nobles and officials, often provided lodging for retainers who provided valuable work or duties, sometimes including fighting bandits or riding into battle. Unlike slaves, retainers could come and go from their master's home as they pleased. Medical physicians, pig breeders, and
butcher
A butcher is a person who may slaughter animals, dress their flesh, sell their meat, or participate within any combination of these three tasks. They may prepare standard cuts of meat and poultry for sale in retail or wholesale food establishm ...
s had a fairly high social status, while occultist diviners, runners, and messengers had low status.
Marriage, gender, and kinship
The Han-era family was
patrilineal
Patrilineality, also known as the male line, the spear side or agnatic kinship, is a common kinship system in which an individual's family membership derives from and is recorded through their father's lineage. It generally involves the inheritan ...
and typically had four to five
nuclear family
A nuclear family, elementary family, cereal-packet family or conjugal family is a family group consisting of parents and their children (one or more), typically living in one home residence. It is in contrast to a single-parent family, the la ...
members living in one household. Multiple generations of extended family members did not occupy the same house, unlike families of later dynasties. According to Confucian family norms, various family members were treated with different levels of respect and intimacy. For example, there were different accepted time frames for mourning the death of a father versus a paternal uncle.
Marriages were highly ritualized, particularly for the wealthy, and included many important steps. The giving of betrothal gifts, known as bridewealth and
dowry
A dowry is a payment, such as property or money, paid by the bride's family to the groom or his family at the time of marriage. Dowry contrasts with the related concepts of bride price and dower. While bride price or bride service is a payment ...
, were especially important. A lack of either was considered dishonorable and the woman would have been seen not as a wife, but as a
concubine
Concubinage is an interpersonal and sexual relationship between a man and a woman in which the couple does not want, or cannot enter into a full marriage. Concubinage and marriage are often regarded as similar but mutually exclusive.
Concubi ...
.
Arranged marriage
Arranged marriage is a type of marital union where the bride and groom are primarily selected by individuals other than the couple themselves, particularly by family members such as the parents. In some cultures a professional matchmaker may be us ...
s were normal, with the father's input on his offspring's spouse being considered more important than the mother's.
Monogamous marriages were also normal, although nobles and high officials were wealthy enough to afford and support concubines as additional lovers. Under certain conditions dictated by custom, not law, both men and women were able to
divorce
Divorce (also known as dissolution of marriage) is the process of terminating a marriage or marital union. Divorce usually entails the canceling or reorganizing of the legal duties and responsibilities of marriage, thus dissolving the ...
their spouses and remarry. However, a woman who had been widowed continued to belong to her husband's family after his death. In order to remarry, the widow would have to be returned to her family in exchange for a ransom fee. Her children would not be allowed to go with her.
Apart from the passing of noble titles or ranks,
inheritance
Inheritance is the practice of receiving private property, titles, debts, entitlements, privileges, rights, and obligations upon the death of an individual. The rules of inheritance differ among societies and have changed over time. Offici ...
practices did not involve primogeniture; each son received an equal share of the family property. Unlike the practice in later dynasties, the father usually sent his adult married sons away with their portions of the family fortune. Daughters received a portion of the family fortune through their marriage dowries, though this was usually much less than the shares of sons. A different distribution of the remainder could be specified in a will, but it is unclear how common this was.
Women were expected to obey the will of their father, then their husband, and then their adult son in old age. However, it is known from contemporary sources that there were many deviations to this rule, especially in regard to mothers over their sons, and empresses who ordered around and openly humiliated their fathers and brothers. Women were exempt from the annual corvée labor duties, but often engaged in a range of income-earning occupations aside from their domestic chores of cooking and cleaning.
The most common occupation for women was weaving clothes for the family, for sale at market, or for large textile enterprises that employed hundreds of women. Other women helped on their brothers' farms or became singers, dancers, sorceresses, respected medical physicians, and successful merchants who could afford their own silk clothes. Some women formed spinning collectives, aggregating the resources of several different families.
Education, literature, and philosophy
The early Western Han court simultaneously accepted the philosophical teachings of Legalism, Huang-Lao Daoism, and
Confucianism
Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China. Variously described as tradition, a philosophy, a religion, a humanistic or rationalistic religion, a way of governing, or ...
in making state decisions and shaping government policy. However, the Han court under Emperor Wu gave Confucianism exclusive patronage. He abolished all academic chairs or erudites (''bóshì'' 博士) not dealing with the Confucian Five Classics in 136 BCE and encouraged nominees for office to receive a Confucian-based education at the Imperial University that he established in 124 BCE.
Unlike the original ideology espoused by
Confucius
Confucius ( ; zh, s=, p=Kǒng Fūzǐ, "Master Kǒng"; or commonly zh, s=, p=Kǒngzǐ, labels=no; – ) was a Chinese philosopher and politician of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. C ...
, or Kongzi (551–479 BCE), Han Confucianism in Emperor Wu's reign was the creation of Dong Zhongshu (179–104 BCE). Dong was a scholar and minor official who aggregated the ethical Confucian ideas of
ritual
A ritual is a sequence of activities involving gestures, words, actions, or objects, performed according to a set sequence. Rituals may be prescribed by the traditions of a community, including a religious community. Rituals are characterized, b ...
, filial piety, and harmonious relationships with five phases and yin-yang cosmologies. Much to the interest of the ruler, Dong's synthesis justified the imperial system of government within the natural order of the universe.
The Imperial University grew in importance as the student body grew to over 30,000 by the 2nd century CE. A Confucian-based education was also made available at commandery-level schools and
private school
Private or privates may refer to:
Music
* "In Private", by Dusty Springfield from the 1990 album ''Reputation''
* Private (band), a Denmark-based band
* Private (Ryōko Hirosue song), "Private" (Ryōko Hirosue song), from the 1999 album ''Private ...
s opened in small towns, where teachers earned respectable incomes from tuition payments. Schools were established in far southern regions where standard Chinese texts were used to assimilate the local populace.
Some important texts were created and studied by scholars. Philosophical works written by Yang Xiong (53 BCE – 18 CE), Huan Tan (43 BCE – 28 CE), Wang Chong (27–100 CE), and Wang Fu (78–163 CE) questioned whether human nature was innately good or evil and posed challenges to Dong's universal order. The ''
Records of the Grand Historian
''Records of the Grand Historian'', also known by its Chinese name ''Shiji'', is a monumental history of China that is the first of China's 24 dynastic histories. The ''Records'' was written in the early 1st century by the ancient Chinese his ...
Han scholars such as Jia Yi (201–169 BCE) portrayed the previous
Qin dynasty
The Qin dynasty ( ; zh, c=秦朝, p=Qín cháo, w=), or Ch'in dynasty in Wade–Giles romanization ( zh, c=, p=, w=Ch'in ch'ao), was the first dynasty of Imperial China. Named for its heartland in Qin state (modern Gansu and Shaanxi), ...
as a brutal regime. However, archeological evidence from
Zhangjiashan The Zhangjiashan Han bamboo texts are ancient Han Dynasty Chinese written works dated 196–186 BC. They were discovered in 1983 by archaeologists excavating tomb no. 247 at Mount Zhangjia () of Jiangling County, Hubei Province (near modern Jing ...
and
Shuihudi
The Shuihudi Qin bamboo texts () are early Chinese texts written on bamboo slips, and are also sometimes called the Yúnmèng Qin bamboo texts. They were excavated in December 1975 from Tomb #11 at Shuìhǔdì () in Yunmeng County, Hubei, China. T ...
law code
A code of law, also called a law code or legal code, is a systematic collection of statutes. It is a type of legislation that purports to exhaustively cover a complete system of laws or a particular area of law as it existed at the time the cod ...
compiled by Chancellor Xiao He (d. 193 BCE) were derived from Qin law.
Various cases for
rape
Rape is a type of sexual assault usually involving sexual intercourse or other forms of sexual penetration carried out against a person without their consent. The act may be carried out by physical force, coercion, abuse of authority, or ...
