Functionalism is a
theory of international relations that arose during the
interwar period principally from the strong concern about the obsolescence of the
state
State may refer to:
Arts, entertainment, and media Literature
* ''State Magazine'', a monthly magazine published by the U.S. Department of State
* ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States
* ''Our S ...
as a form of
social organization
In sociology, a social organization is a pattern of relationships between and among individuals and social groups.
Characteristics of social organization can include qualities such as sexual composition, spatiotemporal cohesion, leadership, s ...
. Rather than the self-interest of
nation state
A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group.
A nation, in the sense of a common ethnicity, may i ...
s that
realists see as a motivating factor, functionalists focus on common interests and needs shared by states (but also by
non-state actor
A non-state actor (NSA) are organizations and/or individuals that are not affiliated with, directed by, or funded by any government.
The interests, structure, and influence of NSAs vary widely. For example, among NSAs are non-profit organizations, ...
s) in a process of global integration triggered by the erosion of
state sovereignty
Westphalian sovereignty, or state sovereignty, is a principle in international law that each state has exclusive sovereignty over its territory. The principle underlies the modern international system of sovereign states and is enshrined in the ...
and the increasing weight of knowledge and hence of scientists and experts in the process of policy-making.
Its roots can be traced back to the
liberal
Liberal or liberalism may refer to:
Politics
* a supporter of liberalism
** Liberalism by country
* an adherent of a Liberal Party
* Liberalism (international relations)
* Sexually liberal feminism
* Social liberalism
Arts, entertainment and m ...
and
idealist
In philosophy, the term idealism identifies and describes metaphysical perspectives which assert that reality is indistinguishable and inseparable from perception and understanding; that reality is a mental construct closely connected to id ...
traditions that started with
Immanuel Kant
Immanuel Kant (, , ; 22 April 1724 – 12 February 1804) was a German philosopher and one of the central Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works in epistemology, metaphysics, ethics, and ...
and goes as far as
Woodrow Wilson
Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was an American politician and academic who served as the 28th president of the United States from 1913 to 1921. A member of the Democratic Party, Wilson served as the president of ...
's "
Fourteen Points
U.S. President Woodrow Wilson
The Fourteen Points was a statement of principles for peace that was to be used for peace negotiations in order to end World War I. The principles were outlined in a January 8, 1918 speech on war aims and peace terms ...
" speech.
Functionalism is a pioneer in
globalization
Globalization, or globalisation (English in the Commonwealth of Nations, Commonwealth English; American and British English spelling differences#-ise, -ize (-isation, -ization), see spelling differences), is the process of foreign relation ...
theory and strategy. States had built authority structures upon a principle of territorialism. State theories were built upon assumptions that identified the scope of
authority with
territory
A territory is an area of land, sea, or space, particularly belonging or connected to a country, person, or animal.
In international politics, a territory is usually either the total area from which a state may extract power resources or a ...
,
aided by methodological territorialism.
Functionalism proposed to build a form of authority based in functions and needs, which linked authority with needs, scientific knowledge, expertise and technology: it provided a supraterritorial concept of authority. The functionalist approach excludes and refutes the idea of state power and political influence (realist approach) in interpreting the cause for such proliferation of
international organization
An international organization or international organisation (see spelling differences), also known as an intergovernmental organization or an international institution, is a stable set of norms and rules meant to govern the behavior of states a ...
s during the interwar period (which was characterized by nation state conflict) and the subsequent years.
According to functionalism,
international integration – the collective governance and material interdependence
between states – develops its own internal dynamic as states integrate in limited functional, technical and economic areas. International agencies would meet human needs, aided by knowledge and expertise. The benefits rendered by the functional agencies would attract the loyalty of the populations and stimulate their participation and expand the area of integration. There are strong assumptions underpinning functionalism: that the process of integration takes place within a framework of human
freedom; that knowledge and expertise are currently available to meet the needs for which the functional agencies are built; that states will not sabotage the process.
Neofunctionalism
Neofunctionalism reintroduced territorialism in the functional theory and downplayed its global dimension. Neofunctionalism is simultaneously a theory and a strategy of
regional integration
Regional Integration is a process in which neighboring countries enter into an agreement in order to upgrade cooperation through common institutions and rules. The objectives of the agreement could range from economic to political to enviro ...
, building on the work of
David Mitrany. Neofunctionalists focused their attention solely on the immediate process of integration among states (regional integration). Initially, states integrate in limited functional or economic areas. Thereafter, partially integrated states experience increasing momentum for further rounds of integration in related areas. This "
invisible hand
The invisible hand is a metaphor used by the British moral philosopher Adam Smith that describes the unintended greater social benefits and public good brought about by individuals acting in their own self-interests. Smith originally mention ...
" of integration phenomenon was termed "spill-over." by the neofunctionalist school. This was most apparent in the study of euthanasia. Although integration can be resisted, it becomes harder to stop integration's reach as it progresses.
According to neofunctionalists, there are two kinds of spillover: functional and political.
