The Endangered Species Act of 1973 (ESA or "The Act"; 16 U.S.C. § 1531
et seq.) is the primary law in the United States for protecting imperiled species. Designed to protect critically imperiled species from
extinction
Extinction is the termination of a kind of organism or of a group of kinds (taxon), usually a species. The moment of extinction is generally considered to be the death of the last individual of the species, although the capacity to breed and ...
as a "consequence of economic growth and development untempered by adequate concern and conservation", the ESA was signed into law by President
Richard Nixon
Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was ...
on December 28, 1973. The
Supreme Court of the United States described it as "the most comprehensive legislation for the preservation of endangered species enacted by any nation".
["Tennessee Valley Authority v. Hill"](_blank)
437 U.S. 153 (1978) Retrieved 24 November 2015. The purposes of the ESA are two-fold: to prevent extinction and to recover species to the point where the law's protections are not needed. It therefore "protect
species and the ecosystems upon which they depend" through different mechanisms. For example, section 4 requires the agencies overseeing the Act to designate imperiled species as threatened or endangered. Section 9 prohibits unlawful ‘take,’ of such species, which means to "harass, harm, hunt..." Section 7 directs federal agencies to use their authorities to help conserve listed species. The Act also serves as the enacting legislation to carry out the provisions outlined in The
(CITES). The Supreme Court found that "the plain intent of
Congress
A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
in enacting" the ESA "was to halt and reverse the trend toward species extinction, whatever the cost."
The Act is administered by two federal agencies, the
United States Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
(FWS) and the
National Marine Fisheries Service
The National Marine Fisheries Service (NMFS), informally known as NOAA Fisheries, is a United States federal agency within the U.S. Department of Commerce's National Oceanic and Atmospheric Administration (NOAA) that is responsible for the ste ...
(NMFS). FWS and NMFS have been delegated by the Act with the authority to promulgate any rules and guidelines within the
Code of Federal Regulations (CFR) to implement its provisions.
History
Calls for wildlife conservation in the United States increased in the early 1900s because of the visible decline of several species. One example was the near-extinction of the
bison, which used to number in the tens of millions. Similarly, the extinction of the
passenger pigeon
The passenger pigeon or wild pigeon (''Ectopistes migratorius'') is an extinct species of pigeon that was endemic to North America. Its common name is derived from the French word ''passager'', meaning "passing by", due to the migratory habits ...
, which numbered in the billions, also caused concern. The
whooping crane
The whooping crane (''Grus americana'') is the tallest North American bird, named for its whooping sound. It is an endangered crane species. Along with the sandhill crane (''Antigone canadensis''), it is one of only two crane species native to N ...
also received widespread attention as unregulated hunting and habitat loss contributed to a steady decline in its population. By 1890, it had disappeared from its primary breeding range in the north central United States. Scientists of the day played a prominent role in raising public awareness about the losses. For example,
George Bird Grinnell
George Bird Grinnell (September 20, 1849 – April 11, 1938) was an American anthropologist, historian, naturalist, and writer. Grinnell was born in Brooklyn, New York, and graduated from Yale University with a B.A. in 1870 and a Ph.D. in 1880 ...
highlighted bison decline by writing articles in ''Forest and Stream''.
To address these concerns, Congress enacted the
Lacey Act of 1900
The Lacey Act of 1900 is a conservation law in the United States that prohibits trade in wildlife, fish, and plants that have been illegally taken, possessed, transported, or sold.United States. Lacey Act (Game). , ch. 553. Approved May 25, 1900. ...
. The Lacey Act was the first federal law that regulated commercial animal markets. It also prohibited the sale of illegally killed animals between states. Other legislation followed, including the
Migratory Bird Conservation Act
The Migratory Bird Conservation Act of 1929 ({{usstat, 45, 1222) of February 18, 1929, (also known as the "Norbeck-Andresen Act") created the United States Migratory Bird Conservation Commission (MBCC) to consider and approve any areas of land and/ ...
, a 1937 treaty prohibiting the hunting of right and gray whales, and the
Bald and Golden Eagle Protection Act
The Bald and Golden Eagle Protection Act (16 U.S.C. 668-668d) is a United States federal statute that protects two species of eagle. The bald eagle was chosen as a national emblem of the United States by the Continental Congress of 1782 and w ...
of 1940.
Endangered Species Preservation Act of 1966
Despite these treaties and protections, many populations still continued to decline. By 1941, only an estimated 16 whooping cranes remained in the wild. By 1963, the
bald eagle
The bald eagle (''Haliaeetus leucocephalus'') is a bird of prey found in North America. A sea eagle, it has two known subspecies and forms a species pair with the white-tailed eagle (''Haliaeetus albicilla''), which occupies the same niche as ...
, the U.S. national symbol, was in danger of extinction. Only around 487 nesting pairs remained. Loss of habitat, shooting, and DDT poisoning contributed to its decline.
The U.S. Fish and Wildlife Service tried to prevent the extinction of these species. Yet, it lacked the necessary Congressional authority and funding.
In response to this need, Congress passed the Endangered Species Preservation Act () on October 15, 1966. The Act initiated a program to conserve, protect, and restore select species of native fish and wildlife. As a part of this program, Congress authorized the Secretary of the Interior to acquire land or interests in land that would further the conservation of these species.
[Goble, ''Endangered Species Act at Thirty'' p. 45]
The Department of Interior issued the first list of endangered species in March 1967. It included 14 mammals, 36 birds, 6 reptiles, 6 amphibians, and 22 fish. A few notable species listed in 1967 were the grizzly bear, American alligator, Florida manatee, and bald eagle. The list included only vertebrates at the time because of the Department of Interior's limited definition of "fish and wildlife."
The Endangered Species Preservation Act was repealed by the Endangered Species Act.
Endangered Species Conservation Act of 1969
The Endangered Species Conservation Act of 1969 () amended the Endangered Species Preservation Act of 1966. It established a list of species in danger of worldwide extinction. It also expanded protections for species covered in 1966 and added to the list of protected species. While the 1966 Act only applied to ‘game’ and wild birds, the 1969 Act also protected mollusks and crustaceans. Punishments for poaching or unlawful importation or sale of these species were also increased. Any violation could result in a $10,000 fine or up to one year of jail time.
Notably, the Act called for an international convention or treaty to conserve endangered species. A 1963 IUCN resolution called for a similar international convention. In February, 1973 a meeting in Washington D.C. was convened. This meeting produced the comprehensive multilateral treaty known as
CITES
CITES (shorter name for the Convention on International Trade in Endangered Species of Wild Fauna and Flora, also known as the Washington Convention) is a multilateral treaty to protect endangered plants and animals from the threats of interna ...
or the Convention on International Trade of Endangered Species of Wild Fauna and Flora.
The Endangered Species Conservation Act of 1969 provided a template for the Endangered Species Act of 1973 by using the term "based on the best scientific and commercial data." This standard is used as a guideline to determine if a species is in danger of extinction.
Endangered Species Act of 1973
In 1972, President Nixon declared current species conservation efforts to be inadequate. He called on the
93rd United States Congress
The 93rd United States Congress was a meeting of the legislative branch of the United States federal government, composed of the United States Senate and the United States House of Representatives. It met in Washington, DC from January 3, 1973, ...
to pass comprehensive endangered species legislation. Congress responded with the Endangered Species Act of 1973, which was signed into law by Nixon on December 28, 1973 ().
The ESA was a landmark conservation law. Academic researchers have referred to it as "one of the nation's most significant environmental laws."
It has also been called "one of the most powerful environmental statutes in the U.S. and one of the world’s strongest species protection laws."
Another distinction of the December 1973 Act was that, unlike the 1969 legislation, this time plants were eligible for listing. Historians attribute this new-found concern for imperiled plants to ongoing global treaty negotiations (especially in 1972 and 1973) toward what would eventually be adopted in 1975
under the title, "Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES)." Prior to this time, attention to the conservation needs of native plants had been stalled by complications that do not pertain to animals. How to adequately distinguish plants illegally collected in the wild from plants propagated from seeds or cuttings taken from horticultural specimens was among the points of contention.
Ultimately, federal authority over enforcement of endangered plant protections has centered on regulation of
interstate commerce
The Commerce Clause describes an enumerated power listed in the United States Constitution ( Article I, Section 8, Clause 3). The clause states that the United States Congress shall have power "to regulate Commerce with foreign Nations, and amo ...
of such plants.
