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Guan Zhong (; c. 720–645 BC) was a Chinese philosopher and politician. He served as
chancellor Chancellor ( la, cancellarius) is a title of various official positions in the governments of many nations. The original chancellors were the of Roman courts of justice—ushers, who sat at the or lattice work screens of a basilica or law cou ...
and was a reformer of the State of Qi during the
Spring and Autumn period The Spring and Autumn period was a period in Chinese history from approximately 770 to 476 BC (or according to some authorities until 403 BC) which corresponds roughly to the first half of the Eastern Zhou period. The period's name derives fr ...
of Chinese history. His
given name A given name (also known as a forename or first name) is the part of a personal name quoted in that identifies a person, potentially with a middle name as well, and differentiates that person from the other members of a group (typically a fa ...
was Yiwu (). ''Zhong'' was his courtesy name. He is mainly remembered for his reforms as chancellor under
Duke Huan of Qi Duke Huan of Qi (; died 643 BC), personal name Xiǎobái (小白), was the ruler of the State of Qi from 685 to 643 BC. Living during the chaotic Spring and Autumn period, as the Zhou dynasty's former vassal states fought each other for supremacy ...
, as well as his friendship with his colleague
Bao Shuya Bao Shuya (; d.644 BC) was a Chinese businessman and politician of the State of Qi under Duke Huan of Qi during the Spring and Autumn period in China. He was a contemporary and friend of Guan Zhong. Though an able administrator in his own right ...
, though his reputation remained controversial among the Confucians, as detailed in the Philosophy and appraisal section. Through Guan Zhong's reforms and skilful diplomacy Qi became the most powerful of the feudal states and Duke Huan became the first of the Five Hegemons. Though knowledge of his reforms is limited, in particular he instituted a famous fiscal policy known as "balancing the light and the heavy", associated with salt and iron monopolies. Though otherwise a diverse work, the Guanzi compilation making use of his name makes similar such recommendations.


Life


Youth and friendship with Bao Shuya

Guan Zhong, a descendant of either Shu Xian of Guan or
King Mu of Zhou King Mu of Zhou (), personal name Ji Man, was the fifth king of the Zhou dynasty of China. The dates of his reign are 976–922 BC or 956–918 BC. Life King Mu came to the throne after his father King Zhao’s death during his tour to the Sout ...
, was born in Yingshang, and became acquainted with Bao Shuya at an early age, when they became business partners. The Shiji records that, as partner, Guan Zhong often took more than his share of the profits, in effect cheating Bao Shuya. Bao, however, recognised his impoverished background and was not offended.


Tutors of different princes

Subsequently, Guan Zhong was appointed tutor to Prince Jiu, the younger brother of the ruling Duke Xiang of Qi. Bao Shuya, meanwhile, became tutor to Jiu's younger brother, Prince Xiaobai. In 686 BC, Duke Xiang was murdered in a palace coup by two of his ministers, who then installed Gongsun Wuzhi, a scion of the ducal house, as the new Duke. Recognising that they were in mortal danger, both Prince Jiu and Prince Xiaobai fled with their respective tutors. Prince Jiu fled to the
State of Lu Lu (, c. 1042–249 BC) was a vassal state during the Zhou dynasty of ancient China located around modern Shandong province. Founded in the 11th century BC, its rulers were from a cadet branch of the House of Ji (姬) that ruled the Zhou dyn ...
, while Prince Xiaobai went to the
State of Ju Ju () was a Dongyi state in modern Shandong province during the Zhou dynasty (1046–256 BCE) of ancient China. The rulers of Ju had the surname of Ji 己. According to the '' Shuowen Jiezi'', "Ju" means taro or a wooden tool. It was weaken ...
.


Becoming chancellor

In 685 BC, Gongsun Wuzhi himself was killed in another palace coup, and the ministers of Qi sent envoys to Ju, hoping to receive Prince Xiaobai back and succeed to the duchy. On hearing of this, Lu also sent Prince Jiu towards Qi, while Guan Zhong intercepted Prince Xiaobai to prevent his return. In the resulting conflict, Guan Zhong shot an arrow at Xiaobai which hit his belt buckle. Xiaobai pretended to cough blood and collapse, tricking Guan Zhong into thinking he was mortally wounded. Eventually, Xiaobai won the race back to Qi, and was installed as Duke. The State of Lu attempted to enforce Prince Jiu's claim, but was defeated in battle, after which Qi forced Lu to execute Prince Jiu and send Guan Zhong back as a prisoner. Xiaobai originally wanted to execute Guan Zhong as well, but Bao Shuya strongly recommended sparing him and elevating him to chancellor, even though that meant he would outrank Bao himself. Xiaobai was eventually convinced.


