In
cultural anthropology, reciprocity refers to the
non-market exchange of goods or labour ranging from direct
barter
In trade, barter (derived from ''baretor'') is a system of exchange in which participants in a transaction directly exchange goods or services for other goods or services without using a medium of exchange, such as money. Economists disti ...
(immediate exchange) to forms of
gift exchange
A gift economy or gift culture is a system of exchange where valuables are not sold, but rather given without an explicit agreement for immediate or future rewards. Social norms and customs govern giving a gift in a gift culture; although there ...
where a return is eventually expected (delayed exchange) as in the exchange of birthday gifts. It is thus distinct from the true gift, where no return is expected.
When the exchange is immediate, as in
barter
In trade, barter (derived from ''baretor'') is a system of exchange in which participants in a transaction directly exchange goods or services for other goods or services without using a medium of exchange, such as money. Economists disti ...
, it does not create a social relationship. When the exchange is delayed, it creates both a relationship as well as an obligation for a return (i.e. debt). Hence, some forms of reciprocity can establish hierarchy if the debt is not repaid. The failure to make a return may end a relationship between equals. Reciprocal exchanges can also have a political effect through the creation of multiple obligations and the establishment of leadership, as in the
gift exchanges (Moka) between
Big Men in Melanesia. Some forms of reciprocity are thus closely related to
redistribution, where goods and services are collected by a central figure for eventual distribution to followers.
Marshall Sahlins, an American cultural anthropologist, identified three main types of reciprocity (generalized, balanced and negative) in the book ''Stone Age Economics'' (1972).
Reciprocity was also the general principal used by
Claude Lévi-Strauss
Claude Lévi-Strauss (, ; 28 November 1908 – 30 October 2009) was a French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair of Social An ...
to explain the ''Elementary Structures of Kinship'' (1949), in one of the most influential works on kinship theory in the post-war period.
The history of the "norm of reciprocity" in European economic thought
Annette Weiner argued that the "
norm of reciprocity
The norm of reciprocity requires that we repay in kind what another has done for us.Whatley, M, A., Rhodes, A., Smith, R. H., Webster, J. M. (1999) ''The Effect of a Favor on Public and Private Compliance: How Internalized is the Norm of Reciprocit ...
" is deeply implicated in the development of Western economic theory. Both
John Locke and
Adam Smith used the idea of reciprocity to justify a free market without state intervention. Reciprocity was used, on the one hand, to legitimize the idea of a self-regulating market; and to argue how individual vice was transformed into social good on the other. Western economic theorists starting with the eighteenth century Scots economists Sir James Stuart and Smith differentiated pre-modern natural (or self-subsistent) economies from civilized economies marked by a division of labour that necessitated exchange. Like early sociologist
Émile Durkheim
David Émile Durkheim ( or ; 15 April 1858 – 15 November 1917) was a French sociologist. Durkheim formally established the academic discipline of sociology and is commonly cited as one of the principal architects of modern social science, al ...
, they viewed natural economies as characterized by
mechanical solidarity In sociology, mechanical solidarity and organic solidarity are the two types of social solidarity that were formulated by Émile Durkheim, introduced in his ''Division of Labour in Society'' (1893) as part of his theory on the development of societ ...
(like so many peas in a pod) whereas the civilized division of labour made producers mutually dependent upon one another resulting in
organic solidarity In sociology, mechanical solidarity and organic solidarity are the two types of social solidarity that were formulated by Émile Durkheim, introduced in his '' Division of Labour in Society'' (1893) as part of his theory on the development of socie ...
. These oppositions solidified by the late nineteenth century in the evolutionary idea of primitive communism marked by mechanical solidarity as the antithesis and alter ego of Western "''
Homo economicus
The term ''Homo economicus'', or economic man, is the portrayal of humans as agents who are consistently rational and narrowly self-interested, and who pursue their subjectively defined ends optimally. It is a word play on ''Homo sapiens'', u ...
''". It is this armchair anthropology opposition that originally informed modern anthropological debate when Malinowski sought to overturn the opposition and argue that archaic societies are equally regulated by the norm of reciprocity and maximizing behaviour.
The concept was key to the debate between early anthropologists
Bronislaw Malinowski and
Marcel Mauss
Marcel Mauss (; 10 May 1872 – 10 February 1950) was a French sociologist and anthropologist known as the "father of French ethnology". The nephew of Émile Durkheim, Mauss, in his academic work, crossed the boundaries between sociology and ...
on the meaning of "
Kula exchange" in the
Trobriand Islands
The Trobriand Islands are a archipelago of coral atolls off the east coast of New Guinea. They are part of the nation of Papua New Guinea and are in Milne Bay Province. Most of the population of 12,000 indigenous inhabitants live on the main isla ...
off Papua New Guinea during the First World War. Malinowski used Kula exchange to demonstrate the apparently random gift-giving was in fact a key political process by which non-state political leadership spanning a vast archipelago was established. Gift-giving, he argued, was not altruistic (as it supposedly is in our society) but politically motivated for individual gain. Marcel Mauss theorized the impetus for a return as "the spirit of the gift," an idea that has provoked a long debate in
economic anthropology
Economic anthropology is a field that attempts to explain human economic behavior in its widest historic, geographic and cultural scope. It is an amalgamation of economics and anthropology. It is practiced by anthropologists and has a complex re ...
on what motivated the reciprocal exchange.