, physical abuse, and murder were prosecuted in court. Women, although usually having fewer rights by custom, were allowed to level civil and criminal charges against men. While suspects were jailed, convicted criminals were never imprisoned. Instead, punishments were commonly monetary fines, periods of forced hard labor for convicts, and the penalty of death by beheading. Early Han punishments of torturous
mutilation
Mutilation or maiming (from the Latin: ''mutilus'') refers to severe damage to the body that has a ruinous effect on an individual's quality of life. It can also refer to alterations that render something inferior, ugly, dysfunctional, or impe ...
were borrowed from Qin law. A series of reforms abolished mutilation punishments with progressively less-severe beatings by the bastinado.
Acting as a judge in lawsuits was one of the many duties of the county magistrate and Administrators of commanderies. Complex, high-profile, or unresolved cases were often deferred to the Minister of Justice in the capital or even the emperor. In each Han county was several districts, each overseen by a
chief of police
Chief may refer to:
Title or rank
Military and law enforcement
* Chief master sergeant, the ninth, and highest, enlisted rank in the U.S. Air Force and U.S. Space Force
* Chief of police, the head of a police department
* Chief of the b ...
. Order in the cities was maintained by government officers in the marketplaces and
constable
A constable is a person holding a particular office, most commonly in criminal law enforcement. The office of constable can vary significantly in different jurisdictions. A constable is commonly the rank of an officer within the police. Other peop ...
s in the neighborhoods.
Food
The most common staple crops consumed during Han were
wheat
Wheat is a grass widely cultivated for its seed, a cereal grain that is a worldwide staple food. The many species of wheat together make up the genus ''Triticum'' ; the most widely grown is common wheat (''T. aestivum''). The archaeolog ...
,
barley
Barley (''Hordeum vulgare''), a member of the grass family, is a major cereal grain grown in temperate climates globally. It was one of the first cultivated grains, particularly in Eurasia as early as 10,000 years ago. Globally 70% of barley ...
, foxtail millet, proso millet, rice, and beans. Commonly eaten fruits and vegetables included chestnuts, pears, plums, peaches, melons, apricots, strawberries, red bayberries, jujubes, calabash, bamboo shoots, mustard plant, and taro. Domesticated animals that were also eaten included chickens, Mandarin ducks, geese, cows, sheep, pigs, camels, and dogs (various types were bred specifically for food, while most were used as pets). Turtles and fish were taken from streams and lakes. Commonly hunted game, such as owl, pheasant, magpie, sika deer, and
Chinese bamboo partridge
The Chinese bamboo partridge (''Bambusicola thoracicus'') is a small Galliform bird. It is one of three species in the genus '' Bambusicola'', along with the mountain bamboo partridge of the Himalayas, and the Taiwan bamboo partridge of Taiwan. ...
were consumed. Seasonings included sugar, honey, salt, and soy sauce. Beer and wine were regularly consumed.
Clothing
The types of clothing worn and the materials used during the Han period depended upon social class. Wealthy folk could afford
silk
Silk is a natural protein fiber, some forms of which can be woven into textiles. The protein fiber of silk is composed mainly of fibroin and is produced by certain insect larvae to form cocoons. The best-known silk is obtained from the ...
robes, skirts, socks, and mittens, coats made of badger or fox fur, duck plumes, and slippers with inlaid leather,
pearl
A pearl is a hard, glistening object produced within the soft tissue (specifically the mantle) of a living shelled mollusk or another animal, such as fossil conulariids. Just like the shell of a mollusk, a pearl is composed of calcium ca ...
s, and silk lining. Peasants commonly wore clothes made of hemp,
wool
Wool is the textile fibre obtained from sheep and other mammals, especially goats, rabbits, and camelids. The term may also refer to inorganic materials, such as mineral wool and glass wool, that have properties similar to animal wool.
...
Families throughout Han China made ritual sacrifices of animals and food to deities, spirits, and
ancestors
An ancestor, also known as a forefather, fore-elder or a forebear, is a parent or ( recursively) the parent of an antecedent (i.e., a grandparent, great-grandparent, great-great-grandparent and so forth). ''Ancestor'' is "any person from w ...
at temples and shrines. They believed that these items could be used by those in the spiritual realm. It was thought that each person had a two-part soul: the spirit-soul (''hun'' 魂) which journeyed to the afterlife paradise of immortals ('' xian''), and the body-soul (''po'' 魄) which remained in its grave or tomb on earth and was only reunited with the spirit-soul through a ritual ceremony.
In addition to his many other roles, the emperor acted as the highest priest in the land who made sacrifices to
Heaven
Heaven or the heavens, is a common religious cosmological or transcendent supernatural place where beings such as deities, angels, souls, saints, or venerated ancestors are said to originate, be enthroned, or reside. According to the bel ...
, the main deities known as the Five Powers, and the spirits (''shen'' 神) of mountains and rivers. It was believed that the three realms of Heaven, Earth, and Mankind were linked by natural cycles of yin and yang and the five phases. If the emperor did not behave according to proper ritual, ethics, and morals, he could disrupt the fine balance of these cosmological cycles and cause calamities such as earthquakes, floods, droughts, epidemics, and swarms of locusts.
It was believed that
immortality
Immortality is the concept of eternal life. Some modern species may possess biological immortality.
Some scientists, futurists, and philosophers have theorized about the immortality of the human body, with some suggesting that human immort ...
could be achieved if one reached the lands of the Queen Mother of the West or Mount Penglai. Han-era Daoists assembled into small groups of hermits who attempted to achieve immortality through breathing exercises, sexual techniques, and the use of medical elixirs.
By the 2nd century CE, Daoists formed large hierarchical religious societies such as the Way of the Five Pecks of Rice. Its followers believed that the sage-philosopher
Laozi
Laozi (), also known by numerous other names, was a semilegendary ancient Chinese Taoist philosopher. Laozi ( zh, ) is a Chinese honorific, generally translated as "the Old Master". Traditional accounts say he was born as in the state of ...
() was a holy
prophet
In religion, a prophet or prophetess is an individual who is regarded as being in contact with a divine being and is said to speak on behalf of that being, serving as an intermediary with humanity by delivering messages or teachings from the s ...
who would offer
salvation
Salvation (from Latin: ''salvatio'', from ''salva'', 'safe, saved') is the state of being saved or protected from harm or a dire situation. In religion and theology, ''salvation'' generally refers to the deliverance of the soul from sin and its c ...
and good health if his devout followers would confess their sins, ban the worship of unclean gods who accepted meat sacrifices, and chant sections of the '' Daodejing''.
Buddhism
Buddhism ( , ), also known as Buddha Dharma and Dharmavinaya (), is an Indian religion or philosophical tradition based on teachings attributed to the Buddha. It originated in northern India as a -movement in the 5th century BCE, and ...
Chinese Buddhism
Chinese Buddhism or Han Buddhism ( zh, s=汉传佛教, t=漢傳佛教, p=Hànchuán Fójiào) is a Chinese form of Mahayana Buddhism which has shaped Chinese culture in a wide variety of areas including art, politics, literature, philosophy ...
at this point was heavily associated with Huang-Lao Daoism. China's first known Buddhist temple, the White Horse Temple, was constructed outside the wall of the capital,
Luoyang
Luoyang is a city located in the confluence area of Luo River (Henan), Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the ...
, during Emperor Ming's reign. Important Buddhist canons were translated into Chinese during the 2nd century CE, including the '' Sutra of Forty-two Chapters'', ''
Perfection of Wisdom
A Tibetan painting with a Prajñāpāramitā sūtra at the center of the mandala
Prajñāpāramitā ( sa, प्रज्ञापारमिता) means "the Perfection of Wisdom" or "Transcendental Knowledge" in Mahāyāna and Theravāda ...
In Han government, the emperor was the supreme judge and lawgiver, the commander-in-chief of the armed forces and sole designator of official nominees appointed to the top posts in central and local administrations; those who earned a 600-bushel salary-rank or higher. Theoretically, there were no limits to his power.