Domestic reforms

Duke Huan had inherited a state in turmoil, after three years of civil wars and usurpation had severely depleted the treasury. As Chancellor, Guan Zhong instituted extensive reforms aimed at organising and strengthening the Qi state. Administratively, the capital was divided into 21 districts: six of merchants, which provided the Qi state's trade revenue, and fifteen of attendants, which provided the core of the Qi army. Similarly, the population outside the capital was organised: 30 households were formed into one village, 10 villages as one troop, 10 troops as one district, 3 districts as one county, and counties grouped into five regions. Administrators were appointed at every level, with the regional administrators reporting on their jurisdictions to the Duke every year. Economically, Guan Zhong disbanded the well-field system instituted since the Zhou Dynasty; instead, all land was to be taxed according to its productivity. At the same time, Qi's coastal position was exploited through the expansion of fisheries and salt production, while trade was encouraged through certain privileges. For instance, people bearing goods to market on foot, and carriages arriving empty at markets to make purchases, were not subject to tolls; this encouraged the use of the state-managed markets. Guan Zhong further proposed that the "goods of the mountains and seas" (namely iron and salt) should be state managed, a policy that would evolve into state monopolies later in Chinese history. Similarly, a price-regulation scheme existed for food, with granaries buying grain in bounty years to be released into the market in lean years. Finally, coinage was also unified to encourage trade within Qi.


Philosophy and appraisal

Guan Zhong was disparagingly identified with the
Legalist Legalist, Inc. is an investment firm that specializes in alternative assets in the private credit industry. Today the firm manages approximately $750 million across three separate strategies: litigation finance, bankruptcy (debtor-in-possession or ...
school as a result of his administrative reforms. Though actually legalistic philosophy did not develop until hundreds of years later, R. Eno of Indiana University does consider that "If one were to trace the origins of Legalism as far back as possible, it might be appropriate to date its beginnings to the prime ministership of Guan Zhong, chief aide to the first of the hegemonic lords of the Spring Autumn period, Duke Huan of Qi (r. 685–643)."http://chinatxt.sitehost.iu.edu/Thought/Legalism.pdf R Eno, Indiana University He is said to have indulged in a luxurious lifestyle, did not equate a ruler's moral purity with his ability to govern. Duke Huan, who loved hunting and women, asked Guan if these indulgences would harm his hegemony, to which Guan replied that the ruler's love for luxury would not harm his hegemony. It would only be harmed through inappropriate staffing and misuse of talent. One passage "recounts" Confucius as considering him "mediocre" for his lack of frugality and knowledge of ritual. Despite all this, he might be considered, "at least in most respects" an "ideal Confucian minister". Guan Zhong is reported to have advised Duke Huan: 'Summon the wavering with courtesy and cherish the remote with virtuous conduct. So long as your virtuous conduct and courtesy never falter, there will be no one who does not cherish you.'" When Duke Huan was approached to dethrone the ruling clans of his state, Guan Zhong advised him that he had won their adherence through politeness (''li'') and trustworthiness (''xin''). When Confucius's students criticized Guan Zhong as lacking propriety, crediting his ambition and achievement Confucius said of him that "It was due to Guan Zhong that Duke Huan was able to assemble the feudal lords on numerous occasions without resorting to the use of his war chariots. Such was his goodness! ... Through having Guan Zhong as his minister Duke Huan became protector over the feudal lords. He brought unity and order to the entire realm so that even today people enjoy his gifts to them ... I am afraid that without Guan Zhong we would be folding our lapels right-over-left (
traditional Chinese clothing Chinese clothing includes both the traditional hanfu and modern variations of indigenous Chinese dress as recorded by the artifacts and some traditional arts of Chinese culture. Chinese clothing has been shaped through its dynastic traditions, as ...
customarily is folded left-over-right)." The students of Confucius also posted a question whether Guan Zhong followed "Ren" or not. However, in pre-Qin period, "Ren" has a distinctive utilitarian definition. Hence, from this point, Guan Zhong followed "Ren".


