Capital, Volume III'' – when rebutting a criticism of Marx's theory by
Achille Loria. Engels's substantive
sociological
Sociology is a social science that focuses on society, human social behavior, patterns of social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of empirical investigation an ...
suggestion seems to be that:
*in a society's progressive, constructive era, its best characters come to the fore, and no character masks are necessary for them.
*when society degenerates and submits to intolerable conditions, it not only gives rise to all sorts of dubious, talentless characters who cannot lead the way forward, but also society's
dignity
Dignity is the right of a person to be valued and respected for their own sake, and to be treated ethically. It is of significance in morality, ethics, law and politics as an extension of the Enlightenment-era concepts of inherent, inaliena ...
can only be sustained by masking the social contradictions.
*based on comprehensive knowledge of a country and its
national psychology National psychology refers to the (real or alleged) distinctive psychological make-up of particular nations, ethnic groups or peoples, and to the comparative study of those characteristics in social psychology, sociology, political science and anth ...
, it is possible to specify the types of personalities who exemplify the nature of the era.
The problem with this kind of argument is just that, in defining the meaning of what is happening in society, it is very difficult to provide definite scientific proof that this meaning is the objective truth. It remains an interpretation, which may make sense of things at a certain level, without providing the whole truth. Engels's comment illustrates that the concept of character masks is not infrequently used in a
polemical
Polemic () is contentious rhetoric intended to support a specific position by forthright claims and to undermine the opposing position. The practice of such argumentation is called ''polemics'', which are seen in arguments on controversial topic ...
way to describe a false or inauthentic representation.
Engels, like Marx, also used the notion of a "mask" in the more general sense of a political "guise" or "disguise", for example in several of his historical analyses about religious movements.
Marxist theories
Early Marxism
*In his biography of Marx,
Franz Mehring refers to character masks, but more in the sense of Weberian
ideal type
Ideal type (german: Idealtypus), also known as pure type, is a typological term most closely associated with sociologist Max Weber (1864–1920). For Weber, the conduct of social science depends upon the construction of abstract, hypothetical con ...
s or stereotypical characters.
*The ''Marx-Studien'' published by
Rudolf Hilferding
Rudolf Hilferding (10 August 1877 – 11 February 1941) was an Austrian-born Marxist economist, socialist theorist,International Institute of Social History, ''Rodolf Hilferding Papers''. http://www.iisg.nl/archives/en/files/h/10751012.php poli ...
and
Max Adler referred to character masks as a theoretical category.
*The communist dramatist
Bertolt Brecht
Eugen Berthold Friedrich Brecht (10 February 1898 – 14 August 1956), known professionally as Bertolt Brecht, was a German theatre practitioner, playwright, and poet. Coming of age during the Weimar Republic, he had his first successes as a p ...
made extensive use of neutral and character masks. In plays such as ''The Caucasian Chalk Circle'' and ''The Good Person of Szechwan'', the masks support what Brecht called "the alienation effect" (see
distancing effect
The distancing effect, also translated as alienation effect (german: Verfremdungseffekt or ''V-Effekt''), is a concept in performing arts credited to German playwright Bertolt Brecht.
Brecht first used the term in his essay "Alienation Effects in ...
).
Lukács
György Lukács
György Lukács (born György Bernát Löwinger; hu, szegedi Lukács György Bernát; german: Georg Bernard Baron Lukács von Szegedin; 13 April 1885 – 4 June 1971) was a Hungarian Marxist philosopher, literary historian, critic, and aes ...
referred to the "very important category of economic character masks", but he never provided a substantive analysis of its meaning. He only referred candidly to his own "Socratic mask" in a 1909 love letter to a friend. In a 1909 essay, Lukács opined that "the bourgeois way of life" is "only a mask", which "like all masks" ''negates'' something, i.e. the bourgeois mask denies vital parts of human life, in the interests of money-making.
