''Government by Judiciary'' is a 1977
book
A book is a medium for recording information in the form of writing or images, typically composed of many pages (made of papyrus, parchment, vellum, or paper) bound together and protected by a cover. The technical term for this physical arr ...
by
constitutional scholar and law professor
Raoul Berger
Raoul Berger (January 4, 1901 – September 23, 2000)Philip_Kurland.html" ;"title="ith Philip Kurland">ith Philip Kurland
* ''The Fourteenth Amendment and the Bill of Rights'' (1989)
See also
*Living Constitution
Notes
{{DEFAULTSORT:Berger ...
which argues that the
U.S. Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
(especially, but not only, the
Warren Court
The Warren Court was the period in the history of the Supreme Court of the United States during which Earl Warren served as Chief Justice. Warren replaced the deceased Fred M. Vinson as Chief Justice in 1953, and Warren remained in office until ...
) has interpreted the
Fourteenth Amendment of the
U.S. Constitution
The Constitution of the United States is the supreme law of the United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven articles, it delineates the natio ...
contrary to the original intent of the framers of this Amendment and that the U.S. Supreme Court has thus usurped the authority of the American people to govern themselves and decide their own destiny.
Berger argues that the U.S. Supreme Court is not actually empowered to rewrite the U.S. Constitution – including under the guise of
interpretation – and that thus the U.S. Supreme Court has consistently overstepped its designated authority when it used its powers of interpretation to ''de facto'' rewrite the U.S. Constitution in order to reshape it more to its own liking.
(By ''de facto'' rewriting the U.S. Constitution, Berger means that the U.S. Supreme Court didn't actually alter the text of the US Constitution but nevertheless interpreted it in such a way that the U.S. Supreme Court altered the meaning and/or the effects of the relevant parts of the U.S. Constitution.)
Summary
In this book, Berger argues that the Fourteenth Amendment should be interpreted based on the original intent of its draftsmen.
Berger argues that this is how the U.S. Constitution was historically interpreted as well as how the draftsmen of the 14th Amendment intended for this Amendment to be interpreted.
Berger also argues that the sole purpose of the Fourteenth Amendment was to constitutionalize the
Civil Rights Act of 1866
The Civil Rights Act of 1866 (, enacted April 9, 1866, reenacted 1870) was the first United States federal law to define citizenship and affirm that all citizens are equally protected by the law. It was mainly intended, in the wake of the Amer ...
.
(Berger rejects the use of statements by critics of the Fourteenth Amendment to advance a broad reading of the Fourteenth Amendment by arguing that these statements were made to make the Fourteenth Amendment look terrifying in order to increase the odds that this Amendment be rejected and defeated.
) Specifically, the purpose of that Act was to tear down the
Black Codes in the post-
Civil War
A civil war or intrastate war is a war between organized groups within the same state (or country).
The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies ...
Southern U.S.
The Southern United States (sometimes Dixie, also referred to as the Southern States, the American South, the Southland, or simply the South) is a geographic and cultural region of the United States of America. It is between the Atlantic Ocean ...
and to give the
freedmen
A freedman or freedwoman is a formerly enslaved person who has been released from slavery, usually by legal means. Historically, enslaved people were freed by manumission (granted freedom by their captor-owners), abolitionism, emancipation (gra ...
basic rights such as
freedom of contract
Freedom of contract is the process in which individuals and groups form contracts without government restrictions. This is opposed to government regulations such as minimum-wage laws, competition laws, economic sanctions, restrictions on pri ...
, the right to sue and be sued, to travel and work wherever they please, and to buy, sell, and own property.
Berger argues that, in the view of its draftsmen, the 1866 Civil Rights Act did not require
U.S. state
In the United States, a state is a constituent political entity, of which there are 50. Bound together in a political union, each state holds governmental jurisdiction over a separate and defined geographic territory where it shares its sover ...
s to allow
African-Americans
African Americans (also referred to as Black Americans and Afro-Americans) are an ethnic group consisting of Americans with partial or total ancestry from sub-Saharan Africa. The term "African American" generally denotes descendants of ensl ...
to serve on
juries
A jury is a sworn body of people (jurors) convened to hear evidence and render an impartial verdict (a finding of fact on a question) officially submitted to them by a court, or to set a penalty or judgment.