This legal distinction for plants became controversial in practice when a group of citizens,
Torreya Guardians
The Torreya Guardians is a self-organized group of conservationists dedicated to facilitating the assisted migration of the Florida torreya by rewilding it further north than its native range in Florida and Georgia. Founded in the early 2000s, ...
, chose to help an endangered
glacial relict
A glacial relict is a population of a cold-adapted species that has been left behind as the range of the species changed after an ice age ended. Glacial relicts are usually found in enclaves "under relatively benign conditions".
Examples:
*The ...
plant,
Florida Torreya, move to cooler poleward climates before conservation professionals were ready to begin their own experimentation with
assisted migration
According to ''A Dictionary of Ecology'', assisted migration is "the intentional establishment of populations or meta-populations beyond the boundary of a species' historic range for the purpose of tracking suitable habitats through a period of c ...
of endangered species. Because movements of seeds and seedlings by this group was both noncommercial and based on horticulturally produced seeds and seedlings, there was no legal apparatus to halt their actions.
Continuing need
The available science highlights the need for biodiversity protection laws like the ESA. About one million species worldwide are currently threatened with extinction.
North America alone has lost 3 billion birds since 1970. These significant population declines are a precursor to extinction. Half a million species do not have enough habitat for long-term survival. These species are likely to go extinct in the next few decades without habitat restoration.
Along with other conservation tools, the ESA is a critical instrument in protecting imperiled species from major ongoing threats. These include
climate change
In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
, land use change,
habitat loss
Habitat destruction (also termed habitat loss and habitat reduction) is the process by which a natural habitat becomes incapable of supporting its native species. The organisms that previously inhabited the site are displaced or dead, thereby ...
,
invasive species
An invasive species otherwise known as an alien is an introduced organism that becomes overpopulated and harms its new environment. Although most introduced species are neutral or beneficial with respect to other species, invasive species ad ...
, and
overexploitation
Overexploitation, also called overharvesting, refers to harvesting a renewable resource to the point of diminishing returns. Continued overexploitation can lead to the destruction of the resource, as it will be unable to replenish. The term app ...
.
Endangered Species Act
President
Richard Nixon
Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was ...
declared current species conservation efforts to be inadequate and called on the
93rd United States Congress
The 93rd United States Congress was a meeting of the legislative branch of the United States federal government, composed of the United States Senate and the United States House of Representatives. It met in Washington, DC from January 3, 1973, ...
to pass comprehensive endangered species legislation.
Congress responded with a completely rewritten law, the Endangered Species Act of 1973, which was signed by Nixon on December 28, 1973 (). It was written by a team of lawyers and scientists, including Dr.
Russell E. Train, the first appointed head of the
Council on Environmental Quality
The Council on Environmental Quality (CEQ) is a division of the Executive Office of the President that coordinates federal environmental efforts in the United States and works closely with agencies and other White House offices on the developme ...
(CEQ), an outgrowth of the
National Environmental Policy Act
The National Environmental Policy Act (NEPA) is a United States environmental law that promotes the enhancement of the environment and established the President's Council on Environmental Quality (CEQ). The law was enacted on January 1, 1970.Un ...
(NEPA) of 1969.
Dr. Train was assisted by a core group of staffers, including Dr. Earl Baysinger at EPA, Dick Gutting, and Dr. Gerard A. "Jerry" Bertrand, a Ph.D. Marine Biologist by training (Oregon State University, 1969), who had transferred from his post as the senior scientific adviser to the Commandant of the U.S. Army Corps of Engineers, office of the Commandant of the Corps., to join the newly formed White House
Council on Environmental Quality
The Council on Environmental Quality (CEQ) is a division of the Executive Office of the President that coordinates federal environmental efforts in the United States and works closely with agencies and other White House offices on the developme ...
. The staff, under Dr. Train's leadership, incorporated dozens of new principles and ideas into the landmark legislation but also incorporated previous laws, as was desired by Congressman John Dingle (D-Michigan) when he first proposed the idea of a "Endangered Species Act", crafting a document that completely changed the direction of environmental conservation in the United States. Among the staff, Dr. Bertrand is credited with having written major parts of the Act, including the infamous "takings" clause, . "We didn't know what we couldn't do," Dr. Bertrand has said about the Act. "We were doing what we thought was scientifically valid and right for the environment."
The stated purpose of the Endangered Species Act is to protect species and also "the ecosystems upon which they depend." California historian
Kevin Starr
Kevin Owen Starr (September 3, 1940 – January 14, 2017) was an American historian and California's state librarian, best known for his multi-volume series on the history of California, collectively called "Americans and the California Dream." ...
was more emphatic when he said: "The Endangered Species Act of 1972 is the Magna Carta of the environmental movement."
The ESA is administered by two federal agencies, the
United States Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
(FWS) and the
National Marine Fisheries Service
The National Marine Fisheries Service (NMFS), informally known as NOAA Fisheries, is a United States federal agency within the U.S. Department of Commerce's National Oceanic and Atmospheric Administration (NOAA) that is responsible for the ste ...
(NMFS). NMFS handles
marine species, and the FWS has responsibility over
freshwater fish
Freshwater fish are those that spend some or all of their lives in fresh water, such as rivers and lakes, with a salinity of less than 1.05%. These environments differ from marine conditions in many ways, especially the difference in levels of s ...
and all other species. Species that occur in both habitats (e.g.
sea turtle
Sea turtles (superfamily Chelonioidea), sometimes called marine turtles, are reptiles of the order Testudines and of the suborder Cryptodira. The seven existing species of sea turtles are the flatback, green, hawksbill, leatherback, loggerhead, ...
s and
Atlantic sturgeon
The Atlantic sturgeon (''Acipenser oxyrinchus oxyrinchus'') is a member of the family Acipenseridae and along with other sturgeon it is sometimes considered a living fossil. The Atlantic sturgeon is one of two subspecies of '' A. oxyrinchus'', ...
) are jointly managed.
In March 2008, ''
The Washington Post
''The Washington Post'' (also known as the ''Post'' and, informally, ''WaPo'') is an American daily newspaper published in Washington, D.C. It is the most widely circulated newspaper within the Washington metropolitan area and has a large nati ...
'' reported that documents showed that the
Bush Administration, beginning in 2001, had erected "pervasive bureaucratic obstacles" that limited the number of species protected under the act:
* From 2000 to 2003, until a
U.S. District Court overturned the decision,
Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
officials said that if that agency identified a species as a candidate for the list, citizens could not file petitions for that species.
* Interior Department personnel were told they could use "info from files that refutes petitions but not anything that supports" petitions filed to protect species.
* Senior department officials revised a longstanding policy that rated the threat to various species based primarily on their populations within U.S. borders, giving more weight to populations in Canada and Mexico, countries with less extensive regulations than the U.S.
* Officials changed the way species were evaluated under the act by considering where the species currently lived, rather than where they used to exist.
* Senior officials repeatedly dismissed the views of scientific advisers who said that species should be protected.
[Juliet Eilperin]
"Since '01, Guarding Species Is Harder: Endangered Listings Drop Under Bush"
''Washington Post'', March 23, 2008
In 2014, the
House of Representatives
House of Representatives is the name of legislative bodies in many countries and sub-national entitles. In many countries, the House of Representatives is the lower house of a bicameral legislature, with the corresponding upper house often c ...
passed the 21st Century Endangered Species Transparency Act, which would require the government to disclose the data it uses to determine species classification.
In July 2018, lobbyists, Republican legislators, and the administration of President
Donald Trump
Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who served as the 45th president of the United States from 2017 to 2021.
Trump graduated from the Wharton School of the University of Pe ...
, proposed, introduced, and voted on laws and amendments to the ESA. One example was from the Interior Department which wanted to add economic considerations when deciding if a species should be on the "endangered" or "threatened" list.
In October 2019, at the urging of the
Pacific Legal Foundation
Pacific Legal Foundation (PLF) is a libertarian public interest law firm in the United States.Zumbrun, Ronald A. (2004). "Life, Liberty, and Property Rights," in ''Bringing Justice to the People: The Story of the Freedom-Based Public Interest La ...
and the Property and Environment Research Center, the USFWS and the NMFS under President Donald Trump changed the §4(d) rule to treat "threatened" and "critically endangered" species differently, legalizing private recovery initiatives and habitats for species that are merely "threatened." Environmental opponents criticized the revision as "crashing like a bulldozer" through the act and "tipping the scales way in favour of industry." Some critics, including the
Sierra Club
The Sierra Club is an environmental organization with chapters in all 50 United States, Washington D.C., and Puerto Rico. The club was founded on May 28, 1892, in San Francisco, California, by Scottish-American preservationist John Muir, who be ...
