China Securities Regulatory Commission
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The China Securities Regulatory Commission (CSRC) is a government ministry of the
State Council of the People's Republic of China The State Council, constitutionally synonymous with the Central People's Government since 1954 (particularly in relation to local governments), is the chief administrative authority of the People's Republic of China. It is chaired by the p ...
(PRC). It is the main regulator of the
securities industry in China Securities industry in China is an article on the securities industry in mainland China. History *1995, China's first joint venture investment bank – China International Capital Corp (CICC) was established, shareholders included Morgan Stanley I ...
.


History

China's first Securities Law was passed December 1998, and became effective July 1, 1999. It is the nation's first comprehensive securities legislation, and grants CSRC "authority to implement a centralized and unified regulation of the nationwide securities market in order to ensure their lawful operation". The CSRC oversees China's nationwide centralized securities supervisory system, with the power to regulate and supervise securities issuers, as well as to investigate, and impose penalties for "illegal activities related to securities and futures"., note 1. The CSRC is empowered to issue opinions or "Guideline Opinions", which are not legally binding, as guidelines for publicly-traded corporations. Indicative of the role of the CSRC, China's highest court, the
Supreme People's Court The Supreme People's Court of the People's Republic of China (SPC; ) is the highest court of the People's Republic of China. It hears appeals of cases from the high people's courts and is the trial court for cases about matters of natio ...
–at least as of 2004–has declined to handle securities-related litigation directly, instead deferring such judgments to the CSRC. In November 2022, it stated its role to build "a capital market with Chinese characteristics."


See also

* Economy of China *
Untraded shares Untraded shares () or () refer to the shares of listed companies that are not allowed to be released by some of the investors An investor is a person who allocates financial capital with the expectation of a future return (profit) or to gai ...
*
Beijing Stock Exchange The Beijing Stock Exchange (BSE; ) is a stock exchange based in Beijing, China. It is one of the three stock exchanges operating independently in mainland China, the others being the Shanghai Stock Exchange and the Shenzhen Stock Exchange. H ...
*
Shanghai Stock Exchange The Shanghai Stock Exchange (SSE) is a stock exchange based in the city of Shanghai, China. It is one of the three stock exchanges operating independently in mainland China, the others being the Beijing Stock Exchange and the Shenzhen Stock Excha ...
*
Shenzhen Stock Exchange The Shenzhen Stock Exchange (SZSE; ) is a stock exchange based in the city of Shenzhen, in the People's Republic of China. It is one of three stock exchanges operating independently in Mainland China, the others being the Beijing Stock Exch ...
*
Law of the People's Republic of China The Law of the People's Republic of China, officially referred to as the Socialist legal system with Chinese characteristics, is the legal regime of China, with the separate legal traditions and systems of mainland China, Hong Kong, and Macau. ...
*
China Banking Regulatory Commission The China Banking Regulatory Commission (CBRC) was an agency of the People's Republic of China (PRC) authorised by the State Council State Council may refer to: Government * State Council of the Republic of Korea, the national cabinet of Sou ...
*
China Insurance Regulatory Commission The China Insurance Regulatory Commission (CIRC) was an agency of China authorized by the State Council to regulate the Chinese insurance products and services market and maintain legal and stable operations of insurance industry. It was founded o ...
* Hedge fund industry in China * China Venture Capital Association * China Securities Journal


References


External links

* {{authority control 1992 establishments in China Financial regulatory authorities of China Government agencies established in 1992 Government agencies of China Organizations based in Beijing Securities and exchange commissions State Council of the People's Republic of China