Circumstances (rhetoric)
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The Five Ws (sometimes referred to as Five Ws and How, 5W1H, or Six Ws) are questions whose answers are considered basic in
information gathering Intelligence assessment, or simply intel, is the development of behavior forecasts or recommended courses of action to the leadership of an organisation, based on wide ranges of available overt and covert information (intelligence). Assessments ...
or problem solving. They are often mentioned in journalism (''cf.''
news style News style, journalistic style, or news-writing style is the prose style used for news reporting in media such as newspapers, radio and television. News writing attempts to answer all the basic questions about any particular event—who, what, wh ...
), research, and police investigations. According to the principle of the Five Ws, a report can only be considered complete if it answers these questions starting with an interrogative word: * Who * What * When * Where * Why Some others commonly add ''how'' to the list. Each question should have a factual answer—facts necessary to include for a report to be considered complete. Importantly, none of these questions can be answered with a simple "yes" or "no". In the United Kingdom (excluding Scotland), the Five Ws are used in Key Stage 2 and Key Stage 3 lessons (ages 7–14).


Origin

The Five Ws and How were long attributed to Hermagoras of Temnos. But in 2010, it was established that
Aristotle Aristotle (; grc-gre, Ἀριστοτέλης ''Aristotélēs'', ; 384–322 BC) was a Greek philosopher and polymath during the Classical period in Ancient Greece. Taught by Plato, he was the founder of the Peripatetic school of ph ...
's Nicomachean Ethics are in fact the source of the elements of circumstance or ''Septem Circumstantiae''.
Thomas Aquinas Thomas Aquinas, OP (; it, Tommaso d'Aquino, lit=Thomas of Aquino; 1225 – 7 March 1274) was an Italian Dominican friar and priest who was an influential philosopher, theologian and jurist in the tradition of scholasticism; he is known wit ...
had much earlier acknowledged Aristotle as the originator of the elements of circumstances, providing a detailed commentary on Aristotle's system in his "Treatise on human acts" and specifically in part one of two Q7 "Of the Circumstances of Human Acts". Thomas Aquinas examines the concept of Aristotle's voluntary and involuntary action in his '' Summa Theologiae'' as well as a further set of questions about the elements of circumstance. Primarily, he asks "Whether a circumstance is an accident of a human act" (Article 1), "Whether Theologians should take note of the circumstances of human acts?" (Article 2), "Whether the circumstances are properly set forth (in Aristotle's) third book of Ethics" (Article 3) and "Whether the most important circumstances are 'Why' and 'In What the act consists'?" (Article 4).
For in acts we must take note of ''who'' did it, by what aids or instruments he did it (''with''), ''what'' he did, ''where'' he did it, ''why'' he did it, ''how'' and ''when'' he did it.
For Aristotle, the elements are used to distinguish voluntary or involuntary action, a crucial distinction for him. These elements of circumstances are used by Aristotle as a framework to describe and evaluate moral action in terms of What was or should be done, Who did it, How it was done, Where it happened, and most importantly for what reason (Why), and so on for all the other elements:
Therefore it is not a pointless endeavor to divide these circumstances by kind and number; (1) the ''Who'', (2) the ''What'', (3) around what place (''Where'') or (4) in which time something happens (''When''), and sometimes (5) with what, such as an instrument (''With''), (6) for the sake of what (''Why''), such as saving a life, and (7) the (''How''), such as gently or violently…And it seems that the most important circumstances are those just listed, including the ''Why''.
For
Aristotle Aristotle (; grc-gre, Ἀριστοτέλης ''Aristotélēs'', ; 384–322 BC) was a Greek philosopher and polymath during the Classical period in Ancient Greece. Taught by Plato, he was the founder of the Peripatetic school of ph ...
, ignorance of any of these elements can imply involuntary action:
Thus, with ignorance as a possibility concerning all these things, that is, ''the circumstances of the act'', the one who acts in ignorance of any of them seems to act involuntarily, and especially regarding the most important ones. And it seems that the most important circumstances are those just listed, including the ''Why''
In the ''Politics'', Aristotle illustrates why the elements are important in terms of human (moral) action:
I mean, for instance (a particular circumstance or movement or action), How could we advise the Athenians whether they should go to war or not, if we did not know their strength (''How much''), whether it was naval or military or both (''What kind''), and how great it is (''How many''), what their revenues amount to (''With''), Who their friends and enemies are (''Who''), what wars, too they have waged (''What''), and with what success; and so on.
Essentially, these elements of circumstances provide a theoretical framework that can be used to particularize, explain or predict ''any'' given set of circumstances of action. Hermagoras went so far as to claim that ''all'' hypotheses are derived from these seven circumstances:
In other words, no hypothetical question, or question involving particular persons and actions, can arise without reference to these circumstances, and no demonstration of such a question can be made without using them.
In any particular act or situation, one needs to interrogate these questions in order to determine the actual circumstances of the action.
It is necessary for students of virtue to differentiate between the Voluntary and Involuntary; such a distinction should even prove useful to the lawmaker for assigning honors and punishments.
This aspect is encapsulated by Aristotle in Rhetoric as ''forensic speech'' and is used to determine ''"The characters and circumstances which lead men to commit wrong, or make them the victims of wrong"'' to accuse or defend. It is this application of the elements of circumstances that was emphasised by latter rhetoricians.