Lukács restricted the application of the idea to
capitalists only, claiming that Marx had considered capitalists as "mere character masks" – meaning that capitalists, as the personifications ("agents") of capital, did not do anything "without making a business out of it", given that their activity consisted of the correct management and calculation of the objective effects of economic laws. Marx himself never simply equated capitalists with their character masks; they were human beings entangled in a certain life predicament, like anybody else. Capitalists became the "personification" of their capital, because they had money which was permanently invested somewhere, and which necessarily had to obtain a certain yield. At most one could say that capitalists had more to hide, and that some had personal qualities enabling them to succeed in their function, while others lacked the personal prerequisites. According to Lukács, the character masks of the
bourgeoisie
The bourgeoisie ( , ) is a social class, equivalent to the middle or upper middle class. They are distinguished from, and traditionally contrasted with, the proletariat by their affluence, and their great cultural and financial capital. They ...
express a "necessary false consciousness" about the
class consciousness
In Marxism, class consciousness is the set of beliefs that a person holds regarding their social class or economic rank in society, the structure of their class, and their class interests. According to Karl Marx, it is an awareness that is key to ...
of the
proletariat
The proletariat (; ) is the social class of wage-earners, those members of a society whose only possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian. Marxist philo ...
.
Post-war Western Marxism
In the post-war tradition of
Western Marxism
Western Marxism is a current of Marxist theory that arose from Western and Central Europe in the aftermath of the 1917 October Revolution in Russia and the ascent of Leninism. The term denotes a loose collection of theorists who advanced an i ...
, the concept of character masks was theorized about especially by scholars of the
Frankfurt School
The Frankfurt School (german: Frankfurter Schule) is a school of social theory and critical philosophy associated with the Institute for Social Research, at Goethe University Frankfurt in 1929. Founded in the Weimar Republic (1918–1933), duri ...
, and other Marxists influenced by this school. Most of the Frankfurt theorists believed in Freud's basic model of human nature.
Erich Fromm
Erich Seligmann Fromm (; ; March 23, 1900 – March 18, 1980) was a German social psychologist, psychoanalyst, sociologist, humanistic philosopher, and democratic socialist. He was a German Jew who fled the Nazi regime and settled in the US ...
expanded it by developing the social-psychological concept of "
social character
The social character is the central basic concept of the analytic social psychology of Erich Fromm.
Overview
The concept describes the formation of the shared character structure of the people of a society or a social class according to their w ...
".
*It also appears in Marxist-existentialist thought, such as in the writings of
Jean-Paul Sartre
Jean-Paul Charles Aymard Sartre (, ; ; 21 June 1905 – 15 April 1980) was one of the key figures in the philosophy of existentialist, existentialism (and Phenomenology (philosophy), phenomenology), a French playwright, novelist, screenwriter ...
. In his famous book ''
Being and Time
''Being and Time'' (german: Sein und Zeit) is the 1927 '' magnum opus'' of German philosopher Martin Heidegger and a key document of existentialism. ''Being and Time'' had a notable impact on subsequent philosophy, literary theory and many othe ...
'', Heidegger distinguished between the "they-self", i.e. the self that is just "being there", in common view, and the ''authentic self'', the "self-aware" self who explicitly grasps his own identity.
*In a radical synthesis of Marx and Freud,
Wilhelm Reich
Wilhelm Reich ( , ; 24 March 1897 – 3 November 1957) was an Austrian doctor of medicine and a psychoanalyst, along with being a member of the second generation of analysts after Sigmund Freud. The author of several influential books, mos ...
created the concept of "character armor". It refers to the total "harness" of physiological defences which mask off the pain of repressing feelings – feelings which the individual is not permitted to express in civil life, or is unable to express adequately. Masking is nowadays acknowledged by behavioural scientists to be also a purely biological or psychophysical process in sentient organisms: neurologically, the subjective experience of some perceived stimuli by the organism is modified or distorted by the intervention of ''other'' perceived stimuli. It can have a critically important effect on the ability of the organism to make choices, orient itself, or display sensitivity. Reich's idea was developed further by
Arthur Janov, where the
primal scream
Primal Scream are a Scottish rock band originally formed in 1982 in Glasgow by Bobby Gillespie (vocals) and Jim Beattie. The band's current lineup consists of Gillespie, Andrew Innes (guitar), Simone Butler (bass), and Darrin Mooney (drums ...
breaks through the masks of the body and its behaviour.
