The study of the evolution of emotions dates back to the 19th century.
Evolution
Evolution is change in the heritable characteristics of biological populations over successive generations. These characteristics are the expressions of genes, which are passed on from parent to offspring during reproduction. Variation ...
and
natural selection
Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the heritable traits characteristic of a population over generations. Cha ...
has been applied to the study of
human communication
Human communication, or anthroposemiotics, is a field of study dedicated to understanding how humans communicate. Humans ability to communicate with one another would not be possible without an understanding of what we are referencing or think ...
, mainly by
Charles Darwin
Charles Robert Darwin ( ; 12 February 1809 – 19 April 1882) was an English naturalist, geologist, and biologist, widely known for his contributions to evolutionary biology. His proposition that all species of life have descended ...
in his 1872 work, ''
The Expression of the Emotions in Man and Animals
''The Expression of the Emotions in Man and Animals'' is Charles Darwin's third major work of evolutionary theory, following ''On the Origin of Species'' (1859) and '' The Descent of Man'' (1871). Initially intended as a chapter in ''The Desce ...
''.
Darwin researched the expression of
emotion
Emotions are mental states brought on by neurophysiology, neurophysiological changes, variously associated with thoughts, feelings, behavioral responses, and a degree of pleasure or suffering, displeasure. There is currently no scientific ...
s in an effort to support his materialist theory of unguided evolution. He proposed that much like other
traits found in
animals
Animals are multicellular, eukaryotic organisms in the biological kingdom Animalia. With few exceptions, animals consume organic material, breathe oxygen, are able to move, can reproduce sexually, and go through an ontogenetic stage in ...
, emotions apparently also evolved and were adapted over time.
His work looked at not only
facial expression
A facial expression is one or more motions or positions of the muscles beneath the skin of the face. According to one set of controversial theories, these movements convey the emotional state of an individual to observers. Facial expressions are ...
s in
animals
Animals are multicellular, eukaryotic organisms in the biological kingdom Animalia. With few exceptions, animals consume organic material, breathe oxygen, are able to move, can reproduce sexually, and go through an ontogenetic stage in ...
and specifically
human
Humans (''Homo sapiens'') are the most abundant and widespread species of primate, characterized by bipedalism and exceptional cognitive skills due to a large and complex brain. This has enabled the development of advanced tools, cultu ...
s, but attempted to point out parallels between
behaviors in humans and other animals.
According to evolutionary theory, different emotions evolved at different times. Primal emotions, such as
love
Love encompasses a range of strong and positive emotional and mental states, from the most sublime virtue or good habit, the deepest interpersonal affection, to the simplest pleasure. An example of this range of meanings is that the love o ...
and
fear
Fear is an intensely unpleasant emotion in response to perceiving or recognizing a danger or threat. Fear causes physiological changes that may produce behavioral reactions such as mounting an aggressive response or fleeing the threat. Fear ...
, are associated with ancient parts of the psyche. Social emotions, such as
guilt
Guilt may refer to:
*Guilt (emotion), an emotion that occurs when a person feels that they have violated a moral standard
*Culpability, a legal term
*Guilt (law), a legal term
Music
* ''Guilt'' (album), a 2009 album by Mims
* "Guilt" (The Long Bl ...
and
pride
Pride is defined by Merriam-Webster as "reasonable self-esteem" or "confidence and satisfaction in oneself". A healthy amount of pride is good, however, pride sometimes is used interchangeably with "conceit" or "arrogance" (among other words) w ...
, evolved among social
primates.
Evolutionary psychologists
Evolutionary psychology is a theoretical approach in psychology that examines cognition and behavior from a modern evolutionary perspective. It seeks to identify human psychological adaptations with regards to the ancestral problems they evol ...
consider human emotions to be best adapted to the life our ancestors led in
nomadic
A nomad is a member of a community without fixed habitation who regularly moves to and from the same areas. Such groups include hunter-gatherers, pastoral nomads (owning livestock), tinkers and trader nomads. In the twentieth century, the popu ...
foraging bands.
Origins
Darwin's original plan was to include his findings about expression of emotions in a chapter of his work, ''
The Descent of Man, and Selection in Relation to Sex'' (Darwin, 1871) but found that he had enough material for a whole book. It was based on
observations
Observation is the active acquisition of information from a primary source. In living beings, observation employs the senses. In science, observation can also involve the perception and recording of data via the use of scientific instrument ...