, have pointed out these changes come just months after the
IPBES
The Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) is an intergovernmental organization established to improve the interface between science and policy on issues of biodiversity and ecosystem services. It ...
released its ''
'', which found that human activity has pushed a million species of
flora
Flora is all the plant life present in a particular region or time, generally the naturally occurring (indigenous) native plants. Sometimes bacteria and fungi are also referred to as flora, as in the terms '' gut flora'' or '' skin flora''.
E ...
and
fauna
Fauna is all of the animal life present in a particular region or time. The corresponding term for plants is ''flora'', and for fungi, it is '' funga''. Flora, fauna, funga and other forms of life are collectively referred to as '' biota''. Zoo ...
to the
brink of extinction, and would only serve to exacerbate the crisis. The California legislature passed a bill to raise California regulations to thwart Trump's changes, but it was vetoed by
Governor Newsom. In January 2020, the
House Natural Resources Committee reported similar legislation. In December 2020, the Trump Administration further rolled back the Endangered Species Act by reducing habitat protections for at-risk species, and now restricts protections to where they currently live, not where they lived previously or where they might migrate to as a result of
climate change
In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
. In June 2021, the
Biden administration
Joe Biden's tenure as the 46th president of the United States began with his inauguration on January 20, 2021. Biden, a Democrat from Delaware who previously served as vice president under Barack Obama, took office following his victory ...
said it was reviewing the Trump era rollback of the Endangered Species Act and plans to reverse or revise some of the changes, in particular those relating to critical habitat regulations. The Biden administration is also considering restoring some protections for those species listed under the act as "threatened". On July 5th 2022, a federal judge reversed many of the Trump Administration's rollbacks of the Endangered Species Act.
Content of the ESA
The ESA consists of 17 sections. Key legal requirements of the ESA include:
* The federal government must determine whether species are endangered or threatened. If so, they must list the species for protection under the ESA (Section 4).
* If determinable,
critical habitat
Critical habitat is a habitat area essential to the conservation of a listed species, though the area need not actually be occupied by the species at the time it is designated. This is a specific term and designation within the U.S. Endangered Spec ...
must be designated for listed species (Section 4).
* Absent certain limited situations (Section 10), it is illegal to "take" an endangered species (Section 9). "Take" can mean kill, harm, or harass (Section 3).
* Federal agencies will use their authorities to conserve endangered species and threatened species (Section 7).
* Federal agencies cannot jeopardize listed species' existence or destroy
critical habitat
Critical habitat is a habitat area essential to the conservation of a listed species, though the area need not actually be occupied by the species at the time it is designated. This is a specific term and designation within the U.S. Endangered Spec ...
(Section 7).
* Any import, export, interstate, and foreign commerce of listed species is generally prohibited (Section 9).
* Endangered fish or wildlife cannot be taken without a take permit. This also applies to certain threatened animals with section 4(d) rules (Section 10).
Section 4: Listing and Recovery
Section 4 of the ESA sets forth the process by which species are designated as endangered or threatened. Species with these designations receive protections under federal law. Section 4 also requires critical habitat designation and recovery plans for those species.
Petition and listing
To be considered for listing, the species must meet one of five criteria (section 4(a)(1)):
1. There is the present or threatened destruction, modification, or curtailment of its
habitat
In ecology, the term habitat summarises the array of resources, physical and biotic factors that are present in an area, such as to support the survival and reproduction of a particular species. A species habitat can be seen as the physical ...
or range.
2. An over utilization for commercial, recreational, scientific, or educational purposes.
3. The species is declining due to disease or
predation
Predation is a biological interaction where one organism, the predator, kills and eats another organism, its prey. It is one of a family of common feeding behaviours that includes parasitism and micropredation (which usually do not kill the ...
.
4. There is an inadequacy of existing regulatory mechanisms.
5. There are other natural or manmade factors affecting its continued existence.
Potential candidate species are then prioritized, with "emergency listing" given the highest priority. Species that face a "significant risk to their well being" are in this category.
A species can be listed in two ways. The
United States Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
(FWS) or NOAA Fisheries (also called the
National Marine Fisheries Service
The National Marine Fisheries Service (NMFS), informally known as NOAA Fisheries, is a United States federal agency within the U.S. Department of Commerce's National Oceanic and Atmospheric Administration (NOAA) that is responsible for the ste ...
) can directly list a species through its candidate assessment program, or an individual or organizational petition may request that the FWS or NMFS list a species. A "species" under the act can be a true
taxonomic
Taxonomy is the practice and science of categorization or classification.
A taxonomy (or taxonomical classification) is a scheme of classification, especially a hierarchical classification, in which things are organized into groups or types. ...
species
In biology, a species is the basic unit of classification and a taxonomic rank of an organism, as well as a unit of biodiversity. A species is often defined as the largest group of organisms in which any two individuals of the appropriate s ...
, a
subspecies
In biological classification, subspecies is a rank below species, used for populations that live in different areas and vary in size, shape, or other physical characteristics (morphology), but that can successfully interbreed. Not all species ...
, or in the case of vertebrates, a "
distinct population segment {{no footnotes, date=February 2018
A distinct population segment (DPS) is the smallest division of a taxonomic species permitted to be protected under the U.S. Endangered Species Act. ''Species'', as defined in the Act for listing purposes, is a t ...
." The procedures are the same for both types except with the person/organization petition, there is a 90-day screening period.
During the listing process, economic factors cannot be considered, but must be " based solely on the best scientific and commercial data available." The 1982 amendment to the ESA added the word "solely" to prevent any consideration other than the biological status of the species. Congress rejected President
Ronald Reagan
Ronald Wilson Reagan ( ; February 6, 1911June 5, 2004) was an American politician, actor, and union leader who served as the 40th president of the United States from 1981 to 1989. He also served as the 33rd governor of California from 1967 ...
's
Executive Order
In the United States, an executive order is a directive by the president of the United States that manages operations of the federal government. The legal or constitutional basis for executive orders has multiple sources. Article Two of th ...
12291 which required economic analysis of all government agency actions. The House committee's statement was "that economic considerations have no relevance to determinations regarding the status of species."
The very opposite result happened with the 1978 amendment where Congress added the words "...taking into consideration the economic impact..." in the provision on
critical habitat
Critical habitat is a habitat area essential to the conservation of a listed species, though the area need not actually be occupied by the species at the time it is designated. This is a specific term and designation within the U.S. Endangered Spec ...
designation.
[16 U.S.C. 1533(b)(2)]
The 1978 amendment linked the listing procedure with critical habitat designation and economic considerations, which almost completely halted new listings, with almost 2,000 species being withdrawn from consideration.
Listing process
After receiving a petition to list a species, the two federal agencies take the following steps, or rulemaking procedures, with each step being published in the ''
Federal Register
The ''Federal Register'' (FR or sometimes Fed. Reg.) is the official journal of the federal government of the United States that contains government agency rules, proposed rules, and public notices. It is published every weekday, except on feder ...
'', the US government's official journal of proposed or adopted rules and regulations:
1. If a petition presents information that the species may be imperiled, a screening period of 90 days begins (interested persons and/or organization petitions only). If the petition does not present substantial information to support listing, it is denied.
2. If the information is substantial, a status review is started, which is a comprehensive assessment of a species' biological status and threats, with a result of : "warranted", "not warranted," or "warranted but precluded."
* A finding of not warranted, the listing process ends.
* Warranted finding means the agencies publish a 12-month finding (a proposed rule) within one year of the date of the petition, proposing to list the species as threatened or endangered. Comments are solicited from the public, and one or more public hearings may be held. Three expert opinions from appropriate and independent specialists may be included, but this is voluntary.
* A "warranted but precluded" finding is automatically recycled back through the 12-month process indefinitely until a result of either "not warranted" or "warranted" is determined. The agencies monitor the status of any "warranted but precluded" species.
Essentially the "warranted but precluded" finding is a deferral added by the 1982 amendment to the ESA. It means other, higher-priority actions will take precedence.
For example, an emergency listing of a rare plant growing in a wetland that is scheduled to be filled in for housing construction would be a "higher-priority".
3. Within another year, a final determination (a final rule) must be made on whether to list the species. The final rule time limit may be extended for 6 months and listings may be grouped together according to similar geography, threats, habitat or taxonomy.
