Dual Containment
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Dual containment was an official
US foreign policy The officially stated goals of the foreign policy of the United States of America, including all the bureaus and offices in the United States Department of State, as mentioned in the ''Foreign Policy Agenda'' of the Department of State, are ...
aimed at containing
Ba'athist Iraq Ba'athist Iraq, formally the Iraqi Republic until 6 January 1992 and the Republic of Iraq thereafter, covers the History of Iraq, national history of Iraq between 1968 and 2003 under the rule of the Ba'ath Party (Iraqi-dominated faction), Arab S ...
and Revolutionary Iran. The term was first officially used in May 1993 by
Martin Indyk Martin Sean Indyk (born July 1, 1951) is an American diplomat and foreign relations analyst with expertise in the Middle East. He was a distinguished fellow in International Diplomacy and later executive vice president at the Brookings Institution ...
at the
Washington Institute for Near East Policy The Washington Institute for Near East Policy (WINEP or TWI, also known simply as The Washington Institute) is a pro-Israel American think tank based in Washington, D.C., focused on the foreign policy of the United States in the Near East. WINE ...
and officially announced on February 24, 1994 at a symposium of the
Middle East Policy Council The Middle East Policy Council (MEPC) is a Washington, D.C.-based 501(c)3 non-profit organization that produces analysis and commentary on issues impacting U.S. national interests in the Middle East. It was founded in 1981 under the stated mission ...
by Indyk, who was the senior director for Middle East Affairs of the
National Security Council A national security council (NSC) is usually an executive branch governmental body responsible for coordinating policy on national security issues and advising chief executives on matters related to national security. An NSC is often headed by a na ...
(NSC).Landpower and dual containment - rethinking America's policy in the gulf.
- by Stephen C. Pelletiere, Strategic Studies Institute,
US Army War College The United States Army War College (USAWC) is a U.S. Army educational institution in Carlisle, Pennsylvania, on the 500-acre (2 km2) campus of the historic Carlisle Barracks. It provides graduate-level instruction to senior military officer ...
, November 1999
It represented a continuation of US foreign policy toward Iran and Iraq during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
and
Bill Clinton William Jefferson Clinton ( né Blythe III; born August 19, 1946) is an American politician who served as the 42nd president of the United States from 1993 to 2001. He previously served as governor of Arkansas from 1979 to 1981 and agai ...
's attempt to revise a
Persian Gulf The Persian Gulf ( fa, خلیج فارس, translit=xalij-e fârs, lit=Gulf of Persis, Fars, ), sometimes called the ( ar, اَلْخَلِيْجُ ٱلْعَرَبِيُّ, Al-Khalīj al-ˁArabī), is a Mediterranean sea (oceanography), me ...
strategy after the
Gulf War The Gulf War was a 1990–1991 armed campaign waged by a 35-country military coalition in response to the Iraqi invasion of Kuwait. Spearheaded by the United States, the coalition's efforts against Iraq were carried out in two key phases: ...
.