Claude Lévi-Strauss, drawing on Mauss, argued there were three spheres of exchange governed by reciprocity: language (exchange of words), kinship (exchange of women), and economics (exchange of things). He thus claimed all human relationships are based on the norm of reciprocity.
This claim has been disputed by anthropologists Jonathan Parry,
Annette Weiner,
[ and David Graeber] amongst others.
Basic types
The domestic mode of production
Marshall Sahlins has emphasized that non-market exchange is constrained by social relationships. That is, exchange in non-market societies is less about acquiring the means of production
The means of production is a term which describes land, labor and capital that can be used to produce products (such as goods or services); however, the term can also refer to anything that is used to produce products. It can also be used as an ...
(whether land or tools) and more about the redistribution of finished goods throughout a community. These social relationships are largely kinship based. His discussion of types of reciprocity is located within what he calls the "domestic mode of production." His typology of reciprocity thus refers to "cultures lacking a political state, and it applies only insofar as economy and social relations have not been modified by the historic penetration of states." Paul Sillitoe has extended the analysis of reciprocity in these conditions, arguing that the type of reciprocity found will depend upon which sphere of production is being examined. The production of subsistence goods is under the control of domestic units and hence marked by generalized reciprocity (or generalized exchange
Generalized exchange is a type of social exchange in which a desired outcome that is sought by an individual is not dependent on the resources provided by that individual. It is assumed to be a fundamental social mechanism that stabilizes relati ...
). Wealth objects – by their nature from outside – are competitively exchanged to acquire status, but no one is able to control their production and hence centralize power.
Sahlins' typology
In these circumstances, reciprocal exchange can be divided in two types: dyadic back-and-forth exchange (reciprocity), and pooling ( redistribution). Pooling is a system of reciprocities. It is a ''within'' group relationship, whereas reciprocity is a ''between'' relationship. Pooling establishes a centre, whereas reciprocity inevitably establishes two distinct parties with their own interests. While the most basic form of pooling is that of food within the family, it is also the basis for sustained community efforts under a political leader.
Reciprocity, in contrast, is a dyadic exchange covering a range of possibilities, depending on individual interests. These interests will vary according to the social distance of the parties. A range of kinds of reciprocity can thus be sketched out, according to Sahlins:
* ''Generalized reciprocity'' (see also generalized exchange
Generalized exchange is a type of social exchange in which a desired outcome that is sought by an individual is not dependent on the resources provided by that individual. It is assumed to be a fundamental social mechanism that stabilizes relati ...
) refers to putatively altruistic transactions, the "true gift" marked by "weak reciprocity" due to the vagueness of the obligation to reciprocate. The material side of the transaction (the exchange of equally valuable goods) is repressed by the social side and the reckoning of debts is avoided. The time for the return gift is indefinite and not qualified in quantity or quality. A failure to reciprocate does not result in the giver ceasing to give.
* ''Balanced or Symmetrical reciprocity'' refers to direct exchange of customary equivalents without any delay, and hence includes some forms of 'gift-exchange,' as well as purchases with 'primitive money.' The exchange is less social, and is dominated by the material exchange and individual interests.
* ''Negative reciprocity'' is the attempt to get "something for nothing with impunity." It may be described as 'haggling,' 'barter,' or 'theft.' It is the most impersonal form of exchange, with interested parties seeking to maximize their gains.
Reciprocity and kinship distance
This typology of reciprocal exchange was developed by Sahlins in relation to the domestic mode of production (i.e. 'stone age economics') and hence should be contrasted with the 19th century armchair conceptions of 'primitive communism.' Within this same domestic mode of production, the degree of social distance – kinship in particular – affects the kind of reciprocity. Since kinship is the major way in which these societies are organized, nonkin (strangers) are viewed negatively. A general model of reciprocity must recognize that the closeness of the kin tie will vary according to the type of kinship system. In so far as kinship also determines residence, kinship closeness may also translate into spatial closeness. Hence one finds generalized reciprocity within the household-kinship group, balanced reciprocity within a spatial community, and negative reciprocity with outsiders (i.e. outside the community). The kind of reciprocity reflects the moral nature of the social relationship, hence morality is not universal, but dependent on social distance. Sahlins' model thus views reciprocity as socially, morally and economically structured and "the structure is that of kinship-tribal groups" not a universalizing moral ethic.
Reciprocity and kinship rank
With rank come privileges. However, in traditional societies "social inequality is more the organization of economic equality. Often, in fact, high rank is only secured or sustained by o'ercrowing generosity." Rank is usually generational, with elders having seniority, but still held by the bounds of close kinship. Generalized reciprocity by such elders may be a "starting mechanism" for more general hierarchy, by placing many in the giver's debt. This leads to the question, "when does reciprocity give way to redistribution." Sahlins argues that chiefly redistribution is not different in principle and nothing but a highly organized form of kinship-rank reciprocity.