However, state organs with competing interests and institutions such as the court conference (''tíngyì'' )—where ministers were convened to reach majority consensus on an issue—pressured the emperor to accept the advice of his ministers on policy decisions. If the emperor rejected a court conference decision, he risked alienating his high ministers. Nevertheless, emperors sometimes did reject the majority opinion reached at court conferences.
Below the emperor were his
cabinet
Cabinet or The Cabinet may refer to:
Furniture
* Cabinetry, a box-shaped piece of furniture with doors and/or drawers
* Display cabinet, a piece of furniture with one or more transparent glass sheets or transparent polycarbonate sheets
* Filing ...
Chancellor
Chancellor ( la, cancellarius) is a title of various official positions in the governments of many nations. The original chancellors were the of Roman courts of justice—ushers, who sat at the or lattice work screens of a basilica or law cou ...
or Minister over the Masses (''Chéngxiāng'' or ''Dà sìtú'' ), the Imperial Counselor or Excellency of Works (''Yùshǐ dàfū'' or ''Dà sìkōng'' ), and Grand Commandant or Grand Marshal (''Tàiwèi'' or ''Dà sīmǎ'' ).
The Chancellor, whose title was changed to 'Minister over the Masses' in 8 BC, was chiefly responsible for drafting the
government budget
A government budget is a document prepared by the government and/or other political entity presenting its anticipated tax revenues (Inheritance tax, income tax, corporation tax, import taxes) and proposed spending/expenditure (Healthcare, Educ ...
. The Chancellor's other duties included managing provincial registers for land and population, leading court conferences, acting as judge in lawsuits, and recommending nominees for high office. He could appoint officials below the salary-rank of 600 bushels.
The Imperial Counselor's chief duty was to conduct disciplinary procedures for officials. He shared similar duties with the Chancellor, such as receiving annual provincial reports. However, when his title was changed to Minister of Works in 8 BC, his chief duty became the oversight of public works projects.
The Grand Commandant, whose title was changed to Grand Marshal in 119 BC before reverting to Grand Commandant in 51 AD, was the irregularly posted commander of the military and then
regent
A regent (from Latin : ruling, governing) is a person appointed to govern a state ''pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy, ...
during the Western Han period. In the Eastern Han era he was chiefly a civil official who shared many of the same censorial powers as the other two Councilors of State.
Ranked below the Three Councilors of State were the Nine Ministers (''Jiǔ qīng'' ), who each headed a specialized ministry. The Minister of Ceremonies (''Tàicháng'' ) was the chief official in charge of religious rites, rituals, prayers, and the maintenance of ancestral temples and altars. The Minister of the Household (''Guāng lù xūn'' ) was in charge of the emperor's security within the palace grounds, external imperial parks, and wherever the emperor made an outing by chariot.
The Minister of the Guards (''Wèiwèi'' ) was responsible for securing and patrolling the walls, towers, and gates of the imperial palaces. The Minister Coachman (''Tàipú'' ) was responsible for the maintenance of imperial stables, horses, carriages, and coach-houses for the emperor and his palace attendants, as well as the supply of horses for the armed forces. The Minister of Justice (''Tíngwèi'' ) was the chief official in charge of upholding, administering, and interpreting the law. The Minister Herald (''Dà hónglú'' ) was the chief official in charge of receiving honored guests at the imperial court, such as nobles and foreign ambassadors.
The Minister of the Imperial Clan (''Zōngzhèng'' ) oversaw the imperial court's interactions with the empire's nobility and extended imperial family, such as granting fiefs and titles. The Minister of Finance (''Dà sìnóng'' ) was the
treasurer
A treasurer is the person responsible for running the treasury of an organization. The significant core functions of a corporate treasurer include cash and liquidity management, risk management, and corporate finance.
Government
The treasury o ...
for the official bureaucracy and the armed forces who handled tax revenues and set standards for
units of measurement
A unit of measurement is a definite magnitude of a quantity, defined and adopted by convention or by law, that is used as a standard for measurement of the same kind of quantity. Any other quantity of that kind can be expressed as a mul ...
. The Minister Steward (''Shǎofǔ'' ) served the emperor exclusively, providing him with entertainment and amusements, proper food and clothing, medicine and physical care, valuables and equipment.
Local government
The Han empire, excluding kingdoms and marquessates, was divided, in descending order of size, into political units of
provinces
A province is almost always an administrative division within a country or state. The term derives from the ancient Roman ''provincia'', which was the major territorial and administrative unit of the Roman Empire's territorial possessions outsi ...
,
commanderies
In the Middle Ages, a commandery (rarely commandry) was the smallest administrative division of the European landed properties of a military order. It was also the name of the house where the knights of the commandery lived.Anthony Luttrell and Gr ...
, and counties. A county was divided into several districts (''xiang'' 鄉), the latter composed of a group of hamlets (''li'' 里), each containing about a hundred families.
The heads of provinces, whose official title was changed from Inspector to Governor and vice versa several times during Han, were responsible for inspecting several commandery-level and kingdom-level administrations. On the basis of their reports, the officials in these local administrations would be promoted, demoted, dismissed, or prosecuted by the imperial court.
A governor could take various actions without permission from the imperial court. The lower-ranked inspector had executive powers only during times of crisis, such as raising militias across the commanderies under his jurisdiction to suppress a rebellion.
A commandery consisted of a group of counties, and was headed by an Administrator. He was the top civil and military leader of the commandery and handled defense, lawsuits, seasonal instructions to farmers, and recommendations of nominees for office sent annually to the capital in a quota system first established by Emperor Wu. The head of a large county of about 10,000 households was called a Prefect, while the heads of smaller counties were called Chiefs, and both could be referred to as
Magistrate
The term magistrate is used in a variety of systems of governments and laws to refer to a civilian officer who administers the law. In ancient Rome, a ''magistratus'' was one of the highest ranking government officers, and possessed both judici ...
s. A Magistrate maintained law and order in his county, registered the populace for taxation, mobilized commoners for annual corvée duties, repaired schools, and supervised public works.
Kingdoms and marquessates
Kingdoms—roughly the size of
commanderies
In the Middle Ages, a commandery (rarely commandry) was the smallest administrative division of the European landed properties of a military order. It was also the name of the house where the knights of the commandery lived.Anthony Luttrell and Gr ...
—were ruled exclusively by the emperor's male relatives as semi-autonomous
fiefdom
A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an overlord to a vassal, who held it in fealty or "in fee" in return for a form of ...
s. Before 157 BC some kingdoms were ruled by non-relatives, granted to them in return for their services to Emperor Gaozu. The administration of each kingdom was very similar to that of the central government. Although the emperor appointed the Chancellor of each kingdom, kings appointed all the remaining civil officials in their fiefs.
However, in 145 BC, after several insurrections by the kings, Emperor Jing removed the kings' rights to appoint officials whose salaries were higher than 400 bushels. The Imperial Counselors and Nine Ministers (excluding the Minister Coachman) of every kingdom were abolished, although the Chancellor was still appointed by the central government.
With these reforms, kings were reduced to being nominal heads of their fiefs, gaining a personal income from only a portion of the taxes collected in their kingdom. Similarly, the officials in the administrative staff of a full marquess's fief were appointed by the central government. A marquess's Chancellor was ranked as the equivalent of a county Prefect. Like a king, the marquess collected a portion of the tax revenues in his fief as personal income.