Functional spillover is the interconnection of various ''economic'' sectors or issue-areas, and the integration in one policy-area spilling over into others. Political spillover is the creation of supranational governance models, as far-reaching as the
European Union
The European Union (EU) is a supranational political and economic union of member states that are located primarily in Europe. The union has a total area of and an estimated total population of about 447million. The EU has often been de ...
, or as voluntary as the
United Nations
The United Nations (UN) is an intergovernmental organization whose stated purposes are to maintain international peace and security, develop friendly relations among nations, achieve international cooperation, and be a centre for harmoniz ...
.
One of its protagonists was
Ernst B. Haas
Ernst Bernard Haas (1924 – March 6, 2003) was a German-American political scientist who made numerous contributions to theoretical discussions in the field of international relations.
He was a leading authority on international relations the ...
, an American political scientist.
Jean Monnet's approach to European integration, which aimed at integrating individual sectors in hopes of achieving spill-over effects to further the process of integration, is said to have followed the neofunctional school's tack. Unlike previous theories of integration, neofunctionalism declared to be non-normative and tried to describe and explain the process of regional integration based on empirical data. Integration was regarded as an inevitable process, rather than a desirable state of affairs that could be introduced by the political or technocratic elites of the involved states' societies. Its strength however was also its weakness: While it understood that regional integration is only feasible as an incremental process, its conception of integration as a linear process made the explanation of setbacks impossible.
Comparing functionalism to realism
John McCormick compares functionalism's fundamental principles with those of
realism
Realism, Realistic, or Realists may refer to:
In the arts
*Realism (arts), the general attempt to depict subjects truthfully in different forms of the arts
Arts movements related to realism include:
*Classical Realism
*Literary realism, a move ...
(comments added to emphasise key distinctions):
Functional cooperation and functional international organization
The objective of functionalism towards global peace is achieved through functional cooperation by the work of
international organization
An international organization or international organisation (see spelling differences), also known as an intergovernmental organization or an international institution, is a stable set of norms and rules meant to govern the behavior of states a ...
s (including intergovernmental and non-governmental organizations). The activities of functional international organizations involve taking actions on practical and technical problems rather than those of military and political nature. They are also non-controversial politically and involve a common interest to solve international problems that could best be tackled in a
transnational manner.
According to Mitrany, dealing with functional matters provides the actors in the international community the opportunity to successfully cooperate in a non-political context, which might otherwise be harder to achieve in a political context. Further development would lead to a process called “autonomous development” towards multiplication, expansion, and deepening of functional international organizations.
Ideally, this would ultimately result in an
international government.
Functionalists in this manner assume that cooperation in a non-political context would bring
international peace
World peace, or peace on Earth, is the concept of an ideal state of peace within and among all people and nations on Planet Earth. Different cultures, religions, philosophies, and organizations have varying concepts on how such a state would ...
.
Eradication of existent non-political, non-military global problems, which Functionalists consider to be the very origin of conflict within the global community, is what they aim to pursue.
However, critics point out some limitations of functionalist assumption: in practice, dealing with functional matters does not necessarily and always facilitate cooperation; its simplified assumption overlooks different causes of state conflict.
The proliferation of functional international organizations has occurred without adequate reorganization and coordination efforts due to a lack of central
global governance to ensure
accountability of such organizations.
As a result, a pattern of
decentralization
Decentralization or decentralisation is the process by which the activities of an organization, particularly those regarding planning and decision making, are distributed or delegated away from a central, authoritative location or group.
Conce ...
could be observed among functional international organizations to the present day.
Notably, the
League of Nations
The League of Nations (french: link=no, Société des Nations ) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference that ...
' effort to coordinate functional international organizations in the field of social and economic cooperation through establishment of
UN Economic and Social Council
The United Nations Economic and Social Council (ECOSOC; french: links=no, Conseil économique et social des Nations unies, ) is one of the six principal organs of the United Nations, responsible for coordinating the economic and social fields ...
has been futile.
As a result, the idea of decentralization prevails to the present day except in cases of special cooperative relationships between Economic and Social Council and some functional organizations.
Subsequently, summits such as the
World Summit for Social Development The World Summit for Social Development was a conference held in Copenhagen from 6–12 March 1995. It aimed to "establish a people-centered framework for social development, to build a culture of cooperation and partnership and to respond to the im ...
in 1995, the
Millennium Summit
The Millennium Summit was a meeting among many world leaders, lasting three days from 2000, held at the United Nations headquarters in New York City. Its purpose was to discuss the role of the United Nations at the turn of the 21st century. At ...
in 2000 and
Earth Summit 2002
The World Summit on Sustainable Development 2002, took place in South Africa, from 26 August to 4 September 2002. It was convened to discuss ustainable developmentorganizations, 10 years after the first Earth Summit in Rio de Janeiro. (It was the ...
were held to address and coordinate functional cooperation, especially regarding the social and economic aspects.
Substantive functions of functional international organizations include human rights, international communication, health, the law of the sea, the environment, education and information, international relief programs, refugee support, as well as economic development.
See also
References
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External links
Global Power Barometer
{{international relations theories
International relations theory
Decentralization