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physics Physics is the natural science that studies matter, its fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge which r ...
, an effective field theory is a type of approximation, or
effective theory In science, an effective theory is a scientific theory which proposes to describe a certain set of observations, but explicitly without the claim or implication that the mechanism employed in the theory has a direct counterpart in the actual causes ...
, for an underlying physical theory, such as a
quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines classical field theory, special relativity, and quantum mechanics. QFT is used in particle physics to construct physical models of subatomic particles and ...
or a
statistical mechanics In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. It does not assume or postulate any natural laws, but explains the macroscopic be ...
model. An effective field theory includes the appropriate
degrees of freedom Degrees of freedom (often abbreviated df or DOF) refers to the number of independent variables or parameters of a thermodynamic system. In various scientific fields, the word "freedom" is used to describe the limits to which physical movement or ...
to describe physical phenomena occurring at a chosen
length scale In physics, length scale is a particular length or distance determined with the precision of at most a few orders of magnitude. The concept of length scale is particularly important because physical phenomena of different length scales cannot aff ...
or energy scale, while ignoring substructure and degrees of freedom at shorter distances (or, equivalently, at higher energies). Intuitively, one averages over the behavior of the underlying theory at shorter length scales to derive what is hoped to be a simplified model at longer length scales. Effective field theories typically work best when there is a large separation between length scale of interest and the length scale of the underlying dynamics. Effective field theories have found use in
particle physics Particle physics or high energy physics is the study of fundamental particles and forces that constitute matter and radiation. The fundamental particles in the universe are classified in the Standard Model as fermions (matter particles) an ...
,
statistical mechanics In physics, statistical mechanics is a mathematical framework that applies statistical methods and probability theory to large assemblies of microscopic entities. It does not assume or postulate any natural laws, but explains the macroscopic be ...
,
condensed matter physics Condensed matter physics is the field of physics that deals with the macroscopic and microscopic physical properties of matter, especially the solid and liquid phases which arise from electromagnetic forces between atoms. More generally, the sub ...
,
general relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
, and
hydrodynamics In physics and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids—liquids and gases. It has several subdisciplines, including ''aerodynamics'' (the study of air and other gases in motion) and ...
. They simplify calculations, and allow treatment of
dissipation In thermodynamics, dissipation is the result of an irreversible process that takes place in homogeneous thermodynamic systems. In a dissipative process, energy (internal, bulk flow kinetic, or system potential) transforms from an initial form to a ...
and
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or through a material medium. This includes: * ''electromagnetic radiation'', such as radio waves, microwaves, infrared, visi ...
effects.


The renormalization group

Presently, effective field theories are discussed in the context of the
renormalization group In theoretical physics, the term renormalization group (RG) refers to a formal apparatus that allows systematic investigation of the changes of a physical system as viewed at different scales. In particle physics, it reflects the changes in the ...
(RG) where the process of ''integrating out'' short distance degrees of freedom is made systematic. Although this method is not sufficiently concrete to allow the actual construction of effective field theories, the gross understanding of their usefulness becomes clear through an RG analysis. This method also lends credence to the main technique of constructing effective field theories, through the analysis of
symmetries Symmetry (from grc, συμμετρία "agreement in dimensions, due proportion, arrangement") in everyday language refers to a sense of harmonious and beautiful proportion and balance. In mathematics, "symmetry" has a more precise definiti ...
. If there is a single mass scale M in the ''microscopic'' theory, then the effective field theory can be seen as an expansion in 1/M. The construction of an effective field theory accurate to some power of 1/M requires a new set of free parameters at each order of the expansion in 1/M. This technique is useful for
scattering Scattering is a term used in physics to describe a wide range of physical processes where moving particles or radiation of some form, such as light or sound, are forced to deviate from a straight trajectory by localized non-uniformities (including ...
or other processes where the maximum momentum scale k satisfies the condition k/M≪1. Since effective field theories are not valid at small length scales, they need not be
renormalizable Renormalization is a collection of techniques in quantum field theory, the statistical mechanics of fields, and the theory of self-similarity, self-similar geometric structures, that are used to treat infinity, infinities arising in calculated ...
. Indeed, the ever expanding number of parameters at each order in 1/M required for an effective field theory means that they are generally not renormalizable in the same sense as
quantum electrodynamics In particle physics, quantum electrodynamics (QED) is the relativistic quantum field theory of electrodynamics. In essence, it describes how light and matter interact and is the first theory where full agreement between quantum mechanics and spec ...
which requires only the renormalization of two parameters.