Up until the reign of Emperor Jing of Han, the Emperors of the Han had great difficulty bringing the vassal kings under control, as kings often switched their allegiance to the XiongnuChanyu whenever threatened by Imperial attempts to centralize power. Within the seven years of Han Gaozu's reign, three vassal kings and one marquess either defected to or allied with the Xiongnu. Even imperial princes in control of fiefdoms would sometimes invite the Xiongnu to invade in response to threats by the Emperor to remove their power. The Han emperors moved to secure a treaty with the Chanyu to demarcate authority between them, recognizing each other as the "two masters" (兩主), the sole representatives of their respective peoples, and cemented it with a marriage alliance ('' heqin''), before eliminating the rebellious vassal kings in 154 BC. This prompted some vassal kings of the Xiongnu to switch their allegiance to the Han emperor from 147 BC. Han court officials were initially hostile to the idea of disrupting the status quo and expanding into the Xiongnu steppe territory. The surrendered Xiongnu were integrated into a parallel military and political structure under the Han Emperor, and opened the avenue for the Han dynasty to challenge the Xiongnu cavalry on the steppe. This also introduced the Han to the interstate networks in the Tarim Basin (Xinjiang), allowing for the expansion of the Han dynasty from a limited regional state to a universalist and cosmopolitan empire through further marriage alliances with another steppe power, the Wusun.
Military
At the beginning of the Han dynasty, every male commoner aged twenty-three was liable for conscription into the military. The minimum age for the military draft was reduced to twenty after Emperor Zhao's ( BC) reign. Conscripted soldiers underwent one year of training and one year of service as non-professional soldiers. The year of training was served in one of three branches of the armed forces:
infantry
Infantry is a military specialization which engages in ground combat on foot. Infantry generally consists of light infantry, mountain infantry, motorized infantry & mechanized infantry, airborne infantry, air assault infantry, and m ...
navy
A navy, naval force, or maritime force is the branch of a nation's armed forces principally designated for naval and amphibious warfare; namely, lake-borne, riverine, littoral, or ocean-borne combat operations and related functions. It include ...
. Soldiers who completed their term of service still needed to train to maintain their skill because they were subject to annual military readiness inspections and could be called up for future service - until this practice was discontinued after 30 AD with the abolishment of much of the conscription system. The year of active service was served either on the frontier, in a king's court, or under the Minister of the Guards in the capital. A small professional (full time career) standing army was stationed near the capital.
During the Eastern Han, conscription could be avoided if one paid a commutable tax. The Eastern Han court favored the recruitment of a volunteer army. The volunteer army comprised the Southern Army (''Nanjun'' 南軍), while the
standing army
A standing army is a permanent, often professional, army. It is composed of full-time soldiers who may be either career soldiers or conscripts. It differs from army reserves, who are enrolled for the long term, but activated only during wars o ...
stationed in and near the capital was the Northern Army (''Beijun'' 北軍). Led by Colonels (''Xiaowei'' 校尉), the Northern Army consisted of five regiments, each composed of several thousand soldiers. When central authority collapsed after 189 AD, wealthy landowners, members of the aristocracy/nobility, and regional military-governors relied upon their retainers to act as their own personal troops. The latter were known as 部曲, a special social class in Chinese history.
During times of war, the volunteer army was increased, and a much larger
militia
A militia () is generally an army or some other fighting organization of non- professional soldiers, citizens of a country, or subjects of a state, who may perform military service during a time of need, as opposed to a professional force of r ...
was raised across the country to supplement the Northern Army. In these circumstances, a General (''Jiangjun'' 將軍) led a division, which was divided into
regiment
A regiment is a military unit. Its role and size varies markedly, depending on the country, service and/or a specialisation.
In Medieval Europe, the term "regiment" denoted any large body of front-line soldiers, recruited or conscripted ...
s led by Colonels and sometimes Majors (''Sima'' 司馬). Regiments were divided into
companies
A company, abbreviated as co., is a legal entity representing an association of people, whether natural, legal or a mixture of both, with a specific objective. Company members share a common purpose and unite to achieve specific, declared ...
and led by Captains.
Platoon
A platoon is a military unit typically composed of two or more squads, sections, or patrol
A patrol is commonly a group of personnel, such as Law enforcement officer, law enforcement officers, military personnel, or Security guard, secur ...
s were the smallest units of soldiers.
Economy
Currency
The Han dynasty inherited the ''
ban liang
The Ban Liang ( Traditional Chinese: ; Pinyin: ''bàn liǎng'') was the first unified currency of the Chinese empire, first minted as early as 378 BCE and introduced by the first emperor Qin Shi Huang as China's first unified currency around ...
'' coin type from the Qin. In the beginning of the Han, Emperor Gaozu closed the government mint in favor of private minting of coins. This decision was reversed in 186 BC by his widow Grand Empress Dowager Lü Zhi (d. 180 BC), who abolished private minting. In 182 BC, Lü Zhi issued a bronze coin that was much lighter in weight than previous coins. This caused widespread
inflation
In economics, inflation is an increase in the general price level of goods and services in an economy. When the general price level rises, each unit of currency buys fewer goods and services; consequently, inflation corresponds to a reductio ...
that was not reduced until 175 BC when Emperor Wen allowed private minters to manufacture coins that were precisely 2.6 g (0.09 oz) in weight.
In 144 BC Emperor Jing abolished private minting in favor of central-government and commandery-level minting; he also introduced a new coin. Emperor Wu introduced another in 120 BC, but a year later he abandoned the ''ban liangs'' entirely in favor of the '' wuzhu'' (五銖) coin, weighing 3.2 g (0.11 oz). The ''wuzhu'' became China's standard coin until the
Tang dynasty
The Tang dynasty (, ; zh, t= ), or Tang Empire, was an imperial dynasty of China that ruled from 618 to 907 AD, with an interregnum between 690 and 705. It was preceded by the Sui dynasty and followed by the Five Dynasties and Ten Kingdo ...
(618–907 AD). Its use was interrupted briefly by several new currencies introduced during Wang Mang's regime until it was reinstated in 40 AD by Emperor Guangwu.
Since commandery-issued coins were often of inferior quality and lighter weight, the central government closed commandery mints and monopolized the issue of coinage in 113 BC. This central government issuance of coinage was overseen by the Superintendent of Waterways and Parks, this duty being transferred to the Minister of Finance during the Eastern Han.
Taxation and property
Aside from the landowner's land tax paid in a portion of their
crop yield
In agriculture, the yield is a measurement of the amount of a crop grown, or product such as wool, meat or milk produced, per unit area of land. The seed ratio is another way of calculating yields.
Innovations, such as the use of fertilizer, the c ...
, the poll tax and property taxes were paid in coin cash. The annual poll tax rate for adult men and women was 120 coins and 20 coins for minors. Merchants were required to pay a higher rate of 240 coins. The poll tax stimulated a money economy that necessitated the minting of over 28,000,000,000 coins from 118 BC to 5 AD, an average of 220,000,000 coins a year.
The widespread circulation of coin cash allowed successful merchants to invest money in land, empowering the very social class the government attempted to suppress through heavy commercial and property taxes. Emperor Wu even enacted laws which banned registered merchants from owning land, yet powerful merchants were able to avoid registration and own large tracts of land.
The small landowner-cultivators formed the majority of the Han tax base; this revenue was threatened during the latter half of Eastern Han when many peasants fell into debt and were forced to work as farming tenants for wealthy
landlord
A landlord is the owner of a house, apartment, condominium, land, or real estate which is rented or leased to an individual or business, who is called a tenant (also a ''lessee'' or ''renter''). When a juristic person is in this position, ...
s. The Han government enacted reforms in order to keep small landowner-cultivators out of debt and on their own farms. These reforms included reducing taxes, temporary remissions of taxes, granting loans, and providing landless peasants temporary lodging and work in agricultural colonies until they could recover from their debts.
In 168 BC, the land tax rate was reduced from one-fifteenth of a farming household's crop yield to one-thirtieth, and later to a one-hundredth of a crop yield for the last decades of the dynasty. The consequent loss of government revenue was compensated for by increasing property taxes.
The labor tax took the form of conscripted labor for one month per year, which was imposed upon male commoners aged fifteen to fifty-six. This could be avoided in Eastern Han with a commutable tax, since hired labor became more popular.
Private manufacture and government monopolies
In the early Western Han, a wealthy salt or iron industrialist, whether a semi-autonomous king or wealthy merchant, could boast funds that rivaled the imperial
treasury
A treasury is either
*A government department related to finance and taxation, a finance ministry.
