Federalist No. 2
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Federalist No. 2, titled "Concerning Dangers From Foreign Force and Influence", is a political essay written by
John Jay John Jay (December 12, 1745 – May 17, 1829) was an American statesman, patriot, diplomat, abolitionist, signatory of the Treaty of Paris, and a Founding Father of the United States. He served as the second governor of New York and the first ...
. It was the second of ''
The Federalist Papers ''The Federalist Papers'' is a collection of 85 articles and essays written by Alexander Hamilton, James Madison, and John Jay under the collective pseudonym "Publius" to promote the ratification of the Constitution of the United States. The co ...
'', a series of 85 essays arguing for the
ratification Ratification is a principal's approval of an act of its agent that lacked the authority to bind the principal legally. Ratification defines the international act in which a state indicates its consent to be bound to a treaty if the parties inten ...
of the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven ar ...
. The essay was first published in ''The Independent Journal'' (New York) on October 31, 1787, under the
pseudonym A pseudonym (; ) or alias () is a fictitious name that a person or group assumes for a particular purpose, which differs from their original or true name (orthonym). This also differs from a new name that entirely or legally replaces an individua ...
Publius, the name under which all ''The Federalist Papers'' were published. Federalist No. 2 established the premise of nationhood that would persist through the series, addressing the issue of
political union A political union is a type of polity, political entity which is composed of, or created from, smaller polities, or the process which achieves this. These administrative subdivision, smaller polities are usually called federated states and federal ...
. Federalist No. 2 defines Jay's concept of a single American nationality, which he sees as brought together by
providence Providence often refers to: * Providentia, the divine personification of foresight in ancient Roman religion * Divine providence, divinely ordained events and outcomes in Christianity * Providence, Rhode Island, the capital of Rhode Island in the ...
through shared culture and beneficial geography. Some of Jay's depictions of nationhood depend on
historical revisionism In historiography, historical revisionism is the reinterpretation of a historical account. It usually involves challenging the orthodox (established, accepted or traditional) views held by professional scholars about a historical event or times ...
, describing an idealist vision of American unity. His vision was a direct response to the
anti-federalist Anti-Federalism was a late-18th century political movement that opposed the creation of a stronger U.S. federal government and which later opposed History of the United States Constitution#1788 ratification, the ratification of the 1787 United St ...
claim that Americans were too different to form a single nation, and Jay maintained that anti-federalists did not understand or did not care about the fate of the American nation. Federalist No. 2 is limited in its criticism of opponents, instead expressing worry about the consequences should unity fail. It also made the only mention of
natural rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental'' and ...
in the ''Federalist Papers'', an otherwise important concept that guided the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revolut ...
. Federalist No. 2 was followed by three more essays that continued on the same topic. Since its publication, the conception of nationality presented in Federalist No. 2 has been a persistent issue in American politics. It relates directly to debates of
naturalization Naturalization (or naturalisation) is the legal act or process by which a non-citizen of a country may acquire citizenship or nationality of that country. It may be done automatically by a statute, i.e., without any effort on the part of the in ...
and
multiculturalism The term multiculturalism has a range of meanings within the contexts of sociology, political philosophy, and colloquial use. In sociology and in everyday usage, it is a synonym for "Pluralism (political theory), ethnic pluralism", with the tw ...
, and it was most directly challenged by the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by other names) was a civil war in the United States. It was fought between the Union ("the North") and the Confederacy ("the South"), the latter formed by states th ...
that contradicted Jay's conception of unity.


Summary

Jay begins by emphasizing the importance of deciding whether the states should be united or separate. He argues that popular opinion has always been in favor of unity until politicians challenged the idea. He then provides arguments that
providence Providence often refers to: * Providentia, the divine personification of foresight in ancient Roman religion * Divine providence, divinely ordained events and outcomes in Christianity * Providence, Rhode Island, the capital of Rhode Island in the ...
has intended for the states to be one nation, citing both physical and cultural contiguity. He also describes a shared political history in which the states entered into revolution and governance as one nation. Jay turns to the method of governance between the states, describing the government to that point as one formed urgently in a time of conflict. He compares this to the process undertaken at the Constitutional Convention, which he describes as more unified and more carefully planned. He also credits the members of this convention as being highly qualified and motivated purely by "love for their country". Jay reminds the reader that their plan should not be blindly accepted or opposed but carefully considered, likening it to the debate following the
First Continental Congress The First Continental Congress was a meeting of delegates from 12 of the 13 British colonies that became the United States. It met from September 5 to October 26, 1774, at Carpenters' Hall in Philadelphia, Pennsylvania, after the British Navy ...
. He argues that every congress since then has supported unity and that this is the will of the people. He concludes that failure to support the proposed constitution would result in disunity.