The annual rate of listing (i.e., classifying species as "threatened" or "endangered") increased steadily from the
Ford
Ford commonly refers to:
* Ford Motor Company, an automobile manufacturer founded by Henry Ford
* Ford (crossing), a shallow crossing on a river
Ford may also refer to:
Ford Motor Company
* Henry Ford, founder of the Ford Motor Company
* Ford F ...
administration (47 listings, 15 per year) through
Carter
Carter(s), or Carter's, Tha Carter, or The Carter(s), may refer to:
Geography United States
* Carter, Arkansas, an unincorporated community
* Carter, Mississippi, an unincorporated community
* Carter, Montana, a census-designated place
* Carter ...
(126 listings, 32 per year),
Reagan
Ronald Wilson Reagan ( ; February 6, 1911June 5, 2004) was an American politician, actor, and union leader who served as the 40th president of the United States from 1981 to 1989. He also served as the 33rd governor of California from 1967 ...
(255 listings, 32 per year),
George H. W. Bush
George Herbert Walker BushSince around 2000, he has been usually called George H. W. Bush, Bush Senior, Bush 41 or Bush the Elder to distinguish him from his eldest son, George W. Bush, who served as the 43rd president from 2001 to 2009; pr ...
(231 listings, 58 per year), and
Clinton (521 listings, 65 per year) before decline to its lowest rate under
George W. Bush
George Walker Bush (born July 6, 1946) is an American politician who served as the 43rd president of the United States from 2001 to 2009. A member of the Republican Party, Bush family, and son of the 41st president George H. W. Bush, he ...
(60 listings, 8 per year as of 5/24/08).
The rate of listing is strongly correlated with citizen involvement and mandatory timelines: as agency discretion decreases and citizen involvement increases (i.e. filing of petitions and lawsuits) the rate of listing increases.
[ Citizen involvement has been shown to identify species not moving through the process efficiently,] and identify more imperiled species. The longer species are listed, the more likely they are to be classified as recovering by the FWS.
Public notice, comments and judicial review
Public notice is given through legal notices in newspapers, and communicated to state and county agencies within the species' area. Foreign nations may also receive notice of a listing.
A public hearing
In law, a hearing is a proceeding before a court or other decision-making body or officer, such as a government agency or a legislative committee.
Description
A hearing is generally distinguished from a trial in that it is usually shorter and o ...
is mandatory if any person has requested one within 45 days of the published notice.
"The purpose of the notice and comment requirement is to provide for meaningful public participation in the rulemaking process." summarized the Ninth Circuit court in the case of ''Idaho Farm Bureau Federation v. Babbitt''.
Listing status
Listing status and its abbreviations used in Federal Register
The ''Federal Register'' (FR or sometimes Fed. Reg.) is the official journal of the federal government of the United States that contains government agency rules, proposed rules, and public notices. It is published every weekday, except on feder ...
and by federal agencies like the U.S. Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
:
* E = endangered (Sec.3.6, Sec.4.a ) – any species which is in danger of extinction throughout all or a significant portion of its range other than a species of the Class Insecta determined by the Secretary to constitute a pest.
* T = threatened (Sec.3.20, Sec.4.a ) – any species which is likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range
:Other categories:
* C = candidate (Sec.4.b.3 ) – a species under consideration for official listing
* E(S/A), T(S/A) = endangered or threatened due to similarity of appearance (Sec.4.e ) – a species not endangered or threatened, but so closely resembles in appearance a species which has been listed as endangered or threatened, that enforcement personnel would have substantial difficulty in attempting to differentiate between the listed and unlisted species.
* XE, XN = experimental essential or non-essential population (Sec.10.j ) – any population (including eggs, propagules, or individuals) of an endangered species or a threatened species released outside the current range under authorization of the Secretary. Experimental, nonessential populations of endangered species are treated as threatened species on public land, for consultation purposes, and as species proposed for listing on private land.
Critical habitat
The provision of the law in Section 4 that establishes critical habitat
Critical habitat is a habitat area essential to the conservation of a listed species, though the area need not actually be occupied by the species at the time it is designated. This is a specific term and designation within the U.S. Endangered Spec ...
is a regulatory link between habitat protection and recovery goals, requiring the identification and protection of all lands, water and air necessary to recover endangered species.
To determine what exactly is critical habitat, the needs of open space for individual and population growth, food, water, light or other nutritional requirements, breeding sites, seed germination and dispersal needs, and lack of disturbances are considered.
As habitat loss is the primary threat to most imperiled species, the Endangered Species Act of 1973 allowed the Fish and Wildlife Service (FWS) and National Marine Fisheries Service (NMFS) to designate specific areas as protected "critical habitat" zones. In 1978, Congress amended the law to make critical habitat designation a mandatory requirement for all threatened and endangered species.
The amendment also added economics
Economics () is the social science that studies the Production (economics), production, distribution (economics), distribution, and Consumption (economics), consumption of goods and services.
Economics focuses on the behaviour and intera ...
into the process of determining habitat: "...shall designate critical habitat... on the basis of the best scientific data available and after taking into consideration the economic impact, and any other impact, of specifying... area as critical habitat."
The congressional report on the 1978 amendment described the conflict between the new Section 4 additions and the rest of the law:
"... the critical habitat provision is a startling section which is wholly inconsistent with the rest of the legislation. It constitutes a loophole which could readily be abused by any Secretary ... who is vulnerable to political pressure or who is not sympathetic to the basic purposes of the Endangered Species Act."-- House of Representatives Report 95-1625, at 69 (1978)
The amendment of 1978 added economic considerations and the 1982 amendment prevented economic considerations.
Several studies on the effect of critical habitat designation on species' recovery rates have been done between 1997 and 2003. Although it has been criticized, the Taylor study in 2003 found that, "species with critical habitat were... twice as likely to be improving...."
Critical habitats are required to contain "all areas essential to the conservation" of the imperiled species, and may be on private or public lands. The Fish and Wildlife Service has a policy limiting designation to lands and waters within the U.S. and both federal agencies may exclude essential areas if they determine that economic or other costs exceed the benefit. The ESA is mute about how such costs and benefits are to be determined.
All federal agencies are prohibited from authorizing, funding or carrying out actions that "destroy or adversely modify" critical habitats (Section 7(a) (2)). While the regulatory aspect of critical habitat does not apply directly to private and other non-federal landowners, large-scale development, logging
Logging is the process of cutting, processing, and moving trees to a location for transport. It may include skidding, on-site processing, and loading of trees or logs onto trucks or skeleton cars.
Logging is the beginning of a supply chain ...
and mining
Mining is the extraction of valuable minerals or other geological materials from the Earth, usually from an ore body, lode, vein, seam, reef, or placer deposit. The exploitation of these deposits for raw material is based on the economic via ...
projects on private and state land typically require a federal permit and thus become subject to critical habitat regulations. Outside or in parallel with regulatory processes, critical habitats also focus and encourage voluntary actions such as land purchases, grant making, restoration, and establishment of reserves.
The ESA requires that critical habitat be designated at the time of or within one year of a species being placed on the endangered list. In practice, most designations occur several years after listing.[ Between 1978 and 1986 the FWS regularly designated critical habitat. In 1986 the ]Reagan Administration
Ronald Reagan's tenure as the 40th president of the United States began with his first inauguration on January 20, 1981, and ended on January 20, 1989. Reagan, a Republican from California, took office following a landslide victory over D ...
issued a regulation
Regulation is the management of complex systems according to a set of rules and trends. In systems theory, these types of rules exist in various fields of biology and society, but the term has slightly different meanings according to context. For ...
limiting the protective status of critical habitat. As a result, few critical habitats were designated between 1986 and the late 1990s. In the late 1990s and early 2000s, a series of court order
A court order is an official proclamation by a judge (or panel of judges) that defines the legal relationships between the parties to a hearing, a trial, an appeal or other court proceedings. Such ruling requires or authorizes the carrying out o ...
s invalidated the Reagan regulations and forced the FWS and NMFS to designate several hundred critical habitats, especially in Hawaii
Hawaii ( ; haw, Hawaii or ) is a state in the Western United States, located in the Pacific Ocean about from the U.S. mainland. It is the only U.S. state outside North America, the only state that is an archipelago, and the only stat ...
, California
California is a U.S. state, state in the Western United States, located along the West Coast of the United States, Pacific Coast. With nearly 39.2million residents across a total area of approximately , it is the List of states and territori ...
and other western states. Midwest and Eastern states received less critical habitat, primarily on rivers and coastlines. As of December, 2006, the Reagan regulation has not yet been replaced though its use has been suspended. Nonetheless, the agencies have generally changed course and since about 2005 have tried to designate critical habitat at or near the time of listing.