*In the philosophy of the Marxist semiotician
Roland Barthes
Roland Gérard Barthes (; ; 12 November 1915 – 26 March 1980) was a French literary theorist, essayist, philosopher, critic, and semiotician. His work engaged in the analysis of a variety of sign systems, mainly derived from Western popular ...
, the mask features primarily as a "sign" with fixed meanings.
*The concept of character masks was used by Anglo-Saxon Western Marxist or post-Marxist thinkers like
Perry Anderson
Francis Rory Peregrine "Perry" Anderson (born 11 September 1938) is a British intellectual, historian and essayist. His work ranges across historical sociology, intellectual history, and cultural analysis. What unites Anderson's work is a preoc ...
, Werner Bonefeld,
Paul Connerton
Paul James Connerton (April 22, 1940 – July 27, 2019) was a British social anthropologist best known for his work on social and body memory.
Biography
Born in Chesterfield to James Connerton, and his wife, Mary (born Perry), he was first e ...
, Michael Eldred,
Russell Jacoby,
Lawrence Krader
Lawrence Krader (December 9, 1919 – November 15, 1998) was an American socialist anthropologist and ethnologist.
Early life
Krader was born on December 9, 1919 in Jamaica, New York. In 1936, at the Philosophy Department of the City College of ...
, and
Michael Perelman.
János Kornai
János Kornai (21 January 1928 – 18 October 2021) was a Hungarian economist noted for his analysis and criticism of the command economies of Eastern European communist states. He also covered macroeconomic aspects in countries undergoing pos ...
also refers to it. In Germany and Austria, the concept has been used in the Marxian tradition by
Elmar Altvater, Ingo Elbe,
Wolfgang Fritz Haug, Michael Heinrich, Robert Kurz, Ernst Lohoff, Klaus Ottomeyer, and Franz Schandl (as cited in the notes).
Theodor Adorno
Adorno argues that Marx explained convincingly ''why'' the appearance-form and the real nature of human relations often does not directly coincide, not on the strength of a metaphysical ''philosophy'' such as
transcendental realism, but by inferring the social meaning of human relations from the way they observably appear in practical life – using systematic critical and
logic
Logic is the study of correct reasoning. It includes both formal and informal logic. Formal logic is the science of deductively valid inferences or of logical truths. It is a formal science investigating how conclusions follow from premi ...
al thought as a tool of discovery. Every step in the analysis can be logically and empirically tested. The hermeneutic assumption is that these relations require ''shared meanings'' in order to be able to function and communicate at all. These shared presuppositions have an intrinsic
rationality
Rationality is the quality of being guided by or based on reasons. In this regard, a person acts rationally if they have a good reason for what they do or a belief is rational if it is based on strong evidence. This quality can apply to an ab ...
, because human behaviour – ultimately driven by the need to survive – is to a large extent
purposive (
teleological
Teleology (from and )Partridge, Eric. 1977''Origins: A Short Etymological Dictionary of Modern English'' London: Routledge, p. 4187. or finalityDubray, Charles. 2020 912Teleology" In ''The Catholic Encyclopedia'' 14. New York: Robert Appleton ...
), and not arbitrary or random (though some of it may be). If the "essential relationships" never became visible or manifest in any way, no science would be possible at all, only speculative metaphysics. It is merely that sense data require correct interpretation – they do not have a meaning independently of their socially mediated interpretation. In that sense, the mask presupposes the existence of something which for the time being remains invisible, but which can be revealed when one discovers what is behind the mask. It may be that the essence suddenly reveals itself on the stage of history, or more simply that the understandings which one already has, are altered so that the essence of the thing is finally grasped.