Background and publication

Like all of the ''Federalist Papers'', Federalist No. 2 was published under the
pseudonym A pseudonym (; ) or alias () is a fictitious name that a person or group assumes for a particular purpose, which differs from their original or true name (orthonym). This also differs from a new name that entirely or legally replaces an individua ...
Publius in New York newspapers with the intention of explaining the provisions of the
Constitution of the United States The Constitution of the United States is the supreme law of the United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven articles, it delineates the natio ...
and persuading New York to ratify it. It was first published in the '' Independent Journal'' on October 31, 1787, followed by the ''Daily Advertiser'' on November 1 and the ''New-York Packet'' on November 2.
Federalist No. 1 Federalist No. 1 is an essay by Alexander Hamilton, which became the first of a collection of essays named ''The Federalist Papers''. It was published on October 27, 1787, under the pseudonym Publius. This paper provides the outline for the rest ...
, the only one of the ''Federalist Papers'' to have been released at this point, was only an introduction to the series. As such,
John Jay John Jay (December 12, 1745 – May 17, 1829) was an American statesman, patriot, diplomat, abolitionist, signatory of the Treaty of Paris, and a Founding Father of the United States. He served as the second governor of New York and the first ...
was tasked with first developing the idea of a national identity in Federalist No. 2. At the time Jay wrote Federalist No. 2, he was "America's leading foreign policy expert", which may have influenced his decision to write the essay on the subject of the advantages of unity between the states.


Analysis


Nationhood and union

Federalist No. 2 was one of the early papers that addressed the issue of
political union A political union is a type of polity, political entity which is composed of, or created from, smaller polities, or the process which achieves this. These administrative subdivision, smaller polities are usually called federated states and federal ...
between the states that would persist throughout the ''Federalist Papers''. It took an approach beyond the standard arguments of security and economics, however, arguing that Americans are a single
ethnic group An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
with shared ancestors, language, philosophy, and customs. Jay's analysis of what constituted a nation, a concept that was at the time ill-defined, closely resembled that used by
political scientists This is a list of notable political scientists. See the list of political theorists for those who study political theory. See also political science. A * Robert Abelson - Yale University psychologist and political scientist with special int ...
many years later. Jay pointed to the contiguity of the states and the geographic features that facilitate contact between them as evidence for a destiny of unity, describing these advantages as the will of providence. He also argued that the states have since worked together successfully, citing the congresses that have formed since the First Continental Congress. Jay believed that the political ideas and identity of the American Revolution directly corresponded to those of the federalist movement. He emphasized a view that would be repeated throughout the ''Federalist Papers'' that the people are almost unanimous in their ideals and that there is a single popular will that guides the United States. Some of the arguments used by Jay depended upon
historical revisionism In historiography, historical revisionism is the reinterpretation of a historical account. It usually involves challenging the orthodox (established, accepted or traditional) views held by professional scholars about a historical event or times ...
and other controversial interpretations of American society, prioritizing persuasive effect over accuracy. His claims regarding a single ethnic and religious background were exaggerated, given the various national ancestries and religious denominations in colonial America, and his claim of political unity was challenged by the prominent
Loyalist Loyalism, in the United Kingdom, its overseas territories and its former colonies, refers to the allegiance to the British crown or the United Kingdom. In North America, the most common usage of the term refers to loyalty to the British Cro ...
presence that existed even after the revolution. He ultimately considered these aspects to be secondary to the shared experience of colonial history and revolution as well as what he saw as a shared destiny. Jay also exaggerated the historical nature of American unity in Federalist No. 2, as the First Continental Congress included only 12 of the
Thirteen Colonies The Thirteen Colonies, also known as the Thirteen British Colonies, the Thirteen American Colonies, or later as the United Colonies, were a group of Kingdom of Great Britain, British Colony, colonies on the Atlantic coast of North America. Fo ...
, and the choosing of delegates for congresses had been done by the
state legislatures A state legislature is a legislative branch or body of a political subdivision in a federal system. Two federations literally use the term "state legislature": * The legislative branches of each of the fifty state governments of the United Stat ...
rather than the people "as with one voice". Prior to
ratification Ratification is a principal's approval of an act of its agent that lacked the authority to bind the principal legally. Ratification defines the international act in which a state indicates its consent to be bound to a treaty if the parties inten ...
, the state governments were often in disunity and the people had very little say in federal government. Jay's appeal to nationhood resembled the nation that he wished to create rather than one that existed at the time.


