Ernst Posner
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Ernst Maximilian Posner (9 August 1892 – 18 April 1980) was a
Prussia Prussia, , Old Prussian: ''Prūsa'' or ''Prūsija'' was a German state on the southeast coast of the Baltic Sea. It formed the German Empire under Prussian rule when it united the German states in 1871. It was ''de facto'' dissolved by an em ...
n state
archivist An archivist is an information professional who assesses, collects, organizes, preserves, maintains control over, and provides access to Document, records and archives determined to have long-term value. The records maintained by an archivist c ...
who fled to the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
where he served as the history department chairman, dean of the graduate school, and director of the School of Social Science and Public Affairs at
American University The American University (AU or American) is a private federally chartered research university in Washington, D.C. Its main campus spans 90 acres (36 ha) on Ward Circle, mostly in the Spring Valley neighborhood of Northwest D.C. AU was charte ...
. Additionally, he was a frequent archival
consultant A consultant (from la, consultare "to deliberate") is a professional (also known as ''expert'', ''specialist'', see variations of meaning below) who provides advice and other purposeful activities in an area of specialization. Consulting servic ...
to the
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.


Early life and education

Posner was born on August 9, 1892, in
Berlin Berlin ( , ) is the capital and largest city of Germany by both area and population. Its 3.7 million inhabitants make it the European Union's most populous city, according to population within city limits. One of Germany's sixteen constitue ...
to a wealthy Prussian
Lutheran Lutheranism is one of the largest branches of Protestantism, identifying primarily with the theology of Martin Luther, the 16th-century German monk and reformer whose efforts to reform the theology and practice of the Catholic Church launched th ...
family of both
Jewish Jews ( he, יְהוּדִים, , ) or Jewish people are an ethnoreligious group and nation originating from the Israelites Israelite origins and kingdom: "The first act in the long drama of Jewish history is the age of the Israelites""The ...
and
Christian Christians () are people who follow or adhere to Christianity, a monotheistic Abrahamic religion based on the life and teachings of Jesus Christ. The words ''Christ'' and ''Christian'' derive from the Koine Greek title ''Christós'' (Χρι ...
heritage. His father, Dr. Carl Posner, was a famous
urologist Urology (from Greek οὖρον ''ouron'' "urine" and '' -logia'' "study of"), also known as genitourinary surgery, is the branch of medicine that focuses on surgical and medical diseases of the urinary-tract system and the reproductive org ...
. His uncle, Max Posner, who died ten years before Ernst was born, was an archivist with the
Prussian Privy State Archives The Secret State Archives Prussian Cultural Heritage Foundation (german: Geheimes Staatsarchiv Preußischer Kulturbesitz or ''GStA PK'') is an agency of the Prussian Cultural Heritage Foundation headquartered in Berlin, Germany. A Federal statutor ...
. Posner attended the
University of Berlin Humboldt-Universität zu Berlin (german: Humboldt-Universität zu Berlin, abbreviated HU Berlin) is a German public research university in the central borough of Mitte in Berlin. It was established by Frederick William III on the initiative o ...
where he studied
philosophy Philosophy (from , ) is the systematized study of general and fundamental questions, such as those about existence, reason, knowledge, values, mind, and language. Such questions are often posed as problems to be studied or resolved. Some ...
,
history History (derived ) is the systematic study and the documentation of the human activity. The time period of event before the History of writing#Inventions of writing, invention of writing systems is considered prehistory. "History" is an umbr ...
