Form 5 is an

SEC filing The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. Investors and financi ...

submitted to the

Securities and Exchange Commission The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market ...

on an annual basis by company officers, directors, or beneficial (10%) owners, which summarizes their

insider trading Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) based on material, nonpublic information about the company. In various countries, some kinds of trading based on insider information ...

activities. This form is simply a combination of year's

Form 4 {{about, the SEC filing, the US ATF Form 4, Form 4 (ATF) Form 4 is a United States SEC filing that relates to insider trading. Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities register ...

filings, which are mandatory filings made shortly after insiders make transactions.

External links

SEC Homepage
SEC filings {{US-gov-stub