Counterpoint to the Anti-Federalist Papers

Federalist No. 2 established the main idea of the ''Federalist Papers'' that Americans were a national community with a common interest that necessitated unity. This idea was a direct response to one of the main ideas of the
Anti-Federalist Papers Anti-Federalist Papers is the collective name given to the works written by the Founding Fathers of the United States, Founding Fathers who were opposed to or concerned with the merits of the United States Constitution of 1787. Starting on 25Sep ...
, which argued that Americans were too different from one another to form a single nation. In particular, Jay seized upon the idea that different industries necessitated different cultures, arguing that it actually promoted trade between the states and made national identity stronger. Addressing
anti-federalists Anti-Federalism was a late-18th century political movement that opposed the creation of a stronger U.S. federal government and which later opposed the ratification of the 1787 Constitution. The previous constitution, called the Articles of Con ...
, Jay argued that it was only recently that the idea of
federalism Federalism is a combined or compound mode of government that combines a general government (the central or "federal" government) with regional governments (Province, provincial, State (sub-national), state, Canton (administrative division), can ...
was challenged, saying that it had "until lately been a received and uncontradicted opinion". He accused anti-federalists of being politicians that sought division rather than unity, describing them as only following personal interest or failing to understand the consequences of their actions. He compared the anti-federalists to the
Loyalists Loyalism, in the United Kingdom, its overseas territories and its former colonies, refers to the allegiance to the British crown or the United Kingdom. In North America, the most common usage of the term refers to loyalty to the British Cr ...
of the revolution, arguing that their opposition to ratification could be likened to Loyalist opposition to independence. Jay insisted that the
Articles of Confederation The Articles of Confederation and Perpetual Union was an agreement among the 13 Colonies of the United States of America that served as its first frame of government. It was approved after much debate (between July 1776 and November 1777) by ...
were not sufficient for a national government after being created in the midst of a war, but that the Constitutional Convention took place in a calmer national environment that allowed for deeper consideration. He worked on the same assumption as Hamilton that failure to ratify the constitution would guarantee disunity between the states. Anti-federalists proposed amendment of the Articles of Confederation instead of total disunity, but the impression created by the ''Federalist Papers'' became widely accepted. This was a rhetorical strategy often used by Jay, in which he presented the issue as a
leading question In common law systems that rely on testimony by witnesses, a leading question is a question that suggests a particular answer and contains information the examiner is looking to have confirmed. The use of leading questions in court to elicit test ...
to present his answer as the only correct one.


Tone

Federalist No. 2 took a softer and more optimistic tone compared to Federalist No. 1, covering many of the same ideas in a way that sought to invite harmony among competing factions rather than to insist upon its claims. Jay's condemnation of his political opponents are left more vague than in Hamilton's previous essay, and they are seen as less of a threat to the union. By portraying them in this way, he is able to present himself as above the dispute rather than as a partisan attacking his opponents. Jay instead prioritized
aesthetic Aesthetics, or esthetics, is a branch of philosophy that deals with the nature of beauty and taste, as well as the philosophy of art (its own area of philosophy that comes out of aesthetics). It examines aesthetic values, often expressed th ...
, creating a picture of the states that lent itself to the idea of unity. When addressing the potential of failure, Jay approaches it with sorrow rather than the anger expressed by Hamilton. At the end of the essay, Jay invoked a quote from ''Henry VIII'' by
William Shakespeare William Shakespeare ( 26 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's nation ...
, creating a sense of foreboding at the thought of disunity that would persist through his contributions to the early ''Federalist Papers''. Jay's impression of the Founding Fathers in this essay is entirely uncritical, seeking to promote the cause of ratification with the reputation of his colleagues as capable leaders. He insists that any application of reason alone will find unanimous support for the constitution, and that the delegates of the Constitutional Convention were in possession of such reason. It also took a
populist Populism refers to a range of political stances that emphasize the idea of "the people" and often juxtapose this group against " the elite". It is frequently associated with anti-establishment and anti-political sentiment. The term developed ...
stance, appealing to the voice of the people over that of the state governments.