, and
languages Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of met ...
. He attributed a class that he took with German
historian A historian is a person who studies and writes about the past and is regarded as an authority on it. Historians are concerned with the continuous, methodical narrative and research of past events as relating to the human race; as well as the stu ...
Otto Hintze Otto Hintze (August 27, 1861 – April 25, 1940) was a German historian of public administration. He was Professor of Political, Constitutional, Administrative and Economic History at the University of Berlin. Influenced by Ernst Troeltsch and Max ...
on U.S.
Constitutional A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these princip ...
history as providing him with the basic knowledge he would need for
American history The history of the lands that became the United States began with the arrival of the first people in the Americas around 15,000 BC. Numerous indigenous cultures formed, and many saw transformations in the 16th century away from more densely ...
later in his life. Having previously served in the
military A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. It is typically authorized and maintained by a sovereign state, with its members identifiable by their distinct ...
during peace-time, he rejoined
Imperial German Army The Imperial German Army (1871–1919), officially referred to as the German Army (german: Deutsches Heer), was the unified ground and air force of the German Empire. It was established in 1871 with the political unification of Germany under the l ...
during
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
on both the
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and
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fronts. He fought in the battles of Tannenberg and the
Masurian Lakes The Masurian Lake District or Masurian Lakeland ( pl, Pojezierze Mazurskie; german: Masurische Seenplatte) is a lake district in northeastern Poland within the geographical region of Masuria, in the past inhabited by Masurians who spoke the Masuri ...
. He was wounded in
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It is divided into 16 administrative provinces called voivodeships, covering an area of . Poland has a population of over 38 million and is the fifth-most populous ...
on November 1914. After receiving treatment, he returned, now as a
lieutenant A lieutenant ( , ; abbreviated Lt., Lt, LT, Lieut and similar) is a commissioned officer rank in the armed forces of many nations. The meaning of lieutenant differs in different militaries (see comparative military ranks), but it is often sub ...
, to the front and fought in both
Russia Russia (, , ), or the Russian Federation, is a List of transcontinental countries, transcontinental country spanning Eastern Europe and North Asia, Northern Asia. It is the List of countries and dependencies by area, largest country in the ...
and
France France (), officially the French Republic ( ), is a country primarily located in Western Europe. It also comprises of Overseas France, overseas regions and territories in the Americas and the Atlantic Ocean, Atlantic, Pacific Ocean, Pac ...
. In 1918 he was mustered out of the army. He was awarded both the first and second class of the
Iron Cross The Iron Cross (german: link=no, Eisernes Kreuz, , abbreviated EK) was a military decoration in the Kingdom of Prussia, and later in the German Empire (1871–1918) and Nazi Germany (1933–1945). King Frederick William III of Prussia est ...
. After the war Posner returned to the University of Berlin where he received his
doctorate A doctorate (from Latin ''docere'', "to teach"), doctor's degree (from Latin ''doctor'', "teacher"), or doctoral degree is an academic degree awarded by universities and some other educational institutions, derived from the ancient formalism ''l ...
in February 1920. Later that year he passed the exams necessary to teach in a gymnasium.