*A place or location where treasure, such as currency or precious items are kept. These can be state or royal property, church treasure or ...
and amass a peasant workforce of over a thousand. This kept many peasants away from their farms and denied the government a significant portion of its land tax revenue. To eliminate the influence of such private entrepreneurs, Emperor Wu nationalized the salt and iron industries in 117 BC and allowed many of the former industrialists to become officials administering the state monopolies. By Eastern Han times, the central government monopolies were repealed in favor of production by commandery and county administrations, as well as private businessmen.
Liquor
Liquor (or a spirit) is an alcoholic drink produced by distillation of grains, fruits, vegetables, or sugar, that have already gone through alcoholic fermentation. Other terms for liquor include: spirit drink, distilled beverage or ha ...
was another profitable private industry nationalized by the central government in 98 BC. However, this was repealed in 81 BC and a property tax rate of two coins for every 0.2 L (0.05 gallons) was levied for those who traded it privately. By 110 BC Emperor Wu also interfered with the profitable trade in grain when he eliminated speculation by selling government-stored grain at a lower price than that demanded by merchants. Apart from Emperor Ming's creation of a short-lived Office for Price Adjustment and Stabilization, which was abolished in 68 AD, central-government price control regulations were largely absent during the Eastern Han.
Science and technology
The Han dynasty was a unique period in the development of premodern Chinese science and technology, comparable to the level of scientific and technological growth during the
Song dynasty
The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the res ...
(960–1279).
Writing materials
In the 1st millennium BC, typical ancient Chinese writing materials were bronzewares, animal bones, and bamboo slips or wooden boards. By the beginning of the Han dynasty, the chief writing materials were
clay tablet
In the Ancient Near East, clay tablets (Akkadian ) were used as a writing medium, especially for writing in cuneiform, throughout the Bronze Age and well into the Iron Age.
Cuneiform characters were imprinted on a wet clay tablet with a styl ...
s, silk cloth, hemp
paper
Paper is a thin sheet material produced by mechanically or chemically processing cellulose fibres derived from wood, Textile, rags, poaceae, grasses or other vegetable sources in water, draining the water through fine mesh leaving the fibre e ...
, and rolled scrolls made from bamboo strips sewn together with hempen string; these were passed through drilled holes and secured with clay stamps.
The oldest known Chinese piece of hempen paper dates to the 2nd century BC. The standard papermaking process was invented by Cai Lun (AD 50–121) in 105. The oldest known surviving piece of paper with writing on it was found in the ruins of a Han watchtower that had been abandoned in AD 110, in
Inner Mongolia
Inner Mongolia, officially the Inner Mongolia Autonomous Region, is an autonomous region of the People's Republic of China. Its border includes most of the length of China's border with the country of Mongolia. Inner Mongolia also accounts for ...
.
Metallurgy and agriculture
Evidence suggests that
blast furnace
A blast furnace is a type of metallurgical furnace used for smelting to produce industrial metals, generally pig iron, but also others such as lead or copper. ''Blast'' refers to the combustion air being "forced" or supplied above atmospheric p ...
s, that convert raw
iron ore
Iron ores are rocks and minerals from which metallic iron can be economically extracted. The ores are usually rich in iron oxides and vary in color from dark grey, bright yellow, or deep purple to rusty red. The iron is usually found in the ...
cupola furnace
A cupola or cupola furnace is a melting device used in foundries that can be used to melt cast iron, Ni-resist iron and some bronzes. The cupola can be made almost any practical size. The size of a cupola is expressed in diameters and can range ...
to produce
cast iron
Cast iron is a class of iron– carbon alloys with a carbon content more than 2%. Its usefulness derives from its relatively low melting temperature. The alloy constituents affect its color when fractured: white cast iron has carbide impu ...
by means of a
cold blast
Cold blast, in ironmaking, refers to a metallurgical furnace where air is not preheated before being blown into the furnace. This represents the earliest stage in the development of ironmaking. Until the 1820s, the use of cold air was thought to b ...
and
hot blast
Hot blast refers to the preheating of air blown into a blast furnace or other metallurgical process. As this considerably reduced the fuel consumed, hot blast was one of the most important technologies developed during the Industrial Revolution ...
, were operational in China by the late
Spring and Autumn period
The Spring and Autumn period was a period in Chinese history from approximately 770 to 476 BC (or according to some authorities until 403 BC) which corresponds roughly to the first half of the Eastern Zhou period. The period's name derives fr ...
(722–481 BC). The
bloomery
A bloomery is a type of metallurgical furnace once used widely for smelting iron from its oxides. The bloomery was the earliest form of smelter capable of smelting iron. Bloomeries produce a porous mass of iron and slag called a ''bloom'' ...
was nonexistent in ancient China; however, the Han-era Chinese produced
wrought iron
Wrought iron is an iron alloy with a very low carbon content (less than 0.08%) in contrast to that of cast iron (2.1% to 4%). It is a semi-fused mass of iron with fibrous slag inclusions (up to 2% by weight), which give it a wood-like "grain" ...
by injecting excess
oxygen
Oxygen is the chemical element with the symbol O and atomic number 8. It is a member of the chalcogen group in the periodic table, a highly reactive nonmetal, and an oxidizing agent that readily forms oxides with most elements as we ...
into a furnace and causing decarburization. Cast iron and pig iron could be converted into wrought iron and steel using a fining process.
The Han dynasty Chinese used bronze and iron to make a range of weapons, culinary tools, carpenters' tools, and domestic wares. A significant product of these improved iron-smelting techniques was the manufacture of new agricultural tools. The three-legged iron seed drill, invented by the 2nd century BC, enabled farmers to carefully plant crops in rows instead of casting seeds out by hand. The heavy moldboard iron
plow
A plough or plow (Differences between American and British spellings, US; both ) is a farm tool for loosening or turning the soil before sowing seed or planting. Ploughs were traditionally drawn by oxen and horses, but in modern farms are draw ...
, also invented during the Han dynasty, required only one man to control it with two oxen to pull it. It had three plowshares, a seed box for the drills, a tool which turned down the soil and could sow roughly 45,730 m2 (11.3 acres) of land in a single day.
To protect crops from wind and drought, the grain intendant Zhao Guo (趙過) created the alternating fields system (''daitianfa'' 代田法) during Emperor Wu's reign. This system switched the positions of furrows and ridges between growing seasons. Once experiments with this system yielded successful results, the government officially sponsored it and encouraged peasants to use it. Han farmers also used the pit field system ( 凹田) for growing crops, which involved heavily fertilized pits that did not require plows or oxen and could be placed on sloping terrain. In the southern and small parts of central Han-era China,
paddy field
A paddy field is a flooded field of arable land used for growing semiaquatic crops, most notably rice and taro. It originates from the Neolithic rice-farming cultures of the Yangtze River basin in southern China, associated with pre ...
s were chiefly used to grow rice, while farmers along the
Huai River
The Huai River (), formerly romanized as the Hwai, is a major river in China. It is located about midway between the Yellow River and Yangtze, the two longest rivers and largest drainage basins in China, and like them runs from west to east ...
Timber
Lumber is wood that has been processed into dimensional lumber, including Beam (structure), beams and plank (wood), planks or boards, a stage in the process of wood production. Lumber is mainly used for construction framing, as well as fini ...
was the chief building material during the Han dynasty; it was used to build palace halls, multi-story residential towers and halls, and single-story houses. Because wood decays rapidly, the only remaining evidence of Han wooden architecture is a collection of scattered ceramic roof tiles. The oldest surviving wooden halls in China date to the
Tang dynasty
The Tang dynasty (, ; zh, t= ), or Tang Empire, was an imperial dynasty of China that ruled from 618 to 907 AD, with an interregnum between 690 and 705. It was preceded by the Sui dynasty and followed by the Five Dynasties and Ten Kingdo ...
(AD 618–907). Architectural historian Robert L. Thorp points out the scarcity of Han-era archeological remains, and claims that often unreliable Han-era literary and artistic sources are used by historians for clues about lost Han architecture.
