The Drake equation is a probabilistic argument used to estimate the number of active, communicative
extraterrestrial civilizations
''Extraterrestrial Civilizations'' is a 1979 book by Isaac Asimov, in which the author estimates the probability of there being intelligent extraterrestrial civilizations within the Milky Way galaxy. This estimation is approached by progressively ...
in the
Milky Way
The Milky Way is the galaxy that includes our Solar System, with the name describing the galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars that cannot be individually distinguished by the naked ey ...
Galaxy
A galaxy is a system of stars, stellar remnants, interstellar gas, dust, dark matter, bound together by gravity. The word is derived from the Greek ' (), literally 'milky', a reference to the Milky Way galaxy that contains the Solar Sys ...
.
The equation was formulated in 1961 by Frank Drake, not for purposes of quantifying the number of civilizations, but as a way to stimulate scientific dialogue at the first scientific meeting on the search for extraterrestrial intelligence (SETI). The equation summarizes the main concepts which scientists must contemplate when considering the question of other radio-communicative life. It is more properly thought of as an approximation than as a serious attempt to determine a precise number.
Criticism related to the Drake equation focuses not on the equation itself, but on the fact that the estimated values for several of its factors are highly conjectural, the combined multiplicative effect being that the uncertainty associated with any derived value is so large that the equation cannot be used to draw firm conclusions.
Equation
The Drake equation is:
:
where
: = the number of
civilization
A civilization (or civilisation) is any complex society characterized by the development of a state, social stratification, urbanization, and symbolic systems of communication beyond natural spoken language (namely, a writing system).
C ...
s in the Milky Way galaxy with which communication might be possible (i.e. which are on the current past
light cone
In special and general relativity, a light cone (or "null cone") is the path that a flash of light, emanating from a single event (localized to a single point in space and a single moment in time) and traveling in all directions, would take thro ...
);
and
: = the average rate of
star formation
Star formation is the process by which dense regions within molecular clouds in interstellar space, sometimes referred to as "stellar nurseries" or "star-forming regions", collapse and form stars. As a branch of astronomy, star formation includ ...
in our Galaxy
: = the fraction of those stars that have
planet
A planet is a large, rounded astronomical body that is neither a star nor its remnant. The best available theory of planet formation is the nebular hypothesis, which posits that an interstellar cloud collapses out of a nebula to create a ...
s
: = the average number of planets that can potentially support
life
Life is a quality that distinguishes matter that has biological processes, such as Cell signaling, signaling and self-sustaining processes, from that which does not, and is defined by the capacity for Cell growth, growth, reaction to Stimu ...
per star that has planets
: = the fraction of planets that could support life that actually develop life at some point
: = the fraction of planets with life that actually go on to develop intelligent life (civilizations)
: = the fraction of civilizations that develop a technology that releases detectable signs of their existence into space
: = the length of time for which such civilizations release detectable signals into space
Philip Morrison
Philip Morrison (November 7, 1915 – April 22, 2005) was a professor of physics at the Massachusetts Institute of Technology (MIT). He is known for his work on the Manhattan Project during World War II, and for his later work in quantum phys ...
published an article in the journal ''
Nature
Nature, in the broadest sense, is the physical world or universe. "Nature" can refer to the phenomena of the physical world, and also to life in general. The study of nature is a large, if not the only, part of science. Although humans ar ...
'' with the provocative title "Searching for Interstellar Communications". Cocconi and Morrison argued that radio telescopes had become sensitive enough to pick up transmissions that might be broadcast into space by civilizations orbiting other stars. Such messages, they suggested, might be transmitted at a
wavelength
In physics, the wavelength is the spatial period of a periodic wave—the distance over which the wave's shape repeats.
It is the distance between consecutive corresponding points of the same phase on the wave, such as two adjacent crests, tr ...
of 21 cm (1,420.4 MHz). This is the wavelength of radio emission by neutral
hydrogen
Hydrogen is the chemical element with the symbol H and atomic number 1. Hydrogen is the lightest element. At standard conditions hydrogen is a gas of diatomic molecules having the formula . It is colorless, odorless, tasteless, non-toxic ...
, the most common element in the universe, and they reasoned that other intelligences might see this as a logical landmark in the
radio spectrum
The radio spectrum is the part of the electromagnetic spectrum with frequencies from 0 Hz to 3,000 GHz (3 THz). Electromagnetic waves in this frequency range, called radio waves, are widely used in modern technology, particul ...