Career in Germany

Posner began his professional career working for the Prussian State Privy Archive in 1921. He first began with a proto-archivist position and then became a
journeymen A journeyman, journeywoman, or journeyperson is a worker, skilled in a given building trade or craft, who has successfully completed an official apprenticeship qualification. Journeymen are considered competent and authorized to work in that fie ...
archivist. At the Archive he helped alter the arrangement and description for all government records that were newly retired. He also rearranged older archival material dating back to the Prussian monarchy. Eventually he became an administrator charged with the responsibility of the Hausreferent. Concurrently, he was heavily involved in the
Prussian Academy of Sciences The Royal Prussian Academy of Sciences (german: Königlich-Preußische Akademie der Wissenschaften) was an academy established in Berlin, Germany on 11 July 1700, four years after the Prussian Academy of Arts, or "Arts Academy," to which "Berlin ...
. He published numerous articles and often lectured at the Institute for Archival Science and Advanced Historical Studies of the Privy Archives.


Leaving Germany

In 1937
Albert Brackmann Albert Brackmann (24 June 1871, Hanover – 17 March 1952, Berlin-Dahlem)Goetting, Hans (1955).Brackmann, Albert Theodor Johann Karl Ferdinand" in: ''Neue Deutsche Biographie'', vol. 2, p. 504-505. Online version retrieved 2015-11-03. was a leadi ...
, the Director-General of the Privy State Archives, wrote a letter of recommendation vouching for Posner's archival abilities and popularity. Brackmann did this as a way to vouch for Posner under the early years of
Hitler's Adolf Hitler (; 20 April 188930 April 1945) was an Austrian-born German politician who was dictator of Nazi Germany, Germany from 1933 until Death of Adolf Hitler, his death in 1945. Adolf Hitler's rise to power, He rose to power as the le ...
Nuremberg Laws The Nuremberg Laws (german: link=no, Nürnberger Gesetze, ) were antisemitic and racist laws that were enacted in Nazi Germany on 15 September 1935, at a special meeting of the Reichstag convened during the annual Nuremberg Rally of ...
. Posner had to take leave of his various positions and in 1937 he and his wife, Kathe, decided to emigrate to the United States. Posner traveled to the United States for two months in the spring of 1938. With the help of friends, Eugene Andersons of
American University The American University (AU or American) is a private federally chartered research university in Washington, D.C. Its main campus spans 90 acres (36 ha) on Ward Circle, mostly in the Spring Valley neighborhood of Northwest D.C. AU was charte ...
in
Washington Washington commonly refers to: * Washington (state), United States * Washington, D.C., the capital of the United States ** A metonym for the federal government of the United States ** Washington metropolitan area, the metropolitan area centered o ...
,
Waldo Gifford Leland Waldo Gifford Leland (July 17, 1879 in Newton, Massachusetts – October 19, 1966) was an American historian and archivist whose work for the Carnegie Institution and the Library of Congress was instrumental in the founding of the National Archiv ...
of the
American Council of Learned Societies American(s) may refer to: * American, something of, from, or related to the United States of America, commonly known as the "United States" or "America" ** Americans, citizens and nationals of the United States of America ** American ancestry, pe ...
, Solon J. Buck of the National Archives, Posner began to position himself within the world of archives in America. At the National Archives he delivered the
Good Friday Good Friday is a Christian holiday commemorating the crucifixion of Jesus and his death at Calvary. It is observed during Holy Week as part of the Paschal Triduum. It is also known as Holy Friday, Great Friday, Great and Holy Friday (also Hol ...
1938 lecture on the topic of German archival administration. However, the National Archives was reticent to offer employment to an
alien Alien primarily refers to: * Alien (law), a person in a country who is not a national of that country ** Enemy alien, the above in times of war * Extraterrestrial life, life which does not originate from Earth ** Specifically, intelligent extrater ...
. Posner then traveled to
Harvard Harvard University is a private Ivy League research university in Cambridge, Massachusetts. Founded in 1636 as Harvard College and named for its first benefactor, the Puritan clergyman John Harvard, it is the oldest institution of higher le ...
,
Yale Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the wor ...
, the
Rockefeller Foundation The Rockefeller Foundation is an American private foundation and philanthropic medical research and arts funding organization based at 420 Fifth Avenue, New York City. The second-oldest major philanthropic institution in America, after the Carneg ...
, and the Oberlander Trust looking for any type of employment. Since he was not successful, he eventually returned to
Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwe ...
. In November 1938, after
Kristallnacht () or the Night of Broken Glass, also called the November pogrom(s) (german: Novemberpogrome, ), was a pogrom against Jews carried out by the Nazi Party's (SA) paramilitary and (SS) paramilitary forces along with some participation from ...
, he was arrested and sent to the
Sachsenhausen Concentration Camp Sachsenhausen () or Sachsenhausen-Oranienburg was a German Nazi concentration camp in Oranienburg, Germany, used from 1936 until April 1945, shortly before the defeat of Nazi Germany in May later that year. It mainly held political prisoners ...
. After six weeks, through the help of his wife and a German officer, he was released. In 1939 American University offered him a lectureship in archival administration. Still needing a
visa Visa most commonly refers to: *Visa Inc., a US multinational financial and payment cards company ** Visa Debit card issued by the above company ** Visa Electron, a debit card ** Visa Plus, an interbank network *Travel visa, a document that allows ...
, the Posners ended up in
Sweden Sweden, formally the Kingdom of Sweden,The United Nations Group of Experts on Geographical Names states that the country's formal name is the Kingdom of SwedenUNGEGN World Geographical Names, Sweden./ref> is a Nordic country located on ...
for four months where he was able to present a lecture entitled "Archival Administration in the United States." Soon after, the American Consul General in
Stockholm Stockholm () is the Capital city, capital and List of urban areas in Sweden by population, largest city of Sweden as well as the List of urban areas in the Nordic countries, largest urban area in Scandinavia. Approximately 980,000 people liv ...
provided the Posners with visas. As his wife was still in Berlin they both made their way separately to
London London is the capital and largest city of England and the United Kingdom, with a population of just under 9 million. It stands on the River Thames in south-east England at the head of a estuary down to the North Sea, and has been a majo ...
and then to New York without any of their belongings.


