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The Goldwater rule is Section 7 in the
American Psychiatric Association The American Psychiatric Association (APA) is the main professional organization of psychiatrists and trainee psychiatrists in the United States, and the largest psychiatric organization in the world. It has more than 37,000 members are involve ...
's (APA) Principles of Medical Ethics, which states that
psychiatrist A psychiatrist is a physician who specializes in psychiatry, the branch of medicine devoted to the diagnosis, prevention, study, and treatment of mental disorders. Psychiatrists are physicians and evaluate patients to determine whether their sy ...
s have a responsibility to participate in activities contributing to the improvement of the community and the betterment of public health, but they should not give a professional opinion about public figures whom they have not examined in person, and from whom they have not obtained consent to discuss their
mental health Mental health encompasses emotional, psychological, and social well-being, influencing cognition, perception, and behavior. It likewise determines how an individual handles stress, interpersonal relationships, and decision-making. Mental health ...
in public statements. It is named after former US Senator and 1964 presidential nominee
Barry Goldwater Barry Morris Goldwater (January 2, 1909 – May 29, 1998) was an American politician and United States Air Force officer who was a five-term U.S. Senator from Arizona (1953–1965, 1969–1987) and the Republican Party nominee for presiden ...
.


Creation

The issue arose in 1964 when ''Fact'' magazine published "The Unconscious of a Conservative: A Special Issue on the Mind of Barry Goldwater". This title played on the title of US Senator Barry Goldwater's bestseller ''
The Conscience of a Conservative ''The Conscience of a Conservative'' is a 1960 book published under the name of Arizona Senator Barry Goldwater who was the 1964 Republican presidential candidate. It helped revive the American conservative movement and make Goldwater a political ...
''. The magazine polled psychiatrists about Goldwater and whether he was fit to be president. Goldwater sued magazine editor
Ralph Ginzburg Ralph Ginzburg (October 28, 1929 – July 6, 2006) was an American author, editor, publisher and photo-journalist. He was best known for publishing books and magazines on erotica and art and for his conviction in 1963 for violating federal obsce ...
and managing editor
Warren Boroson Warren Boroson (born January 22, 1935) is an American author and journalist. He has written over 20 books, including ''How to Pick Stocks Like Warren Buffett'', ''Keys to Investing in Mutual Funds'' and ''How to Buy a House for Nothing (or Little ...
, and in '' Goldwater v. Ginzburg'' (July 1969) received damages totaling $75,000 ($ today).


Description

Section 7, which appeared in the first edition of the
American Psychiatric Association The American Psychiatric Association (APA) is the main professional organization of psychiatrists and trainee psychiatrists in the United States, and the largest psychiatric organization in the world. It has more than 37,000 members are involve ...
's (APA) Principles of Medical Ethics in 1973 and is still in effect , says: Section 7.3 then states: The prohibition, or the second part of 7.3, is often taken out of context of the public health obligations of Section 7 and the first part of 7.3:


Similar ethical codes in different organizations


American Psychological Association

The
APA Ethics Code The American Psychological Association (APA) Ethical Principles of Psychologists and Code of Conduct (for short, the Ethics Code, as referred to by the APA) includes an introduction, preamble, a list of five aspirational principles and a list of t ...
of the
American Psychological Association The American Psychological Association (APA) is the largest scientific and professional organization of psychologists in the United States, with over 133,000 members, including scientists, educators, clinicians, consultants, and students. It ha ...
(a different organization than the American Psychiatric Association) does not have a similar rule explicitly defined in its code of ethics. Instead, the APA suggests that various statements made in different parts of its Ethics Code would apply to cases of the diagnosis of a public figure. In 2016, in response to the ''
New York Times ''The New York Times'' (''the Times'', ''NYT'', or the Gray Lady) is a daily newspaper based in New York City with a worldwide readership reported in 2020 to comprise a declining 840,000 paid print subscribers, and a growing 6 million paid d ...
'' article "Should Therapists Analyze Presidential Candidates?", American Psychological Association President Susan H. McDaniel published a letter in ''The'' ''New York Times'' in which she offered her opinion and interpretation of the current Ethics Code:


