Ethan Allen Boating Accident
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The ''Ethan Allen'' was a 40-foot, glass-enclosed
tour boat A tour boat is a boat used, and frequently purpose-built or adapted, for boat tours, a type of tourism frequently offered in much visited towns and cities of historic interest, that have canals or a river running through it, or that lie on a co ...
operated by Shoreline Cruises on Lake George in
upstate New York Upstate New York is a geographic region consisting of the area of New York State that lies north and northwest of the New York City metropolitan area. Although the precise boundary is debated, Upstate New York excludes New York City and Long Is ...
. On October 2, 2005, at 2:55 p.m. local time, with 47 passengers—mostly seniors—aboard, the ''Ethan Allen''
capsized Capsizing or keeling over occurs when a boat or ship is rolled on its side or further by wave action, instability or wind force beyond the angle of positive static stability or it is upside down in the water. The act of recovering a vessel fro ...
and sank just south of Cramer Point in the Town of Lake George. Twenty passengers died, causing government regulators to consider new laws on passenger boat capacity.


Boat

There was a rumor that the glass windows on the boat had acted like a box, trapping the passengers inside. However, it was later established by the National Transportation Safety Board (NTSB) that there were no glass windows; they were made of
acrylic glass Poly(methyl methacrylate) (PMMA) belongs to a group of materials called engineering plastics. It is a transparent thermoplastic. PMMA is also known as acrylic, acrylic glass, as well as by the trade names and brands Crylux, Plexiglas, Acrylite ...
and fitted in a swing-up frame. The frame attached to the overhead canopy. At the time of the accident, they were swung up and out of the way. They remained in that position even with the boat sinking and were still up when the boat was recovered. Further reports showed that with the canopy installed the capacity rating of the boat was 14 people. There were 47 passengers on the boat on the day of the incident.


Accident

The boat was carrying a tourist group, the Trenton Travelers, based out of
Trenton, Michigan Trenton is a city in Wayne County, Michigan, United States. At the 2010 census, the city population was 18,853. A Shawnee village was built in the area by war chief Blue Jacket after the 1795 Treaty of Greenville. The area later became the site ...
. The group included senior citizens from
Michigan Michigan () is a U.S. state, state in the Great Lakes region, Great Lakes region of the Upper Midwest, upper Midwestern United States. With a population of nearly 10.12 million and an area of nearly , Michigan is the List of U.S. states and ...
and
Ohio Ohio () is a state in the Midwestern region of the United States. Of the fifty U.S. states, it is the 34th-largest by area, and with a population of nearly 11.8 million, is the seventh-most populous and tenth-most densely populated. The sta ...
. They were on an hour-long fall foliage tour on the lake. When the boat capsized it sent about 47 passengers and crew, including the captain into the water. The boat sank in water about deep, and witnesses told officials that passengers had not been wearing life preservers. There were multiple attempts to save individuals on the boat with people passing on boats, or who had swum from shore tossing them life preservers or pulling them out of the water. Injured passengers and crew were sent to Glens Falls Hospital by ambulances from Lake George and the nearby towns of
Hague The Hague ( ; nl, Den Haag or ) is a city and municipality of the Netherlands, situated on the west coast facing the North Sea. The Hague is the country's administrative centre and its seat of government, and while the official capital of ...
, Warrensburg, and Moreau. North Warren Emergency Medical Service (EMS), which incorporates the towns of Horicon and Chester, assisted in the effort. The Water Rescue Teams, a part of the Horicon
Volunteer Fire Department A volunteer fire department (VFD) is a fire department of volunteers who perform fire suppression and other related emergency services for a local jurisdiction. Volunteer and retained (on-call) firefighters are expected to be on call to respond ...
(VFD), North Queensbury Volunteer Fire Company, and Lake George VFD were also called to the scene. Officials of Warren County set up a makeshift morgue on the lawn by the lake, while locals helped survivors.


Victims

Three passengers were treated for major injuries at local hospitals and six passengers were treated for minor injuries. The 20 deceased victims are believed to have died from
drowning Drowning is a type of suffocation induced by the submersion of the mouth and nose in a liquid. Most instances of fatal drowning occur alone or in situations where others present are either unaware of the victim's situation or unable to offer as ...
, not
hypothermia Hypothermia is defined as a body core temperature below in humans. Symptoms depend on the temperature. In mild hypothermia, there is shivering and mental confusion. In moderate hypothermia, shivering stops and confusion increases. In severe ...
, as the water in the lake was .