Examples of effective field theories


Fermi theory of beta decay

The best-known example of an effective field theory is the
Fermi theory of beta decay In particle physics, Fermi's interaction (also the Fermi theory of beta decay or the Fermi four-fermion interaction) is an explanation of the beta decay, proposed by Enrico Fermi in 1933. The theory posits four fermions directly interactin ...
. This theory was developed during the early study of weak decays of nuclei when only the
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
s and
lepton In particle physics, a lepton is an elementary particle of half-integer spin ( spin ) that does not undergo strong interactions. Two main classes of leptons exist: charged leptons (also known as the electron-like leptons or muons), and neutr ...
s undergoing weak decay were known. The typical
reactions Reaction may refer to a process or to a response to an action, event, or exposure: Physics and chemistry *Chemical reaction *Nuclear reaction *Reaction (physics), as defined by Newton's third law *Chain reaction (disambiguation). Biology and me ...
studied were: :: \begin n & \to p+e^-+\overline\nu_e \\ \mu^- & \to e^-+\overline\nu_e+\nu_\mu. \end This theory posited a pointlike interaction between the four
fermion In particle physics, a fermion is a particle that follows Fermi–Dirac statistics. Generally, it has a half-odd-integer spin: spin , spin , etc. In addition, these particles obey the Pauli exclusion principle. Fermions include all quarks an ...
s involved in these reactions. The theory had great
phenomenological Phenomenology may refer to: Art * Phenomenology (architecture), based on the experience of building materials and their sensory properties Philosophy * Phenomenology (philosophy), a branch of philosophy which studies subjective experiences and a ...
success and was eventually understood to arise from the
gauge theory In physics, a gauge theory is a type of field theory in which the Lagrangian (and hence the dynamics of the system itself) does not change (is invariant) under local transformations according to certain smooth families of operations (Lie groups) ...
of
electroweak interaction In particle physics, the electroweak interaction or electroweak force is the unified description of two of the four known fundamental interactions of nature: electromagnetism and the weak interaction. Although these two forces appear very differe ...
s, which forms a part of the
standard model The Standard Model of particle physics is the theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions - excluding gravity) in the universe and classifying a ...
of particle physics. In this more fundamental theory, the interactions are mediated by a flavour-changing
gauge boson In particle physics, a gauge boson is a bosonic elementary particle that acts as the force carrier for elementary fermions. Elementary particles, whose interactions are described by a gauge theory, interact with each other by the exchange of gauge ...
, the W±. The immense success of the Fermi theory was because the W particle has mass of about 80
GeV GEV may refer to: * ''G.E.V.'' (board game), a tabletop game by Steve Jackson Games * Ashe County Airport, in North Carolina, United States * Gällivare Lapland Airport, in Sweden * Generalized extreme value distribution * Gev Sella, Israeli-Sou ...
, whereas the early experiments were all done at an energy scale of less than 10
MeV In physics, an electronvolt (symbol eV, also written electron-volt and electron volt) is the measure of an amount of kinetic energy gained by a single electron accelerating from rest through an Voltage, electric potential difference of one volt i ...
. Such a separation of scales, by over 3 orders of magnitude, has not been met in any other situation as yet.


BCS theory of superconductivity

Another famous example is the
BCS theory BCS theory or Bardeen–Cooper–Schrieffer theory (named after John Bardeen, Leon Cooper, and John Robert Schrieffer) is the first microscopic theory of superconductivity since Heike Kamerlingh Onnes's 1911 discovery. The theory describes sup ...
of
superconductivity Superconductivity is a set of physical properties observed in certain materials where electrical resistance vanishes and magnetic flux fields are expelled from the material. Any material exhibiting these properties is a superconductor. Unlike ...
. Here the underlying theory is the theory of
electron The electron ( or ) is a subatomic particle with a negative one elementary electric charge. Electrons belong to the first generation of the lepton particle family, and are generally thought to be elementary particles because they have no kn ...
s in a
metal A metal (from Greek μέταλλον ''métallon'', "mine, quarry, metal") is a material that, when freshly prepared, polished, or fractured, shows a lustrous appearance, and conducts electricity and heat relatively well. Metals are typicall ...
interacting with lattice vibrations called
phonon In physics, a phonon is a collective excitation in a periodic, Elasticity (physics), elastic arrangement of atoms or molecules in condensed matter physics, condensed matter, specifically in solids and some liquids. A type of quasiparticle, a phon ...
s. The phonons cause attractive interactions between some electrons, causing them to form
Cooper pair In condensed matter physics, a Cooper pair or BCS pair (Bardeen–Cooper–Schrieffer pair) is a pair of electrons (or other fermions) bound together at low temperatures in a certain manner first described in 1956 by American physicist Leon Cooper ...
s. The length scale of these pairs is much larger than the wavelength of phonons, making it possible to neglect the dynamics of phonons and construct a theory in which two electrons effectively interact at a point. This theory has had remarkable success in describing and predicting the results of experiments on superconductivity.