Juries developed in England dur ...
, to vote, to
intermarry with White people, or to
go to the same schools that White people went to.
Thus, Berger argues that numerous U.S. Supreme Court decisions based on the Fourteenth Amendment have been wrongly decided since they were decided contrary to the original intent of the Fourteenth Amendment.
These decisions include the 1880 case ''
Strauder v. West Virginia
''Strauder v. West Virginia'', 100 U.S. 303 (1880), was a landmark decision of the Supreme Court of the United States about racial discrimination and United States constitutional criminal procedure. ''Strauder'' was the first instance where the ...
'' (which stated that African-Americans cannot be prohibited from serving on juries), the 1954 case ''
Brown v. Board of Education
''Brown v. Board of Education of Topeka'', 347 U.S. 483 (1954), was a landmark decision by the U.S. Supreme Court, which ruled that U.S. state laws establishing racial segregation in public schools are unconstitutional, even if the segrega ...
'' (which struck down school segregation), the 1960s
one person, one vote
"One man, one vote", or "one person, one vote", expresses the principle that individuals should have equal representation in voting. This slogan is used by advocates of political equality to refer to such electoral reforms as universal suffrage, ...
cases such as ''
Reynolds v. Sims
''Reynolds v. Sims'', 377 U.S. 533 (1964), was a landmark United States Supreme Court case in which the Court ruled that the electoral districts of state legislative chambers must be roughly equal in population. Along with ''Baker v. Carr'' (196 ...
'', and the 1967 case ''
Loving v. Virginia
''Loving v. Virginia'', 388 U.S. 1 (1967), was a List of landmark court decisions in the United States, landmark civil rights decision of the U.S. Supreme Court in which the Court ruled that Anti-miscegenation laws in the United States, laws ban ...
'' (which struck down bans on
interracial marriage
Interracial marriage is a marriage involving spouses who belong to different races or racialized ethnicities.
In the past, such marriages were outlawed in the United States, Nazi Germany and apartheid-era South Africa as miscegenation. In 19 ...
).
Berger also criticizes the argument made by
Alexander Bickel
Alexander Mordecai Bickel (1924–1974) was an American legal scholar and expert on the United States Constitution. One of the most influential constitutional commentators of the twentieth century, his writings emphasize judicial restraint.
Life ...
,
William Van Alstyne
William Warner Van Alstyne (February 8, 1934 – January 29, 2019) was an American attorney, law professor, and constitutional law scholar. Prior to retiring in 2012, he held the named position of Lee Professor of Law at William and Mary Law Sch ...
, and others that the 14th Amendment's language was meant to be open-ended in order to give future generations a large amount of discretion in determining how to apply the 14th Amendment's principles to their own times.
Berger argues that the "open-ended language" theory lacks any historical basis whatsoever and that, in any case, any intentions that existed but were not disclosed to the American people before they ratified a constitutional amendment certainly have no value and shouldn't be used as a basis for interpreting this amendment.
In Berger's view, the ideas of
substantive due process
Substantive due process is a principle in United States constitutional law that allows courts to establish and protect certain fundamental rights from government interference, even if only procedural protections are present or the rights are unen ...
as well as the
incorporation of the Bill of Rights
In United States constitutional law, incorporation is the doctrine by which portions of the Bill of Rights have been made applicable to the states. When the Bill of Rights was ratified, the courts held that its protections extended only to the ...
(against
the states) are both contrary to the intent of the framers of the Fourteenth Amendment.
In regards to incorporation of the
Bill of Rights
A bill of rights, sometimes called a declaration of rights or a charter of rights, is a list of the most important rights to the citizens of a country. The purpose is to protect those rights against infringement from public officials and pri ...