Most provisions of the ESA revolve around preventing extinction. Critical habitat is one of the few that focus on recovery. Species with critical habitat are twice as likely to be recovering as species without critical habitat.[
]
Recovery plan
Fish and Wildlife Service (FWS) and National Marine Fisheries Service (NMFS) are required to create an Endangered Species Recovery Plan outlining the goals, tasks required, likely costs, and estimated timeline to recover endangered species (i.e., increase their numbers and improve their management to the point where they can be removed from the endangered list). The ESA does not specify when a recovery plan must be completed. The FWS has a policy specifying completion within three years of the species being listed, but the average time to completion is approximately six years.[ The annual rate of recovery plan completion increased steadily from the Ford administration (4) through Carter (9), Reagan (30), Bush I (44), and Clinton (72), but declined under Bush II (16 per year as of 9/1/06).][
The goal of the law is to make itself unnecessary, and recovery plans are a means toward that goal.][16 U.S.C. §1533(f)] Recovery plans became more specific after 1988 when Congress added provisions to Section 4(f) of the law that spelled out the minimum contents of a recovery plan. Three types of information must be included:
* A description of "site-specific" management actions to make the plan as explicit as possible.
* The "objective, measurable criteria" to serve as a baseline for judging when and how well a species is recovering.
* An estimate of money and resources needed to achieve the goal of recovery and delisting.
The amendment also added public
In public relations and communication science, publics are groups of individual people, and the public (a.k.a. the general public) is the totality of such groupings. This is a different concept to the sociological concept of the ''Öffentlichkei ...
participation to the process. There is a ranking order, similar to the listing procedures, for recovery plans, with the highest priority being for species most likely to benefit from recovery plans, especially when the threat is from construction, or other developmental or economic activity. Recovery plans cover domestic and migratory species.
Delisting
To delist species, several factors are considered: the threats are eliminated or controlled, population size and growth, and the stability of habitat quality and quantity. Also, over a dozen species have been delisted due to inaccurate data putting them on the list in the first place.
There is also "downlisting" of a species where some of the threats have been controlled and the population has met recovery objectives, then the species can be reclassified to "threatened" from "endangered"
Two examples of animal species recently delisted are: the Virginia northern flying squirrel
The northern flying squirrel (''Glaucomys sabrinus'') is one of three species of the genus '' Glaucomys'', the only flying squirrels found in North America.Walker EP, Paradiso JL. 1975. ''Mammals of the World''. Baltimore: Johns Hopkins Universi ...
(subspecies) on August, 2008, which had been listed since 1985, and the gray wolf
The wolf (''Canis lupus''; : wolves), also known as the gray wolf or grey wolf, is a large canine native to Eurasia and North America. More than thirty subspecies of ''Canis lupus'' have been recognized, and gray wolves, as popularly ...
(Northern Rocky Mountain DPS). On April 15, 2011, President Obama signed the Department of Defense and Full-Year Appropriations Act of 2011. A section of that Appropriations Act directed the Secretary of the Interior to reissue within 60 days of enactment the final rule published on April 2, 2009, that identified the Northern Rocky Mountain population of gray wolf (''Canis lupus'') as a distinct population segment (DPS) and to revise the List of Endangered and Threatened Wildlife by removing most of the gray wolves in the DPS.
The US Fish and Wildlife Service's delisting report lists four plants that have recovered:
File:Eggert's Sunflower.jpg , Eggert's sunflower ('' Helianthus eggertii'')
File:Potentilla robbinsiana 01.jpg , Robbins' cinquefoil ('' Potentilla robbinsiana''), an alpine
Alpine may refer to any mountainous region. It may also refer to:
Places Europe
* Alps, a European mountain range
** Alpine states, which overlap with the European range
Australia
* Alpine, New South Wales, a Northern Village
* Alpine National Pa ...
wildflower found in the White Mountains of New Hampshire
File:Erigeron maguirei.jpg , Maguire daisy ('' Erigeron maguirei'')
File:Echinacea tennesseensis Couchville.jpg , Tennessee purple coneflower (''Echinacea tennesseensis
''Echinacea tennesseensis'', also known as the Tennessee coneflower or Tennessee purple coneflower, is a flowering plant in the family Asteraceae, endemic to the cedar glades of the central portion of the U.S. state of Tennessee.
Description
'' ...
'')
Section 7: Cooperation and Consultation
Overview
Section 7 of the Endangered Species Act requires cooperation among federal agencies to conserve endangered or threatened species. Section 7(a)(1) directs the Secretary of the Interior and all federal agencies to proactively use their authorities to conserve such species. This directive is often referred to as an ‘affirmative requirement.’ Section 7(a)(2) of the Act requires federal agencies to ensure their actions do not jeopardize listed species or adversely modify critical habitat. Federal agencies (referred to as "action agencies") must consult with the Secretary of the Interior before taking any action which may affect listed species. Section 7(a)(2) is often referred to as the consultation process.
The two agencies that administer the Act are the National Marine Fisheries Service
The National Marine Fisheries Service (NMFS), informally known as NOAA Fisheries, is a United States federal agency within the U.S. Department of Commerce's National Oceanic and Atmospheric Administration (NOAA) that is responsible for the ste ...
(NMFS) and the U.S. Fish and Wildlife Service
The United States Fish and Wildlife Service (USFWS or FWS) is an agency within the United States Department of the Interior dedicated to the management of fish, wildlife, and natural habitats. The mission of the agency is "working with othe ...
(FWS). These two agencies are often collectively referred to as "the Services" and lead the consultation process. FWS is responsible for the recovery of terrestrial, freshwater, and catadromous species. NMFS is responsible for marine species and anadromous fish. NMFS manages recovery for 165 endangered and threatened marine species including 66 foreign species. As of January 2020, the Services have listed 2,273 species worldwide as endangered or threatened. 1,662 of these species occur in the United States.
Section 7(a)(1)
Section 7(a)(1) requires federal agencies to work with FWS and NMFS to coordinate endangered and threatened species conservation. Federal agencies should also account for any effects on endangered or threatened species in planning their activities.
An example of the 7(a)(1) process is the Army Corps of Engineers’ management of the Lower Mississippi River. Since the early 2000s, a division of the U.S. Army Corps of Engineers has worked with FWS and the states to resolve endangered species and ecosystem management issues. ESA-listed species in the area include the least tern
The least tern (''Sternula antillarum'') is a species of tern that breeds in North America and locally in northern South America. It is closely related to, and was formerly often considered conspecific with, the little tern of the Old World. Ot ...
(''Sterna antillarum''), pallid sturgeon
The pallid sturgeon (''Scaphirhynchus albus'') is an endangered species of ray-finned fish, endemic to the waters of the Missouri and lower Mississippi river basins of the United States. It may have even reached the St. Croix River before co ...
(''Scaphirhynchus albus''), and the fat pocketbook (''potamilus capax''). The goal of this 7(a)(1) conservation plan is to protect listed species while allowing the Corps to carry out its civil works responsibilities. As part of the plan, the Corps undertakes projects that will benefit those species. It also considers species ecology as a part of project design. All three listed species in the Lower Mississippi River have increased in numbers since the plan was established.
Section 7(a)(2)
An action agency is required to consult with the Services if it has reason to believe that a species listed under the ESA may be present in the proposed project area. It also must consult if the agency believes the action will likely affect the species. This requirement, established by section 7(a)(2), is commonly referred to as the consultation process.
Informal consultation phase
Consultation typically begins informally at the request of an action agency in the early stages of project planning. Discussion topics include listed species in the proposed action area and any effect(s) the action may have on those species. If both agencies agree that the proposed action is not likely to affect the species, the project moves forward. However, if the agency's action may affect a listed species, the agency is required to prepare a biological assessment.
Biological assessments
A biological assessment is a document prepared by the action agency. It lays out the project's potential effects, particularly on listed species. The action agency must complete a biological assessment if listed species or critical habitat may be present. The assessment is optional if only proposed species or critical habitat are present.
As a part of the assessment, the action agency conducts on-site inspections to see whether protected species are present. The assessment will also include the likely effects of the action on such species. The assessment should address all listed and proposed species in the action area, not only those likely to be affected.
The biological assessment may also include conservation measures. Conservation measures are actions the action agency intends to take to promote the recovery of listed species. These actions may also serve to minimize the projects’ effects on species in the project area.
There are three possible conclusions to a biological assessment: "no effect", "not likely to adversely affect", or "likely to adversely affect" listed or proposed species.