Investigation

Speculation about the cause of the capsizing originally centered on the sizable wake of a much larger cruise ship, the Lake George Steamboat Company's ''Mohican'', which traverses Lake George daily. However, no evidence emerged to support this theory. Tourists at a nearby camp reported that the ''Mohican'' did not pass the area of the lake where the ''Ethan Allen'' sank until 20 minutes later. There were multiple reports by people near and around the lake of several other boats being in the vicinity. Reports from some people at local campsites claim that a speed boat had passed by, while others claim the lake was calm. Warren County Police did not confirm whether there were other boats around the ''Ethan Allen''. The weather was also not a factor in this accident, as the skies were clear and the wind was calm. On October 3, the ''Ethan Allen'' was raised by investigators and taken to the Warren County Airport. The following week, the ''Ethan Allen'' was returned to Lake George for a series of tests to determine what caused it to capsize. According to
WRGB WRGB (channel 6) is a television station licensed to Schenectady, New York, United States, serving the Capital District as an affiliate of CBS. It is owned by Sinclair Broadcast Group alongside CW affiliate WCWN (channel 45, also licensed to Sc ...
, the ''Mohican'' was used during tests on three consecutive days. On October 15 it was confirmed that the ''Ethan Allen'' was making a sharp turn and that weight was a factor for the capsizing. On November 4, the alcohol results from the
toxicology Toxicology is a scientific discipline, overlapping with biology, chemistry, pharmacology, and medicine, that involves the study of the adverse effects of chemical substances on living organisms and the practice of diagnosing and treating e ...
center showed that the captain of the ''Ethan Allen'' did not drink alcohol on the day of the accident. On February 3, 2006, the official police report for the ''Ethan Allen'' accident was released after a three-month delay. The report is 530 pages in three volumes, with all the information about the ''Ethan Allen''. There has been much discussion over whether or not the ''Mohican'' did or did not pass the ''Ethan Allen'', causing it to capsize. People around and on the lake at the time claim the ''Mohican'' had passed 20 minutes after the ''Ethan Allen'' had capsized. The pilot of the ''Ethan Allen'', Richard Paris, stated:
I started to swing the bow of the boat to the right and immediately encountered stray waves from the wake of the ''Mohican'' that was going northbound. The entire boat then tipped to the left and just kept right on going.
Regardless of the actions or locations of other craft, the report concluded that the ''Ethan Allen'' incident was not a crime.


NTSB report

On July 25, 2006, the final report for the ''Ethan Allen'' boating accident was released by The National Transportation Safety Board. It established that ''Ethan Allen'' had capsized as a result of insufficient stability. The
US Coast Guard The United States Coast Guard (USCG) is the maritime security, search and rescue, and maritime law enforcement, law enforcement military branch, service branch of the United States Armed Forces and one of the country's eight Uniformed services ...
was responsible for the original certification of the vessel, then called the ''Double Dolphin''. She was originally certificated by the USCG for 48 passengers and 2 crew. When the owner of the ''Double Dolphin'' fitted the boat with an elaborate pipe structure and canvas top, the
center of gravity In physics, the center of mass of a distribution of mass in space (sometimes referred to as the balance point) is the unique point where the weighted relative position of the distributed mass sums to zero. This is the point to which a force ma ...
was raised and, more importantly, the projected side area vastly increased. No retesting to either Simplified Stability Proof Test (SST) nor to Subchapter S is recorded to have occurred under Coast Guard oversight after those modifications were carried out. In the mid-1970s the boat along with two other sister vessels was sold to Shoreline Cruises in Lake George. The US Coast Guard certificates were at that point still current and valid. New York State vessel regulators were given those certificates and, based on the US Coast Guard officially stating (incorrectly) that the boat had sufficient reserve stability to safely carry 48 passengers and 2 crew, New York regulators then gave the boat the same rating. In 1989, when the owner had a hard (wood and fiberglass) top installed to replace the pipe structure canopy, it was determined that its lower height more than compensated for its slightly greater weight. The state of New York did not have any method in place for assessing vessel stability and the vessel received no further testing or oversight regarding stability. The NTSB carried out stability tests of a sister ship, to both the SST and subchapter S, and discovered that there was not anywhere near a 47-person capacity. In fact, 14 persons at the official 140 lbs. weight per person were as much as the ''Ethan Allen'' could have been certificated. According to the NTSB, the capsizing occurred due to a series of events. The total weight of the 47 passengers aboard was far in excess of the safe passenger weight under prevailing U.S. laws. The pilot made a hard turn to the right at speed. The seating arrangement put three people on the
port A port is a maritime facility comprising one or more wharves or loading areas, where ships load and discharge cargo and passengers. Although usually situated on a sea coast or estuary, ports can also be found far inland, such as H ...
side versus two on the starboard side—giving a permanent two-degree list (tilt) to port—and the bench seats had no way of stopping involuntary sliding, so the
centrifugal force In Newtonian mechanics, the centrifugal force is an inertial force (also called a "fictitious" or "pseudo" force) that appears to act on all objects when viewed in a rotating frame of reference. It is directed away from an axis which is parall ...
of the hard turn caused involuntary movement of the passengers to port. That movement increased the list to port and the increased list caused more sliding. Within seconds, the
center of gravity In physics, the center of mass of a distribution of mass in space (sometimes referred to as the balance point) is the unique point where the weighted relative position of the distributed mass sums to zero. This is the point to which a force ma ...
was no longer over the hull and the boat
capsized Capsizing or keeling over occurs when a boat or ship is rolled on its side or further by wave action, instability or wind force beyond the angle of positive static stability or it is upside down in the water. The act of recovering a vessel fro ...
.