, Berger argues that the views of
John Bingham
John Armor Bingham (January 21, 1815 – March 19, 1900) was an American politician who served as a Republican representative from Ohio and as the United States ambassador to Japan. In his time as a congressman, Bingham served as both assist ...
and
Jacob Howard
Jacob Merritt Howard (July 10, 1805 – April 2, 1871) was an American attorney and politician. He was most notable for his service as a U.S. Representative and U.S. Senator from the state of Michigan, and his political career spanned the Ameri ...
in regards to this issue were unorthodox (Bingham and Howard both stated that the 14th Amendment would apply the first eight amendments in the Bill of Rights against the states) and that most Republicans in the
39th United States Congress
The 39th United States Congress was a meeting of the legislative branch of the United States federal government, consisting of the United States Senate and the United States House of Representatives. It met in Washington, D.C. from March 4, 1865, ...
(which proposed and passed the 14th Amendment) did not share Bingham's and Howard's views on this issue.
As support for his position, Berger points out that none of the Republicans who spoke about the 14th Amendment on the campaign trail leading up to the
1866 elections ever said or even suggested that the 14th Amendment would apply any of the amendments in the Bill of Rights against the states and that court rulings shortly after the 14th Amendment's ratification in 1868 continued to hold that the Bill of Rights was inapplicable against US states (as opposed to the
US federal government
The federal government of the United States (U.S. federal government or U.S. government) is the national government of the United States, a federal republic located primarily in North America, composed of 50 states, a city within a fed ...
—against which the Bill of Rights was always held to be applicable).
Finally, Berger defends the holding in the notorious 1896 case ''
Plessy v. Ferguson
''Plessy v. Ferguson'', 163 U.S. 537 (1896), was a landmark U.S. Supreme Court decision in which the Court ruled that racial segregation laws did not violate the U.S. Constitution as long as the facilities for each race were equal in qualit ...
'' and argues that the reason that "Plessy has become a symbol of evil[] ... is because we impose 'upon the past a creature of our own imagining' instead of looking to 'contemporaries of the events we are studying.'"
Berger argues that "Plessy merely reiterated what an array of courts had been holding for fifty years"—starting with the 1849
Massachusetts Supreme Court
The Massachusetts Supreme Judicial Court (SJC) is the highest court in the Commonwealth of Massachusetts. Although the claim is disputed by the Supreme Court of Pennsylvania, the SJC claims the distinction of being the oldest continuously functi ...
case ''Roberts v. City of Boston'' (which upheld the constitutionality of segregated schools in
).
Berger supported the idea of US constitutional change through the
Article V amendment process but did not believe that the US judiciary actually had the authority to ''
de facto
''De facto'' ( ; , "in fact") describes practices that exist in reality, whether or not they are officially recognized by laws or other formal norms. It is commonly used to refer to what happens in practice, in contrast with ''de jure'' ("by la ...
'' amend the US Constitution under the guise of interpretation outside of the Article V amendment process—including when achieving change through the Article V amendment process looked extremely unrealistic.
Berger believed that not every injustice actually has a judicial remedy and that therefore the fact that an injustice exists does not automatically mean that the U.S. federal judiciary actually has the authority to eliminate this injustice.
Also, Berger argues that the
U.S. Congress
The United States Congress is the legislature of the federal government of the United States. It is Bicameralism, bicameral, composed of a lower body, the United States House of Representatives, House of Representatives, and an upper body, ...
and not the courts were meant to have the exclusive authority to enforce the Fourteenth Amendment.
In Berger's view, the courts would only be allowed to enforce the Fourteenth Amendment if the U.S. Congress was to delegate this authority to them.
Berger points out that, at the time of the 14th Amendment's drafting and ratification in the late 1860s, there was still widespread distrust of
judicial review
Judicial review is a process under which executive, legislative and administrative actions are subject to review by the judiciary. A court with authority for judicial review may invalidate laws, acts and governmental actions that are incompat ...
among
Northerners and
abolitionists
Abolitionism, or the abolitionist movement, is the movement to end slavery. In Western Europe and the Americas, abolitionism was a historic movement that sought to end the Atlantic slave trade and liberate the enslaved people.