American Medical Association

The
American Medical Association The American Medical Association (AMA) is a professional association and lobbying group of physicians and medical students. Founded in 1847, it is headquartered in Chicago, Illinois. Membership was approximately 240,000 in 2016. The AMA's state ...
, which initially pressured the American Psychiatric Association to include the Goldwater rule after actively supporting Barry Goldwater in 1964, wrote new guidelines into the AMA Code of Medical Ethics in the fall of 2017, stating that physicians should refrain "from making clinical diagnoses about individuals (e.g., public officials, celebrities, persons in the news) they have not had the opportunity to personally examine."


Donald Trump

In 2016 and 2017, a number of psychiatrists and
clinical psychologists Clinical psychology is an integration of social science, theory, and clinical knowledge for the purpose of understanding, preventing, and relieving psychologically based distress or dysfunction and to promote subjective well-being and personal ...
faced criticism for violating the Goldwater rule, as they claimed that
Donald Trump Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who served as the 45th president of the United States from 2017 to 2021. Trump graduated from the Wharton School of the University of Pe ...
displayed "an assortment of personality problems, including
grandiosity In the field of psychology, the term grandiosity refers to an unrealistic sense of superiority, characterized by a sustained view of one's self as better than others, which is expressed by disdainfully criticising them (contempt), overinflating ...
, a lack of
empathy Empathy is the capacity to understand or feel what another person is experiencing from within their frame of reference, that is, the capacity to place oneself in another's position. Definitions of empathy encompass a broad range of social, co ...
, and '
malignant narcissism Malignant narcissism is a psychological syndrome comprising an extreme mix of narcissism, antisocial behavior, aggression, and sadism. Grandiose, and always ready to raise hostility levels, the malignant narcissist undermines families and organiz ...
, and that he has a "dangerous mental illness", despite having never examined him. In defense of this practice, Bandy X. Lee, a forensic psychiatrist at the Yale School of Medicine, wrote in ''USA Today'' "
hat A hat is a head covering which is worn for various reasons, including protection against weather conditions, ceremonial reasons such as university graduation, religious reasons, safety, or as a fashion accessory. Hats which incorporate mecha ...
diagnostic practices have changed from accepting interviews to observations, so any assertion that a personal interview is mandatory for a valid professional opinion does not hold." John Gartner, a practicing psychologist, and the leader of the group Duty to Warn, stated in April 2017 that: "We have an ethical responsibility to warn the public about Donald Trump's dangerous mental illness." The
American Psychoanalytic Association The American Psychoanalytic Association (APsaA) is an association of psychoanalysts in the United States. APsaA serves as a scientific and professional organization with a focus on education, research, and membership development. APsaA comprises ...
(APsaA)—a different organization from the APA—sent a letter on June 6, 2017, that highlighted differences between the APA and APsaA ethical guidelines, stating that "The American Psychiatric Association's ethical stance on the Goldwater Rule applies to its members only. APsaA does not consider political commentary by its individual members an ethical matter." In July 2017, the website ''
Stat STAT, Stat. , or stat may refer to: * Stat (system call), a Unix system call that returns file attributes of an inode * ''Stat'' (TV series), an American sitcom that aired in 1991 * Stat (website), a health-oriented news website * STAT protein, a ...
'' published an article by Sharon Begley, labeled "exclusive" and titled "Psychiatry Group Tells Members They Can Defy 'Goldwater Rule' and Comment on Trump's Mental Health". The article, with a photograph of Barry Goldwater as the headline image, stated that "A leading psychiatry group has told its members they should not feel bound by a longstanding rule against commenting publicly on the mental state of public figures", first sourcing the statement to the July 6 American Psychoanalytic Association (APsaA) letter, but also claiming that it "represents the first significant crack in the profession's decades-old united front aimed at preventing experts from discussing the psychiatric aspects of politicians' behavior"; the article then repeatedly referred to the "Goldwater rule", quoted an unnamed source as saying "leadership has been extremely reluctant to make a statement and publicly challenge the American Psychiatric Association", and claimed that an unnamed "official" had said that "Although the American Psychological Association 'prefers' that its members not offer opinions on the psychology of someone they have not examined, it does not have a Goldwater rule and is not considering implementing one".
