Fourth-generation warfare
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Fourth-generation warfare (4GW) is conflict characterized by a blurring of the lines between
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
and
politics Politics (from , ) is the set of activities that are associated with making decisions in groups, or other forms of power relations among individuals, such as the distribution of resources or status. The branch of social science that studies ...
,
combatants Combatant is the legal status of an individual who has the right to engage in hostilities during an armed conflict. The legal definition of "combatant" is found at article 43(2) of Additional Protocol I (AP1) to the Geneva Conventions of 1949. It ...
and
civilians Civilians under international humanitarian law are "persons who are not members of the armed forces" and they are not " combatants if they carry arms openly and respect the laws and customs of war". It is slightly different from a non-combatant ...
. The term was first used in 1980 by a team of
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country Continental United States, primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., ...
analysts, including William S. Lind, to describe
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
fare's return to a decentralized form. In terms of generational modern warfare, the fourth generation signifies the
nation state A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group. A nation, in the sense of a common ethnicity, may ...
s' loss of their near-monopoly on combat forces, returning to modes of conflict common in pre-modern times. The simplest definition includes any war in which one of the major participants is not a
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
but rather a violent non-state actor. Classical examples of this type of conflict, such as the slave uprising under Spartacus, predate the modern concept of warfare.


Elements

Fourth-generation warfare is defined as conflicts which involve the following elements: * Complex and long term *
Terrorism Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
(tactic) * A non-national or transnational base – highly decentralized * A direct attack on the enemy's culture, including genocidal acts against civilians. * All available pressures are used – political, economic, social and military * Occurs in low-intensity conflict, involving actors from all networks * Non-combatants are tactical dilemmas * Lack of hierarchy * Small in size, spread out network of communication and financial support * Use of insurgency tactics as subversion, terrorism and
guerrilla tactics Guerrilla warfare is a form of irregular warfare in which small groups of combatants, such as paramilitary personnel, armed civilians, or irregulars, use military tactics including ambushes, sabotage, raids, petty warfare, hit-and-run tacti ...
* Decentralised forces