The Britis ...
due to them still remembering that the
antebellum
Antebellum, Latin for "before war", may refer to:
United States history
* Antebellum South, the pre-American Civil War period in the Southern United States
** Antebellum Georgia
** Antebellum South Carolina
** Antebellum Virginia
* Antebellum ar ...
U.S. judiciary has generally not ruled in favor of abolitionists but instead made various
pro-slavery
Proslavery is a support for slavery. It is found in the Bible, in the thought of ancient philosophers, in British writings and in American writings especially before the American Civil War but also later through 20th century. Arguments in favor o ...
rulings such as ''
Prigg v. Pennsylvania
''Prigg v. Pennsylvania'', 41 U.S. (16 Pet.) 539 (1842), was a United States Supreme Court case in which the court held that the Fugitive Slave Act of 1793 precluded a Pennsylvania state law that prohibited blacks from being taken out of the free s ...
'' and ''
Dred Scott v. Sandford
''Dred Scott v. Sandford'', 60 U.S. (19 How.) 393 (1857), was a landmark decision of the United States Supreme Court that held the U.S. Constitution did not extend American citizenship to people of black African descent, enslaved or free; t ...
'' that strongly incensed abolitionists.
Aftermath
After this book was published, Berger spent twenty years responding to his critics – writing "forty article-length rebuttals and one of book length."
The
scholars
A scholar is a person who pursues academic and intellectual activities, particularly academics who apply their intellectualism into expertise in an area of study. A scholar can also be an academic, who works as a professor, teacher, or researcher ...
and
law professors whom Berger responded to include (but are not limited to)
John Hart Ely
John Hart Ely ( ; December 3, 1938 – October 25, 2003) was an American legal scholar. He was a professor of law at Yale Law School from 1968 to 1973, Harvard Law School from 1973 to 1982, Stanford Law School from 1982 to 1996, and at the Uni ...
,
Aviam Soifer
Aviam Soifer (born 1948) is an American legal scholar who worked on high-profile matters for the American Civil Liberties Union and later served as dean of two American law schools, at the Boston College Law School from 1993 to 1998, and at the W ...
, Louis Fisher, Michael Kent Curtis (author of ''
Free Speech, "The People's Darling Privilege"''),
Paul Brest
Paul Brest (born 1940) is an American scholar of constitutional law, a former president of the William and Flora Hewlett Foundation, and a former dean of Stanford Law School. He is an influential theorist on the role of non-profit organizations i ...
, Paul Dimond,
Lawrence G. Sager,
Mark Tushnet
Mark Victor Tushnet (born 18 November 1945) is an American legal scholar. He specializes in constitutional law and theory, including comparative constitutional law, and is currently the William Nelson Cromwell Professor of Law at Harvard Law Sch ...
,
Michael Perry,
Gerald Lynch,
Hugo Bedau
Hugo Adam Bedau (September 23, 1926 – August 13, 2012) was the Austin B. Fletcher Professor of Philosophy, Emeritus, at Tufts University, and is best known for his work on capital punishment. He has been called a "leading anti-death-penalt ...
,
Robert Cottrol,
Michael W. McConnell
Michael William McConnell (born May 18, 1955) is an American constitutional law scholar who served as a United States circuit judge of the United States Court of Appeals for the Tenth Circuit from 2002 to 2009. Since 2009, McConnell has been a ...
,
H. Jefferson Powell,
Jack Balkin
Jack M. Balkin (born August 13, 1956) is an American legal scholar. He is the Knight Professor of Constitutional Law and the First Amendment at Yale Law School. Balkin is the founder and director of the Yale Information Society Project (ISP), a r ...