Reciprocity in market-based societies
David Graeber argues, in contrast, that balanced gift exchange and market exchange have more in common than normally assumed. Since both are balanced, the social relationship created through the sense of debt and obligation is constantly in danger of being ended by the return gift/exchange. He thinks it better to contrast "''open''" and "''closed''" reciprocity. Open reciprocity "keeps no accounts because it implies a relation of permanent mutual commitment." This open reciprocity is closed off precisely when it is balanced. Thought of in this way, we can see the relationship as a matter of degree, more or less open or closed. Closed reciprocity of gifts is most like market exchange. It is competitive, individualistic and may border on barter.
Reciprocity and marital alliance
The alliance theory (or general theory of exchanges) is the name given to the structural
A structure is an arrangement and organization of interrelated elements in a material object or system, or the object or system so organized. Material structures include man-made objects such as buildings and machines and natural objects such ...
method of studying kinship relations. It finds its origins in Claude Lévi-Strauss
Claude Lévi-Strauss (, ; 28 November 1908 – 30 October 2009) was a French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair of Social An ...
's ''Elementary Structures of Kinship'' (1949). According to Levi-Strauss, the universal
Universal is the adjective for universe.
Universal may also refer to:
Companies
* NBCUniversal, a media and entertainment company
** Universal Animation Studios, an American Animation studio, and a subsidiary of NBCUniversal
** Universal TV, a ...
prohibition of incest pushes human groups towards exogamy
Exogamy is the social norm of marrying outside one's social group. The group defines the scope and extent of exogamy, and the rules and enforcement mechanisms that ensure its continuity. One form of exogamy is dual exogamy, in which two groups c ...
where certain categories of kin are forbidden to marry. The incest taboo is thus a negative prescription; without it, nothing would push men to go searching for women outside of their inner kinship circle, or vice versa. In a process akin to the division of labour which makes exchange necessary, one's daughter or sister is offered to someone outside a family circle, and starts a circle of exchange of women: in return, the giver is entitled to a woman from the other's intimate kinship group. Thus the negative prescriptions of the prohibition have positive counterparts.Claude Lévi-Strauss
Claude Lévi-Strauss (, ; 28 November 1908 – 30 October 2009) was a French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair of Social An ...
, ''Les structures élémentaires de la parenté'', Paris, Mouton, 1967, 2ème édition, p.60'' The idea of the alliance theory is thus of a reciprocal or a generalized exchange
Generalized exchange is a type of social exchange in which a desired outcome that is sought by an individual is not dependent on the resources provided by that individual. It is assumed to be a fundamental social mechanism that stabilizes relati ...
which founds affinity
Affinity may refer to:
Commerce, finance and law
* Affinity (law), kinship by marriage
* Affinity analysis, a market research and business management technique
* Affinity Credit Union, a Saskatchewan-based credit union
* Affinity Equity Par ...
, just as economic exchange due to the division of labour resulted in organic solidarity In sociology, mechanical solidarity and organic solidarity are the two types of social solidarity that were formulated by Émile Durkheim, introduced in his '' Division of Labour in Society'' (1893) as part of his theory on the development of socie ...
. This global phenomena takes the form of a "circulation of women" which links together the various social groups in one whole: society. Lévi-Strauss emphasizes this a system of generalized exchange
Generalized exchange is a type of social exchange in which a desired outcome that is sought by an individual is not dependent on the resources provided by that individual. It is assumed to be a fundamental social mechanism that stabilizes relati ...
based on indirect reciprocity. A generalized system does not involve a direct or balanced dyadic exchange and hence presupposes an expansion of trust.
See also
* Generalized exchange
Generalized exchange is a type of social exchange in which a desired outcome that is sought by an individual is not dependent on the resources provided by that individual. It is assumed to be a fundamental social mechanism that stabilizes relati ...
* Gift economy
* Bushmen, whose system of generalized reciprocity ended with the influence of the Western civilization.
* Economic anthropology
Economic anthropology is a field that attempts to explain human economic behavior in its widest historic, geographic and cultural scope. It is an amalgamation of economics and anthropology. It is practiced by anthropologists and has a complex re ...
* Iroquois economics – an example of symmetrical reciprocity
* Reciprocity (social psychology)
In social psychology, reciprocity is a social norm of responding to a positive action with another positive action, rewarding kind actions. As a social construct, reciprocity means that in response to friendly actions, people are frequently much ni ...
* Bronisław Malinowski
* Social preferences Social preferences describe the human tendency to not only care about one's own material payoff, but also the reference group's payoff or/and the intention that leads to the payoff. Social preferences are studied extensively in behavioral and experi ...
References
{{DEFAULTSORT:Reciprocity (Cultural Anthropology)
Cultural anthropology
Community building