The action agency may reach a "no effect" conclusion if it determines the proposed action will not affect listed species or designated critical habitat. The action agency may reach a "not likely to adversely affect" decision if the proposed action is insignificant or beneficial. The Services will then review the biological assessment and either agree or disagree with the agency's findings. If the Services agree the project's potential impacts have been eliminated, they will concur in writing. The concurrence letter must outline any modifications agreed to during informal consultation. If an agreement cannot be reached, the Services advise the action agency to initiate formal consultation.
If the Services or the action agency finds the action "likely to adversely affect" protected species, this triggers formal consultation.
Formal consultation
During formal consultation, the Services establish the project's effects on listed species. Specifically, they address whether the project will jeopardize the continued existence of any listed species or destroy/adversely modify species’ designated critical habitat.
"Jeopardy" is not defined in the ESA, but the Services have defined it in regulation to mean "when an action is likely to appreciably reduce a species’ likelihood of survival and recovery in the wild." In other words, if an action merely reduces the likelihood of recovery but not survival then the standard of jeopardy is not met.
To assess the likelihood of jeopardy, the Services will review the species’ biological and ecological traits. These could include the species’ population dynamics (population size, variability and stability), life-history traits, critical habitat, and how any proposed action might alter its critical habitat. They also consider how limited the species’ range is and whether the threats that led to species listing have improved or worsened since listing.
The Services have defined adverse modification as "a diminishment of critical habitat that leads to a lower likelihood of survival and recovery for a listed species." The diminishment may be direct or indirect. To assess the likelihood of adverse modification, biologists will first verify the scope of the proposed action. This includes identifying the area likely to be affected and considering the proximity of the action to species or designated critical habitat. The duration and frequency of any disturbance to the species or its habitat is also assessed.
A formal consultation may last up to 90 days. After this time the Services will issue a biological opinion. The biological opinion contains findings related to the project's effects on listed and proposed species. The Services must complete the biological opinion within 45 days of the conclusion of formal consultation. However, the Services may extend this timeline if they require more information to make a determination. The action agency must agree to the extension.
Finding of no jeopardy or adverse modification
The Services may issue a finding of "no jeopardy or adverse modification" if the proposed action does not pose any harm to listed or proposed species or their designated critical habitat. Alternatively, the Service could find that proposed action is likely to harm listed or proposed species or their critical habitat but does not reach the level of jeopardy or adverse modification. In this case, the Services will prepare an incidental take statement. Under most circumstances, the ESA prohibits "take" of listed species. Take includes harming, killing or harassing a listed species. However, the ESA allows for "incidental" take that results from an otherwise lawful activity that is not the direct purpose of the action.
An incidental take statement will be agreed to between the Services and the action agency. The statement should describe the amount of anticipated take due to the proposed action. It will also include "reasonable and prudent measures" to minimize the take. Incidental take cannot pose jeopardy or potential extinction to species.
Finding of jeopardy or adverse modification
Following formal consultation, the Services may determine that the action will result in jeopardy or adverse modification to critical habitat. If this is the case, this finding will be included in the biological opinion.
However, during consultation, the Services may find there are actions that the agency may take to avoid this. These actions are known as reasonable and prudent alternative actions. In the event of a jeopardy or adverse modification finding, the agency must adopt reasonable and prudent alternative actions. However, the Services retain final say on which are included in the biological opinion.
According to regulation, reasonable and prudent alternative actions must:
* be consistent with the purpose of the proposed project
* be consistent with the action agency's legal authority and jurisdiction
* be economically and technically feasible
* in the opinion of the Services, avoid jeopardy
Given a finding of jeopardy or adverse modification, the action agency has several options:
* Adopt one or more of the reasonable and prudent alternative actions and move forward with the modified project
* Elect not to grant the permit, fund the project, or undertake the action
* Request an exemption from the Endangered Species Committee. Another possibility is to re-initiate consultation. The action agency would do this by first proposing to modify the action
* Propose reasonable and prudent alternatives not yet considered
The action agency must notify the Services of its course of action on any project that receives a jeopardy or adverse modification opinion.
In the past ten years, FWS has made jeopardy determinations in three cases (delta smelt, aquatic species in Idaho, and South Florida water management), each of which has included reasonable and prudent alternatives. No project has been stopped as a result of FWS finding a project had no available path forward.
In rare cases, no alternatives to avoid jeopardy or adverse modification will be available. An analysis of FWS consultations from 1987 to 1991 found only 0.02% were blocked or canceled because of a jeopardy or adverse modification opinion with no reasonable and prudent alternatives. In this scenario, the only option that the action agency and applicant are left with is to apply for an exemption. Exemptions are decided upon by the Endangered Species Committee.
Exemptions
An action agency may apply for an exemption if: (1) it believes it cannot comply with the requirements of the biological opinion; or (2) formal consultation yields no reasonable and prudent alternative actions. The exemption application must be submitted to the Secretary of the Interior Secretary of the Interior may refer to:
* Secretary of the Interior (Mexico)
* Interior Secretary of Pakistan
* Secretary of the Interior and Local Government (Philippines)
* United States Secretary of the Interior
See also
*Interior ministry ...
within 90 days of the conclusion of formal consultation.
The Secretary can then recommend the application to the Endangered Species Committee (informally known as "The God Squad"). This committee is composed of several Cabinet-level members:
* The Secretary of Agriculture
The United States secretary of agriculture is the head of the United States Department of Agriculture. The position carries similar responsibilities to those of agriculture ministers in other governments.
The department includes several organi ...
* The Secretary of the Army
* The Secretary of the Interior
* The Chairman of the Council of Economic Advisers
The Council of Economic Advisers (CEA) is a United States agency within the Executive Office of the President established in 1946, which advises the President of the United States on economic policy. The CEA provides much of the empirical resea ...
* The Administrator of the Environmental Protection Agency
The administrator of the Environmental Protection Agency is the head of the United States Environmental Protection Agency (EPA), and is thus responsible for enforcing the nation's Clean Air and Clean Water Acts, as well as numerous other enviro ...
* The Administrator of the National Oceanic and Atmospheric Administration
* One representative from each affected State (appointed by the President of the United States)
Endangered Species Committee decisions
The governor of each affected state is notified of any exemption applications. The governor will recommend a representative to join the committee for this application decision. Within 140 days of recommending an exemption, the Secretary should submit to the committee a report that gives:
* the availability of reasonable and prudent alternatives
* a comparison of the benefits of the proposed action to any alternative courses of action
* whether the proposed action is in the public interest or is of national or regional significance
* available mitigation measures to limit the effects on listed species
* whether the action agency made any irreversible or irretrievable commitment of resources
Once this information is received, the committee and the secretary will hold a public hearing. The committee has 30 days from the time of receiving the above report to make a decision. In order for the exemption to be granted, five out of the seven members must vote in favor of the exemption. The findings can be challenged in federal court. In 1992, one such challenge was the case of'' Portland Audubon Society'' v. ''Endangered Species Committee'' heard in the Ninth Circuit Court of Appeals.
The court found that three members had been in illegal ''ex parte
In law, ''ex parte'' () is a Latin term meaning literally "from/out of the party/faction of" (name of party/faction, often omitted), thus signifying "on behalf of (name)". An ''ex parte'' decision is one decided by a judge without requiring all ...
'' contact with the then-President George H.W. Bush, a violation of the Administrative Procedures Act. The committee's exemption was for the Bureau of Land Management
The Bureau of Land Management (BLM) is an agency within the United States Department of the Interior responsible for administering federal lands. Headquartered in Washington DC, and with oversight over , it governs one eighth of the country's la ...
's timber sale and "incidental takes" of the endangered northern spotted owl in Oregon.
Rarely does the Endangered Species Committee consider projects for exemption. The Endangered Species Committee has only met three times since the inception of the ESA. An exemption was granted on two of these occasions.
Erroneous beliefs and misconceptions
Section 7 of the Endangered Species Act provides the Services with powerful tools to conserve listed species, aid species' recovery, and protect critical habitat. At the same time, it is one of the most controversial sections. One reason for the controversy is a misconception that it stops economic development. However, because the standard to prevent jeopardy or adverse modification applies only to federal activities, this claim is misguided. A 2015 paper published in the Proceedings of the National Academy of Sciences analyzed ESA consultation data from 2008 to 2015. Of the 88,290 consultations included, not a single project was stopped as a result of the FWS finding adverse modification or jeopardy without an alternative available.
