Ethics In Mathematics
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Ethics in mathematics is an emerging field of
applied ethics Applied ethics refers to the practical aspect of moral considerations. It is ethics with respect to real-world actions and their moral considerations in the areas of private and public life, the professions, health, technology, law, and leadersh ...
, the inquiry into ethical aspects of the practice and applications of
mathematics Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
. It deals with the professional responsibilities of
mathematicians A mathematician is someone who uses an extensive knowledge of mathematics in their work, typically to solve mathematical problems. Mathematicians are concerned with numbers, data, quantity, structure, space, models, and change. History One ...
whose work influences decisions with major consequences, such as in law, finance, the military, and environmental science. Although many research mathematicians see no ethical implications in their pure research, assumptions made in mathematical approaches can have real consequences. A very instrumental interpretation of the impact of mathematics makes it difficult to see ethical consequences, but it is easier to see how all branches of mathematics serve to structure and conceptualise solutions to real problems. These structures can set up perverse incentives, where targets can be met without improving services, or league table positions are gamed. While the assumptions written into metrics often reflect the world view of the groups who are responsible for designing them, they are harder for non-experts to challenge, leading to injustices.


Need for ethics in the mathematics profession

Mathematicians in industrial, scientific, military and intelligence roles crucially influence decisions with significant consequences.


Issues of accuracy

For example, complex calculations were needed for the success of the
Manhattan Project The Manhattan Project was a research and development undertaking during World War II that produced the first nuclear weapons. It was led by the United States with the support of the United Kingdom and Canada. From 1942 to 1946, the project w ...
, while the overextended use of the
Gaussian copula In probability theory and statistics, a copula is a multivariate cumulative distribution function for which the marginal probability distribution of each variable is uniform on the interval  , 1 Copulas are used to describe/model the de ...
formula to price derivatives before the
Global Financial Crisis Global means of or referring to a globe and may also refer to: Entertainment * ''Global'' (Paul van Dyk album), 2003 * ''Global'' (Bunji Garlin album), 2007 * ''Global'' (Humanoid album), 1989 * ''Global'' (Todd Rundgren album), 2015 * Bruno ...
of 2008 has been called "the formula that killed Wall Street", and the theory of global warming depends on the reliability of mathematical models of climate.


Issues of impact

For the same reason as in
medical ethics Medical ethics is an applied branch of ethics which analyzes the practice of clinical medicine and related scientific research. Medical ethics is based on a set of values that professionals can refer to in the case of any confusion or conflict. T ...
and
engineering ethics Engineering ethics is the field of system of moral principles that apply to the practice of engineering. The field examines and sets the obligations by engineers to society, to their clients, and to the profession. As a scholarly discipline, it is ...
, the high impact of the consequences of decisions imposes serious ethical obligations on practitioners to consider the rights and wrongs of their advice and decisions. The potential impact of data and new technology is leading more professions, such as accountancy, to consider how bias is overseen in automated systems, from algorithms to AI.


Disasters and scandals involving the use of mathematics

These illustrate the major consequences of numerical mistakes and hence the need for ethical care. * The
Club of Rome The Club of Rome is a nonprofit, informal organization of intellectuals and business leaders whose goal is a critical discussion of pressing global issues. The Club of Rome was founded in 1968 at Accademia dei Lincei in Rome, Italy. It consists ...
's 1972 mathematical-model based predictions in ''
The Limits to Growth ''The Limits to Growth'' (''LTG'') is a 1972 report that discussed the possibility of exponential economic and population growth with finite supply of resources, studied by computer simulation. The study used the World3 computer model to simula ...
'' of widespread collapse of the world system by the end of the 21st century. * Wrongful conviction of Sally Clark (1999), An English solicitor, Sally Clark, was wrongfully convicted of murdering her two children – each of whom had died due to
sudden infant death syndrome Sudden infant death syndrome (SIDS) is the sudden unexplained death of a child of less than one year of age. Diagnosis requires that the death remain unexplained even after a thorough autopsy and detailed death scene investigation. SIDS usuall ...
– due to a fundamental statistical error in the testimony of an "expert".
The error was further compounded by the "
prosecutor's fallacy The prosecutor's fallacy is a fallacy of statistical reasoning involving a test for an occurrence, such as a DNA match. A positive result in the test may paradoxically be more likely to be an erroneous result than an actual occurrence, even i ...
".


