Feynman Ratchet
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In the
philosophy of thermal and statistical physics The philosophy of thermal and statistical physics is that part of the philosophy of physics whose subject matter is an amalgam of classical thermodynamics, statistical mechanics, and related theories. Its central questions include: What is entropy ...
, the Brownian ratchet or Feynman–Smoluchowski ratchet is an apparent
perpetual motion Perpetual motion is the motion of bodies that continues forever in an unperturbed system. A perpetual motion machine is a hypothetical machine that can do work infinitely without an external energy source. This kind of machine is impossible, a ...
machine of the second kind (converting thermal energy into mechanical work), first analysed in 1912 as a thought experiment by Polish physicist
Marian Smoluchowski Marian Smoluchowski (; 28 May 1872 – 5 September 1917) was a Polish physicist who worked in the Polish territories of the Austro-Hungarian Empire. He was a pioneer of statistical physics, and an avid mountaineer. Life Born into an upper-c ...
.M. von Smoluchowski (1912) Experimentell nachweisbare, der Ublichen Thermodynamik widersprechende Molekularphenomene, ''Phys. Zeitshur.'' 13, p.1069 cited i
Freund, Jan (2000) Stochastic Processes in Physics, Chemistry, and Biology, Springer, p.59
/ref> It was popularised by American
Nobel laureate The Nobel Prizes ( sv, Nobelpriset, no, Nobelprisen) are awarded annually by the Royal Swedish Academy of Sciences, the Swedish Academy, the Karolinska Institutet, and the Norwegian Nobel Committee to individuals and organizations who make out ...
physicist Richard Feynman in a physics lecture at the California Institute of Technology on May 11, 1962, during his
Messenger Lectures The Messenger Lectures are a series of talks given by scholars and public figures at Cornell University. They were founded in 1924 by a gift from Hiram Messenger of "a fund to provide a course of lectures on the Evolution of Civilization for the s ...
series The Character of Physical Law in Cornell University in 1964 and in his text '' The Feynman Lectures on Physics'' as an illustration of the laws of thermodynamics. The simple machine, consisting of a tiny paddle wheel and a ratchet, appears to be an example of a
Maxwell's demon Maxwell's demon is a thought experiment that would hypothetically violate the second law of thermodynamics. It was proposed by the physicist James Clerk Maxwell in 1867. In his first letter Maxwell called the demon a "finite being", while the ' ...
, able to extract mechanical work from random fluctuations (heat) in a system at thermal equilibrium, in violation of the second law of thermodynamics. Detailed analysis by Feynman and others showed why it cannot actually do this.


The machine

The device consists of a gear known as a ratchet that rotates freely in one direction but is prevented from rotating in the opposite direction by a
pawl A pawl is a movable lever that engages a fixed component to either prevent movement in one direction or restrain it altogether. As such, it is a type of latch and can also be considered a type of dog. It typically consists of a spring-loaded le ...
. The ratchet is connected by an axle to a paddle wheel that is immersed in a
fluid In physics, a fluid is a liquid, gas, or other material that continuously deforms (''flows'') under an applied shear stress, or external force. They have zero shear modulus, or, in simpler terms, are substances which cannot resist any shear ...
of molecules at temperature T_1. The molecules constitute a heat bath in that they undergo random Brownian motion with a mean kinetic energy that is determined by the temperature. The device is imagined as being small enough that the impulse from a single molecular collision can turn the paddle. Although such collisions would tend to turn the rod in either direction with equal probability, the pawl allows the ratchet to rotate in one direction only. The net effect of many such random collisions would seem to be that the ratchet rotates continuously in that direction. The ratchet's motion then can be used to do work on other systems, for example lifting a weight (''m'') against gravity. The energy necessary to do this work apparently would come from the heat bath, without any heat gradient (i.e. the motion leeches energy from the temperature of the air). Were such a machine to work successfully, its operation would violate the second law of thermodynamics, one form of which states: "It is impossible for any device that operates on a cycle to receive heat from a single reservoir and produce a net amount of work."


Why it fails

Although at first sight the Brownian ratchet seems to extract useful work from Brownian motion, Feynman demonstrated that if the entire device is at the same temperature, the ratchet will not rotate continuously in one direction but will move randomly back and forth, and therefore will not produce any useful work. The reason is that since the pawl is at the same temperature as the paddle, it will also undergo Brownian motion, "bouncing" up and down. It therefore will intermittently fail by allowing a ratchet tooth to slip backward under the pawl while it is up. Another issue is that when the pawl rests on the sloping face of the tooth, the spring which returns the pawl exerts a sideways force on the tooth which tends to rotate the ratchet in a backwards direction. Feynman demonstrated that if the temperature T_2 of the ratchet and pawl is the same as the temperature T_1 of the paddle, then the failure rate must equal the rate at which the ratchet ratchets forward, so that no net motion results over long enough periods or in an ensemble averaged sense. A simple but rigorous proof that no net motion occurs no matter what shape the teeth are was given by
Magnasco Magnasco is a surname. Notable people with the surname include: * Alessandro Magnasco (1667–1749), Italian Baroque painter * Marcelo Magnasco (born 1958), Argentine fencer * Marcelo Osvaldo Magnasco (born 1963), Argentine biophysicist *Stefano Ma ...
. If, on the other hand, T_2 is less than T_1, the ratchet will indeed move forward, and produce useful work. In this case, though, the energy is extracted from the temperature gradient between the two thermal reservoirs, and some waste heat is exhausted into the lower temperature reservoir by the pawl. In other words, the device functions as a miniature heat engine, in compliance with the second law of thermodynamics. Conversely, if T_2 is greater than T_1, the device will rotate in the opposite direction. The Feynman ratchet model led to the similar concept of Brownian motors, nanomachines which can extract useful work not from thermal noise but from chemical potentials and other microscopic
nonequilibrium Non-equilibrium thermodynamics is a branch of thermodynamics that deals with physical systems that are not in thermodynamic equilibrium but can be described in terms of macroscopic quantities (non-equilibrium state variables) that represent an ext ...
sources, in compliance with the laws of thermodynamics.
Diode A diode is a two-terminal electronic component that conducts current primarily in one direction (asymmetric conductance); it has low (ideally zero) resistance in one direction, and high (ideally infinite) resistance in the other. A diode ...
s are an electrical analog of the ratchet and pawl, and for the same reason cannot produce useful work by rectifying
Johnson noise Johnson is a surname of Anglo-Norman origin meaning "Son of John". It is the second most common in the United States and 154th most common in the world. As a common family name in Scotland, Johnson is occasionally a variation of ''Johnston'', a ...
in a circuit at uniform temperature. Millonas as well as Mahato extended the same notion to correlation ratchets driven by mean-zero (unbiased) nonequilibrium noise with a nonvanishing correlation function of odd order greater than one.


History

The ratchet and pawl was first discussed as a Second Law-violating device by Gabriel Lippmann in 1900. In 1912, Polish physicist
Marian Smoluchowski Marian Smoluchowski (; 28 May 1872 – 5 September 1917) was a Polish physicist who worked in the Polish territories of the Austro-Hungarian Empire. He was a pioneer of statistical physics, and an avid mountaineer. Life Born into an upper-c ...
gave the first correct qualitative explanation of why the device fails; thermal motion of the pawl allows the ratchet's teeth to slip backwards. Feynman did the first quantitative analysis of the device in 1962 using the Maxwell–Boltzmann distribution, showing that if the temperature of the paddle ''T1'' was greater than the temperature of the ratchet ''T2'', it would function as a heat engine, but if ''T1'' = ''T2'' there would be no net motion of the paddle. In 1996, Juan Parrondo and Pep Español used a variation of the above device in which no ratchet is present, only two paddles, to show that the axle connecting the paddles and ratchet conducts heat between reservoirs; they argued that although Feynman's conclusion was correct, his analysis was flawed because of his erroneous use of the quasistatic approximation, resulting in incorrect equations for efficiency.
Magnasco Magnasco is a surname. Notable people with the surname include: * Alessandro Magnasco (1667–1749), Italian Baroque painter * Marcelo Magnasco (born 1958), Argentine fencer * Marcelo Osvaldo Magnasco (born 1963), Argentine biophysicist *Stefano Ma ...
and Stolovitzky (1998) extended this analysis to consider the full ratchet device, and showed that the power output of the device is far smaller than the
Carnot efficiency A Carnot cycle is an ideal thermodynamic cycle proposed by French physicist Sadi Carnot in 1824 and expanded upon by others in the 1830s and 1840s. By Carnot's theorem, it provides an upper limit on the efficiency of any classical thermodynam ...
claimed by Feynman. A paper in 2000 by Derek Abbott, Bruce R. Davis and Juan Parrondo, reanalyzed the problem and extended it to the case of multiple ratchets, showing a link with Parrondo's paradox. Léon Brillouin in 1950 discussed an electrical circuit analogue that uses a
rectifier A rectifier is an electrical device that converts alternating current (AC), which periodically reverses direction, to direct current (DC), which flows in only one direction. The reverse operation (converting DC to AC) is performed by an Power ...
(such as a diode) instead of a ratchet. The idea was the diode would rectify the
Johnson noise Johnson is a surname of Anglo-Norman origin meaning "Son of John". It is the second most common in the United States and 154th most common in the world. As a common family name in Scotland, Johnson is occasionally a variation of ''Johnston'', a ...
thermal current fluctuations produced by the
resistor A resistor is a passive two-terminal electrical component that implements electrical resistance as a circuit element. In electronic circuits, resistors are used to reduce current flow, adjust signal levels, to divide voltages, bias active el ...
, generating a direct current which could be used to perform work. In the detailed analysis it was shown that the thermal fluctuations within the diode generate an
electromotive force In electromagnetism and electronics, electromotive force (also electromotance, abbreviated emf, denoted \mathcal or ) is an energy transfer to an electric circuit per unit of electric charge, measured in volts. Devices called electrical ''transd ...
that cancels the voltage from rectified current fluctuations. Therefore, just as with the ratchet, the circuit will produce no useful energy if all the components are at thermal equilibrium (at the same temperature); a DC current will be produced only when the diode is at a lower temperature than the resistor.


Granular gas

Researchers from the University of Twente, the University of Patras in Greece, and the Foundation for Fundamental Research on Matter have constructed a Feynman–Smoluchowski engine which, when not in thermal equilibrium, converts pseudo- Brownian motion into work by means of a granular gas,"Classical thought experiment brought to life in granular gas"
''
Foundation for Fundamental Research on Matter Foundation may refer to: * Foundation (nonprofit), a type of charitable organization ** Foundation (United States law), a type of charitable organization in the U.S. ** Private foundation, a charitable organization that, while serving a good caus ...
'', Utrecht, 18 June 2010. Retrieved on 2010-06-24.
which is a conglomeration of solid particles vibrated with such vigour that the system assumes a gas-like state. The constructed engine consisted of four vanes which were allowed to rotate freely in a vibrofluidized granular gas. Because the ratchet's gear and pawl mechanism, as described above, permitted the axle to rotate only in one direction, random collisions with the moving beads caused the vane to rotate. This seems to contradict Feynman's hypothesis. However, this system is not in perfect thermal equilibrium: energy is constantly being supplied to maintain the fluid motion of the beads. Vigorous vibrations on top of a shaking device mimic the nature of a molecular gas. Unlike an ideal gas, though, in which tiny particles move constantly, stopping the shaking would simply cause the beads to drop. In the experiment, this necessary out-of-equilibrium environment was thus maintained. Work was not immediately being done, though; the ratchet effect only commenced beyond a critical shaking strength. For very strong shaking, the vanes of the paddle wheel interacted with the gas, forming a convection roll, sustaining their rotation.


See also

* Quantum stirring, ratchets, and pumping * * Hawking radiation


Notes


External links


The Feynman Lectures on Physics Vol. I Ch. 46: Ratchet and pawlCoupled Brownian Motors - Can we get work out of unbiased fluctuation?


;Articles * * * *Lukasz Machura: ''Performance of Brownian Motors''. University of Augsburg, 2006
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* * * {{DEFAULTSORT:Brownian Ratchet Thought experiments in physics Richard Feynman Philosophy of thermal and statistical physics Nanotechnology Perpetual motion