Edelman V. Jordan
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''Edelman v. Jordan'', 415 U.S. 651 (1974), was a
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
case that held that the
sovereign immunity Sovereign immunity, or crown immunity, is a legal doctrine whereby a sovereign or state cannot commit a legal wrong and is immune from civil suit or criminal prosecution, strictly speaking in modern texts in its own courts. A similar, stronger ...
recognized in the Eleventh Amendment prevented a federal court from ordering a
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
from paying back funds that had been unconstitutionally withheld from parties to whom they had been due.


Background

The
plaintiff A plaintiff ( Π in legal shorthand) is the party who initiates a lawsuit (also known as an ''action'') before a court. By doing so, the plaintiff seeks a legal remedy. If this search is successful, the court will issue judgment in favor of the p ...
, John Jordan, in a
class action suit A class action, also known as a class-action lawsuit, class suit, or representative action, is a type of lawsuit where one of the parties is a group of people who are represented collectively by a member or members of that group. The class action ...
, sued Illinois officials who administered federal-state of Aid to the Aged, Blind, or Disabled (AABD). He alleged that the program's money had been administered in a way that violated both federal laws and the
Fourteenth Amendment to the U.S. Constitution The Fourteenth Amendment (Amendment XIV) to the United States Constitution was adopted on July 9, 1868, as one of the Reconstruction Amendments. Often considered as one of the most consequential amendments, it addresses citizenship rights and e ...
. Specifically, Jordan claimed that the Illinois administrators were applying their own guidelines, which ignored federally-mandated time limits and so did not get aid to applicants fast enough. The federal law required that applicants who qualify receive aid within 30 or 45 days, depending on their condition, but the Illinois agency was taking up to four months to disburse aid, and when such aid was distributed, it was not paid retroactively to the time when the state should have started paying it, according to the federal guidelines. Jordan sought relief including a positive injunction to require the state to award him and others in his position the aid that they had missed because of the lateness in processing the applications. The
United States District Court The United States district courts are the trial courts of the United States federal judiciary, U.S. federal judiciary. There is one district court for each United States federal judicial district, federal judicial district, which each cover o ...
found the Illinois guidelines to be inconsistent with the federal statute and ordered Illinois both to follow the federal guidelines and to release to the aid applicants all funds "wrongfully withheld." The
United States Court of Appeals for the Seventh Circuit The United States Court of Appeals for the Seventh Circuit (in case citations, 7th Cir.) is the U.S. federal court with appellate jurisdiction over the courts in the following districts: * Central District of Illinois * Northern District of Il ...
affirmed, and the case was taken to the Supreme Court, with Agency Director Joel Edelmen named as the party representing the State of Illinois.


Issue

Since the 1890 case ''
Hans v. Louisiana ''Hans v. Louisiana'', 134 U.S. 1 (1890), was a decision of the United States Supreme Court determining that the Eleventh Amendment prohibits a citizen of a U.S. state to sue that state in a federal court. Citizens cannot bring suits against thei ...
'', the Eleventh Amendment had been held to recognize the sovereign immunity of states from suits by their citizens. However, the 1908 case ''
Ex parte Young ''Ex parte Young'', 209 U.S. 123 (1908), is a Supreme Court of the United States, United States Supreme Court case that allows suits in United States federal courts, federal courts for injunctions against officials acting on behalf of U.S. state, ...
'' had allowed an exception: citizens could seek
injunctive relief An injunction is a legal and equitable remedy in the form of a special court order that compels a party to do or refrain from specific acts. ("The court of appeals ... has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in par ...
against state officials to stop them from carrying out unconstitutional state policies. In this case, the Supreme Court examined whether a federal court can require a state to restore funds that had wrongfully been withheld from citizens by the state if the order to restore the funds is an injunction, requiring the state to stop its wrongful possession of the funds.