Ethical issues in the mathematical profession

Mathematicians in professional roles in finance and similar work have a particular responsibility to ensure they use the best methods and data to reach the right answer, as the prestige of mathematics is high and others rely on mathematical results which they cannot fully understand. Other ethical issues are shared with
information economy Information economy is an economy with an increased emphasis on informational activities and information industry, where information is valued as a capital good. The term was coined by Marc Porat, a graduate student at Stanford University, who ...
professionals in general, such as
duty of care In tort law, a duty of care is a legal obligation that is imposed on an individual, requiring adherence to a standard of reasonable care while performing any acts that could foreseeably harm others. It is the first element that must be establis ...
,
confidentiality Confidentiality involves a set of rules or a promise usually executed through confidentiality agreements that limits the access or places restrictions on certain types of information. Legal confidentiality By law, lawyers are often required ...
of information,
whistleblowing A whistleblower (also written as whistle-blower or whistle blower) is a person, often an employee, who reveals information about activity within a private or public organization that is deemed illegal, immoral, illicit, unsafe or fraudulent. Whi ...
, and avoiding
conflict of interest A conflict of interest (COI) is a situation in which a person or organization is involved in multiple interests, financial or otherwise, and serving one interest could involve working against another. Typically, this relates to situations i ...
. Mathematicians have a professional responsibility to support the ethical use of mathematics in practice, both to sustain the reputation of the profession and to protect society from the impacts of unethical behaviour. For example, mathematics is extensively applied in the use of
Big Data Though used sometimes loosely partly because of a lack of formal definition, the interpretation that seems to best describe Big data is the one associated with large body of information that we could not comprehend when used only in smaller am ...
in
Artificial Intelligence Artificial intelligence (AI) is intelligence—perceiving, synthesizing, and inferring information—demonstrated by machines, as opposed to intelligence displayed by animals and humans. Example tasks in which this is done include speech re ...
applications, both by mathematicians and non-mathematicians, with complex impacts that are not readily understood or anticipated.


Ethics in data journalism

Journalism Journalism is the production and distribution of reports on the interaction of events, facts, ideas, and people that are the "news of the day" and that informs society to at least some degree. The word, a noun, applies to the occupation (profes ...
has an established
Professional ethics Professional ethics encompass the personal and corporate standards of behavior expected of professionals. The word professionalism originally applied to vows of a religious order. By no later than the year 1675, the term had seen secular applic ...
which is affected by mathematical processing and (re-)publication of sources. Reusing information packaged as facts requires checking, and validating, form conceptual confusion to sampling and calculation errors. Other professional issues arise from the potential of automated tools which allow dissemination of publicly available data which has never been collated.


Misuse of statistics

Applications of mathematics generally involve drawing of conclusions from quantitative data. Due to uncertainities that mathematical models deal with, challenges in drawing and communicating any conclusions, there is a possibility of mathematicians misleading the clients as they are not generally aware of quantitative techniques. To avoid such instance, statisticians codified their ethics in the 1980s in a declaration of the ISI, recognising that there would often be conflicting demands from stakeholders, with ethical decisions a matter of professional judgement.


Mathematical folklore

Priority and attribution of mathematical discovery are important to professional practice, even as some theorems bear the name of the person making the conjecture rather than finding the proof. Folk theorems, or
mathematical folklore In common mathematical parlance, a mathematical result is called folklore if it is an unpublished result with no clear originator, but which is well-circulated and believed to be true among the specialists. More specifically, folk mathematics, or ...
cannot be attributed to an individual, and may not have an agreed proof, despite being an accepted result, potentially leading to injustice.