Though Han wooden structures decayed, some Han-dynasty ruins made of brick, stone, and
rammed earth
Rammed earth is a technique for constructing foundations, floors, and walls using compacted natural raw materials such as earth, chalk, lime, or gravel. It is an ancient method that has been revived recently as a sustainable building method ...
remain intact. This includes stone pillar-gates, brick tomb chambers, rammed-earth city walls, rammed-earth and brick beacon towers, rammed-earth sections of the Great Wall, rammed-earth platforms where elevated halls once stood, and two rammed-earth
castle
A castle is a type of fortified structure built during the Middle Ages predominantly by the nobility or royalty and by military orders. Scholars debate the scope of the word ''castle'', but usually consider it to be the private fortified r ...
s in Gansu. The ruins of rammed-earth walls that once surrounded the capitals Chang'an and Luoyang still stand, along with their drainage systems of brick arches, ditches, and ceramic water pipes. Monumental stone pillar-gates, twenty-nine of which survive from the Han period, formed entrances of walled enclosures at shrine and tomb sites. These pillars feature artistic imitations of wooden and ceramic building components such as roof tiles, eaves, and balustrades.
The courtyard house is the most common type of home portrayed in Han artwork. Ceramic architectural models of buildings, like houses and towers, were found in Han tombs, perhaps to provide lodging for the dead in the afterlife. These provide valuable clues about lost wooden architecture. The artistic designs found on ceramic roof tiles of tower models are in some cases exact matches to Han roof tiles found at archeological sites.
Over ten Han-era underground tombs have been found, many of them featuring
arch
An arch is a vertical curved structure that spans an elevated space and may or may not support the weight above it, or in case of a horizontal arch like an arch dam, the hydrostatic pressure against it.
Arches may be synonymous with vau ...
dome
A dome () is an architectural element similar to the hollow upper half of a sphere. There is significant overlap with the term cupola, which may also refer to a dome or a structure on top of a dome. The precise definition of a dome has been a ...
d roofs. Underground vaults and domes did not require buttress supports since they were held in place by earthen pits. The use of brick vaults and domes in aboveground Han structures is unknown.
From Han literary sources, it is known that wooden-trestle
beam bridge
Beam bridges are the simplest structural forms for bridge spans supported by an abutment or pier at each end. No moments are transferred throughout the support, hence their structural type is known as ''simply supported''.
The simplest beam ...
s,
arch bridge
An arch bridge is a bridge with abutments at each end shaped as a curved arch. Arch bridges work by transferring the weight of the bridge and its loads partially into a horizontal thrust restrained by the abutments at either side. A viaduct (a ...
s,
simple suspension bridge
A simple suspension bridge (also rope bridge, swing bridge (in New Zealand), suspended bridge, hanging bridge and catenary bridge) is a primitive type of bridge in which the deck of the bridge lies on two parallel load-bearing cables that ar ...
s, and floating
pontoon bridge
A pontoon bridge (or ponton bridge), also known as a floating bridge, uses floats or shallow- draft boats to support a continuous deck for pedestrian and vehicle travel. The buoyancy of the supports limits the maximum load that they can carry. ...
s existed in Han China. However, there are only two known references to arch bridges in Han literature, and only a single Han relief sculpture in Sichuan depicts an arch bridge.
Underground mine shafts, some reaching depths over , were created for the extraction of metal ores. Borehole drilling and
derrick
A derrick is a lifting device composed at minimum of one guyed mast, as in a gin pole, which may be articulated over a load by adjusting its guys. Most derricks have at least two components, either a guyed mast or self-supporting tower, an ...
s were used to lift
brine
Brine is a high-concentration Solution (chemistry), solution of salt (NaCl) in water (H2O). In diverse contexts, ''brine'' may refer to the salt solutions ranging from about 3.5% (a typical concentration of seawater, on the lower end of that of ...
to iron pans where it was distilled into salt. The distillation furnaces were heated by
natural gas
Natural gas (also called fossil gas or simply gas) is a naturally occurring mixture of gaseous hydrocarbons consisting primarily of methane in addition to various smaller amounts of other higher alkanes. Low levels of trace gases like carbon ...
funneled to the surface through bamboo pipelines. These boreholes perhaps reached a depth of 600 m (2000 ft).
File:登封汉代少室阙.jpg, A pair of stone-carved ''que'' (闕) located at the temple of
Mount Song
Mount Song (, "lofty mountain") is an isolated mountain range in north central China's Henan Province, along the southern bank of the Yellow River. It is known in literary and folk tradition as the central mountain of the Five Great Mountains of ...
in
Dengfeng
Dengfeng (; postal: Tengfeng) is a county-level city of Henan Province, South Central China, it is under the administration of the prefecture-level city of Zhengzhou.
Dengfeng has an area of and a population of 630,000. It occupies the sout ...
. (Eastern Han dynasty.)
File:幽州書佐秦君石闕 17.jpg, A pair of Han period stone-carved ''que'' (闕) located at Babaoshan, Beijing.
File:Gao Yi Que2.jpg, A stone-carved pillar-gate, or ''que'' (闕), 6 m (20 ft) in total height, located at the tomb of Gao Yi in Ya'an. (Eastern Han dynasty.)
File:Eastern Han tomb, Luoyang 2.jpg, An Eastern-Han vaulted tomb chamber at
Luoyang
Luoyang is a city located in the confluence area of Luo River (Henan), Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the ...
made of small bricks
Mechanical and hydraulic engineering
Han-era mechanical engineering comes largely from the choice observational writings of sometimes-disinterested Confucian scholars who generally considered scientific and engineering endeavors to be far beneath them. Professional artisan-engineers (''jiang'' 匠) did not leave behind detailed records of their work. Han scholars, who often had little or no expertise in mechanical engineering, sometimes provided insufficient information on the various technologies they described. Nevertheless, some Han literary sources provide crucial information.
For example, in 15 BC the philosopher and poet Yang Xiong described the invention of the belt drive for a quilling machine, which was of great importance to early textile manufacturing. The inventions of mechanical engineer and craftsman Ding Huan are mentioned in the ''Miscellaneous Notes on the Western Capital''. Around AD 180, Ding created a manually operated rotary fan used for
air conditioning
Air conditioning, often abbreviated as A/C or AC, is the process of removing heat from an enclosed space to achieve a more comfortable interior environment (sometimes referred to as 'comfort cooling') and in some cases also strictly controlling ...
within palace buildings. Ding also used
gimbal
A gimbal is a pivoted support that permits rotation of an object about an axis. A set of three gimbals, one mounted on the other with orthogonal pivot axes, may be used to allow an object mounted on the innermost gimbal to remain independent of ...
s as pivotal supports for one of his incense burners and invented the world's first known
zoetrope
A zoetrope is one of several pre-film animation devices that produce the illusion of motion by displaying a sequence of drawings or photographs showing progressive phases of that motion. It was basically a cylindrical variation of the phénak ...
lamp.
Modern archeology has led to the discovery of Han artwork portraying inventions which were otherwise absent in Han literary sources. As observed in Han miniature tomb models, but not in literary sources, the crank handle was used to operate the fans of winnowing machines that separated grain from chaff. The odometer cart, invented during the Han period, measured journey lengths, using mechanical figures banging drums and gongs to indicate each distance traveled. This invention is depicted in Han artwork by the 2nd century, yet detailed written descriptions were not offered until the 3rd century.
Modern archeologists have also unearthed specimens of devices used during the Han dynasty, for example a pair of sliding metal calipers used by craftsmen for making minute measurements. These calipers contain inscriptions of the exact day and year they were manufactured. These tools are not mentioned in any Han literary sources.
The waterwheel appeared in Chinese records during the Han. As mentioned by Huan Tan about AD 20, they were used to turn gears that lifted iron trip hammers, and were used in pounding, threshing, and polishing grain. However, there is no sufficient evidence for the watermill in China until about the 5th century. The Nanyang Commandery Administrator, mechanical engineer, and metallurgistDu Shi (d. 38 AD) created a waterwheel-powered reciprocator that worked the bellows for the smelting of iron. Waterwheels were also used to power chain pumps that lifted water to raised
irrigation
Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has been dev ...
ditches. The chain pump was first mentioned in China by the philosopher Wang Chong in his 1st-century '' Balanced Discourse''.