Rationale

The
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
had a longstanding strategic doctrine in the
Middle East The Middle East ( ar, الشرق الأوسط, ISO 233: ) is a geopolitical region commonly encompassing Arabian Peninsula, Arabia (including the Arabian Peninsula and Bahrain), Anatolia, Asia Minor (Asian part of Turkey except Hatay Pro ...
not to let any country become so powerful that it could control the entire
Gulf Region The Persian Gulf ( fa, خلیج فارس, translit=xalij-e fârs, lit=Gulf of Fars, ), sometimes called the ( ar, اَلْخَلِيْجُ ٱلْعَرَبِيُّ, Al-Khalīj al-ˁArabī), is a mediterranean sea in Western Asia. The body ...
's oil supply. For that reason, the US looked to both
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in Western Asia. It covers the bulk of the Arabian Peninsula, and has a land area of about , making it the fifth-largest country in Asia, the second-largest in the A ...
and
Iran Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
, under
the Shah Shah (; fa, شاه, , ) is a royal title that was historically used by the leading figures of Iranian monarchies.Yarshater, EhsaPersia or Iran, Persian or Farsi, ''Iranian Studies'', vol. XXII no. 1 (1989) It was also used by a variety of ...
, as "twin pillars" of regional security. (See
offshore balancing Offshore balancing is a strategic concept used in realist analysis in international relations. It describes a strategy in which a great power uses favored regional powers to check the rise of potentially-hostile powers. This strategy stands in co ...
.) Clinton wanted to make the
Israeli–Palestinian peace process The Israeli–Palestinian peace process refers to the intermittent discussions held by various parties and proposals put forward in an attempt to resolve the ongoing Israeli–Palestinian conflict. Since the 1970s, there has been a parallel ef ...
a major priority in his foreign policy and so he wanted to ensure Iraq and Iran would not be in a position to interfere with that agenda.
Iraq Iraq,; ku, عێراق, translit=Êraq officially the Republic of Iraq, '; ku, کۆماری عێراق, translit=Komarî Êraq is a country in Western Asia. It is bordered by Turkey to Iraq–Turkey border, the north, Iran to Iran–Iraq ...
was already under containment by the US and its allies in the form of the
Iraqi no-fly zones The Iraqi no-fly zones conflict was a low-level conflict in the two no-fly zones (NFZs) in Iraq that were proclaimed by the United States, United Kingdom, and France after the Gulf War of 1991. The United States stated that the NFZs were intende ...
. Iran had been cut off from the US ever since the
Iranian Revolution The Iranian Revolution ( fa, انقلاب ایران, Enqelâb-e Irân, ), also known as the Islamic Revolution ( fa, انقلاب اسلامی, Enqelâb-e Eslâmī), was a series of events that culminated in the overthrow of the Pahlavi dynas ...
in 1979. Although Clinton held out hope for eventual changes in regime policy from those countries, containment seemed to be the only viable option for the near future. Although the US had planned in the 1980s to balance Iraq and Iran against each other directly, that had become untenable and unnecessary by the early 1990s. Both countries had been exhausted militarily and financially from the
Iran–Iraq War The Iran–Iraq War was an armed conflict between Iran and Iraq that lasted from September 1980 to August 1988. It began with the Iraqi invasion of Iran and lasted for almost eight years, until the acceptance of United Nations Security Council ...
. Also, the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
was no longer around to be a security benefactor for either country. Clinton tasked his national security advisor,
Tony Lake William Anthony Kirsopp Lake (born April 2, 1939) is an American diplomat and political advisor who served as the 17th United States National Security Advisor from 1993 to 1997 and as the 6th Executive Director of UNICEF from 2010 to 2017. He ha ...
, with crafting a new strategy.


Policy vision and implementation


Iraq

The
Joint Chiefs of Staff The Joint Chiefs of Staff (JCS) is the body of the most senior uniformed leaders within the United States Department of Defense, that advises the president of the United States, the secretary of defense, the Homeland Security Council and the ...
favored exploring dialogue with Saddam, but US Secretary of Defense
Les Aspin Leslie Aspin Jr. (July 21, 1938 – May 21, 1995) was an American Democratic Party politician who served as the U.S. representative for Wisconsin's 1st congressional district from 1971 to 1993 and as the 18th United States Secretary of Defe ...
, the
CIA The Central Intelligence Agency (CIA ), known informally as the Agency and historically as the Company, is a civilian intelligence agency, foreign intelligence service of the federal government of the United States, officially tasked with gat ...
, and the
US State Department The United States Department of State (DOS), or State Department, is an executive department of the U.S. federal government responsible for the country's foreign policy and relations. Equivalent to the ministry of foreign affairs of other nati ...
wanted a harder line. The State Department, however, was concerned about the possibility of a sectarian war if Saddam was overthrown. It settled on an approach that was called "aggressive containment," a strategy of containment "through sanctions and the occasional resort to force." Lake rejected giving the CIA immediate authority to begin exploring options of a potential officer-led coup against Saddam. However, it was agreed that the administration would give political to support to the
Iraqi National Congress The Iraqi National Congress (INC; Arabic language, Arabic: المؤتمر الوطني العراقي ''Al-Moutammar Al-Watani Al-'Iraqi'') is an Iraqi political party that was led by Ahmed Chalabi who died in 2015. It was formed as an umbrella I ...
and would continue the
no-fly zones A no-fly zone, also known as a no-flight zone (NFZ), or air exclusion zone (AEZ), is a territory or area established by a military power over which certain aircraft are not permitted to fly. Such zones are usually set up in an enemy power's te ...
protecting Kurdish and Shia populations in Iraq. Clinton authorized the use of punitive military force against Saddam's regime as part of this strategy, such as in 1993, when it was discovered that the Iraqi leader had plotted to assassinate
George H. W. Bush George Herbert Walker BushSince around 2000, he has been usually called George H. W. Bush, Bush Senior, Bush 41 or Bush the Elder to distinguish him from his eldest son, George W. Bush, who served as the 43rd president from 2001 to 2009; pr ...
, and in 1998 when Saddam expelled United Nations weapons inspectors.