Achievements

Guan Zhong started multiple reforms in the State of Qi. Politically, he centralized power and divided the state into different villages, each carrying out a specific trade. Instead of relying on the traditional aristocracy for manpower, he applied levies to the village units directly. He also developed a better method for choosing talent to be governors. Under Guan Zhong, Qi shifted administrative responsibility from hereditary aristocrats to professional bureaucrats. He is also credited for creating the first official government sponsored
brothel A brothel, bordello, ranch, or whorehouse is a place where people engage in sexual activity with prostitutes. However, for legal or cultural reasons, establishments often describe themselves as massage parlors, bars, strip clubs, body rub par ...
known as "女市" which funded the government treasury. During his term of office, the State of Qi became much stronger. The '' Zuo Zhuan'' records that in 660 BC, Guan Zhong urged
Duke Huan of Qi Duke Huan of Qi (; died 643 BC), personal name Xiǎobái (小白), was the ruler of the State of Qi from 685 to 643 BC. Living during the chaotic Spring and Autumn period, as the Zhou dynasty's former vassal states fought each other for supremacy ...
to attack the small neighboring State of Xing which was under attack from Quan Rong nomads, a non-Chinese Rong tribes. Later, in 652 BC he advised the duke not to ally with a vassal ruler's son who wished to depose his father. Duke Huan often listened to Guan Zhong's sound advice such that his status amongst other Zhou vassal states rose. As a result, the duke came to be recognized as the first Hegemon or leader of the vassal alliance. In recognition of Guan Zhong's service, Duke Huan gave him the honorary title of "Godfather" (). The same title was later given to Lü Buwei by Prince Zheng, the future Qin Shi Huang.


State Monopoly on Salt and Iron

Under Guan's guidance several important economic reforms were introduced. He created a uniform tax code and also used state power to encourage the production of salt and iron. He believed that monopolizing the nature resources was helpful on improving the government income, with fewer complaints from the public than raising taxes. The strategy was described by himself to the Duke of Huan as "managing the mountain and the sea(官山海)", which mainly refers to iron mine from the mountain and salt from the sea. Under his policy, private business who produce salt by boiling seawater and iron by mining must sell all outputs to the government, and the government resell refined salt and iron products, with huge price gap, to all household in State of Qi. Historians usually credit Guan Zhong for introducing state monopolies controlling salt and iron.


Qi-Hengshan War

In the record of Guanzi Chapter 84, Duke of Huan wanted to restrain the threat from State of Hengshan () and asked Guan for solution. State of Hengshan was famous for its weapon production. Guan then ordered officials to buy arms from State of Hengshan in large quantities. After ten months, worrying that the price will continuously grow up, State of Yan, State of Dai and later State of Qin followed up the buying. The price then jumped sharply and, as a result, almost all household in State of Hengshan switched to make weapons instead of farming. One year later, Guan ordered officials to buy rice from State of Zhao, at a price more than three times higher than normal. By seeing the potential huge profit, State of Hengshan sold its rice inventory to officials from State of Qi. Afterwards, Guan suddenly ordered State of Qi's army to invade State of Hengshan. With selling out of weapon and rice, State of Hengshan soon surrendered. Some historians marked Qi-Hengshan War the early form of Economic Warfare.Chu L.''Guan Zhong's Economics War'', Military Economics Research (China), 1991.


Publications

He composed the '' Guanzi'' encyclopedia, officially compiled by the
Jixia Academy The Jixia Academy or Academy of the Gate of Chi Needham, Joseph. Science and Civilisation in China', Vol. 1, pp. 95 f. Cambridge University Press, 1956. , 9780521057998. Accessed 2 Nov 2012. was a scholarly academy during the Warring States period ...
during the Warring States period.


In popular culture

Guan Zhong is one of 32 historical personages featured in the
Koei Koei Co., Ltd. was a Japanese video game publisher, developer, and distributor founded in 1978. The company is known for its ''Dynasty Warriors'' games based on the novel ''Romance of the Three Kingdoms'', as well as simulation games based on p ...
game '' Romance of the Three Kingdoms XI'', where he is referred to as Guan Yiwu.


References


External links

* * * {{DEFAULTSORT:Guan, Zhong 720 BC births 645 BC deaths 7th-century BC Chinese people 8th-century BC Chinese people Chinese chancellors Chinese encyclopedists Chinese jurists Legalism (Chinese philosophy) Philosophers of law Politicians from Fuyang Theoretical historians Zhou dynasty philosophers Zhou dynasty politicians Qi (state)