The
armillary sphere
An armillary sphere (variations are known as spherical astrolabe, armilla, or armil) is a model of objects in the sky (on the celestial sphere), consisting of a spherical framework of rings, centered on Earth or the Sun, that represent lines ...
, a three-dimensional representation of the movements in the celestial sphere, was invented in Han China by the 1st century BC. Using a
water clock
A water clock or clepsydra (; ; ) is a timepiece by which time is measured by the regulated flow of liquid into (inflow type) or out from (outflow type) a vessel, and where the amount is then measured.
Water clocks are one of the oldest time- ...
, waterwheel, and a series of gears, the Court Astronomer Zhang Heng (AD 78–139) was able to mechanically rotate his metal-ringed armillary sphere. To address the problem of slowed
timekeeping
Time is the continued sequence of existence and events that occurs in an apparently irreversible succession from the past, through the present, into the future. It is a component quantity of various measurements used to sequence events, t ...
in the pressure head of the inflow water clock, Zhang was the first in China to install an additional tank between the reservoir and inflow vessel.
Zhang also invented a device he termed an "earthquake weathervane" ( 候風地動儀), which the British biochemist, sinologist, and historian Joseph Needham described as "the ancestor of all
seismographs
A seismometer is an instrument that responds to ground noises and shaking such as caused by earthquakes, Types of volcanic eruptions, volcanic eruptions, and explosions. They are usually combined with a timing device and a recording device to f ...
". This device was able to detect the exact cardinal or ordinal direction of
earthquake
An earthquake (also known as a quake, tremor or temblor) is the shaking of the surface of the Earth resulting from a sudden release of energy in the Earth's lithosphere that creates seismic waves. Earthquakes can range in intensity, from ...
s from hundreds of kilometers away. It employed an
inverted pendulum
An inverted pendulum is a pendulum that has its center of mass above its pivot point. It is unstable and without additional help will fall over. It can be suspended stably in this inverted position by using a control system to monitor the a ...
that, when disturbed by ground tremors, would trigger a set of gears that dropped a metal ball from one of eight dragon mouths (representing all eight directions) into a metal toad's mouth.
The account of this device in the ''
Book of the Later Han
The ''Book of the Later Han'', also known as the ''History of the Later Han'' and by its Chinese name ''Hou Hanshu'' (), is one of the Twenty-Four Histories and covers the history of the Han dynasty from 6 to 189 CE, a period known as the Lat ...
'' describes how, on one occasion, one of the metal balls was triggered without any of the observers feeling a disturbance. Several days later, a messenger arrived bearing news that an earthquake had struck in Longxi Commandery (in modern Gansu Province), the direction the device had indicated, which forced the officials at court to admit the efficacy of Zhang's device.
File:Winnowing machine and tilt hammer.JPG, A Han-dynasty pottery model of two men operating a winnowing machine with a crank handle and a
tilt hammer
A trip hammer, also known as a tilt hammer or helve hammer, is a massive powered hammer. Traditional uses of trip hammers include pounding, decorticating and polishing of grain in agriculture. In mining, trip hammers were used for crushing metal ...
used to pound grain.
File:EastHanSeismograph.JPG, A modern replica of Zhang Heng's
seismometer
A seismometer is an instrument that responds to ground noises and shaking such as caused by earthquakes, volcanic eruptions, and explosions. They are usually combined with a timing device and a recording device to form a seismograph. The outp ...
Nine Chapters on the Mathematical Art
''The Nine Chapters on the Mathematical Art'' () is a Chinese mathematics book, composed by several generations of scholars from the 10th–2nd century BCE, its latest stage being from the 2nd century CE. This book is one of the earliest su ...
''. Han-era mathematical achievements include solving problems with right-angle triangles,
square root
In mathematics, a square root of a number is a number such that ; in other words, a number whose ''square'' (the result of multiplying the number by itself, or ⋅ ) is . For example, 4 and −4 are square roots of 16, because .
...
Pythagorean theorem
In mathematics, the Pythagorean theorem or Pythagoras' theorem is a fundamental relation in Euclidean geometry between the three sides of a right triangle. It states that the area of the square whose side is the hypotenuse (the side opposit ...
Gaussian elimination
In mathematics, Gaussian elimination, also known as row reduction, is an algorithm for solving systems of linear equations. It consists of a sequence of operations performed on the corresponding matrix of coefficients. This method can also be used ...
negative number
In mathematics, a negative number represents an opposite. In the real number system, a negative number is a number that is inequality (mathematics), less than 0 (number), zero. Negative numbers are often used to represent the magnitude of a loss ...
s. Negative numbers first appeared in the ''Nine Chapters on the Mathematical Art'' as black
counting rods
Counting rods () are small bars, typically 3–14 cm long, that were used by mathematicians for calculation in ancient East Asia. They are placed either horizontally or vertically to represent any integer or rational number.
The written ...
, where positive numbers were represented by red counting rods. Negative numbers were also used by the
Greek
Greek may refer to:
Greece
Anything of, from, or related to Greece, a country in Southern Europe:
*Greeks, an ethnic group.
*Greek language, a branch of the Indo-European language family.
**Proto-Greek language, the assumed last common ancestor ...
Gandhara
Gandhāra is the name of an ancient region located in the northwestern region of the Indian subcontinent, more precisely in present-day north-west Pakistan and parts of south-east Afghanistan. The region centered around the Peshawar Val ...
, South Asia, but were not widely accepted in Europe until the 16th century.
The Han applied mathematics to various diverse disciplines. In musical tuning, Jing Fang (78–37 BC) realized that 53
perfect fifth
In music theory, a perfect fifth is the musical interval corresponding to a pair of pitches with a frequency ratio of 3:2, or very nearly so.
In classical music from Western culture, a fifth is the interval from the first to the last of five ...
astronomical calendar
A solar calendar is a calendar whose dates indicate the season or almost equivalently the apparent position of the Sun relative to the stars. The Gregorian calendar, widely accepted as a standard in the world, is an example of a solar calendar.
T ...
, a
lunisolar calendar
A lunisolar calendar is a calendar in many cultures, combining lunar calendars and solar calendars. The date of Lunisolar calendars therefore indicates both the Moon phase and the time of the solar year, that is the position of the Sun in the ...
that used the Sun and Moon as time-markers throughout the year. During the spring and autumn periods of the 5th century BC, the Chinese established the Sifen calendar (古四分历), which measured the
tropical year
A tropical year or solar year (or tropical period) is the time that the Sun takes to return to the same position in the sky of a celestial body of the Solar System such as the Earth, completing a full cycle of seasons; for example, the time ...
at 365.25 days. This was replaced in 104 BC with the Taichu calendar (太初曆) that measured the tropical year at (~ 365.25016) days and the lunar month at days. However, Emperor Zhang later reinstated the Sifen calendar.
Han Chinese astronomers made
star catalogue
A star catalogue is an astronomical catalogue that lists stars. In astronomy, many stars are referred to simply by catalogue numbers. There are a great many different star catalogues which have been produced for different purposes over the years ...
s and detailed records of comets that appeared in the night sky, including recording the 12 BC appearance of the comet now known as Halley's Comet.