History

The concept was first described by the authors William S. Lind, Colonel Keith Nightengale (
US Army The United States Army (USA) is the land service branch of the United States Armed Forces. It is one of the eight U.S. uniformed services, and is designated as the Army of the United States in the U.S. Constitution.Article II, section 2, cla ...
), Captain John F. Schmitt (
USMC The United States Marine Corps (USMC), also referred to as the United States Marines, is the maritime land force service branch of the United States Armed Forces responsible for conducting expeditionary and amphibious operations through co ...
), Colonel Joseph W. Sutton (US Army), and Lieutenant Colonel Gary I. Wilson (
USMCR The Marine Forces Reserve (MARFORRES or MFR), also known as the United States Marine Corps Reserve (USMCR) and the U.S. Marine Corps Forces Reserve, is the reserve force of the United States Marine Corps. It is the largest command, by assigned p ...
) in a 1989 ''
Marine Corps Gazette ''Marine Corps Gazette'' is a professional journal for U.S. Marines founded in 1916 at Marine Corps Base Quantico for members of the United States Marine Corps. Begun by then Col John A. Lejeune as the vehicle to launch the Marine Corps Associatio ...
'' article titled "The Changing Face of War: Into the Fourth Generation". In 2006, the concept was expanded upon by USMC Colonel Thomas X. Hammes (Ret.) in his book, ''The Sling and The Stone''. The generations of warfare described by these authors are: * First generation: tactics of line and column; which developed in the age of the smoothbore
musket A musket is a muzzle-loaded long gun that appeared as a smoothbore weapon in the early 16th century, at first as a heavier variant of the arquebus, capable of penetrating plate armour. By the mid-16th century, this type of musket gradually di ...
. Lind describes First Generation of warfare as beginning after the
Peace of Westphalia The Peace of Westphalia (german: Westfälischer Friede, ) is the collective name for two peace treaties signed in October 1648 in the Westphalian cities of Osnabrück and Münster. They ended the Thirty Years' War (1618–1648) and brought pe ...
in 1648 ending the
Thirty Years' War The Thirty Years' War was one of the longest and most destructive conflicts in European history, lasting from 1618 to 1648. Fought primarily in Central Europe, an estimated 4.5 to 8 million soldiers and civilians died as a result of batt ...
and establishing the state's need to organize and conduct war. 1GW consisted of tightly ordered soldiers with top-down discipline. These troops would fight in close order and advance slowly. This began to change as the battlefield changed. Old line and column tactics are now considered suicidal as the bow and arrow/sword morphed into the
rifle A rifle is a long-barreled firearm designed for accurate shooting, with a barrel that has a helical pattern of grooves ( rifling) cut into the bore wall. In keeping with their focus on accuracy, rifles are typically designed to be held with ...
and
machine gun A machine gun is a fully automatic, rifled autoloading firearm designed for sustained direct fire with rifle cartridges. Other automatic firearms such as automatic shotguns and automatic rifles (including assault rifles and battle rifles ...
. * Second generation: tactics of linear fire and movement, with reliance on
indirect fire Indirect fire is aiming and firing a projectile without relying on a direct line of sight between the gun and its target, as in the case of direct fire. Aiming is performed by calculating azimuth and inclination, and may include correcting aim ...
. This type of warfare can be seen in the early stages of World War I where there was still strict adherence to drill and discipline of formation and uniform. However, there remained a dependence on artillery and firepower to break the stalemate and move towards a
pitched battle A pitched battle or set-piece battle is a battle in which opposing forces each anticipate the setting of the battle, and each chooses to commit to it. Either side may have the option to disengage before the battle starts or shortly thereafter. A ...
. * Third generation: tactics of
infiltration Infiltration may refer to: Science, medicine, and engineering *Infiltration (hydrology), downward movement of water into soil *Infiltration (HVAC), a heating, ventilation, and air conditioning term for air leakage into buildings *Infiltration (me ...
to bypass and collapse the enemy's combat forces rather than seeking to close with and destroy them; and
defence in depth Defence in depth (also known as deep defence or elastic defence) is a military strategy that seeks to delay rather than prevent the advance of an attacker, buying time and causing additional casualties by yielding space. Rather than defeating ...
. The 3GW military seeks to bypass the enemy, and attack his rear forward, such as the tactics used by German Stormtroopers in World War I against the British and French in order to break the trench warfare stalemate (Lind 2004). These aspects of 3GW bleed into 4GW as it is also warfare of speed and initiative. However, it targets both military forces and home populations. The use of fourth-generation warfare can be traced to the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
period, as
superpower A superpower is a state with a dominant position characterized by its extensive ability to exert influence or project power on a global scale. This is done through the combined means of economic, military, technological, political and cultural ...
s and major powers attempted to retain their grip on
colonies In modern parlance, a colony is a territory subject to a form of foreign rule. Though dominated by the foreign colonizers, colonies remain separate from the administration of the original country of the colonizers, the '' metropolitan state'' ...
and captured territories. Unable to withstand direct combat against
bomber A bomber is a military combat aircraft designed to attack ground and naval targets by dropping air-to-ground weaponry (such as bombs), launching torpedoes, or deploying air-launched cruise missiles. The first use of bombs dropped from an air ...
s,
tank A tank is an armoured fighting vehicle intended as a primary offensive weapon in front-line ground combat. Tank designs are a balance of heavy firepower, strong armour, and good battlefield mobility provided by tracks and a powerful ...
s, and
machine gun A machine gun is a fully automatic, rifled autoloading firearm designed for sustained direct fire with rifle cartridges. Other automatic firearms such as automatic shotguns and automatic rifles (including assault rifles and battle rifles ...
s, non-state entities used tactics of education/propaganda, movement-building, secrecy, terror, and/or confusion to overcome the technological gap. Fourth-generation warfare has often involved an
insurgent An insurgency is a violent, armed rebellion against authority waged by small, lightly armed bands who practice guerrilla warfare from primarily rural base areas. The key descriptive feature of insurgency is its asymmetric nature: small irre ...
group or other violent non-state actor trying to implement their own government or reestablish an old government over the current ruling power. However, a non-state entity tends to be more successful when it does not attempt, at least in the short term, to impose its own rule, but tries simply to disorganize and delegitimize the
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
in which the warfare takes place. The aim is to force the state adversary to expend manpower and money in an attempt to establish order, ideally in such a highhanded way that it merely increases disorder, until the state surrenders or withdraws. Fourth-generation warfare is often seen in conflicts involving failed states and
civil wars A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government polici ...
, particularly in conflicts involving
non-state actors A non-state actor (NSA) are organizations and/or individuals that are not affiliated with, directed by, or funded by any government. The interests, structure, and influence of NSAs vary widely. For example, among NSAs are non-profit organizations, ...
, intractable ethnic or religious issues, or gross conventional military disparities. Many of these conflicts occur in the geographic area described by author Thomas P.M. Barnett as the Non-Integrating Gap, fought by countries from the globalised Functioning Core. Fourth-generation warfare has much in common with traditional low-intensity conflict in its classical forms of insurgency and guerrilla war. As in those small wars, the conflict is initiated by the "weaker" party through actions which can be termed "offensive". The difference lies in the manner in which 4GW opponents adapt those traditional concepts to present day conditions. These conditions are shaped by technology, globalization, religious fundamentalism, and a shift in moral and ethical norms which brings legitimacy to certain issues previously considered restrictions on the conduct of war. This amalgamation and metamorphosis produces novel ways of war for both the entity on the offensive and that on the defensive.