An earlier study from the World Wildlife Fund examined more than 73,000 FWS consultations from 1987 to 1991. The study found that only 0.47% consultations resulted in potential jeopardy to a species. As a result, projects were required to implement reasonable and prudent alternatives, but were not canceled altogether. Only 18 (0.02%) consultations canceled a project because of the danger it posed to species.
Section 10: Permitting, Conservation Agreements, and Experimental Populations
Section 10 of the ESA provides a permit system that may allow acts prohibited by Section 9. This includes scientific and conservation activities. For example, the government may let someone move a species from one area to another. This would otherwise be a prohibited taking under Section 9. Before the law was amended in 1982, a listed species could be taken only for scientific
Science is a systematic endeavor that builds and organizes knowledge in the form of testable explanations and predictions about the universe.
Science may be as old as the human species, and some of the earliest archeological evidence for ...
or research purposes. The combined result of the amendments to the Endangered Species Act have created a more flexible ESA.
More changes were made in the 1990s in an attempt by Secretary of the Interior Bruce Babbitt
The English language name Bruce arrived in Scotland with the Normans, from the place name Brix, Manche in Normandy, France, meaning "the willowlands". Initially promulgated via the descendants of king Robert the Bruce (1274−1329), it has been a ...
to shield the ESA from a Congress hostile to the law. He instituted incentive-based strategies that would balance the goals of economic development and conservation.
Habitat conservation plans
Section 10 may also allow activities that can unintentionally impact protected species. A common activity might be construction where these species live. More than half of habitat for listed species is on non-federal property. Under section 10, impacted parties can apply for an incidental take permit (ITP). An application for an ITP requires a Habitat Conservation Plan
A Habitat Conservation Plan (HCP) is a required part of an application for an Incidental Take Permit, a permit issued under the United States Endangered Species Act (ESA) to private entities undertaking projects that might result in the destruct ...
(HCP). HCPs must minimize and mitigate the impacts of the activity. HCPs can be established to provide protections for both listed and non-listed species. Such non-listed species include species that have been proposed for listing. Hundreds of HCPs have been created. However, the effectiveness of the HCP program remains unknown.
If activities may unintentionally take a protected species, an incidental take permit can be issued. The applicant submits an application with an habitat conservation plan (HCP). If approved by the agency (FWS or NMFS) they are issued an Incidental Take Permit (ITP). The permit allows a certain number of the species to be "taken." The Services have a "No Surprises" policy for HCPs. Once an ITP is granted, the Services cannot require applicants to spend more money or set aside additional land or pay more.
To receive the benefit of the permit the applicant must comply with all the requirements of the HCP. Because the permit is issued by a federal agency to a private party, it is a federal action. Other federal laws will apply such as the National Environmental Policy Act
The National Environmental Policy Act (NEPA) is a United States environmental law that promotes the enhancement of the environment and established the President's Council on Environmental Quality (CEQ). The law was enacted on January 1, 1970.Un ...
(NEPA) and Administrative Procedure Act (APA). A notice of the permit application action must be published in the ''Federal Register'' and a public comment period of 30 to 90 days offered.
Safe Harbor Agreements
The "Safe Harbor" agreement (SHA) is similar to an HCP. It is voluntary between the private landowner and the Services. The landowner agrees to alter the property to benefit a listed or proposed species. In exchange, the Services will allow some future "takes" through an Enhancement of Survival Permit. A landowner can have either a "Safe Harbor" agreement or an HCP, or both. The policy was developed by the Clinton Administration. Unlike an HCP the activities covered by a SHA are designed to protect species. The policy relies on the "enhancement of survival" provision of Section §1539(a)(1)(A). Safe harbor agreements are subject to public comment rules of the APA.
Candidate Conservation Agreements With Assurances
HCPs and SHAs are applied to listed species. If an activity may "take" a proposed or candidate species, parties can enter into Candidate Conservation Agreements With Assurances (CCAA). A party must show the Services they will take conservation measures to prevent listing. If a CCAA is approved and the species is later listed, the party with a CCAA gets an automatic "enhancement of survival" permit under Section §1539(a)(1)(A). CCAAs are subject to the public comment rules of the APA.
Experimental populations
Experimental populations are listed species that have been intentionally introduced to a new area. They must be separate geographically from other populations of the same species. Experimental populations can be designated "essential" or "non-essential" "Essential" populations are those whose loss would appreciably reduce the survival of the species in the wild. "Non-essential" populations are all others. Nonessential experimental populations of listed species typically receive less protection than populations in the wild.
Climate adaptation
June 2022, the U.S. Fish and Wildlife Service published a proposed rule in the ''Federal Register
The ''Federal Register'' (FR or sometimes Fed. Reg.) is the official journal of the federal government of the United States that contains government agency rules, proposed rules, and public notices. It is published every weekday, except on feder ...
'' that would "revise section 10(j) regulations under the ESA to better facilitate recovery by allowing for the introduction of listed species to suitable habitats outside of their historical ranges. The proposed change will help improve the conservation and recovery of imperiled ESA-listed species in the coming decades, as growing impacts from climate change
In common usage, climate change describes global warming—the ongoing increase in global average temperature—and its effects on Earth's climate system. Climate change in a broader sense also includes previous long-term changes to E ...
and invasive species
An invasive species otherwise known as an alien is an introduced organism that becomes overpopulated and harms its new environment. Although most introduced species are neutral or beneficial with respect to other species, invasive species ad ...
cause habitats within their historical ranges to shift and become unsuitable." The comment period ended August 2022, with more than 500 comments posted online by supporters and opponents. The final decision is scheduled for publication June 2023. As reported on the news page of Audubon
The National Audubon Society (Audubon; ) is an American non-profit environmental organization dedicated to conservation of birds and their habitats. Located in the United States and incorporated in 1905, Audubon is one of the oldest of such org ...
, adoption of the proposed regulatory change will authorize, for the first time, use of a controversial climate adaptation tool: assisted migration
According to ''A Dictionary of Ecology'', assisted migration is "the intentional establishment of populations or meta-populations beyond the boundary of a species' historic range for the purpose of tracking suitable habitats through a period of c ...
. A 2010 paper in ''Conservation Letters'' had pointed out that, while no statutory changes appeared necessary to facilitate this newly proposed form of climate adaptation, "current regulations are an impediment to assisted colonization for many endangered animal species, whereas regulations do not necessarily restrict assisted colonization of endangered plants."
Effectiveness
Positive effects
As of January 2019, eighty-five species have been delisted; fifty-four due to recovery, eleven due to extinction, seven due to changes in taxonomic classification practices, six due to discovery of new populations, five due to an error in the listing rule, one due to erroneous data and one due to an amendment to the Endangered Species Act specifically requiring the species delisting. Twenty-five others have been downlisted from "endangered" to "threatened" status.
Some have argued that the recovery of DDT-threatened species such as the bald eagle
The bald eagle (''Haliaeetus leucocephalus'') is a bird of prey found in North America. A sea eagle, it has two known subspecies and forms a species pair with the white-tailed eagle (''Haliaeetus albicilla''), which occupies the same niche as ...
, brown pelican
The brown pelican (''Pelecanus occidentalis'') is a bird of the pelican family, Pelecanidae, one of three species found in the Americas and one of two that feed by diving into water. It is found on the Atlantic Coast from New Jersey to the mout ...
and peregrine falcon
The peregrine falcon (''Falco peregrinus''), also known as the peregrine, and historically as the duck hawk in North America, is a Cosmopolitan distribution, cosmopolitan bird of prey (Bird of prey, raptor) in the family (biology), family Falco ...
should be attributed to the 1972 ban on DDT
Dichlorodiphenyltrichloroethane, commonly known as DDT, is a colorless, tasteless, and almost odorless crystalline chemical compound, an organochloride. Originally developed as an insecticide, it became infamous for its environmental impacts. ...
by the EPA
The Environmental Protection Agency (EPA) is an independent executive agency of the United States federal government tasked with environmental protection matters. President Richard Nixon proposed the establishment of EPA on July 9, 1970; it be ...
. rather than the Endangered Species Act. However, the listing of these species as endangered led to many non-DDT oriented actions that were taken under the Endangered Species Act (i.e. captive breeding, habitat protection, and protection from disturbance).
As of January 2019, there are 1,467 total (foreign and domestic) species on the threatened and endangered lists. However, many species have become extinct while on the candidate list or otherwise under consideration for listing.[
Species which increased in population size since being placed on the endangered list include:
* ]Bald eagle
The bald eagle (''Haliaeetus leucocephalus'') is a bird of prey found in North America. A sea eagle, it has two known subspecies and forms a species pair with the white-tailed eagle (''Haliaeetus albicilla''), which occupies the same niche as ...