Han dynasty astronomers adopted a geocentric model of the universe, theorizing that it was shaped like a sphere surrounding the earth in the center. They assumed that the Sun, Moon, and planets were spherical and not disc-shaped. They also thought that the illumination of the Moon and planets was caused by sunlight, that
lunar eclipse
A lunar eclipse occurs when the Moon moves into the Earth's shadow. Such alignment occurs during an eclipse season, approximately every six months, during the full moon phase, when the Moon's orbital plane is closest to the plane of the Eart ...
s occurred when the Earth obstructed sunlight falling onto the Moon, and that a
solar eclipse
A solar eclipse occurs when the Moon passes between Earth and the Sun, thereby obscuring the view of the Sun from a small part of the Earth, totally or partially. Such an alignment occurs during an eclipse season, approximately every six mo ...
occurred when the Moon obstructed sunlight from reaching the Earth. Although others disagreed with his model, Wang Chong accurately described the
water cycle
The water cycle, also known as the hydrologic cycle or the hydrological cycle, is a biogeochemical cycle that describes the continuous movement of water on, above and below the surface of the Earth. The mass of water on Earth remains fairly cons ...
Evidence found in Chinese literature, and archeological evidence, show that
cartography
Cartography (; from grc, χάρτης , "papyrus, sheet of paper, map"; and , "write") is the study and practice of making and using maps. Combining science, aesthetics and technique, cartography builds on the premise that reality (or an ...
existed in China before the Han. Some of the earliest Han maps discovered were ink-penned silk maps found amongst the Mawangdui Silk Texts in a 2nd-century-BC tomb. The general
Ma Yuan Ma Yuan may refer to:
* Ma Yuan (Han dynasty) (馬援; 14 BC – 49 AD), general of the Han dynasty
* Ma Yuan (painter) (馬遠; 1160–1225), painter of the Song dynasty
* Ma Yuan (judge) (馬原), a former Vice President of the Supreme People's ...
created the world's first known raised-relief map from rice in the 1st century. This date could be revised if the tomb of Emperor
Qin Shi Huang
Qin Shi Huang (, ; 259–210 BC) was the founder of the Qin dynasty and the first emperor of a unified China. Rather than maintain the title of "king" ( ''wáng'') borne by the previous Shang and Zhou rulers, he ruled as the First Emperor ( ...
is excavated and the account in the ''Records of the Grand Historian'' concerning a model map of the empire is proven to be true.
Although the use of the graduated scale and grid reference for maps was not thoroughly described until the published work of Pei Xiu (AD 224–271), there is evidence that in the early 2nd century, cartographer Zhang Heng was the first to use scales and grids for maps.
Han dynasty Chinese sailed in a variety of ships different from those of previous eras, such as the tower ship. The ''junk'' design was developed and realized during the Han era. Junk ships featured a square-ended bow and
stern
The stern is the back or aft-most part of a ship or boat, technically defined as the area built up over the sternpost, extending upwards from the counter rail to the taffrail. The stern lies opposite the bow, the foremost part of a ship. Ori ...
, a flat-bottomed
hull
Hull may refer to:
Structures
* Chassis, of an armored fighting vehicle
* Fuselage, of an aircraft
* Hull (botany), the outer covering of seeds
* Hull (watercraft), the body or frame of a ship
* Submarine hull
Mathematics
* Affine hull, in affi ...
keel
The keel is the bottom-most longitudinal structural element on a vessel. On some sailboats, it may have a hydrodynamic and counterbalancing purpose, as well. As the laying down of the keel is the initial step in the construction of a ship, in B ...
or
sternpost
A sternpost is the upright structural member or post at the stern of a (generally wooden) ship or a boat, to which are attached the transoms and the rearmost left corner part of the stern.
The sternpost may either be completely vertical or m ...
rudder
A rudder is a primary control surface used to steer a ship, boat, submarine, hovercraft, aircraft, or other vehicle that moves through a fluid medium (generally air or water). On an aircraft the rudder is used primarily to counter adverse yaw a ...
at the stern, in contrast to the simpler steering oar used for riverine transport, allowing them to sail on the high seas.
Although ox-carts and chariots were previously used in China, the wheelbarrow was first used in Han China in the 1st century BC. Han artwork of horse-drawn chariots shows that the Warring-States-Era heavy wooden yoke placed around a horse's chest was replaced by the softer ''breast strap''. Later, during the Northern Wei (386–534), the fully developed horse collar was invented.
File:Western Han Mawangdui Silk Map.JPG, An early Western Han dynasty silk map found in tomb 3 of Mawangdui, depicting the Kingdom of
Changsha
Changsha (; ; ; Changshanese pronunciation: (), Standard Mandarin pronunciation: ) is the capital and the largest city of Hunan Province of China. Changsha is the 17th most populous city in China with a population of over 10 million, and th ...
and Kingdom of Nanyue in southern China (note: the south direction is oriented at the top).
File:Eastern Han pottery boat.JPG, An Eastern Han dynasty pottery boat model with a steering
rudder
A rudder is a primary control surface used to steer a ship, boat, submarine, hovercraft, aircraft, or other vehicle that moves through a fluid medium (generally air or water). On an aircraft the rudder is used primarily to counter adverse yaw a ...
at the stern and
anchor
An anchor is a device, normally made of metal , used to secure a vessel to the bed of a body of water to prevent the craft from drifting due to wind or current. The word derives from Latin ''ancora'', which itself comes from the Greek ...
at the bow.
Medicine
Han-era medical physicians believed that the human body was subject to the same forces of nature that governed the greater universe, namely the cosmological cycles of yin and yang and the five phases. Each organ of the body was associated with a particular phase. Illness was viewed as a sign that '' qi'' or "vital energy" channels leading to a certain organ had been disrupted. Thus, Han-era physicians prescribed medicine that was believed to counteract this imbalance.
For example, since the wood phase was believed to promote the fire phase, medicinal ingredients associated with the wood phase could be used to heal an organ associated with the fire phase. Besides dieting, Han physicians also prescribed moxibustion,
acupuncture
Acupuncture is a form of alternative medicine and a component of traditional Chinese medicine (TCM) in which thin needles are inserted into the body. Acupuncture is a pseudoscience; the theories and practices of TCM are not based on scient ...
, and
calisthenics
Calisthenics (American English) or callisthenics (British English) ( /ˌkælɪsˈθɛnɪks/) is a form of strength training consisting of a variety of movements that exercise large muscle groups (gross motor movements), such as standing, graspi ...
as methods of maintaining one's health. When surgery was performed by the Chinese physician
Hua Tuo
Hua Tuo ( 140–208), courtesy name Yuanhua, was a Chinese physician who lived during the late Eastern Han dynasty. The historical texts '' Records of the Three Kingdoms'' and '' Book of the Later Han'' record Hua Tuo as the first person in Ch ...
(d. AD 208), he used
anesthesia
Anesthesia is a state of controlled, temporary loss of sensation or awareness that is induced for medical or veterinary purposes. It may include some or all of analgesia (relief from or prevention of pain), paralysis (muscle relaxation), a ...
to numb his patients' pain and prescribed a rubbing ointment that allegedly sped the process of healing surgical wounds. Whereas the physician
Zhang Zhongjing
Zhang Zhongjing (; 150–219), formal name Zhang Ji (), was a Chinese pharmacologist, physician, inventor, and writer of the Eastern Han dynasty and one of the most eminent Chinese physicians during the later years of the Han dynasty. He esta ...
( – ) is known to have written the ''
Shanghan lun
The ''Shanghan Lun'' (; variously known in English as the ''Treatise on Cold Damage Diseases','' ''Treatise on Cold Damage Disorders'' or the ''Treatise on Cold Injury'') is a part of ''Shanghan Zabing Lun'' (. It is a Traditional Chinese medi ...
'' ("Dissertation on Typhoid Fever"), it is thought that both he and Hua Tuo collaborated in compiling the '' Shennong Ben Cao Jing'' medical text.
See also
*
Battle of Jushi
The Battle of Jushi () was a battle between the Han Dynasty and the Xiongnu for control of the people of the Jushi culture in the Turpan Basin in 67 BC. The battle was a success for the Han, who were led by Zheng Ji. The king of Jushi Wugui sur ...
*
Campaign against Dong Zhuo
The Campaign against Dong Zhuo was a punitive expedition initiated by a coalition of regional officials and warlords against the warlord Dong Zhuo in 190 in the late Eastern Han dynasty. The members of the coalition claimed that Dong had the i ...