Rhetoric

Even though the classical origin of these questions as situated in ethics had long been lost, they have been a standard way of formulating or analyzing rhetorical questions since antiquity. The rhetor Hermagoras of Temnos, as quoted in pseudo-Augustine's ''De Rhetorica'', applied Aristotle's "elements of circumstances" (μόρια περιστάσεως) as the loci of an issue: :''Quis, quid, quando, ubi, cur, quem ad modum, quibus adminiculis.'' :(Who, what, when, where, why, in what way, by what means)
St. Thomas Aquinas Thomas Aquinas, OP (; it, Tommaso d'Aquino, lit=Thomas of Aquino; 1225 – 7 March 1274) was an Italian Dominican friar and priest who was an influential philosopher, theologian and jurist in the tradition of scholasticism; he is known ...
also refers to the elements as used by
Cicero Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, and academic skeptic, who tried to uphold optimate principles during the political crises that led to the esta ...
in De Inventione (Chap. 24 DD1, 104) as:
''Quis, quid, ubi, quibus auxiliis, cur, quomodo, quando.''
Similarly, Quintilian discussed ''loci argumentorum'', but did not put them in the form of questions.
Victorinus Marcus Piavonius VictorinusSome of the inscriptions record his name as M. Piavvonius Victorinus, as does the first release of coins from the Colonia mint. A mosaic from Augusta Treverorum (Trier) lists him as Piaonius. was emperor in the Gallic ...
explained
Cicero Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, and academic skeptic, who tried to uphold optimate principles during the political crises that led to the esta ...
's application of the elements of circumstances by putting them into correspondence with Hermagoras's questions:
Julius Victor Gaius Julius Victor (4th century AD) was a Roman writer of rhetoric, possibly of Gaulish origin. His extant manual is of some importance as facilitating the textual criticism of Quintilian, whom he closely follows in many places. References Attri ...
also lists circumstances as questions.
Boethius Anicius Manlius Severinus Boethius, commonly known as Boethius (; Latin: ''Boetius''; 480 – 524 AD), was a Roman senator, consul, ''magister officiorum'', historian, and philosopher of the Early Middle Ages. He was a central figure in the tr ...
"made the seven circumstances fundamental to the arts of prosecution and defense": :''Quis, quid, cur, quomodo, ubi, quando, quibus auxiliis''. :(Who, what, why, how, where, when, with what) The question form was taken up again in the 12th century by
Thierry de Chartres Thierry of Chartres (''Theodoricus Chartrensis'') or Theodoric the Breton (''Theodericus Brito'') (died before 1155, probably 1150) was a twelfth-century philosopher working at Chartres and Paris, France. The cathedral school at Chartres promoted ...
and
John of Salisbury John of Salisbury (late 1110s – 25 October 1180), who described himself as Johannes Parvus ("John the Little"), was an English author, philosopher, educationalist, diplomat and bishop of Chartres. Early life and education Born at Salisbury, E ...
. To administer suitable penance to
sin In a religious context, sin is a transgression against divine law. Each culture has its own interpretation of what it means to commit a sin. While sins are generally considered actions, any thought, word, or act considered immoral, selfish, s ...
ners, the 21st canon of the
Fourth Lateran Council The Fourth Council of the Lateran or Lateran IV was convoked by Pope Innocent III in April 1213 and opened at the Lateran Palace in Rome on 11 November 1215. Due to the great length of time between the Council's convocation and meeting, many bi ...
(1215) enjoined confessors to investigate both sins and the circumstances of the sins. The question form was popular for guiding confessors, and it appeared in several different forms: :''Quis, quid, ubi, per quos, quoties, cur, quomodo, quando.'' :''Quis, quid, ubi, quibus auxiliis, cur, quomodo, quando.'' :''Quis, quid, ubi, cum quo, quotiens, cur, quomodo, quando.'' :''Quid, quis, ubi, quibus auxiliis, cur, quomodo, quando.'' :''Quid, ubi, quare, quantum, conditio, quomodo, quando: adiuncto quoties.'' The method of questions was also used for the systematic
exegesis Exegesis ( ; from the Greek , from , "to lead out") is a critical explanation or interpretation of a text. The term is traditionally applied to the interpretation of Biblical works. In modern usage, exegesis can involve critical interpretation ...
of a text. In the 16th century, Thomas Wilson wrote in English verse: In the United States in the 19th century, Prof. William Cleaver Wilkinson popularized the "Three Ws" – What? Why? What of it? – as a method of Bible study in the 1880s, although he did not claim originality. This eventually became the "Five Ws", but the application was rather different from that in journalism:
"What? Why? What of it?" is a plan of study of alliterative methods for the teacher emphasized by Professor W.C. Wilkinson not as original with himself but as of venerable authority. "It is, in fact," he says, "an almost immemorial orator's analysis. First the facts, next the proof of the facts, then the consequences of the facts. This analysis has often been expanded into one known as "The Five Ws": "When? Where? Who? What? Why?" Hereby attention is called, in the study of any lesson: to the date of its incidents; to their place or locality; to the person speaking or spoken to, or to the persons introduced, in the narrative; to the incidents or statements of the text; and, finally, to the applications and uses of the lesson teachings.
The "Five Ws" (and one H) were memorialized by
Rudyard Kipling Joseph Rudyard Kipling ( ; 30 December 1865 – 18 January 1936)''The Times'', (London) 18 January 1936, p. 12. was an English novelist, short-story writer, poet, and journalist. He was born in British India, which inspired much of his work. ...
in his ''
Just So Stories ''Just So Stories for Little Children'' is a 1902 collection of origin stories by the British author Rudyard Kipling. Considered a classic of children's literature, the book is among Kipling's best known works. Kipling began working on the ...
'' (1902), in which a poem, accompanying the tale of ''
The Elephant's Child ''Just So Stories for Little Children'' is a 1902 collection of origin stories by the British author Rudyard Kipling. Considered a classic of children's literature, the book is among Kipling's best known works. Kipling began working on the ...
'', opens with: By 1917, the "Five Ws" were being taught in high-school journalism classes, and by 1940, the tendency of journalists to address all of the "Five Ws" within the
lead paragraph A lead paragraph (sometimes shortened to lead; in the United States sometimes spelled lede) is the opening paragraph of an article, book chapter, or other written work that summarizes its main ideas. Styles vary widely among the different types an ...
of an article was being characterized as old-fashioned and fallacious: Starting in the 2000s, the Five Ws were sometimes misattributed to Kipling, especially in the management and quality literature, and contrasted with the
Five whys Five whys (or 5 whys) is an iterative interrogative technique used to explore the cause-and-effect relationships underlying a particular problem. The primary goal of the technique is to determine the root cause of a defect or problem by repeating ...
.Richard Smith, ''et al.'', ''The Effective Change Manager's Handbook'', 2014, p. 419