Yahoo News Yahoo! News is a news website that originated as an internet-based news aggregator by Yahoo!. The site was created by a Yahoo! software engineer named Brad Clawsie in August 1996. Articles originally came from news services such as the Associate ...
reporter Michael Walsh criticized the ''Stat'' article, saying it was "misleading" by stating that the letter "represents the first significant crack": The American Psychiatric Association retains the Goldwater rule, and the APsaA never had the rule and was not changing. Also, even though the APsaA has no Goldwater rule for its members and allows its members to give individual opinions about specific political figures, its Executive Councilors unanimously endorsed a policy that "the APsaA as an organization will speak to issues only, not about specific political figures". In February 2017,
Allen Frances Allen J. Frances (born 2 October 1942) is an American psychiatrist. He is currently Professor and Chairman Emeritus of the Department of Psychiatry and Behavioral Sciences at Duke University School of Medicine. He is best known for serving as cha ...
wrote a letter to the editor of the ''
New York Times ''The New York Times'' (''the Times'', ''NYT'', or the Gray Lady) is a daily newspaper based in New York City with a worldwide readership reported in 2020 to comprise a declining 840,000 paid print subscribers, and a growing 6 million paid d ...
'', regarding Trump and narcissistic personality disorder: "I wrote the criteria that define this disorder, and Mr. Trump doesn't meet them." According to the American Psychiatric Association, "saying that a person does not have an illness is also a professional opinion." In September 2017,
Jeffrey A. Lieberman Jeffrey Alan Lieberman (born 1948) is an American psychiatrist who specializes in schizophrenia and related psychoses and their associated neuroscience (biology) and pharmacological treatment (psychiatric drugs). He was principal investigator fo ...
published an article extensively speculating on diagnoses for Donald Trump despite claiming to adhere to the Goldwater rule in the beginning paragraph. He arrived at a diagnosis of "incipient dementia" but faced no sanctions. On December 5, 2019, a group of mental health professionals led by
Yale Medical School The Yale School of Medicine is the graduate medical school at Yale University, a private research university in New Haven, Connecticut. It was founded in 1810 as the Medical Institution of Yale College and formally opened in 1813. The primary te ...
psychiatry professor Bandy X. Lee,
George Washington University , mottoeng = "God is Our Trust" , established = , type = Private federally chartered research university , academic_affiliations = , endowment = $2.8 billion (2022) , preside ...
professor John Zinner, and former
CIA The Central Intelligence Agency (CIA ), known informally as the Agency and historically as the Company, is a civilian intelligence agency, foreign intelligence service of the federal government of the United States, officially tasked with gat ...
profiler Jerrold Post, publicly urged the
House Judiciary Committee The U.S. House Committee on the Judiciary, also called the House Judiciary Committee, is a standing committee of the United States House of Representatives. It is charged with overseeing the administration of justice within the federal courts, a ...
to consider Donald Trump's "dangerous" mental state that was ostensibly arising from his "brittle sense of self-worth" as part of the Congressional impeachment ongoing process. Since April 2017, Lee has been stating that while she has been an adherent to the Goldwater rule "for over 20 years," the APA was "violating its own rule" by modifying it so that it would not be possible to meet its "affirmative obligation." She formed an organization with thousands of other mental health professionals "in opposition to the American Psychiatric Association, which, with the Trump presidency, not only failed to meet the psychiatric profession's societal responsibility but inhibited individual professionals from doing so." Some accuse the APA of conflict of interest, since it receives federal funding, which had been increased since its actions under the Trump administration.


See also

*


References

{{Barry Goldwater 1973 introductions American Psychiatric Association American Psychological Association Ethics in psychiatry Barry Goldwater Medical controversies in the United States Political psychology Psychiatry controversies