Frankfurt School analysis
Inspired by Marx's concept of character masks, the founder of the
Frankfurt School
The Frankfurt School (german: Frankfurter Schule) is a school of social theory and critical philosophy associated with the Institute for Social Research, at Goethe University Frankfurt in 1929. Founded in the Weimar Republic (1918–1933), duri ...
,
Max Horkheimer
Max Horkheimer (; ; 14 February 1895 – 7 July 1973) was a German philosopher and sociologist who was famous for his work in critical theory as a member of the Frankfurt School of social research. Horkheimer addressed authoritarianism, milita ...
, began to work out a critical, social-psychological understanding of human character in the so-called ''Dämmerung'' period (in 1931/34). Horkheimer stated the Frankfurt School perspective clearly:
The Frankfurt School, and especially
Herbert Marcuse
Herbert Marcuse (; ; July 19, 1898 – July 29, 1979) was a German-American philosopher, social critic, and political theorist, associated with the Frankfurt School of critical theory. Born in Berlin, Marcuse studied at the Humboldt University ...
, was also concerned with how people might rebel against or liberate themselves from the character-masks of life in bourgeois society, through asserting themselves authentically as social, political and sexual beings. The Frankfurt School theorists intended to show, that if in bourgeois society things appear other than they really are, this masking is not simply attributable to the disguises of competitive business relationships in the marketplace. It is rooted in the very psychological make-up, formation and behaviour of individual people. In their adaptation to bourgeois society, they argued, people ''internalize'' specific ways of concealing and revealing what they do, repressing some of their impulses and expressing others. If people are dominated, they are not dominated only by forces external to themselves, but by ideas and habits which they have internalized, and accept as being completely "natural". Max Horkheimer puts it as follows: "The principle of domination, based originally on brute force, acquired in the course of time a more spiritual character. The inner voice took the place of the master in issuing commands."
Contradictory masks
The "masking" of an alienated life, and the attempts to counteract it, are thought of in these Marxist theories as co-existing but contradictory processes, involving constant conflicts between what people really are, how they present themselves, and what they should be according to some external requirement imposed on them – a conflict which involves a perpetual struggle from which people can rarely totally withdraw, because they still depend for their existence on others, and have to face them, masked or unmasked.
The struggle for identity
To the extent that the commercial and public roles impose heavy personal burdens, and little space exists anymore "to be oneself", people can experience personal stress, mental suffering and personal estrangement (alienation), sometimes to the point where they "lose themselves", and no longer "know who they are" (
identity crisis).
*People may continue to function routinely ("the silent compulsion of economic relations"),
sublimating, suppressing or masking the contradictions, perhaps in a
schizoid
Schizoid personality disorder (, often abbreviated as SzPD or ScPD) is a personality disorder characterized by a lack of interest in social relationships, a tendency toward a solitary or sheltered lifestyle, secretiveness, emotional coldness ...
way, as a
zombie
A zombie (Haitian French: , ht, zonbi) is a mythological undead corporeal revenant created through the reanimation of a corpse. Zombies are most commonly found in horror and fantasy genre works. The term comes from Haitian folklore, in ...
, as a
psychopath
Psychopathy, sometimes considered synonymous with sociopathy, is characterized by persistent antisocial behavior, impaired empathy and remorse, and bold, disinhibited, and egotistical traits. Different conceptions of psychopathy have been ...
, or by becoming withdrawn. In that case, Erich Fromm argues, human beings can become wholly conformist "automatons" ("the automation of the individual") in which a "pseudo self" replaces the "original self" – "The pseudo self is only an agent who actually represents the role a person is supposed to play, but who does so under the name of the self."
Ultimately, there exists no individual solution to such identity problems, because to solve them requires the positive recognition, acceptance and affirmation of an
identity by others – and this can only happen, if the individual can "join in" and receive social acknowledgement of his identity. Marx himself tackled this problem – rather controversially – in his 1843/44 essay "
On the Jewish Question
"On the Jewish Question" is a response by Karl Marx to then-current debates over the Jewish question. Marx wrote the piece in 1843, and it was first published in Paris in 1844 under the German title "Zur Judenfrage" in the ''Deutsch–Franzö ...