Career in the United States

Posner spent the next twenty-two years working at American University. Posner, carrying on the dream of Solon J. Buck, began to establish a program for archivists in the United States. For a period of two years, beginning in 1939, Posner and Buck taught a class entitled "The History and Administration of Archives." Most of the students in the class were staff members of the National Archives. This included five archivists who would one day become presidents of the
Society of American Archivists The Society of American Archivists is the oldest and largest archivist association in North America, serving the educational and informational needs of more than 5,000 individual archivist and institutional members. Established in 1936, the organi ...
: Philip C. Brooks, Oliver W. Holmes, Philip Hamer, Elizabeth Edwards (later Elizabeth Hamer Kegan), and Herbert Angel. When Buck was appointed as the Archivist of the United States in 1941, Posner took control of the influential course. In 1943 Posner gave a famous lecture (later published as "Public Records under Military Occupation") which was among the first calls for plans to administer captured German records. In November 1944, Posner prepared a report on the German archival profession, including biographical sketches and estimates of political views, for 72 leading German archivists. He wrote numerous
War Department War Department may refer to: * War Department (United Kingdom) * United States Department of War (1789–1947) See also * War Office, a former department of the British Government * Ministry of defence * Ministry of War * Ministry of Defence * D ...
manuals relating to German and Italian record-keeping practices and served as an advisor for the United States Army's Department Records Branch on German documents. These documents were eventually used as evidence at many crucial
war crimes trials A war crimes trial is the trial of persons charged with criminal violation of the laws and customs of war and related principles of international law committed during armed conflict. History The trial of Peter von Hagenbach by an ad hoc tribu ...
. Posner’s German heritage was questioned by many when he applied for citizenship in 1943. For example, Posner was accused by Senator Kenneth McKellar for attempting to make the bombing of the National Archive easier by switching the records boxes from steel into cardboard. However, on February 16, 1944, Buck appeared before the Senate Subcommittee on Independent Agencies and defended Posner. Posner also held various positions at American University. They included acting as the chairman of the History Department (1947 - 1961), director of the School of Social Sciences and Public Affairs (1947 - 1961), and dean of the Graduate School (1955 - 1957). One of his responsibilities as Graduate School dean was counseling prospective students. This included
Jacqueline Kennedy Onassis Jacqueline Lee Kennedy Onassis ( ; July 28, 1929 – May 19, 1994) was an American socialite, writer, photographer, and book editor who served as first lady of the United States from 1961 to 1963, as the wife of President John F. Kennedy. A pop ...
when she was considering working towards an
M.A. A Master of Arts ( la, Magister Artium or ''Artium Magister''; abbreviated MA, M.A., AM, or A.M.) is the holder of a master's degree awarded by universities in many countries. The degree is usually contrasted with that of Master of Science. Tho ...
in history. Posner took great pride in one of the courses that he offered during summers entitled "The Institute on the Preservation and Administration of Archives". According to his own words, " became the prototype of many such courses now being offered in various parts of the country and has helped to create some '' esprit de corps'' and to impart professional know how to those working in the archives field." From 1940 - 1967 he published and reviewed articles in the ''
American Archivist The ''American Archivist'' is a biannual peer-reviewed academic journal and the official publication of the Society of American Archivists. It covers theoretical and practical developments in archival science, particularly in North America. The jou ...
'', ''
American Historical Review ''The American Historical Review'' is a quarterly academic history journal and the official publication of the American Historical Association. It targets readers interested in all periods and facets of history and has often been described as the ...
'', '' Der Archivar'', '' Archivum'', '' Indian Archives'', and other periodicals. He also essayed articles on archives for
Collier's Encyclopedia ''Collier's Encyclopedia'' is a discontinued general encyclopedia first published in 1949 by P. F. Collier and Son in the United States. With ''Encyclopedia Americana'' and ''Encyclopædia Britannica, Collier's Encyclopedia'' became one of the th ...
and the
Encyclopedia Americana ''Encyclopedia Americana'' is a general encyclopedia written in American English. It was the first major multivolume encyclopedia that was published in the United States. With ''Collier's Encyclopedia'' and ''Encyclopædia Britannica, Encyclo ...
. Posner's 1964 work, ''American State Archives'', “told an uncomplimentary story of archival lethargy or neglect in about three quarters of the states of the Union." At that time, Posner's research showed that twelve states did not have any official archivists and that nine of those had no formalized system for the management of permanent government records. In the years following the publication of the book many states began to follow the archival standards proposed by Posner. One of Posner's most famous books, published in 1972, is entitled ''Archives in the Ancient World''. Posner sought to record the history of archival administration beginning, as few did before him, the
ancient world Ancient history is a time period from the beginning of writing and recorded human history to as far as late antiquity. The span of recorded history is roughly 5,000 years, beginning with the Sumerian cuneiform script. Ancient history cove ...
. In the introduction to the work, he argues that " ..archivists must feel a need to explore the origins of their profession, to understand the circumstances and forces that have determined its evolution, and, with such understanding, to anticipate and-prepare for the future". For his role in the development of American
archival theory Archival science, or archival studies, is the study and theory of building and curating archives, which are collections of documents, recordings and data storage devices. To build and curate an archive, one must acquire and evaluate recorded ...
and practice, he was sometimes called "the Dean of American archivists." From 1955 - 1956 Posner served as the 11th president of the
Society of American Archivists The Society of American Archivists is the oldest and largest archivist association in North America, serving the educational and informational needs of more than 5,000 individual archivist and institutional members. Established in 1936, the organi ...
. In 1972, Posner and his wife returned to Europe where they settled in
Wiesbaden Wiesbaden () is a city in central western Germany and the capital of the state of Hesse. , it had 290,955 inhabitants, plus approximately 21,000 United States citizens (mostly associated with the United States Army). The Wiesbaden urban area ...
, Germany.