Natural rights

Federalist No. 2 is the only one of the ''Federalist Papers'' to make explicit reference to
natural rights Some philosophers distinguish two types of rights, natural rights and legal rights. * Natural rights are those that are not dependent on the laws or customs of any particular culture or government, and so are ''universal'', ''fundamental'' and ...
. This is a concept that was foundational to the philosophy of the
Founding Fathers The following list of national founding figures is a record, by country, of people who were credited with establishing a state. National founders are typically those who played an influential role in setting up the systems of governance, (i.e. ...
and the Constitution but was largely simplified in these essays for the sake of accessibility and brevity. In this context, Jay considered the ceding of some natural rights to be the cost for a functional government. Jay's thoughts on the willing sacrifice of rights suggests support for the arguments of
Alexander Hamilton Alexander Hamilton (January 11, 1755 or 1757July 12, 1804) was an American military officer, statesman, and Founding Father who served as the first United States secretary of the treasury from 1789 to 1795. Born out of wedlock in Charlest ...
and
James Madison James Madison Jr. (March 16, 1751June 28, 1836) was an American statesman, diplomat, and Founding Father. He served as the fourth president of the United States from 1809 to 1817. Madison is hailed as the "Father of the Constitution" for hi ...
that liberty had been too heavily emphasized during the
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revolut ...
over governance. Jay accepted that a government must be enforced, but he argued that it was the decision of Americans to enforce their own government through the
American Revolutionary War The American Revolutionary War (April 19, 1775 – September 3, 1783), also known as the Revolutionary War or American War of Independence, was a major war of the American Revolution. Widely considered as the war that secured the independence of t ...
that allows a people to engage in reflection to choose their own government and their national identity. The philosophical relationship between rights and governance received little attention in future ''Federalist Papers'', as their interest was how government should use its powers rather than if it should have them. The concept's practical use to the Founding Fathers was limited to the
right of revolution In political philosophy, the right of revolution (or right of rebellion) is the right or duty of a people to "alter or abolish" a government that acts against their common interests or threatens the safety of the people without cause. Stated throu ...
and the establishment of government, and its invocation in Federalist No. 2 does not extend beyond this aspect.


Aftermath

The arguments of Federalist No. 2 presented the basic assumptions that would underlie the ideas of the ''Federalist Papers'' going forward. It was directly followed by
No. 3 ''No. 3'' () is a 1997 Koreans, South Korean Kkangpae, gangster comedy film starring Han Suk-kyu as the titular no. 3 man of a gang who's aspiring to rise up the ranks and become the leader of his own gang. It was writer-director Song Nung-han's ...
, No. 4, and No. 5 that continued on the same subject. The themes of Americans as a singular people and the importance of unity among them were revisited by Hamilton in No. 12, Madison in No. 14, and Jay in No. 64. The
Naturalization Act of 1795 The United States Naturalization Act of 1795 (, enacted January 29, 1795) repealed and replaced the Naturalization Act of 1790. The main change made by the 1795 Act from the 1790 Act was the increase in the period of required residence in the Uni ...
codified the idea of an American national identity, stipulating
naturalization Naturalization (or naturalisation) is the legal act or process by which a non-citizen of a country may acquire citizenship or nationality of that country. It may be done automatically by a statute, i.e., without any effort on the part of the in ...
on the requirement that an applicant is "attached to the principles of the Constitution of the United States". The arguments of national unity and homogeneity in the United States would go on to be challenged by civil conflict in the United States with the onset of the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by other names) was a civil war in the United States. It was fought between the Union ("the North") and the Confederacy ("the South"), the latter formed by states th ...
. The issue of a single national identity has been a persistent issue in American politics, with disputes considering whether such an identity can be based purely in
civic culture A civic culture or civic political culture is a political culture characterized by "acceptance of the authority of the state" and "a belief in participation in civic duties". The term was first used in Gabriel Almond and Sidney Verba's book, ''The ...
and whether it can coexist with
multiculturalism The term multiculturalism has a range of meanings within the contexts of sociology, political philosophy, and colloquial use. In sociology and in everyday usage, it is a synonym for "Pluralism (political theory), ethnic pluralism", with the tw ...
.


References


External links


Full text of Federalist No. 2
at
Avalon Project The Avalon Project is a digital library of documents relating to law, history and diplomacy. The project is part of the Yale Law School Lillian Goldman Law Library. The project contains online electronic copies of documents dating back to the be ...
{{Use mdy dates, date=November 2016 02 Federalist No. 02 1787 essays 1787 in the United States