Iran

Clinton's team saw Iran as a "
rogue state "Rogue state" (or sometimes "outlaw state") is a term applied by some international theorists to states that they consider threatening to the world's peace. These states meet certain criteria, such as being ruled by Authoritarianism, authorita ...
" that was fundamentally opposed to American interests in the Middle East. Overthrow was not a viable policy option because of the lack of organized opposition or American intelligence assets on the ground. Positive inducement to behavioral changes was also dismissed because of the Iranian regime's deep distrust of the US. Finally, punitive military action was ruled out on the grounds that Iran's retaliatory capabilities were considered too great, and the benefits of the strikes were too uncertain. Thus, it was decided to continue American efforts to prevent Iran's acquisition of ballistic missiles and access to international finance. That approach, known as "active containment," was designed to convince the Iranian elite to pursue
rapprochement In international relations, a rapprochement, which comes from the French word ''rapprocher'' ("to bring together"), is a re-establishment of cordial relations between two countries. This may be done due to a mutual enemy, as was the case with Germ ...
with the West over time. On May 6, 1995, Clinton signed an executive order to bolster the Iranian containment. It banned arms sales to Iran, such as
dual-use In politics, diplomacy and export control, dual-use items refers to goods, software and technology that can be used for both civilian and military applications.
technologies, and imports of Iranian goods. It also established a diplomatic position of blocking Iran from all international lending.


Reception

According to Indyk,
King Fahd Fahd bin Abdulaziz Al Saud ( ar, فهد بن عبد العزيز آل سعود ''Fahd ibn ʿAbd al ʿAzīz Āl Suʿūd'', ; 1920, 1921 or 1923 – 1 August 2005) was a Saudi Arabian politician who was King and Prime Minister of Saudi Arabia fro ...
of
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in Western Asia. It covers the bulk of the Arabian Peninsula, and has a land area of about , making it the fifth-largest country in Asia, the second-largest in the A ...
tried to show support for the policy by promising to buy dozens of
Boeing The Boeing Company () is an American multinational corporation that designs, manufactures, and sells airplanes, rotorcraft, rockets, satellites, telecommunications equipment, and missiles worldwide. The company also provides leasing and product ...
and
McDonnell Douglas McDonnell Douglas was a major American aerospace manufacturing corporation and defense contractor, formed by the merger of McDonnell Aircraft and the Douglas Aircraft Company in 1967. Between then and its own merger with Boeing in 1997, it produ ...
civilian airliners in mid-1993 to ensure that US industries could count on financial support from Saudi Arabia even without the opportunities that would have been afforded them with a rapprochement with Iran. However, the
United Arab Emirates The United Arab Emirates (UAE; ar, اَلْإِمَارَات الْعَرَبِيَة الْمُتَحِدَة ), or simply the Emirates ( ar, الِْإمَارَات ), is a country in Western Asia (The Middle East). It is located at th ...
by the late 1990s told US officials that they thought that Saddam was meeting his international obligations and that containment of Iraq was no longer necessary. The policy became increasingly unpopular internationally, and the sanctions had weakened significantly by 2000.
Daniel Pipes Daniel Pipes (born September 9, 1949) is an American historian, writer, and commentator. He is the president of the Middle East Forum, and publisher of its ''Middle East Quarterly'' journal. His writing focuses on American foreign policy and the ...
supported the policy in a testimony to the US Congress in March 1995 and gave praise for its strategy and policy but criticized the tactics of its implementation. He said that US policy should not be forced to engage Iran or Iraq unless either acted responsibly. Articles in ''
Foreign Affairs ''Foreign Affairs'' is an American magazine of international relations and U.S. foreign policy published by the Council on Foreign Relations, a nonprofit, nonpartisan, membership organization and think tank specializing in U.S. foreign policy and ...
'' and for the
Cato Institute The Cato Institute is an American libertarian think tank headquartered in Washington, D.C. It was founded in 1977 by Ed Crane, Murray Rothbard, and Charles Koch, chairman of the board and chief executive officer of Koch Industries.Koch Indust ...
in 1994 criticized dual containment as "shot through with logical flaws and practical inconsistencies and is based on faulty geopolitical premises" and one that required "a prolonged U.S. military presence in the Persian Gulf region."


Resemblance to Kennan's containment of Soviet Union

The idea was inspired by
George F. Kennan George Frost Kennan (February 16, 1904 – March 17, 2005) was an American diplomat and historian. He was best known as an advocate of a policy of containment of Soviet expansion during the Cold War. He lectured widely and wrote scholarly hist ...
's ideas of containment of the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
during the Cold War, but critics have argued that it did not respect Kennan's key demand for containment to succeed: the principle of power-balancing. According to Kennan, the United States and the Soviet Union should respect the other's spheres of interest. That way the two could get along, build themselves up, and develop their societies. However, they must under no circumstances go to war with each other. To be sure, with two diametrically opposed systems, relations would never be warm, or even co-operative. However, as long as neither tried to destroy each other, catastrophe could be avoided. What Kennan was expressing was the concept of balancing, the idea that in the world of international politics, a proper balance could be struck between potential adversaries, which would produce a stable situation that could be prolonged indefinitely. In the case of Iraq and Iran in the 1990s, US policymakers confronted them with what amounted to a diktat since both had to remake themselves according to US desires, or the US would simply keep up the sanctions until they did.


Consequences

As a consequence of the policy, the U.S. had to station large number of troops nearby. Troops were stationed in
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in Western Asia. It covers the bulk of the Arabian Peninsula, and has a land area of about , making it the fifth-largest country in Asia, the second-largest in the A ...
, an area that many in the region regard as "holy soil," which offended many locals and is cited by
Osama bin Laden Osama bin Mohammed bin Awad bin Laden (10 March 1957 – 2 May 2011) was a Saudi-born extremist militant who founded al-Qaeda and served as its leader from 1988 until Killing of Osama bin Laden, his death in 2011. Ideologically a Pan-Islamism ...
as one reason for his hatred against the United States policies and part of his motivation for the
September 11 attacks The September 11 attacks, commonly known as 9/11, were four coordinated suicide terrorist attacks carried out by al-Qaeda against the United States on Tuesday, September 11, 2001. That morning, nineteen terrorists hijacked four commercia ...
. Traditional American policies had been not to engage with troops on the ground in the Middle East, but to stay "over the horizon", ready to move in at short notice. The only time the U.S. had deviated from this policy was during its intervention in the
civil war in Lebanon The Lebanese Civil War ( ar, الحرب الأهلية اللبنانية, translit=Al-Ḥarb al-Ahliyyah al-Libnāniyyah) was a multifaceted armed conflict that took place from 1975 to 1990. It resulted in an estimated 120,000 fatalities a ...
, and that led to the 1983 Beirut barracks bombing. By the mid-1990s there was considerable dissatisfaction with dual containment, because it made the United States the mortal enemy of two countries that hated each other, and forced Washington to bear the burden of containing both. Pressed by the
American Israel Public Affairs Committee The American Israel Public Affairs Committee (AIPAC ) is a lobbying group that advocates pro-Israel policies to the legislative and executive branches of the United States. One of several pro-Israel lobbying organizations in the United Stat ...
and other pro-Israel forces,The Israel Lobby and U.S. Foreign Policy
- by
John Mearsheimer John Joseph Mearsheimer (; born December 14, 1947) is an American political scientist and international relations scholar, who belongs to the realist school of thought. He is the R. Wendell Harrison Distinguished Service Professor at the Univers ...
and Stephen Walt, ''London Review of Books'', 23 March 2006
Clinton toughened up the policy in the spring of 1995 by imposing an economic embargo on Iran. But AIPAC and the others wanted more. The result was the
Iran and Libya Sanctions Act of 1996 The Iran and Libya Sanctions Act of 1996 (ILSA) was a 1996 act of Congress, act of the United States Congress that imposed economic sanctions on business entity, firms doing business with Iran and Libya. On September 20, 2004, the President signed ...
, which imposed sanctions on any foreign company investing more than $40 million to develop petroleum resources in Iran or Libya. The sanctions against Iraq came to be criticized domestically in the United States and in other countries because of the humanitarian toll that they took on civilian Iraqis. The figure of 500,000 child deaths was for a long period widely cited, but recent research has shown that that figure was the result of survey data manipulated by the Saddam Hussein regime and that "there was no major rise in child mortality in Iraq after 1990 and during the period of the sanctions."


End

By the late 1990s, however,
neoconservatives Neoconservatism is a political movement that began in the United States during the 1960s among liberal hawks who became disenchanted with the increasingly pacifist foreign policy of the Democratic Party and with the growing New Left and cou ...
were arguing that dual containment was not enough and that regime change in Iraq was essential. By toppling Saddam and turning Iraq into a vibrant democracy, they argued that the US would trigger a far-reaching process of change throughout the Middle East. The same line of thinking was evident in the study " A Clean Break," which was written by neoconservatives for
Benjamin Netanyahu Benjamin "Bibi" Netanyahu (; ; born 21 October 1949) is an Israeli politician who served as the ninth prime minister of Israel from 1996 to 1999 and again from 2009 to 2021. He is currently serving as Leader of the Opposition and Chairman of ...
although he rejected it.


See also

*
Axis of evil The phrase "axis of evil" was first used by U.S. President George W. Bush and originally referred to Iran, Iraq, and North Korea. It was used in Bush's State of the Union address on January 29, 2002, less than five months after the 9/11 attac ...
*
Iran–United States relations Iran and the United States have had no formal diplomatic relations since April 7, 1980. Instead, Pakistan serves as Iran's protecting power in the United States, while Switzerland serves as the United States' protecting power in Iran. Contacts are ...
*
Iraq–United States relations Diplomatic relations between Iraq and the United States began when the U.S. first recognized Iraq on January 9, 1930, with the signing of the Anglo-American-Iraqi Convention in London by Charles G. Dawes, U.S. Ambassador to the United Kingdom. The ...
*
U.S. sanctions against Iran The United States has since 1979 applied various economic, trade, scientific and military sanctions against Iran. United States economic sanctions are administered by the Office of Foreign Assets Control (OFAC), an agency of the United States De ...
*
United States foreign policy in the Middle East United States foreign policy in the Middle East has its roots in the 19th-century Barbary Wars that occurred shortly after the 1776 establishment of the United States as an independent sovereign state, but became much more expansive in the a ...


References


External links


America's Misguided Policy of Dual Containment in the Persian Gulf
- Cato Foreign Policy Briefing No. 33, by Barbara Convay,
Cato Institute The Cato Institute is an American libertarian think tank headquartered in Washington, D.C. It was founded in 1977 by Ed Crane, Murray Rothbard, and Charles Koch, chairman of the board and chief executive officer of Koch Industries.Koch Indust ...
, November 10, 1994 {{Iran–United States relations History of the foreign relations of the United States Iraq–United States relations Iran–United States relations