Etymology

In English, most of the
interrogative words An interrogative word or question word is a function word used to ask a question, such as ''what, which'', ''when'', ''where'', ''who, whom, whose'', ''why'', ''whether'' and ''how''. They are sometimes called wh-words, because in English most o ...
begin with the same letters, ''wh-''; in
Latin Latin (, or , ) is a classical language belonging to the Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through the power of the ...
, most also begin with the same letters, ''qu-''. This is not a coincidence, as they are
cognates In historical linguistics, cognates or lexical cognates are sets of words in different languages that have been inherited in direct descent from an etymological ancestor in a common parent language. Because language change can have radical eff ...
derived from the
Proto-Indo-European Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. Its proposed features have been derived by linguistic reconstruction from documented Indo-European languages. No direct record of Proto-Indo- ...
interrogative pronoun root '' kwo-'', reflected in
Proto-Germanic Proto-Germanic (abbreviated PGmc; also called Common Germanic) is the reconstructed proto-language of the Germanic branch of the Indo-European languages. Proto-Germanic eventually developed from pre-Proto-Germanic into three Germanic bran ...
as ''χwa-'' or ''khwa-'' and in Latin as ''qu-''.


See also

*
Five whys Five whys (or 5 whys) is an iterative interrogative technique used to explore the cause-and-effect relationships underlying a particular problem. The primary goal of the technique is to determine the root cause of a defect or problem by repeating ...
(problem solving) *
Lasswell's model of communication Lasswell's model of communication is one of the first and most influential models of communication. It was initially published by Harold Lasswell in 1948 and analyzes communication in terms of five basic questions: "Who?", "Says What?", "In What C ...
*
Means, motive, and opportunity Criminal investigation is an applied science that involves the study of facts that are then used to inform criminal trials. A complete criminal investigation can include searching, interviews, interrogations, evidence collection and preservation ...


References

{{Authority control Journalism Research Problem solving methods English phrases Interrogative words and phrases de:Fragetechnik#Offene W-Fragen in der Praxis