Legal

On February 5, 2007, a grand jury indicted Richard Paris, the boat's captain, and Shoreline Cruises on misdemeanor charges of
criminal negligence In criminal law, criminal negligence is a surrogate state of mind required to constitute a ''conventional'' (as opposed to ''strictly liable'') offense. It is not, strictly speaking, a (Law Latin for "guilty mind") because it refers to an ob ...
. Paris faced a maximum $250 fine and/or 15 days in jail if found guilty. The grand jury, which met for two months, also issued a report proposing new laws to prevent a repeat of the disaster. This was the third report about the
capsizing Capsizing or keeling over occurs when a boat or ship is rolled on its side or further by wave action, instability or wind force beyond the angle of positive static stability or it is upside down in the water. The act of recovering a vessel fr ...
. In March 2007, Paris pleaded guilty and received a fine of $250 and 200 hours of community service. By Friday, October 7, two of the survivors who returned to Michigan filed lawsuits for
damages At common law, damages are a remedy in the form of a monetary award to be paid to a claimant as compensation for loss or injury. To warrant the award, the claimant must show that a breach of duty has caused foreseeable loss. To be recognised at ...
of $70,000 each. A lawsuit was brought by the victims and their families in the
United States District Court The United States district courts are the trial courts of the U.S. federal judiciary. There is one district court for each federal judicial district, which each cover one U.S. state or, in some cases, a portion of a state. Each district co ...
for the Northern District of New York against Shoreline Cruises; its affiliate Quirks Marine Rentals; boat captain Richard Paris; Scarano Boat Building Inc., which modified the ''Ethan Allen''; Shoreline Travel & Tours Inc., a Canadian firm that organized the leaf-peeping tour; and the Lake George Steamboat Company, operator of the ''
Mohican The Mohican ( or , alternate spelling: Mahican) are an Eastern Algonquian Native American tribe that historically spoke an Algonquian language. As part of the Eastern Algonquian family of tribes, they are related to the neighboring Lenape, who ...
''. On June 25, 2008, it was announced that Shoreline Cruises, Quirks, and Paris settled with the
plaintiffs A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of the ...
for undisclosed terms. In September 2008, a trial date for April 13, 2010, for the remaining defendants was announced. The portion of the suit against Scarano was dismissed because of a lack of evidence. It came to light that Shoreline Cruises had been sold a fraudulent
liability insurance Liability insurance (also called third-party insurance) is a part of the general insurance system of risk financing to protect the purchaser (the "insured") from the risks of liabilities imposed by lawsuits and similar claims and protects the in ...
policy. Shoreline paid premiums for a $2 million policy for about two years before the ''Ethan Allen''
capsized Capsizing or keeling over occurs when a boat or ship is rolled on its side or further by wave action, instability or wind force beyond the angle of positive static stability or it is upside down in the water. The act of recovering a vessel fro ...
. Two weeks after the incident, they were told the policy did not exist. The last lawsuit, in which the state of New York was named as a defendant because state boat inspectors were alleged to have been negligent, was dismissed by the state's highest court in November 2012. The
Court of Appeals A court of appeals, also called a court of appeal, appellate court, appeal court, court of second instance or second instance court, is any court of law that is empowered to hear an appeal of a trial court or other lower tribunal. In much of ...
found the state had "governmental immunity."


Memorial

On February 1, 2006, a service to community ceremony was held at the
Glens Falls Civic Center The Cool Insuring Arena (originally called Glens Falls Civic Center) is a 4,794-seat multi-purpose arena located in downtown Glens Falls, New York, that currently serves as the home of the Adirondack Thunder of the ECHL. Built in 1979, it was ori ...
to recognize the people, including paid professionals, volunteers, and citizens, who helped during the accident. The names of the 20 people who died that day were read. An estimated 600 people attended the ceremony. Lake George Village Mayor Robert M. Blais said that plans were in the works for a memorial to recognize the victims and the survivors sometime around the one-year anniversary of the accident, October 2, 2006. The monument is in place on the shore near Lower Amherst Street.


In popular culture

The ''Ethan Allen'' is clearly identified in the 2019 Steven Soderbergh film, '' The Laundromat'', as the boat which kills Joe Martin ( James Cromwell) which then becomes the catalyst for the uncovering of the Panama Papers by his widow, Ellen Martin (
Meryl Streep Mary Louise Meryl Streep (born June 22, 1949) is an American actress. Often described as "the best actress of her generation", Streep is particularly known for her versatility and accent adaptability. She has received numerous accolades throu ...
).


References


External links


''NTSB Report''''Times Union'' Special ReportCNN.Com News Story "Twenty die as New York tour boat capsizes"BBC NEWS "Tourists die in US boat disaster"
{{DEFAULTSORT:Ethan Allen Boating Accident 2005 disasters in the United States Shipwrecks of New York (state) Warren County, New York Maritime incidents in 2005 Shipwrecks in lakes 2005 in New York (state) Boating accident deaths Accidental deaths in New York (state)