Ethics in pure mathematical research

The
American Mathematical Society The American Mathematical Society (AMS) is an association of professional mathematicians dedicated to the interests of mathematical research and scholarship, and serves the national and international community through its publications, meetings, ...
publishes a code of ethical guidelines for mathematical researchers. The responsibilities of researchers include being knowledgeable in the field, avoiding plagiarism, giving credit, publishing without unreasonable delay, and correcting errors. The
European Mathematical Society The European Mathematical Society (EMS) is a European organization dedicated to the development of mathematics in Europe. Its members are different mathematical societies in Europe, academic institutions and individual mathematicians. The current ...
Ethics Committee also publishes a code of practice relating to the publication, editing and refereeing of research. It has been argued that as pure mathematical research is relatively harmless, it raises few urgent ethical issues. However, that raises the question of whether and why pure mathematics is ethically worth doing, given that it consumes the lives of many highly intelligent people who could be making more immediately useful contributions.


Parallels between ethics and mathematics

Ethics and mathematics both appear to rely on reasoning from
intuition Intuition is the ability to acquire knowledge without recourse to conscious reasoning. Different fields use the word "intuition" in very different ways, including but not limited to: direct access to unconscious knowledge; unconscious cognition; ...
, unlike empirical sciences which rely fundamentally on observations and experiments. That has been suggested as a reason in support of objectivity or
moral realism Moral realism (also ethical realism) is the position that ethical sentences express propositions that refer to objective features of the world (that is, features independent of subjective opinion), some of which may be true to the extent that they ...
in ethics, since arguments against objectivity in ethics are paralleled by arguments against objectivity in mathematics, which is generally believed to be false. Justin Clarke-Doane argues to the contrary that although mathematics and ethics are closely parallel, a pluralist attitude should be taken to the truths of both. Just as the
parallel postulate In geometry, the parallel postulate, also called Euclid's fifth postulate because it is the fifth postulate in Euclid's ''Elements'', is a distinctive axiom in Euclidean geometry. It states that, in two-dimensional geometry: ''If a line segment ...
is true in
Euclidean geometry Euclidean geometry is a mathematical system attributed to ancient Greek mathematics, Greek mathematician Euclid, which he described in his textbook on geometry: the ''Euclid's Elements, Elements''. Euclid's approach consists in assuming a small ...
but false in
non-Euclidean geometry In mathematics, non-Euclidean geometry consists of two geometries based on axioms closely related to those that specify Euclidean geometry. As Euclidean geometry lies at the intersection of metric geometry and affine geometry, non-Euclidean geo ...
, so ethical propositions can be true or false in different systems.


Teaching ethics in mathematics

Courses in the ethics of mathematics remain rare. The
University of New South Wales The University of New South Wales (UNSW), also known as UNSW Sydney, is a public research university based in Sydney, New South Wales, Australia. It is one of the founding members of Group of Eight, a coalition of Australian research-intensive ...
taught a compulsory course on Professional Issues and Ethics in Mathematics in its mathematics degrees from 1998 to 2012.


See also

* * * * * * * * *
Ethics of quantification Ethics of quantification is the study of the ethical issues associated to different forms of visible or invisible forms of quantification. These could include algorithms, metrics/indicators, statistical and mathematical modelling, as noted in a revi ...


Notes


References


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* Balinski, M.
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Müller, Dennis, Chiodo, Maurice, and Franklin, James (2022), "A Hippocratic Oath for Mathematicians? Mapping the Landscape of Ethics in Mathematics", ''Science and Engineering Ethics'', Vol.28, No.41.

Nickel G. (2022), "Ethics and Mathematics Some Observations Fifty Years Later", ''Journal of Humanistic Mathematics'', Vol.12, No.2, (July 2022), pp.7-27.

Shulman, B. J., "Is there enough poison gas to kill the city?: The teaching of ethics in mathematics classes", ''The College Mathematics Journal'', Vol.33, No.2, (March 2002), pp. 128–125

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Young, J., "Statistical errors in medical research — a chronic disease?", ''Swiss Medical Weekly'', (2007), 137: 41–43
editorial commentary (and elaboration) on Strasak, et al. by the ''Swiss Medical Weekly's'' Statistical Advisor. {{refend


External links


Cambridge University Ethics in Mathematics Society

American Mathematical Society: Policy Statement on Ethical Guidelines

Royal Statistical Society: Statistics and the Law
Ethics of science and technology Philosophy of statistics Philosophy of mathematics Ethics and statistics Business ethics Professional ethics