Characteristics

Fourth-generation warfare is normally characterized by a violent non-state actor (VNSA) fighting a
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
. This fighting can be physically done, such as by modern examples
Hezbollah Hezbollah (; ar, حزب الله ', , also transliterated Hizbullah or Hizballah, among others) is a Lebanese Shia Islamist political party and militant group, led by its Secretary-General Hassan Nasrallah since 1992. Hezbollah's parami ...
or the
Liberation Tigers of Tamil Eelam The Liberation Tigers of Tamil Eelam (LTTE; ta, தமிழீழ விடுதலைப் புலிகள், translit=Tamiḻīḻa viṭutalaip pulikaḷ, si, දෙමළ ඊළාම් විමුක්ති කොටි, t ...
(
LTTE The Liberation Tigers of Tamil Eelam (LTTE; ta, தமிழீழ விடுதலைப் புலிகள், translit=Tamiḻīḻa viṭutalaip pulikaḷ, si, දෙමළ ඊළාම් විමුක්ති කොටි, t ...
). In this realm, the VNSA uses all three levels of fourth generation warfare. These are the physical (actual combat; it is considered the least important), mental (the will to fight, belief in victory, etc.,) and moral (the most important, this includes cultural norms, etc.) levels. A 4GW enemy has the following characteristics: lack of hierarchical authority, lack of formal structure, patience and flexibility, ability to keep a low profile when needed, and small size.Thornton, Rod (2007). ''Asymmetric Warfare''. Malden, MA: Polity Press A 4GW adversary might use the tactics of an insurgent, terrorist, or guerrilla in order to wage war against a nation's infrastructure. Fourth generation warfare takes place on all fronts: economical, political, the media, military, and civilian. Conventional military forces often have to adapt tactics to fight a 4GW enemy. Resistance can also be below the physical level of
violence Violence is the use of physical force so as to injure, abuse, damage, or destroy. Other definitions are also used, such as the World Health Organization's definition of violence as "the intentional use of physical force or power, threatened ...
. This is via non-violent means, such as
Mahatma Gandhi Mohandas Karamchand Gandhi (; ; 2 October 1869 – 30 January 1948), popularly known as Mahatma Gandhi, was an Indian lawyer, anti-colonial nationalist Quote: "... marks Gandhi as a hybrid cosmopolitan figure who transformed ... anti- ...
's opposition to the
British Empire The British Empire was composed of the dominions, colonies, protectorates, mandates, and other territories ruled or administered by the United Kingdom and its predecessor states. It began with the overseas possessions and trading posts e ...
or the marches led by Martin Luther King Jr. Both desired their factions to deescalate the conflict while the state escalates against them, the objective being to target the opponent on the moral and mental levels rather than the physical level. The state is then seen as oppressive and loses support. Another characteristic of fourth-generation warfare is that unlike in third generation warfare, the VNSA's forces are decentralized. With fourth generation warfare, there may even be no single organization and that smaller groups organize into impromptu alliances to target a bigger threat (that being the state armed forces or another faction). As a result, these alliances are weak and if the state's military leadership is smart enough they can split their enemy and cause them to fight amongst themselves. Fourth-generation warfare goals:''Beyond Fourth Generation Warfare'', Dr. George Friedman, Stratfor Forecasting, p. 1, July 17, 2007 * Survival. * To convince the enemy's political decision makers that their goals are either unachievable or too costly for the perceived benefit. Yet, another factor is that political centers of gravity have changed. These centers of gravity may revolve around
nationalism Nationalism is an idea and movement that holds that the nation should be congruent with the State (polity), state. As a movement, nationalism tends to promote the interests of a particular nation (as in a in-group and out-group, group of peo ...
,
religion Religion is usually defined as a social- cultural system of designated behaviors and practices, morals, beliefs, worldviews, texts, sanctified places, prophecies, ethics, or organizations, that generally relates humanity to supernatur ...
, or family or clan honor. Disaggregated forces, such as guerrillas,
terrorist Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
s, and rioters, which lack a center of gravity, deny to their enemies a focal point at which to deliver a conflict ending blow. As a result, strategy becomes more problematic while combating a VNSA. It has been theorized that a state vs. state conflict in fourth-generation warfare would involve the use of
computer hackers A security hacker is someone who explores methods for breaching defenses and exploiting weaknesses in a computer system or network. Hackers may be motivated by a multitude of reasons, such as profit, protest, information gathering, challenge ...
and
international law International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
to obtain the weaker side's objectives, the logic being that the civilians of the stronger state would lose the will to fight as a result of seeing their state engage in alleged atrocities and having their own bank accounts harmed. Three principal attributes of the new-age terrorism were held to be their hybrid structure (as opposed to the traditional microscopic command and control patternSchmitt, John F
" Command and (Out of) Control The Military Implications of Complexity Theory"
, 2004.
), importance given to systemic disruption vis-a-vis target destruction, and sophisticated use of technological advancements (including social media and mobile communications technology).Arquilla, J., Ronfeldt, D, and Zanini, M
"Networks, netwar and information-age terrorism"
RAND Corporation The RAND Corporation (from the phrase "research and development") is an American nonprofit global policy think tank created in 1948 by Douglas Aircraft Company to offer research and analysis to the United States Armed Forces. It is finance ...
, 1999.
A terrorist network could be designed to be either acephalous (headless like Al-Qaeda after Bin Laden) or polycephalous (hydra-headed like Kashmiri separatists). Social media networks supporting the terrorists are characterized by positive feedback loops, tight coupling and non-linear response propagation (viz. a small perturbation causing a large disproportionate response).