,
Leonard Levy, Stephen Presser,
Michael Zuckert
Michael P. Zuckert (born July 24, 1942) is an American political philosopher and Reeves Dreux Professor of Political Science at the University of Notre Dame. Zuckert earned a bachelor's degree in Cornell University in 1964, and completed his mast ...
,
Randy Barnett
Randy Evan Barnett (born February 5, 1952) is an American legal scholar. He serves as the Patrick Hotung Professor of Constitutional Law at Georgetown University, where he teaches constitutional law and contracts, and is the director of the Georg ...
,
Boris Bittker
Boris Irving Bittker (November 28, 1916 – September 8, 2005) was an American legal scholar. A professor at Yale Law School, Bittker was a prolific author, writing many textbooks and over one hundred articles on tax law.
Born in Rochester, N ...
,
Bruce Ackerman
Bruce Arnold Ackerman (born August 19, 1943) is an American constitutional law scholar. He is a Sterling Professor at Yale Law School. In 2010, he was named by ''Foreign Policy'' magazine to its list of top global thinkers. Ackerman was also amon ...
, Hans Baade,
Akhil Amar
Akhil Reed Amar (born September 6, 1958) is an American legal scholar known for his expertise in constitutional law and criminal procedure. He holds the position of Sterling Professor of Law and Political Science at Yale University, and is an adj ...
,
Jack Rakove
Jack Norman Rakove (born June 4, 1947) is an American historian, author and professor at Stanford University. He is a Pulitzer Prize winner.
Biography
Rakove was born in Chicago to Political Science Professor Milton L. Rakove (1918–1983) ...
, and
Ronald Dworkin
Ronald Myles Dworkin (; December 11, 1931 – February 14, 2013) was an American philosopher, jurist, and scholar of United States constitutional law. At the time of his death, he was Frank Henry Sommer Professor of Law and Philosophy at New Yo ...
.
Reception
After it was published, ''Government by Judiciary'' received reviews from publications such as ''
Duke Law Journal
The ''Duke Law Journal'' is a student-run law review and the premier legal periodical of Duke University School of Law. The journal publishes general-interest articles and student notes in eight issues each year.
History and Overview
The journa ...
'', ''
Valparaiso University Law Review'', ''
Cornell Law Review
The ''Cornell Law Review'' is the flagship legal journal of Cornell Law School. Originally published in 1915 as the ''Cornell Law Quarterly'', the journal features scholarship in all fields of law. Notably, past issues of the ''Cornell Law Rev ...
,
Columbia Law Review
The ''Columbia Law Review'' is a law review edited and published by students at Columbia Law School. The journal publishes scholarly articles, essays, and student notes.
It was established in 1901 by Joseph E. Corrigan and John M. Woolsey, who se ...
'', and ''
Commentary
Commentary or commentaries may refer to:
Publications
* ''Commentary'' (magazine), a U.S. public affairs journal, founded in 1945 and formerly published by the American Jewish Committee
* Caesar's Commentaries (disambiguation), a number of works ...
''. Since its publication in 1977, ''Government by Judiciary'' has been cited over 2,100 times.
See also
*
Originalism
In the context of United States law, originalism is a theory of constitutional interpretation that asserts that all statements in the Constitution must be interpreted based on the original understanding "at the time it was adopted". This conce ...
*
Living Constitution
The Living Constitution, or judicial pragmatism, is the viewpoint that the United States Constitution holds a dynamic meaning that evolves and adapts to new circumstances even if the document is not formally amended. The Constitution is said ...
References
Further reading
*
*
*
*
*
*
*
*
*
*
*{{cite journal, last=Murphy, first=Walter F., date=July 1978, doi=10.2307/795753, issue=8, journal=The Yale Law Journal, jstor=795753, pages=1752–1771, title=Constitutional Interpretation: The Art of the Historian, Magician, or Statesman?, volume=87, url=https://digitalcommons.law.yale.edu/ylj/vol87/iss8/9
1977 non-fiction books
Supreme Court of the United States
Constitution of the United States
United States Fourteenth Amendment case law
Constitutional law
Separation of powers
Harvard University Press books