Selected publications

* ''Drei Vorträge zum Archivwesen der Gegenwart''. Stockholm: Alb. Bonnier, 1940 * ''American state archives''. Chicago; London: University of Chicago Press, 1964 *
Archives & the public interest: selected essays
' (Washington:
Public Affairs Press Public Affairs Press ( – mid-1980s) was a book publisher in Washington, D.C., owned and often edited by Morris Bartel Schnapper (1912–1999). History According to notional successor Peter Osnos of the 1997-founded PublicAffairs: For f ...
, 1967) *
Archives in the ancient world
'. Cambridge, Mass.: Harvard University Press, 1972.


Honors

* From 1957 - 1958 Posner was a
Guggenheim Fellow Guggenheim Fellowships are grants that have been awarded annually since by the John Simon Guggenheim Memorial Foundation to those "who have demonstrated exceptional capacity for productive scholarship or exceptional creative ability in the ar ...
and Fulbright Grantee in
Rome , established_title = Founded , established_date = 753 BC , founder = King Romulus (legendary) , image_map = Map of comune of Rome (metropolitan city of Capital Rome, region Lazio, Italy).svg , map_caption ...
,
Italy Italy ( it, Italia ), officially the Italian Republic, ) or the Republic of Italy, is a country in Southern Europe. It is located in the middle of the Mediterranean Sea, and its territory largely coincides with the homonymous geographical re ...
. *In 1967, Posner was awarded the Great Cross of Merit of the
Federal Republic of Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated between ...
. *In 1968, the
American Association for State and Local History The American Association for State and Local History (AASLH) is a non-profit association for state and local history, with a primary focus on history professionals, history volunteers, museums, historical societies, and other history-related organi ...
gave him an award of distinction. The organization said that he was " ..responsible, more than any other person, for the development of the archival profession in this country". *Since 1983, the
Society of American Archivists The Society of American Archivists is the oldest and largest archivist association in North America, serving the educational and informational needs of more than 5,000 individual archivist and institutional members. Established in 1936, the organi ...
has been awarding the ''Ernst Posner Prize'' for an "outstanding essay dealing with some facet of archival administration, history, theory, and/or methodology that was published during the preceding year in The American Archivist." * The Ernst Posner building at the German National Archives in Berlin is named after Posner.


References

{{DEFAULTSORT:Posner, Ernst 1892 births 1980 deaths German Army personnel of World War I German archivists Archival science Jewish emigrants from Nazi Germany to the United States American archivists Fellows of the Society of American Archivists Sachsenhausen concentration camp survivors Commanders Crosses of the Order of Merit of the Federal Republic of Germany