.
Two months later, Harvard University astronomy professor Harlow Shapley speculated on the number of inhabited planets in the universe, saying "The universe has 10 million, million, million suns (10 followed by 18 zeros) similar to our own. One in a million has planets around it. Only one in a million million has the right combination of chemicals, temperature, water, days and nights to support planetary life as we know it. This calculation arrives at the estimated figure of 100 million worlds where life has been forged by evolution."
Seven months after Cocconi and Morrison published their article, Drake made the first systematic search for signals from communicative extraterrestrial civilizations. Using the dish of the National Radio Astronomy Observatory, Green Bank in Green Bank, West Virginia, Drake monitored two nearby Sun-like stars: Epsilon Eridani and Tau Ceti. In this project, which he called Project Ozma, he slowly scanned frequencies close to the 21 cm wavelength for six hours per day from April to July 1960. The project was well designed, inexpensive, and simple by today's standards. It detected no signals.
Soon thereafter, Drake hosted a " search for extraterrestrial intelligence" meeting on detecting their radio signals. The meeting was held at the Green Bank facility in 1961. The equation that bears Drake's name arose out of his preparations for the meeting.
As I planned the meeting, I realized a few day ahead of time we needed an agenda. And so I wrote down all the things you needed to know to predict how hard it's going to be to detect extraterrestrial life. And looking at them it became pretty evident that if you multiplied all these together, you got a number, N, which is the number of detectable civilizations in our galaxy. This was aimed at the radio search, and not to search for primordial or primitive life forms.
:—Frank Drake
The ten attendees were conference organizer J. Peter Pearman, Frank Drake,
Philip Morrison
Philip Morrison (November 7, 1915 – April 22, 2005) was a professor of physics at the Massachusetts Institute of Technology (MIT). He is known for his work on the Manhattan Project during World War II, and for his later work in quantum phys ...
, businessman and radio amateur Dana Atchley, chemist Melvin Calvin, astronomer
Su-Shu Huang
Su-Shu Huang (, April 16, 1915 – September 15, 1977) was a Chinese-born American astrophysicist. A graduate of the University of Chicago, Huang began his career with the study of the continuous absorption coefficients of two-electron ...
, neuroscientist
John C. Lilly
John Cunningham Lilly (January 6, 1915 – September 30, 2001)John C. Lilly at
, inventor Barney Oliver, astronomer Carl Sagan and radio-astronomer Otto Struve. These participants dubbed themselves "The Order of the Dolphin" (because of Lilly's work on dolphin communication), and commemorated their first meeting with a plaque at the observatory hall.
Usefulness
The Drake equation amounts to a summary of the factors affecting the likelihood that we might detect radio-communication from intelligent extraterrestrial life. The last three parameters, , , and , are not known and are very difficult to estimate, with values ranging over many orders of magnitude (see criticism). Therefore, the usefulness of the Drake equation is not in the solving, but rather in the contemplation of all the various concepts which scientists must incorporate when considering the question of life elsewhere, and gives the question of life elsewhere a basis for scientific analysis. The equation has helped draw attention to some particular scientific problems related to life in the universe, for example
abiogenesis
In biology, abiogenesis (from a- 'not' + Greek bios 'life' + genesis 'origin') or the origin of life is the natural process by which life has arisen from non-living matter, such as simple organic compounds. The prevailing scientific hypothe ...
intelligence
Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. It can be described as the ...
itself.
Within the limits of existing human technology, any practical search for distant intelligent life must necessarily be a search for some manifestation of a distant technology. After about 50 years, the Drake equation is still of seminal importance because it is a 'road map' of what we need to learn in order to solve this fundamental existential question. It also formed the backbone of
astrobiology
Astrobiology, and the related field of exobiology, is an interdisciplinary scientific field that studies the origins, early evolution, distribution, and future of life in the universe. Astrobiology is the multidisciplinary field that investi ...
as a science; although speculation is entertained to give context, astrobiology concerns itself primarily with hypotheses that fit firmly into existing scientific theories. Some 50 years of SETI have failed to find anything, even though radio telescopes, receiver techniques, and computational abilities have improved significantly since the early 1960s. It has, however, been discovered that this galaxy is not teeming with very powerful alien transmitters continuously broadcasting near the 21 cm wavelength of the hydrogen frequency; this was not known in 1961.
Estimates
Original estimates
There is considerable disagreement on the values of these parameters, but the 'educated guesses' used by Drake and his colleagues in 1961 were:
* = 1 yr−1 (1 star formed per year, on the average over the life of the galaxy; this was regarded as conservative)
* = 0.2 to 0.5 (one fifth to one half of all stars formed will have planets)
* = 1 to 5 (stars with planets will have between 1 and 5 planets capable of developing life)
* = 1 (100% of these planets will develop life)
* = 1 (100% of which will develop intelligent life)
* = 0.1 to 0.2 (10–20% of which will be able to communicate)
* = 1000 to 100,000,000 communicative civilizations (which will last somewhere between 1000 and 100,000,000 years)
Inserting the above minimum numbers into the equation gives a minimum N of 20 (see: Range of results). Inserting the maximum numbers gives a maximum of 50,000,000. Drake states that given the uncertainties, the original meeting concluded that , and there were probably between 1000 and 100,000,000 planets with civilizations in the
Milky Way
The Milky Way is the galaxy that includes our Solar System, with the name describing the galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars that cannot be individually distinguished by the naked ey ...
Galaxy.
Current estimates
This section discusses and attempts to list the best current estimates for the parameters of the Drake equation.
Rate of star creation in this Galaxy,
Calculations in 2010, from
NASA
The National Aeronautics and Space Administration (NASA ) is an independent agency of the US federal government responsible for the civil space program, aeronautics research, and space research.
NASA was established in 1958, succeedi ...
and the
European Space Agency
, owners =
, headquarters = Paris, Île-de-France, France
, coordinates =
, spaceport = Guiana Space Centre
, seal = File:ESA emblem seal.png
, seal_size = 130px
, image = Views in the Main Control Room (120 ...
indicate that the rate of star formation in this Galaxy is about of material per year. To get the number of stars per year, we divide this by the initial mass function (IMF) for stars, where the average new star's mass is about . This gives a star formation rate of about 1.5–3 stars per year.
Fraction of those stars that have planets,
Analysis of microlensing surveys, in 2012, has found that may approach 1—that is, stars are orbited by planets as a rule, rather than the exception; and that there are one or more bound planets per Milky Way star.
Average number of planets that might support life per star that has planets,
planets
A planet is a large, rounded astronomical body that is neither a star nor its remnant. The best available theory of planet formation is the nebular hypothesis, which posits that an interstellar cloud collapses out of a nebula to create a young ...
red dwarf stars
''Red Dwarf'' is a British science fiction comedy franchise created by Rob Grant and Doug Naylor, which primarily consists of a television sitcom that aired on BBC Two between 1988 and 1999, and on Dave since 2009, gaining a cult following. ...
within the
Milky Way Galaxy
The Milky Way is the galaxy that includes our Solar System, with the name describing the galaxy's appearance from Earth: a hazy band of light seen in the night sky formed from stars that cannot be individually distinguished by the naked ey ...
. 11 billion of these estimated planets may be orbiting sun-like stars. Since there are about 100 billion stars in the galaxy, this implies is roughly 0.4. The nearest planet in the habitable zone is Proxima Centauri b, which is as close as about 4.2 light-years away.
The consensus at the Green Bank meeting was that had a minimum value between 3 and 5. Dutch science journalist Govert Schilling has opined that this is optimistic. Even if planets are in the habitable zone, the number of planets with the right proportion of elements is difficult to estimate. Brad Gibson, Yeshe Fenner, and Charley Lineweaver determined that about 10% of
star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravitational attraction. A large group of stars bound by gravitation is generally called a '' star cluster'' or ''galaxy'', although, broadly speakin ...
s in the Milky Way Galaxy are hospitable to life, by having heavy elements, being far from supernovae and being stable for a sufficient time.
The discovery of numerous gas giants in close orbit with their stars has introduced doubt that life-supporting planets commonly survive the formation of their stellar systems. So-called hot Jupiters may migrate from distant orbits to near orbits, in the process disrupting the orbits of habitable planets.
On the other hand, the variety of
star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravitational attraction. A large group of stars bound by gravitation is generally called a '' star cluster'' or ''galaxy'', although, broadly speakin ...
s that might have habitable zones is not just limited to solar-type stars and Earth-sized planets. It is now estimated that even tidally locked planets close to
red dwarf
''Red Dwarf'' is a British science fiction comedy franchise created by Rob Grant and Doug Naylor, which primarily consists of a television sitcom that aired on BBC Two between 1988 and 1999, and on Dave (TV channel), Dave since 2009, gaining a ...
stars might have habitable zones, although the flaring behavior of these stars might speak against this. The possibility of life on moons of gas giants (such as
Jupiter
Jupiter is the fifth planet from the Sun and the largest in the Solar System. It is a gas giant with a mass more than two and a half times that of all the other planets in the Solar System combined, but slightly less than one-thousandt ...
Titan
Titan most often refers to:
* Titan (moon), the largest moon of Saturn
* Titans, a race of deities in Greek mythology
Titan or Titans may also refer to:
Arts and entertainment
Fictional entities
Fictional locations
* Titan in fiction, fictiona ...
and Enceladus) adds further uncertainty to this figure.
The authors of the
rare Earth hypothesis
In planetary astronomy and astrobiology, the Rare Earth hypothesis argues that the origin of life and the evolution of biological complexity such as sexually reproducing, multicellular organisms on Earth (and, subsequently, human intelligence) ...
propose a number of additional constraints on habitability for planets, including being in galactic zones with suitably low radiation, high star metallicity, and low enough density to avoid excessive asteroid bombardment. They also propose that it is necessary to have a planetary system with large gas giants which provide bombardment protection without a hot Jupiter; and a planet with plate tectonics, a large moon that creates tidal pools, and moderate
axial tilt
In astronomy, axial tilt, also known as obliquity, is the angle between an object's rotational axis and its orbital axis, which is the line perpendicular to its orbital plane; equivalently, it is the angle between its equatorial plane and orb ...
to generate seasonal variation.
Fraction of the above that actually go on to develop life,
Geological evidence from the Earth suggests that may be high; life on Earth appears to have begun around the same time as favorable conditions arose, suggesting that
abiogenesis
In biology, abiogenesis (from a- 'not' + Greek bios 'life' + genesis 'origin') or the origin of life is the natural process by which life has arisen from non-living matter, such as simple organic compounds. The prevailing scientific hypothe ...
may be relatively common once conditions are right. However, this evidence only looks at the Earth (a single model planet), and contains anthropic bias, as the planet of study was not chosen randomly, but by the living organisms that already inhabit it (ourselves). From a classical hypothesis testing standpoint, without assuming that the underlying distribution of is the same for all planets in the Milky Way, there are zero
degrees of freedom
Degrees of freedom (often abbreviated df or DOF) refers to the number of independent variables or parameters of a thermodynamic system. In various scientific fields, the word "freedom" is used to describe the limits to which physical movement or ...
, permitting no valid estimates to be made. If life (or evidence of past life) were to be found on
Mars
Mars is the fourth planet from the Sun and the second-smallest planet in the Solar System, only being larger than Mercury. In the English language, Mars is named for the Roman god of war. Mars is a terrestrial planet with a thin atmos ...
Enceladus
Enceladus is the sixth-largest moon of Saturn (19th largest in the Solar System). It is about in diameter, about a tenth of that of Saturn's largest moon, Titan. Enceladus is mostly covered by fresh, clean ice, making it one of the most refle ...
or
Titan
Titan most often refers to:
* Titan (moon), the largest moon of Saturn
* Titans, a race of deities in Greek mythology
Titan or Titans may also refer to:
Arts and entertainment
Fictional entities
Fictional locations
* Titan in fiction, fictiona ...
that developed independently from life on Earth it would imply a value for close to 1. While this would raise the number of degrees of freedom from zero to one, there would remain a great deal of uncertainty on any estimate due to the small sample size, and the chance they are not really independent.
Countering this argument is that there is no evidence for abiogenesis occurring more than once on the Earth—that is, all terrestrial life stems from a common origin. If abiogenesis were more common it would be speculated to have occurred more than once on the Earth. Scientists have searched for this by looking for
bacteria
Bacteria (; singular: bacterium) are ubiquitous, mostly free-living organisms often consisting of one biological cell. They constitute a large domain of prokaryotic microorganisms. Typically a few micrometres in length, bacteria were am ...
that are unrelated to other life on Earth, but none have been found yet. It is also possible that life arose more than once, but that other branches were out-competed, or died in mass extinctions, or were lost in other ways. Biochemists Francis Crick and Leslie Orgel laid special emphasis on this uncertainty: "At the moment we have no means at all of knowing" whether we are "likely to be alone in the galaxy (Universe)" or whether "the galaxy may be pullulating with life of many different forms." As an alternative to abiogenesis on Earth, they proposed the hypothesis of
directed panspermia
Directed panspermia is the deliberate transport of microorganisms into space to be used as introduced species on lifeless but habitable astronomical objects.
Historically, Shklovskii and Sagan (1966) and Crick and Orgel (1973) hypothesized that li ...
, which states that Earth life began with "microorganisms sent here deliberately by a technological society on another planet, by means of a special long-range unmanned spaceship".
In 2020, a paper by scholars at the
University of Nottingham
The University of Nottingham is a public university, public research university in Nottingham, United Kingdom. It was founded as University College Nottingham in 1881, and was granted a royal charter in 1948. The University of Nottingham belongs t ...
proposed an "Astrobiological Copernican" principle, based on the Principle of Mediocrity, and speculated that "intelligent life would form on other arth-likeplanets like it has on Earth, so within a few billion years life would automatically form as a natural part of evolution". In the authors' framework, , , and are all set to a probability of 1 (certainty). Their resultant calculation concludes there are more than thirty current technological civilizations in the galaxy (disregarding error bars).
Fraction of the above that develops intelligent life,
This value remains particularly controversial. Those who favor a low value, such as the biologist Ernst Mayr, point out that of the billions of species that have existed on Earth, only one has become intelligent and from this, infer a tiny value for . Likewise, the Rare Earth hypothesis, notwithstanding their low value for above, also think a low value for dominates the analysis. Those who favor higher values note the generally increasing complexity of life over time, concluding that the appearance of intelligence is almost inevitable, implying an approaching 1. Skeptics point out that the large spread of values in this factor and others make all estimates unreliable. (See Criticism).
In addition, while it appears that life developed soon after the formation of Earth, the Cambrian explosion, in which a large variety of multicellular life forms came into being, occurred a considerable amount of time after the formation of Earth, which suggests the possibility that special conditions were necessary. Some scenarios such as the snowball Earth or research into extinction events have raised the possibility that life on Earth is relatively fragile. Research on any past life on Mars is relevant since a discovery that life did form on Mars but ceased to exist might raise the estimate of but would indicate that in half the known cases, intelligent life did not develop.
Estimates of have been affected by discoveries that the Solar System's orbit is circular in the galaxy, at such a distance that it remains out of the spiral arms for tens of millions of years (evading radiation from novae). Also, Earth's large moon may aid the evolution of life by stabilizing the planet's axis of rotation.
There has been quantitative work to begin to define . One example is a Bayesian analysis published in 2020. In the conclusion, the author cautions that this study applies to Earth's conditions. In Bayesian terms, the study favors the formation of intelligence on a planet with identical conditions to Earth but does not do so with high confidence.
Planetary scientist Pascal Lee of the SETI Institute proposes that this fraction is very low (0.0002). He based this estimate on how long it took Earth to develop intelligent life (1 million years since Homo erectus evolved, compared to 4.6 billion years since Earth formed).
Fraction of the above revealing their existence via signal release into space,
For deliberate communication, the one example we have (the Earth) does not do much explicit communication, though there are some efforts covering only a tiny fraction of the stars that might look for human presence. (See Arecibo message, for example). There is considerable speculation why an extraterrestrial civilization might exist but choose not to communicate. However, deliberate communication is not required, and calculations indicate that current or near-future Earth-level technology might well be detectable to civilizations not too much more advanced than present day humans. By this standard, the Earth is a communicating civilization.
Another question is what percentage of civilizations in the galaxy are close enough for us to detect, assuming that they send out signals. For example, existing Earth radio telescopes could only detect Earth radio transmissions from roughly a light year away.
Lifetime of such a civilization wherein it communicates its signals into space,
Michael Shermer estimated as 420 years, based on the duration of sixty historical Earthly civilizations. Using 28 civilizations more recent than the Roman Empire, he calculates a figure of 304 years for "modern" civilizations. It could also be argued from Michael Shermer's results that the fall of most of these civilizations was followed by later civilizations that carried on the technologies, so it is doubtful that they are separate civilizations in the context of the Drake equation. In the expanded version, including ''reappearance number'', this lack of specificity in defining single civilizations does not matter for the end result, since such a civilization turnover could be described as an increase in the ''reappearance number'' rather than increase in , stating that a civilization reappears in the form of the succeeding cultures. Furthermore, since none could communicate over interstellar space, the method of comparing with historical civilizations could be regarded as invalid.
David Grinspoon
David H. Grinspoon (born 1959) is an American astrobiologist. He is Senior Scientist at the Planetary Science Institute and was the former inaugural Baruch S. Blumberg NASA/Library of Congress Chair in Astrobiology for 2012-2013.
His research fo ...
has argued that once a civilization has developed enough, it might overcome all threats to its survival. It will then last for an indefinite period of time, making the value for potentially billions of years. If this is the case, then he proposes that the Milky Way Galaxy may have been steadily accumulating advanced civilizations since it formed. He proposes that the last factor be replaced with , where is the fraction of communicating civilizations that become "immortal" (in the sense that they simply do not die out), and representing the length of time during which this process has been going on. This has the advantage that would be a relatively easy-to-discover number, as it would simply be some fraction of the age of the universe.
It has also been hypothesized that once a civilization has learned of a more advanced one, its longevity could increase because it can learn from the experiences of the other.
The astronomer Carl Sagan speculated that all of the terms, except for the lifetime of a civilization, are relatively high and the determining factor in whether there are large or small numbers of civilizations in the universe is the civilization lifetime, or in other words, the ability of technological civilizations to avoid self-destruction. In Sagan's case, the Drake equation was a strong motivating factor for his interest in environmental issues and his efforts to warn against the dangers of
nuclear warfare
Nuclear warfare, also known as atomic warfare, is a theoretical military conflict or prepared political strategy that deploys nuclear weaponry. Nuclear weapons are weapons of mass destruction; in contrast to conventional warfare, nucle ...
.
An intelligent civilization might not be organic, as some have suggested that
artificial general intelligence
Artificial general intelligence (AGI) is the ability of an intelligent agent to understand or learn any intellectual task that a human being can.
It is a primary goal of some artificial intelligence research and a common topic in science fict ...
may replace humanity.
Range of results
As many skeptics have pointed out, the Drake equation can give a very wide range of values, depending on the assumptions, as the values used in portions of the Drake equation are not well established. In particular, the result can be , meaning we are likely alone in the galaxy, or , implying there are many civilizations we might contact. One of the few points of wide agreement is that the presence of humanity implies a probability of intelligence arising of greater than zero.
As an example of a low estimate, combining NASA's star formation rates, the
rare Earth hypothesis
In planetary astronomy and astrobiology, the Rare Earth hypothesis argues that the origin of life and the evolution of biological complexity such as sexually reproducing, multicellular organisms on Earth (and, subsequently, human intelligence) ...
value of , Mayr's view on intelligence arising, Drake's view of communication, and Shermer's estimate of lifetime:
:, , ,rake, above/sup>, and years
gives:
:
i.e., suggesting that we are probably alone in this galaxy, and possibly in the observable universe.
On the other hand, with larger values for each of the parameters above, values of can be derived that are greater than 1. The following higher values that have been proposed for each of the parameters:
:, , , , ,rake, above/sup>, and years
Use of these parameters gives:
:
Monte Carlo
Monte Carlo (; ; french: Monte-Carlo , or colloquially ''Monte-Carl'' ; lij, Munte Carlu ; ) is officially an administrative area of the Principality of Monaco, specifically the ward of Monte Carlo/Spélugues, where the Monte Carlo Casino i ...
simulations of estimates of the Drake equation factors based on a stellar and planetary model of the Milky Way have resulted in the number of civilizations varying by a factor of 100.
Have other technological species ''ever'' existed?