Decision

The Court, in an opinion by
Justice Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from 1 ...
, concluded that private litigants could not avoid the bar of state sovereign immunity by manipulating the doctrine of ''
Ex parte Young ''Ex parte Young'', 209 U.S. 123 (1908), is a Supreme Court of the United States, United States Supreme Court case that allows suits in United States federal courts, federal courts for injunctions against officials acting on behalf of U.S. state, ...
''. No case examining state sovereign immunity had held that states could be required to repay funds that had wrongfully been withheld. In almost all the cases that had permitted retrospective recovery against the states, the state had not raised the issue of state sovereign immunity. The Supreme Court also overruled any cases in which the state had raised the issue and lost. It distinguished the payment that had been ordered in this case from expenses that a state might incidentally incur after an injunction is issued to comply with it. The costs of post-judgment compliance are ancillary, but the costs of making up for pre-judgment non-compliance were more like an award of damages to the plaintiff. Noting that there were no precedents squarely on this point, the court expressed disapproval of those precedents that hinted at allowing restoration of funds that had been previously withheld. The Supreme Court also brushed aside an alternative theory raised by the Court of Appeals that Illinois had waived its immunity by participating in the federal program. Previous cases finding such a waiver had involved express language in the Congressional statute conditioning program funds on such a waiver, but in the statute, there was no such language. The Court refused to find that participation in the program constituted "constructive consent." It instead declared that consent to waive immunity from suit could be found only "by the most express language or by such overwhelming implications from the text as will leave no room for any other reasonable construction." The majority also rejected Justice Marshall's suggestion that plaintiffs could recover under the
civil rights Civil and political rights are a class of rights that protect individuals' freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and political life of ...
statute,
42 U.S.C. § 1983 The Enforcement Act of 1871 (), also known as the Ku Klux Klan Act, Third Enforcement Act, Third Ku Klux Klan Act, Civil Rights Act of 1871, or Force Act of 1871, is an Act of the United States Congress which empowered the President to suspend t ...
.. It noted had nothing in that statute suggested that Congress had intended to abrogate state sovereign immunity by its passage. Finally, the Court found that it was not improper to consider the state sovereign immunity issue even though the state had not raised it in the trial court since the state sovereign immunity is a
jurisdictional Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels. Jur ...
bar, which may be raised at any time. Justice Douglas, Justice Brennan, and Justice Marshall each dissented from the opinion of the Court.


Dissent of Justice Douglas

Justice Douglas asserted that there should be no distinction made between prospective relief and retrospective relief, as the drain on the state's treasury is the same in either case. He also strongly contended that Illinois had waived its immunity by entering the federal program since the Supreme Court had recently found other states to have waived immunity by joining similar programs. Therefore, Douglas reasoned that Illinois had to have been aware of the possibility that entering the program would waive its own immunity, and its decision to participate in light of that danger showed a willingness to be held liable.


Dissent of Justice Marshall

Justice Marshall argued that
42 U.S.C. § 1983 The Enforcement Act of 1871 (), also known as the Ku Klux Klan Act, Third Enforcement Act, Third Ku Klux Klan Act, Civil Rights Act of 1871, or Force Act of 1871, is an Act of the United States Congress which empowered the President to suspend t ...
, which permits parties to sue
state actor In United States constitutional law, a state actor is a person who is acting on behalf of a governmental body, and is therefore subject to limitations imposed on government by the United States Constitution, including the First, Fifth, and Fourt ...
s to recover for civil rights violations, also abrogated the immunity of the states and permitted a recovery from the state treasury if the rights of a citizen were violated by an official of the state.


Dissent of Justice Brennan

Justice Brennan's opinion did not reach any of the questions on the limitations of sovereign immunity or waiver thereof that were considered by both the Court and the other dissents. Instead, Brennan argued that the Eleventh Amendment does not immunize states from being sued by their citizens at all. He stated there is no question of what the purported immunity covers or whether it can be waived it does not exist. He noted that the Eleventh Amendment's language bars only suits against a state by citizens of other states. That leaves
common law In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipresen ...
sovereign immunity, which he asserted to have been surrendered by the states when they agreed to join into the United States.


See also

*
List of United States Supreme Court cases, volume 415 This is a list of all the United States Supreme Court cases from volume 415 of the ''United States Reports The ''United States Reports'' () are the official record ( law reports) of the Supreme Court of the United States. They include rulings, ...


References


External links

* {{caselaw source , case = ''Edelman v. Jordan'', {{ussc, 415, 651, 1974, el=no , googlescholar = https://scholar.google.com/scholar_case?case=14955300599631495032 , justia =https://supreme.justia.com/cases/federal/us/415/651/ , loc =http://cdn.loc.gov/service/ll/usrep/usrep415/usrep415651/usrep415651.pdf , oyez =https://www.oyez.org/cases/1973/72-1410 United States Supreme Court decisions that overrule a prior Supreme Court decision United States Supreme Court cases United States Eleventh Amendment case law 1974 in United States case law United States Supreme Court cases of the Burger Court