Effective field theories in gravity

General relativity General relativity, also known as the general theory of relativity and Einstein's theory of gravity, is the geometric theory of gravitation published by Albert Einstein in 1915 and is the current description of gravitation in modern physics ...
itself is expected to be the low energy effective field theory of a full theory of
quantum gravity Quantum gravity (QG) is a field of theoretical physics that seeks to describe gravity according to the principles of quantum mechanics; it deals with environments in which neither gravitational nor quantum effects can be ignored, such as in the vi ...
, such as
string theory In physics, string theory is a theoretical framework in which the point-like particles of particle physics are replaced by one-dimensional objects called strings. String theory describes how these strings propagate through space and interac ...
or
Loop Quantum Gravity Loop quantum gravity (LQG) is a theory of quantum gravity, which aims to merge quantum mechanics and general relativity, incorporating matter of the Standard Model into the framework established for the pure quantum gravity case. It is an attem ...
. The expansion scale is the Planck mass. Effective field theories have also been used to simplify problems in General Relativity, in particular in calculating the
gravitational wave Gravitational waves are waves of the intensity of gravity generated by the accelerated masses of an orbital binary system that propagate as waves outward from their source at the speed of light. They were first proposed by Oliver Heaviside in 1 ...
signature of inspiralling finite-sized objects. The most common EFT in GR is " Non-Relativistic General Relativity" (NRGR), which is similar to the
post-Newtonian expansion In general relativity, the post-Newtonian expansions (PN expansions) are used for finding an approximate solution of the Einstein field equations for the metric tensor. The approximations are expanded in small parameters which express orders of ...
. Another common GR EFT is the Extreme Mass Ratio (EMR), which in the context of the inspiralling problem is called EMRI.