Criticism

''Fourth-generation warfare'' theory has been criticized on the grounds that it is "nothing more than repackaging of the traditional clash between the non-state insurgent and the soldiers of a nation-state."
Strategic Studies Institute The Strategic Studies Institute (SSI) is the U.S. Army's institute for strategic and national security research and analysis. It is part of the U.S. Army War College. SSI conducts strategic research and analysis to support the U.S. Army War Co ...
writer and
United States Army War College The United States Army War College (USAWC) is a U.S. Army educational institution in Carlisle, Pennsylvania, on the 500-acre (2 km2) campus of the historic Carlisle Barracks. It provides graduate-level instruction to senior military officer ...
professor Antulio J. Echevarria II, in his article ''Fourth-Generation War and Other Myths'', argues what is being called ''fourth generation warfare'' are simply insurgencies. He also claims that 4GW was "reinvented" by Lind to create the appearance of having predicted the future. Echevarria writes: "The generational model is an ineffective way to depict changes in warfare. Simple displacement rarely takes place, significant developments typically occur in parallel." The critique was rebutted by John Sayen, a military historian and retired Lt. Col. in the Marine Corps Reserve. Lieutenant General Kenneth F. McKenzie Jr., USMC, characterizes ''fourth-generation warfare'' theory as "elegant irrelevance" and states that "its methods are unclear, its facts contentious and open to widely varying interpretations, and its relevance questionable."''Global Insurgency and the Future of Armed Conflict: Debating Fourth-generation Warfare''
edited by Terry Terriff, Aaron Karp and Regina Karp. New York: Routledge, 2008, p. 68.
Rod Thornton argues that
Thomas Hammes Colonel Thomas X. Hammes is a retired U.S. Marine officer who is considered a specialist in counter-insurgency warfare. Education He has a Bachelor of Science degree from the United States Naval Academy, a master's degree from Oxford University, ...
and William S. Lind are "providing an analytical lens through which to view the type of opposition that exists now 'out there' and to highlight the shortcomings of the current US military in dealing with that opposition." Instead of fourth generation warfare being an explanation for a new way of warfare, it allows the blending of different generations of warfare with the exception that fourth generation also encompasses new technology. Fourth generation warfare theorists such as Lind and Hammes wish to make the point that it "is not just that the military's structure and equipment are ill-suited to the 4GW problem, but so is its psyche".


See also


References

{{DEFAULTSORT:Generation warfare 04 Military doctrines Military operations by type Psychological warfare Warfare by type Warfare post-1945