(increased from 417 to 11,040 pairs between 1963 and 2007); removed from list 2007
* Whooping crane
The whooping crane (''Grus americana'') is the tallest North American bird, named for its whooping sound. It is an endangered crane species. Along with the sandhill crane (''Antigone canadensis''), it is one of only two crane species native to N ...
(increased from 54 to 436 birds between 1967 and 2003)
* Kirtland's warbler
Kirtland's warbler (''Setophaga kirtlandii''), also known in Michigan by the common name jack pine bird, or the jack pine warbler, is a small songbird of the New World warbler family (Parulidae), named after Jared Potter Kirtland, an Ohio doct ...
(increased from 210 to 1,415 pairs between 1971 and 2005)
* Peregrine falcon
The peregrine falcon (''Falco peregrinus''), also known as the peregrine, and historically as the duck hawk in North America, is a Cosmopolitan distribution, cosmopolitan bird of prey (Bird of prey, raptor) in the family (biology), family Falco ...
(increased from 324 to 1,700 pairs between 1975 and 2000); removed from list 1999
* Gray wolf
The wolf (''Canis lupus''; : wolves), also known as the gray wolf or grey wolf, is a large canine native to Eurasia and North America. More than thirty subspecies of ''Canis lupus'' have been recognized, and gray wolves, as popularly ...
(populations increased dramatically in the Northern Rockies and Western Great Lakes States)
* Mexican wolf
The Mexican wolf (''Canis lupus baileyi''), also known as the lobo,; nah, Cuetlāchcoyōtl is a subspecies of gray wolf native to southeastern Arizona and southern New Mexico in the United States, and northern Mexico; it also previously rang ...
(increased to minimum population of 109 wolves in 2014 in southwest New Mexico and southeast Arizona)
* Red wolf
The red wolf (''Canis rufus'') is a canine native to the southeastern United States. Its size is intermediate between the coyote (''Canis latrans'') and gray wolf (''Canis lupus'').
The red wolf's taxonomic classification as being a separate s ...
(increased from 17 in 1980 to 257 in 2003)
* Gray whale
The gray whale (''Eschrichtius robustus''), also known as the grey whale,Britannica Micro.: v. IV, p. 693. gray back whale, Pacific gray whale, Korean gray whale, or California gray whale, is a baleen whale that migrates between feeding and bree ...
(increased from 13,095 to 26,635 whales between 1968 and 1998); removed from list (Debated because whaling was banned before the ESA was set in place and that the ESA had nothing to do with the natural population increase since the cease of massive whaling xcluding Native American tribal whaling
* Grizzly bear
The grizzly bear (''Ursus arctos horribilis''), also known as the North American brown bear or simply grizzly, is a population or subspecies of the brown bear inhabiting North America.
In addition to the mainland grizzly (''Ursus arctos horri ...
(increased from about 271 to over 580 bears in the Yellowstone area between 1975 and 2005)
* California's southern sea otter (increased from 1,789 in 1976 to 2,735 in 2005)
* San Clemente Indian paintbrush (increased from 500 plants in 1979 to more than 3,500 in 1997)
* Florida's Key deer (increased from 200 in 1971 to 750 in 2001)
* Big Bend gambusia
The Big Bend gambusia (''Gambusia gaigei'') is a rare species of fish in the family Poeciliidae. It is Endemism, endemic to the Big Bend (Texas), Big Bend region of the Rio Grande of the United States and Mexico. The only known remaining populat ...
(increased from a couple dozen to a population of over 50,000)
* Hawaiian goose
The nene (''Branta sandvicensis''), also known as the nēnē or the Hawaiian goose, is a species of bird Endemism in birds, endemic to the Hawaiian Islands. The nene is exclusively found in the wild on the islands of Oahu, Maui, Kauai, Kauai, Mo ...
(increased from 400 birds in 1980 to 1,275 in 2003)
* Virginia big-eared bat
The Virginia big-eared bat (''Corynorhinus townsendii virginianus'')
is one of two endangered subspecies of the Townsend's big-eared bat. It is found in Virginia, West Virginia, North Carolina, and Kentucky. In 1979, the US Fish and Wildlife Ser ...
(increased from 3,500 in 1979 to 18,442 in 2004)
* Black-footed ferret
The black-footed ferret (''Mustela nigripes''), also known as the American polecatHeptner, V. G. (Vladimir Georgievich); Nasimovich, A. A; Bannikov, Andrei Grigorovich; Hoffmann, Robert S. (2001)''Mammals of the Soviet Union''Volume: v. 2, pt. 1 ...
(increased from 18 in 1986 to 600 in 2006)
State endangered species lists
Section 6 of the Endangered Species Act provided funding for development of programs for management of threatened and endangered species by state wildlife agencies. Subsequently, lists of endangered and threatened species within their boundaries have been prepared by each state. These state lists often include species which are considered endangered or threatened within a specific state but not within all states, and which therefore are not included on the national list of endangered and threatened species. Examples include Florida, Minnesota, and Maine.
Penalties
There are different degrees of violation with the law. The most punishable offenses are trafficking, and any act of knowingly "taking" (which includes harming, wounding, or killing) an endangered species.
The penalties for these violations can be a maximum fine of up to $50,000 or imprisonment for one year, or both, and civil penalties
A civil penalty or civil fine is a financial penalty imposed by a government agency as restitution for wrongdoing. The wrongdoing is typically defined by a codification of legislation, regulations, and decrees. The civil fine is not considered ...
of up to $25,000 per violation may be assessed. Lists of violations and exact fines are available through the National Oceanic and Atmospheric Administration
The National Oceanic and Atmospheric Administration (abbreviated as NOAA ) is an United States scientific and regulatory agency within the United States Department of Commerce that forecasts weather, monitors oceanic and atmospheric conditio ...
web-site.
One provision of this law is that no penalty may be imposed if, by a preponderance of the evidence
In a legal dispute, one party has the burden of proof to show that they are correct, while the other party had no such burden and is presumed to be correct. The burden of proof requires a party to produce evidence to establish the truth of facts ...
that the act was in self-defense. The law also eliminates criminal penalties for accidentally killing listed species during farming and ranching activities.
In addition to fines or imprisonment, a license, permit, or other agreement issued by a federal agency that authorized an individual to import or export fish, wildlife, or plants may be revoked, suspended or modified. Any federal hunting or fishing permits that were issued to a person who violates the ESA can be canceled or suspended for up to a year.
Use of money received through violations of the ESA
A reward will be paid to any person who furnishes information which leads to an arrest, conviction, or revocation of a license, so long as they are not a local, state, or federal employee in the performance of official duties. The Secretary may ''also'' provide reasonable and necessary costs incurred for the care of fish, wildlife, and forest service or plant pending the violation caused by the criminal. If the balance ever exceeds $500,000 the Secretary of the Treasury is required to deposit an amount equal to the excess into the cooperative endangered species conservation fund.
Challenges
Successfully implementing the Act has been challenging in the face of opposition and frequent misinterpretations of the Act's requirements. One challenge attributed to the Act, though debated often, is the cost conferred on industry. These costs may come in the form of lost opportunity or slowing down operations to comply with the regulations put forth in the Act. Costs tend to be concentrated in a handful of industries. For example, the requirement to consult with the Services on federal projects has at times slowed down operations by the oil and gas industry. The industry has often pushed to develop millions of federal acres of land rich in fossil fuels. Some argue the ESA may encourage preemptive habitat destruction
Habitat destruction (also termed habitat loss and habitat reduction) is the process by which a natural habitat becomes incapable of supporting its native species. The organisms that previously inhabited the site are displaced or dead, thereby ...
or taking listed or proposed species by landowners. One example of such perverse incentive
A perverse incentive is an incentive that has an unintended and undesirable result that is contrary to the intentions of its designers. The cobra effect is the most direct kind of perverse incentive, typically because the incentive unintentionall ...
s is the case of a forest owner who, in response to ESA listing of the red-cockaded woodpecker
The red-cockaded woodpecker (''Leuconotopicus borealis'') is a woodpecker endemic to the southeastern United States.
Description
The red-cockaded woodpecker is small to mid-sized species, being intermediate in size between North America's two ...
, increased harvesting and shortened the age at which he harvests his trees to ensure that they do not become old enough to become suitable habitat.[Richard L. Stroup]
, ''The Endangered Species Act: