Deep structure and surface structure (also D-structure and S-structure although those abbreviated forms are sometimes used with distinct meanings) are concepts used in
linguistics
Linguistics is the scientific study of language. The areas of linguistic analysis are syntax (rules governing the structure of sentences), semantics (meaning), Morphology (linguistics), morphology (structure of words), phonetics (speech sounds ...
, specifically in the study of
syntax
In linguistics, syntax ( ) is the study of how words and morphemes combine to form larger units such as phrases and sentences. Central concerns of syntax include word order, grammatical relations, hierarchical sentence structure (constituenc ...
in the
Chomskyan tradition of
transformational generative grammar.
The deep structure of a linguistic
expression is a theoretical construct that seeks to unify several related structures. For example, the sentences "Pat loves Chris" and "Chris is loved by Pat" mean roughly the same thing and use similar words. Some linguists, Chomsky in particular, have tried to account for this similarity by positing that these two sentences are distinct ''surface forms'' that derive from a common (or very similar) deep structure.
Origin
Chomsky coined and popularized the terms "deep structure" and "surface structure" in the early 1960s. American linguist
Sydney Lamb wrote in 1975 that Chomsky "probably
orrowedthe term from Hockett". American linguist
Charles Hockett
Charles Francis Hockett (January 17, 1916 – November 3, 2000) was an American linguist who developed many influential ideas in American structuralist linguistics. He represents the post- Bloomfieldian phase of structuralism often referred to ...
first used the
dichotomous
A dichotomy () is a partition of a set, partition of a whole (or a set) into two parts (subsets). In other words, this couple of parts must be
* jointly exhaustive: everything must belong to one part or the other, and
* mutually exclusive: nothi ...
pair "deep grammar" vs "surface grammar" in his 1958 book titled ''A Course in Modern Linguistics''. Chomsky first referred to these Hockettian concepts in his 1962 paper ''The Logical Basis of Linguistic Theory'' (later published as ''
Current Issues in Linguistic Theory'' in 1964). In it Chomsky noted that "the difference between observational
and descriptive adequacy is related to the distinction drawn by Hockett (1958) between 'surface grammar' and 'deep grammar', and he is unquestionably correct in noting that modern linguistics is largely confined in scope to the former." The phrases 'depth grammar' and 'surface grammar' had been used by
Ludwig Wittgenstein
Ludwig Josef Johann Wittgenstein ( ; ; 26 April 1889 – 29 April 1951) was an Austrian philosopher who worked primarily in logic, the philosophy of mathematics, the philosophy of mind, and the philosophy of language.
From 1929 to 1947, Witt ...
to denote the same ideas in his ''
Philosophical Investigations
''Philosophical Investigations'' () is a work by the philosopher Ludwig Wittgenstein, published posthumously in 1953.
''Philosophical Investigations'' is divided into two parts, consisting of what Wittgenstein calls, in the preface, ''Bemer ...
'' (1953).
In Chomskyan linguistics
In early transformational syntax, deep structures are
derivation trees of a
context-free language
In formal language theory, a context-free language (CFL), also called a Chomsky type-2 language, is a language generated by a context-free grammar (CFG).
Context-free languages have many applications in programming languages, in particular, mos ...
. These trees are then transformed by a sequence of tree rewriting operations ("transformations") into surface structures. The
terminal yield of a surface structure tree, the surface form, is then predicted to be a grammatical sentence of the language being studied. The role and significance of deep structure changed a great deal as Chomsky developed his theories, and since the mid-1990s deep structure no longer features at all
(see
minimalist program
In linguistics, the minimalist program is a major line of inquiry that has been developing inside generative grammar since the early 1990s, starting with a 1993 paper by Noam Chomsky.
Following Imre Lakatos's distinction, Chomsky presents minima ...
).
It is tempting to regard deep structures as representing meanings and surface structures as representing sentences that express those meanings, but this is not the concept of deep structure which Chomsky favoured. Rather, a sentence more closely corresponds to a deep structure paired with the surface structure derived from it, with an additional
phonetic form In the field of linguistics, specifically in syntax, phonetic form (PF), also known as phonological form or the articulatory-perceptual (A-P) system, is a certain level of mental representation of a linguistic expression, derived from surface stru ...
obtained from processing of the surface structure. It has been variously suggested that the interpretation of a sentence is determined by its deep structure alone, by a combination of its deep and surface structures, or by some other level of representation altogether (
logical form
In logic, the logical form of a statement is a precisely specified semantic version of that statement in a formal system. Informally, the logical form attempts to formalize a possibly ambiguous statement into a statement with a precise, unamb ...
), as argued in 1977 by Chomsky's student
Robert May. Chomsky may have tentatively entertained the first of these ideas in the early 1960s, but quickly moved away from it to the second, and finally to the third. Throughout the 1960s and 1970s, the
generative semantics
Generative semantics was a research program in theoretical linguistics which held that syntax, syntactic structures are computed on the basis of meaning (linguistics), meanings rather than the other way around. Generative semantics developed out ...
movement put up a vigorous defence of the first option, sparking an acrimonious debate, the "
Linguistics Wars".
Chomsky noted in his early years that by dividing deep structures from surface structures, one could understand "slip of the tongue" moments (where someone says something that they did not intend) as instances where deep structures do not translate into the intended surface structure.
[
Carlson t al. Neil R. (2005). Psychology: The Science of Behaviour 3rd Canadian Edition. Pearson. pp. 310–311. .]
Extension to other fields
The appeal of the deep structure concept soon led people from unrelated fields (architecture, music, politics, and even ritual studies) to use the term to express various concepts in their own work. In common usage, the term is often used as a synonym for
universal grammar—the constraints which Chomsky claims govern the overall forms of linguistic expression available to the human species. This is probably due to the importance of deep structure in Chomsky's earlier work on universal grammar, though his concept of universal grammar is logically independent of any particular theoretical construct, including deep structure.
According to Middleton (1990),
Schenkerian analysis of music corresponds to the Chomskyan notion of deep structure, applying to a two-level generative structure for melody, harmony, and rhythm, of which the analysis by Lee (1985) of rhythmical structure is an instance. (See also:
Chord progression § Blues changes.)
See also
*
Underlying representation
In some models of phonology as well as morphophonology in the field of linguistics, the underlying representation (UR) or underlying form (UF) of a word or morpheme is the abstract form that a word or morpheme is postulated to have before any ph ...
Notes
References
*
*
*
*
*
*
*
*C. S. Lee (1985). "The rhythmic interpretation of simple musical sequences: towards a perceptual model", in P. Howell, I. Cross and R. West (eds.), ''Musical Structure and Cognition'' (Academic Press), pp. 53–69.
*Richard Middleton (1990). ''Studying Popular Music''. Open University Press.
*Sakai, Yuko (2017a). ''Sentence Generation: Syntax Tree Diagram in English, Spanish, Chinese, Japanese, Ainu''. Createspace.
*Sakai, Yuko (2017b). ''English Syntax Tree Diagram: Based on Universal Sentence Structure''. Createspace. {{ISBN, 978-1547232208
*L. Samovar & R. Porter (2003). ''Communication between Cultures''. Wadsworth Publishing.
Syntactic transformation
Generative syntax
Linguistic theories and hypotheses