Other examples

Presently, effective field theories are written for many situations. *One major branch of
nuclear physics Nuclear physics is the field of physics that studies atomic nuclei and their constituents and interactions, in addition to the study of other forms of nuclear matter. Nuclear physics should not be confused with atomic physics, which studies the ...
is
quantum hadrodynamics Quantum hadrodynamics is an effective field theory pertaining to interactions between hadrons, that is, hadron-hadron interactions or the inter-hadron force. It is "a framework for describing the nuclear many-body problem as a relativistic syste ...
, where the interactions of
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
s are treated as a field theory, which should be derivable from the underlying theory of
quantum chromodynamics In theoretical physics, quantum chromodynamics (QCD) is the theory of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type ...
. Quantum hadrodynamics is the theory of the
nuclear force The nuclear force (or nucleon–nucleon interaction, residual strong force, or, historically, strong nuclear force) is a force that acts between the protons and neutrons of atoms. Neutrons and protons, both nucleons, are affected by the nucle ...
, similarly to quantum chromodynamics being the theory of the
strong interaction The strong interaction or strong force is a fundamental interaction that confines quarks into proton, neutron, and other hadron particles. The strong interaction also binds neutrons and protons to create atomic nuclei, where it is called the n ...
and quantum electrodynamics being the theory of the
electromagnetic force In physics, electromagnetism is an interaction that occurs between particles with electric charge. It is the second-strongest of the four fundamental interactions, after the strong force, and it is the dominant force in the interactions of ...
. Due to the smaller separation of length scales here, this effective theory has some classificatory power, but not the spectacular success of the Fermi theory. *In
particle physics Particle physics or high energy physics is the study of fundamental particles and forces that constitute matter and radiation. The fundamental particles in the universe are classified in the Standard Model as fermions (matter particles) an ...
the effective field theory of
QCD In theoretical physics, quantum chromodynamics (QCD) is the theory of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type o ...
called
chiral perturbation theory Chiral perturbation theory (ChPT) is an effective field theory constructed with a Lagrangian consistent with the (approximate) chiral symmetry of quantum chromodynamics (QCD), as well as the other symmetries of parity and charge conjugation.
has had better success. This theory deals with the interactions of
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
s with
pion In particle physics, a pion (or a pi meson, denoted with the Greek letter pi: ) is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the lightest mesons and, more gene ...
s or
kaon KAON (Karlsruhe ontology) is an ontology infrastructure developed by the University of Karlsruhe and the Research Center for Information Technologies in Karlsruhe. Its first incarnation was developed in 2002 and supported an enhanced version of ...
s, which are the
Goldstone boson In particle and condensed matter physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu in parti ...
s of
spontaneous chiral symmetry breaking Spontaneous symmetry breaking is a spontaneous process of symmetry breaking, by which a physical system in a symmetric state spontaneously ends up in an asymmetric state. In particular, it can describe systems where the equations of motion or the ...
. The expansion parameter is the
pion In particle physics, a pion (or a pi meson, denoted with the Greek letter pi: ) is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the lightest mesons and, more gene ...
energy/momentum. *For
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
s containing one heavy
quark A quark () is a type of elementary particle and a fundamental constituent of matter. Quarks combine to form composite particles called hadrons, the most stable of which are protons and neutrons, the components of atomic nuclei. All commonly o ...
(such as the
bottom Bottom may refer to: Anatomy and sex * Bottom (BDSM), the partner in a BDSM who takes the passive, receiving, or obedient role, to that of the top or dominant * Bottom (sex), a term used by gay couples and BDSM * Buttocks or bottom, part of th ...
or
charm Charm may refer to: Social science * Charisma, a person or thing's pronounced ability to attract others * Superficial charm, flattery, telling people what they want to hear Science and technology * Charm quark, a type of elementary particle * Ch ...
), an effective field theory which expands in powers of the quark mass, called the
heavy quark effective theory In quantum chromodynamics, heavy quark effective theory (HQET) is an effective field theory describing the physics of heavy (that is, of mass far greater than the QCD scale) quarks. It is used in studying the properties of hadrons containing a s ...
(HQET), has been found useful. *For
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
s containing two heavy quarks, an effective field theory which expands in powers of the
relative velocity The relative velocity \vec_ (also \vec_ or \vec_) is the velocity of an object or observer B in the rest frame of another object or observer A. Classical mechanics In one dimension (non-relativistic) We begin with relative motion in the classi ...
of the heavy quarks, called non-relativistic QCD (NRQCD), has been found useful, especially when used in conjunctions with
lattice QCD Lattice QCD is a well-established non-perturbative approach to solving the quantum chromodynamics (QCD) theory of quarks and gluons. It is a lattice gauge theory formulated on a grid or lattice of points in space and time. When the size of the ...
. *For
hadron In particle physics, a hadron (; grc, ἁδρός, hadrós; "stout, thick") is a composite subatomic particle made of two or more quarks held together by the strong interaction. They are analogous to molecules that are held together by the ele ...
reactions with light energetic (
collinear In geometry, collinearity of a set of points is the property of their lying on a single line. A set of points with this property is said to be collinear (sometimes spelled as colinear). In greater generality, the term has been used for aligned ...
) particles, the interactions with low-energetic (soft) degrees of freedom are described by the
soft-collinear effective theory In quantum field theory, soft-collinear effective theory (or SCET) is a theoretical framework for doing calculations that involve interacting particles carrying widely different energies. The motivation for developing SCET was to control the inf ...
(SCET). *Much of
condensed matter physics Condensed matter physics is the field of physics that deals with the macroscopic and microscopic physical properties of matter, especially the solid and liquid phases which arise from electromagnetic forces between atoms. More generally, the sub ...
consists of writing effective field theories for the particular property of matter being studied. *
Hydrodynamics In physics and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids—liquids and gases. It has several subdisciplines, including ''aerodynamics'' (the study of air and other gases in motion) and ...
can also be treated using Effective Field Theories


See also

*
Form factor (quantum field theory) In elementary particle physics and mathematical physics, in particular in effective field theory, a form factor is a function that encapsulates the properties of a certain particle interaction without including all of the underlying physics, but ...
*
Renormalization group In theoretical physics, the term renormalization group (RG) refers to a formal apparatus that allows systematic investigation of the changes of a physical system as viewed at different scales. In particle physics, it reflects the changes in the ...
*
Quantum field theory In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines classical field theory, special relativity, and quantum mechanics. QFT is used in particle physics to construct physical models of subatomic particles and ...
*
Quantum triviality In a quantum field theory, charge screening can restrict the value of the observable "renormalized" charge of a classical theory. If the only resulting value of the renormalized charge is zero, the theory is said to be "trivial" or noninteracting. ...
*
Ginzburg–Landau theory In physics, Ginzburg–Landau theory, often called Landau–Ginzburg theory, named after Vitaly Ginzburg and Lev Landau, is a mathematical physical theory used to describe superconductivity. In its initial form, it was postulated as a phenomenol ...


References


Books

* A.A. Petrov and A. Blechman, ‘’Effective Field Theories,’’ Singapore: World Scientific (2016). * C.P. Burgess, ‘’Introduction to Effective Field Theory,‘’ Cambridge University Press (2020).


External links

* * *
Effective field theory
(Interactions, Symmetry Breaking and Effective Fields - from Quarks to Nuclei. an Internet Lecture by Jacek Dobaczewski) {{Industrial and applied mathematics Quantum field theory Statistical mechanics Renormalization group Chemical physics Nuclear physics Condensed matter physics