In 2016, Adam Frank and Woodruff Sullivan modified the Drake equation to determine just how unlikely the event of a technological species arising on a given habitable planet must be, to give the result that Earth hosts the ''only'' technological species that has ''ever'' arisen, for two cases: (a) this Galaxy, and (b) the universe as a whole. By asking this different question, one removes the lifetime and simultaneous communication uncertainties. Since the numbers of habitable planets per star can today be reasonably estimated, the only remaining unknown in the Drake equation is the probability that a habitable planet ''ever'' develops a technological species over its lifetime. For Earth to have the only technological species that has ever occurred in the universe, they calculate the probability of any given habitable planet ever developing a technological species must be less than . Similarly, for Earth to have been the only case of hosting a technological species over the history of this Galaxy, the odds of a habitable zone planet ever hosting a technological species must be less than (about 1 in 60 billion). The figure for the universe implies that it is extremely unlikely that Earth hosts the only technological species that has ever occurred. On the other hand, for this Galaxy one must think that fewer than 1 in 60 billion habitable planets develop a technological species for there not to have been at least a second case of such a species over the past history of this Galaxy.
Modifications
As many observers have pointed out, the Drake equation is a very simple model that omits potentially relevant parameters, and many changes and modifications to the equation have been proposed. One line of modification, for example, attempts to account for the uncertainty inherent in many of the terms.
Combining the estimates of the original six factors by major researchers via a Monte Carlo procedure leads to a best value for the non-longevity factors of 0.85 1/years. This result differs insignificantly from the estimate of unity given both by Drake and the Cyclops report.
Others note that the Drake equation ignores many concepts that might be relevant to the odds of contacting other civilizations. For example, David Brin states: "The Drake equation merely speaks of the number of sites at which ETIs spontaneously arise. The equation says nothing directly about the contact cross-section between an ETIS and contemporary human society". Because it is the contact cross-section that is of interest to the SETI community, many additional factors and modifications of the Drake equation have been proposed.
;Colonization : It has been proposed to generalize the Drake equation to include additional effects of alien civilizations colonizing other
star system
A star system or stellar system is a small number of stars that orbit each other, bound by gravitational attraction. A large group of stars bound by gravitation is generally called a '' star cluster'' or ''galaxy'', although, broadly speakin ...
s. Each original site expands with an expansion velocity , and establishes additional sites that survive for a lifetime . The result is a more complex set of 3 equations.
;Reappearance factor : The Drake equation may furthermore be multiplied by ''how many times'' an intelligent civilization may occur on planets where it has happened once. Even if an intelligent civilization reaches the end of its lifetime after, for example, 10,000 years, life may still prevail on the planet for billions of years, permitting the next civilization to evolve. Thus, several civilizations may come and go during the lifespan of one and the same planet. Thus, if is the average number of times a new civilization reappears on the same planet where a previous civilization once has appeared and ended, then the total number of civilizations on such a planet would be , which is the actual ''reappearance factor'' added to the equation.
:The factor depends on what generally is the cause of
civilization extinction
A global catastrophic risk or a doomsday scenario is a hypothetical future event that could damage human well-being on a global scale, even endangering or destroying modern civilization. An event that could cause human extinction or permanen ...
. If it is generally by temporary uninhabitability, for example a nuclear winter, then may be relatively high. On the other hand, if it is generally by permanent uninhabitability, such as
stellar evolution
Stellar evolution is the process by which a star changes over the course of time. Depending on the mass of the star, its lifetime can range from a few million years for the most massive to trillions of years for the least massive, which is con ...
, then may be almost zero. In the case of total life extinction, a similar factor may be applicable for , that is, ''how many times'' life may appear on a planet where it has appeared once.
;METI factor : Alexander Zaitsev said that to be in a communicative phase and emit dedicated messages are not the same. For example, humans, although being in a communicative phase, are not a communicative civilization; we do not practise such activities as the purposeful and regular transmission of interstellar messages. For this reason, he suggested introducing the METI factor (messaging to extraterrestrial intelligence) to the classical Drake equation. He defined the factor as "the fraction of communicative civilizations with clear and non-paranoid planetary consciousness", or alternatively expressed, the fraction of communicative civilizations that actually engage in deliberate interstellar transmission.
:The METI factor is somewhat misleading since active, purposeful transmission of messages by a civilization is not required for them to receive a broadcast sent by another that is seeking first contact. It is merely required they have capable and compatible receiver systems operational; however, this is a variable humans cannot accurately estimate.
;Biogenic gases : Astronomer Sara Seager proposed a revised equation that focuses on the search for planets with biosignature gases. These gases are produced by living organisms that can accumulate in a planet atmosphere to levels that can be detected with remote space telescopes.The Drake Equation Revisited: Interview with Planet Hunter Sara Seager Devin Powell, ''Astrobiology Magazine'' 4 September 2013.
:The Seager equation looks like this:
::
:where:
:: = the number of planets with detectable signs of life
:: = the number of stars observed
:: = the fraction of stars that are quiet
:: = the fraction of stars with rocky planets in the habitable zone
:: = the fraction of those planets that can be observed
:: = the fraction that have life
:: = the fraction on which life produces a detectable signature gas
:Seager stresses, “We’re not throwing out the Drake Equation, which is really a different topic,” explaining, “Since Drake came up with the equation, we have discovered thousands of exoplanets. We as a community have had our views revolutionized as to what could possibly be out there. And now we have a real question on our hands, one that's not related to intelligent life: Can we detect any signs of life in any way in the very near future?”
Criticism
Criticism of the Drake equation follows mostly from the observation that several terms in the equation are largely or entirely based on conjecture. Star formation rates are well-known, and the incidence of planets has a sound theoretical and observational basis, but the other terms in the equation become very speculative. The uncertainties revolve around the present day understanding of the evolution of life, intelligence, and civilization, not physics. No statistical estimates are possible for some of the parameters, where only one example is known. The net result is that the equation cannot be used to draw firm conclusions of any kind, and the resulting margin of error is huge, far beyond what some consider acceptable or meaningful.
One reply to such criticisms is that even though the Drake equation currently involves speculation about unmeasured parameters, it was intended as a way to stimulate dialogue on these topics. Then the focus becomes how to proceed experimentally. Indeed, Drake originally formulated the equation merely as an agenda for discussion at the Green Bank conference.
Fermi paradox
A civilization lasting for tens of millions of years could be able to spread throughout the galaxy, even at the slow speeds foreseeable with present day technology. However, no confirmed signs of civilizations or intelligent life elsewhere have been found, either in this Galaxy or in the observable universe of 2 trillion galaxies. According to this line of thinking, the tendency to fill up (or at least explore) all available territory seems to be a universal trait of living things, so the Earth should have already been colonized, or at least visited, but no evidence of this exists. Hence Fermi's question "Where is everybody?".
A large number of explanations have been proposed to explain this lack of contact; a book published in 2015 elaborated on 75 different explanations. In terms of the Drake Equation, the explanations can be divided into three classes:
*Few intelligent civilizations ever arise. This is an argument that at least one of the first few terms, , has a low value. The most common suspect is , but explanations such as the rare Earth hypothesis argue that is the small term.
*Intelligent civilizations exist, but we see no evidence, meaning is small. Typical arguments include that civilizations are too far apart, it is too expensive to spread throughout the galaxy, civilizations broadcast signals for only a brief period of time, communication is dangerous, and many others.
*The lifetime of intelligent, communicative civilizations is short, meaning the value of is small. Drake suggested that a large number of extraterrestrial civilizations would form, and he further speculated that the lack of evidence of such civilizations may be because technological civilizations tend to disappear rather quickly. Typical explanations include it is the nature of intelligent life to destroy itself, it is the nature of intelligent life to destroy others, they tend to be destroyed by natural events, and others.
These lines of reasoning lead to the Great Filter hypothesis, which states that since there are no observed extraterrestrial civilizations despite the vast number of stars, at least one step in the process must be acting as a filter to reduce the final value. According to this view, either it is very difficult for intelligent life to arise, or the lifetime of technologically advanced civilizations, or the period of time they reveal their existence must be relatively short.
An analysis by Anders Sandberg, Eric Drexler and Toby Ord suggests "a substantial ''ex ante'' probability of there being no other intelligent life in our observable universe".
In fiction and popular culture
The equation was cited by Gene Roddenberry as supporting the multiplicity of inhabited planets shown on ''
Star Trek
''Star Trek'' is an American science fiction media franchise created by Gene Roddenberry, which began with the eponymous 1960s television series and quickly became a worldwide pop-culture phenomenon. The franchise has expanded into vario ...
'', the television series he created. However, Roddenberry did not have the equation with him, and he was forced to "invent" it for his original proposal.''The Making of Star Trek'' by Stephen E. Whitfield and Gene Roddenberry, New York: Ballantine Books, 1968 The invented equation created by Roddenberry is:
::
However, a number raised to the first power is merely the number itself.