, both those around him and of people in many parts of the world. One important observation he made was that even in individuals who were born
blind, body and facial expressions displayed are similar to those of anyone else. The ideas found in his book on
universality of emotions were intended to go against Sir
Charles Bell's 1844 claim
that human facial
muscles
Skeletal muscles (commonly referred to as muscles) are organs of the vertebrate muscular system and typically are attached by tendons to bones of a skeleton. The muscle cells of skeletal muscles are much longer than in the other types of musc ...
were created to give them the unique ability to express emotions.
[ The main purpose of Darwin's work was to support the theory of evolution by demonstrating that emotions in humans and other animals are similar. Most of the similarities he found were between ]species
In biology, a species is the basic unit of classification and a taxonomic rank of an organism, as well as a unit of biodiversity. A species is often defined as the largest group of organisms in which any two individuals of the appropriate s ...
closely related, but he found some similarities between distantly related species as well. He proposed the idea that emotional states are adaptive, and therefore only those able to express certain emotions passed on their characteristics.[
]
Darwin's principles
In the 1872 work, Darwin proposed three principles. The first of the three is the "principle of serviceable habits", which he defined as we have certain habits or we perform different actions in certain states of mind, which get associated when that state of mind is induced, even when its not needed then. He used as an example contracting of eyebrows (furrowing the brow), which he noted is serviceable to prevent too much light from entering the eyes. He also said that the raising of eyebrows serves to increase the field of vision
The visual field is the "spatial array of visual sensations available to observation in introspectionist psychological experiments". Or simply, visual field can be defined as the entire area that can be seen when an eye is fixed straight at a point ...
. He cited examples of people attempting to remember something and raising their brows, as though they could "see" what they were trying to remember.
The second of the principles is that of antithesis. While some habits are serviceable, Darwin proposed that some actions or habits are carried out merely because they are opposite in nature to a serviceable habit, but are not serviceable themselves. Shrugging of the shoulders is an example Darwin used of antithesis, because it has no service. Shoulder shrugging is a passive expression, and very opposite of a confident or aggressive expression.[
The third of the principles is expressive habits, or nervous discharge from the nervous system. This principle proposes that some habits are performed because of a build-up to the ]nervous system
In biology, the nervous system is the highly complex part of an animal that coordinates its actions and sensory information by transmitting signals to and from different parts of its body. The nervous system detects environmental changes ...
, which causes a discharge of the excitement
Excitation, excite, exciting, or excitement may refer to:
* Excitation (magnetic), provided with an electrical generator or alternator
* Excite Ballpark, located in San Jose, California
* Excite (web portal), web portal owned by IAC
* Electron e ...
. Examples include foot and finger tapping, as well as vocal expressions and expressions of anger
Anger, also known as wrath or rage, is an intense emotional state involving a strong uncomfortable and non-cooperative response to a perceived provocation, hurt or threat.
A person experiencing anger will often experience physical effects, su ...
. Darwin noted that many animals rarely make noises, even when in pain, but under extreme circumstances they vocalize in response to pain and fear
Fear is an intensely unpleasant emotion in response to perceiving or recognizing a danger or threat. Fear causes physiological changes that may produce behavioral reactions such as mounting an aggressive response or fleeing the threat. Fear ...
.[
]
Research
Paul Ekman
Paul Ekman (born February 15, 1934) is an American psychologist and professor emeritus at the University of California, San Francisco who is a pioneer in the study of emotions and their relation to facial expressions. He was ranked 59th out of ...
is most noted in this field for conducting research involving facial expressions of emotions. His work provided data to back up Darwin's ideas about universality of facial expressions, even across cultures. He conducted research by showing photographs exhibiting expressions of basic emotion to people and asking them to identify what emotion was being expressed. In 1971, Ekman and Wallace Friesen presented to people in a preliterate culture a story involving a certain emotion, along with photographs of specific facial expressions. The photographs had been previously used in studies using subjects from Western cultures
Leonardo da Vinci's ''Vitruvian Man''. Based on the correlations of ideal Body proportions">human proportions with geometry described by the ancient Roman architect Vitruvius in Book III of his treatise ''De architectura''.
image:Plato Pio-Cle ...
. When asked to choose, from two or three photographs, the emotion being expressed in the story, the preliterate subjects' choices matched those of the Western subjects most of the time. These results indicated that certain expressions are universally associated with particular emotions, even in instances in which the people had little or no exposure to Western culture. The only emotions the preliterate people found hard to distinguish between were fear and surprise.
Ekman noted that while universal expressions do not necessarily prove Darwin's theory that they evolved, they do provide strong evidence of the possibility. He mentioned the similarities between human expressions and those of other primates, as well as an overall universality of certain expressions to back up Darwin's ideas. The expressions of emotion that Ekman noted as most universal based on research are: anger, fear, disgust
Disgust (Middle French: ''desgouster'', from Latin ''gustus'', "taste") is an emotional response of rejection or revulsion to something potentially contagious or something considered offensive, distasteful, or unpleasant. In ''The Expression o ...
, sadness
Sadness is an emotional pain associated with, or characterized by, feelings of disadvantage, loss, despair, grief, helplessness, disappointment and sorrow. An individual experiencing sadness may become quiet or lethargic, and withdraw them ...
, and enjoyment
Happiness, in the context of mental or emotional states, is positive or pleasant emotions ranging from contentment to intense joy. Other forms include life satisfaction, well-being, subjective well-being, flourishing and eudaimonia.
Sinc ...
.
A common view is that facial expressions initially served a non-communicative adaptive
Adaptation, in biology, is the process or trait by which organisms or population better match their environment
Adaptation may also refer to:
Arts
* Adaptation (arts), a transfer of a work of art from one medium to another
** Film adaptation, a ...
function. Thus, the widened eyes in the facial expression of fear
Fear is an intensely unpleasant emotion in response to perceiving or recognizing a danger or threat. Fear causes physiological changes that may produce behavioral reactions such as mounting an aggressive response or fleeing the threat. Fear ...
have been shown to increase the visual field and the speed of moving the eyes which helps finding and following threats. The wrinkled nose and mouth of the facial expression of disgust
Disgust (Middle French: ''desgouster'', from Latin ''gustus'', "taste") is an emotional response of rejection or revulsion to something potentially contagious or something considered offensive, distasteful, or unpleasant. In ''The Expression o ...
limit the intake of foul-smelling and possibly dangerous air and particles. Later, such reactions, which could be observed by other members of the group, increasingly become more distinctive and exaggerated in order to fulfill a primarily socially communicative function. This communicative function can dramatically or subtly influence the behavior of other members in the group. Thus, rhesus monkeys or human infants can learn to fear potential dangers based on only the facial expressions of fear of other group members or parents. Seeing fear expressions increases the tendency for flight responses while seeing anger expressions increases the tendency for fight responses. Classical conditioning
Classical conditioning (also known as Pavlovian or respondent conditioning) is a behavioral procedure in which a biologically potent stimulus (e.g. food) is paired with a previously neutral stimulus (e.g. a triangle). It also refers to the learni ...
studies have found that it is easier to create a pairing between a negative stimulant and anger/fear expressions than between a negative stimulant and a happiness expression. Cross-cultural studies and studies on the congenitally blind have found that these groups display the same expressions of shame and pride in situations related to social status. These expressions have clear similarities to displays of submission and dominance by other primates. Humans viewing expression of pride automatically assign a higher social status to such individuals than to those expressing other emotions.[
]Robert Zajonc
Robert BolesÅ‚aw Zajonc ( /ˈzaɪ.É™nts/ ''ZY-É™nts''; Polish: ˆzajÉ”ntÍ¡s November 23, 1923 – December 3, 2008) was a Polish-born American social psychologist who is known for his decades of work on a wide range of social and cognitive pro ...
published two reviews in 1989 of the "facial efference theory of emotion", also known as facial feedback theory, which he had first introduced to the scientific literature in an article published in ''Science
Science is a systematic endeavor that Scientific method, builds and organizes knowledge in the form of Testability, testable explanations and predictions about the universe.
Science may be as old as the human species, and some of the earli ...
'' in 1985. This theory proposes that the facial musculature of mammals can control the temperature of the base of the brain (in particular the hypothalamus
The hypothalamus () is a part of the brain that contains a number of small nuclei with a variety of functions. One of the most important functions is to link the nervous system to the endocrine system via the pituitary gland. The hypothalamu ...
) by varying the degree of forward and backward flow through a vascular network (a so-called ''rete mirabile
A rete mirabile (Latin for "wonderful net"; plural retia mirabilia) is a complex of arteries and veins lying very close to each other, found in some vertebrates, mainly warm-blooded ones. The rete mirabile utilizes countercurrent blood flow within ...
''). The theory is based on the idea that increasing the temperature of portions of the hypothalamus can produce aggressive behavior, whereas cooling can produce relaxation. Our emotional language has comparable descriptors, such as "hot-head" and "cool-breezy". The theory offers an explanation for the evolution of common facial expressions of emotion in mammals. Little experimental work has been done to extend the theory, however.
Carroll Izard
Carroll Ellis Izard (October 8, 1923 – February 5, 2017) was an American research psychologist known for his contributions to differential emotions theory (DET), and the Maximally Discriminative Affect Coding System (MAX) on which he worked wi ...
discussed gains and losses associated with the evolution of emotions. He said that discrete emotion experiences emerge in ontogeny before language or conceptual structures that frame the qualia known as discrete emotion feelings are acquired. He noted that in evolution, when humans gained the capability of expressing themselves with language
Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of ...
, this contributed greatly to emotional evolution. Not only can humans articulate and share their emotions, they can use their experiences to foresee and take appropriate action in future experiences. He did, however, raise the question of whether or not humans have lost some of their empathy
Empathy is the capacity to understand or feel what another person is experiencing from within their frame of reference, that is, the capacity to place oneself in another's position. Definitions of empathy encompass a broad range of social, co ...
for one another, citing things such as murder and crime against one another as destructive.
Joseph LeDoux
Joseph E. LeDoux (born December 7, 1949) is an American neuroscientist whose research is primarily focused on survival circuits, including their impacts on emotions such as fear and anxiety. LeDoux is the Henry and Lucy Moses Professor of Science ...
focuses much of his research on the emotion fear. Fear can be evoked by two systems in the brain
A brain is an organ that serves as the center of the nervous system in all vertebrate and most invertebrate animals. It is located in the head, usually close to the sensory organs for senses such as vision. It is the most complex organ in a ve ...
, both involving the thalamus
The thalamus (from Greek θάλαμος, "chamber") is a large mass of gray matter located in the dorsal part of the diencephalon (a division of the forebrain). Nerve fibers project out of the thalamus to the cerebral cortex in all directions, ...
and the amygdala
The amygdala (; plural: amygdalae or amygdalas; also '; Latin from Greek, , ', 'almond', 'tonsil') is one of two almond-shaped clusters of nuclei located deep and medially within the temporal lobes of the brain's cerebrum in complex verte ...
: one old, short and fast, the other more recently evolved, more circuitous and slower. In the older system, sensory information travels directly and quickly from the thalamus to the amygdala where it elicits the autonomic and motor responses we call fear. In the younger system, sensory information travels from the thalamus to the relevant cortical sensory areas (touch to the somatosensory cortex, vision to the visual cortex, etc.) and on to frontal association areas, where appraisal occurs. These frontal areas communicate directly with the amygdala and, in light of appraisal, may reduce or magnify the amygdala's fear response. If you glimpse what looks like a snake, long before your younger frontal areas have had time to determine it is a stick, the old thalamus-amygdala system will have evoked fear. LeDoux hypothesizes that the old fast system persists because a behavioral response at the first hint of danger is of little consequence when mistaken but may mean the difference between life and death when appropriate.
See also
* Animal sexual behaviour § Sex for pleasure
* Empathy § In animals
* Facial expression
A facial expression is one or more motions or positions of the muscles beneath the skin of the face. According to one set of controversial theories, these movements convey the emotional state of an individual to observers. Facial expressions are ...
* Fear § In animals
* Reward system § Animals vs. humans
* Paul Ekman
Paul Ekman (born February 15, 1934) is an American psychologist and professor emeritus at the University of California, San Francisco who is a pioneer in the study of emotions and their relation to facial expressions. He was ranked 59th out of ...
* Posture (psychology)
In humans, posture can provide a significant amount of important information through nonverbal communication. Psychological studies have also demonstrated the effects of body posture on emotions. This research can be traced back to Charles Da ...
References
External links
The Expression of the Emotions in Man and Animals
{{Emotion-footer
Emotion
Evolution
Evolutionary psychology