".
Recent controversies
Dialectical difficulties
Much of the scientific controversy about Marx's concept of character masks centres on his unique
dialectic
Dialectic ( grc-gre, διαλεκτική, ''dialektikḗ''; related to dialogue; german: Dialektik), also known as the dialectical method, is a discourse between two or more people holding different points of view about a subject but wishing to ...
al approach to analyzing the forms and structure of social relations in the capitalist system: in ''
Das Kapital
''Das Kapital'', also known as ''Capital: A Critique of Political Economy'' or sometimes simply ''Capital'' (german: Das Kapital. Kritik der politischen Ökonomie, link=no, ; 1867–1883), is a foundational theoretical text in materialist phi ...
'', he had dealt with persons (or "economic characters") only insofar as they personified or symbolized – often in a
reified way – economic categories, roles, functions and interests (see above). According to Marx, the capitalist system functioned as a "system", precisely because the bourgeois
relations of production
Relations of production (german: Produktionsverhältnisse, links=no) is a concept frequently used by Karl Marx and Friedrich Engels in their theory of historical materialism and in ''Das Kapital''. It is first explicitly used in Marx's publish ...
and trade, including property rights, were imposed on people whether they liked it or not. They had to act and conform in a specific way to survive and prosper. As the mass of capital produced grew larger, and markets expanded, these bourgeois relations spontaneously reproduced themselves on a larger and larger scale, be it with the assistance of state aid, regulation or repression. However, many authors have argued that this approach leaves many facets of capitalist social relations unexplained. In particular, it is not so easy to understand the interactions between individuals and the society of which they are part, in such a way, that each is both self-determining and determined by the other.
Marx's concept of character masks has been interrogated by scholars primarily in the German-language literature.
Werner Sombart
Werner Sombart (; ; 19 January 1863 – 18 May 1941) was a German economist and sociologist, the head of the "Youngest Historical School" and one of the leading Continental European social scientists during the first quarter of the 20th century. ...
stated in 1896 (two years after ''
Capital, Volume III'' was published) that "We want a psychological foundation of social events and Marx did not bother about it".
Soviet Union
The historian
Sheila Fitzpatrick has recorded how, in the
Soviet Union
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
, "The theatrical metaphor of masks was ubiquitous in the 1920s and '30s, and the same period saw a flowering of that peculiar form of political theater: the
show trial
A show trial is a public trial in which the judicial authorities have already determined the guilt or innocence of the defendant. The actual trial has as its only goal the presentation of both the accusation and the verdict to the public so ...
." Those who supported the revolution and its communist leadership were politically defined as "proletarian" and those who opposed it were defined as "bourgeois". The enemies of the revolution had to be hunted down, unmasked, and forced to confess their counter-revolutionary (i.e. subversive) behaviour, whether real or imagined. It led to considerable political paranoia. Abandoning bourgeois and primitive norms, and becoming a cultured, socialist citizen, was "akin to learning a role". In the 1920s, the
Russian Association of Proletarian Writers (RAPP) adopted the slogan "tear off each and every mask from reality". This was based on a quotation from
Lenin
Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 1 ...
, who wrote in his 1908 essay on ''Leo Tolstoy as mirror of the Russian revolution'' that the "realism of
Tolstoy
Count Lev Nikolayevich TolstoyTolstoy pronounced his first name as , which corresponds to the romanization ''Lyov''. () (; russian: link=no, Лев Николаевич Толстой,In Tolstoy's day, his name was written as in pre-refor ...
was the tearing off of each and every mask"(''sryvanie vsekh i vsiacheskikh masok''). The communist authorities kept detailed files on the class and political credentials of citizens, leading to what historians call "file-selves".
Much later, in 1973 (16 years before
Slavoj Žižek
Slavoj Žižek (, ; ; born 21 March 1949) is a Slovenian philosopher, cultural theorist and public intellectual. He is international director of the Birkbeck Institute for the Humanities at the University of London, visiting professor at New ...
entered the intellectual scene) the German
New Left
The New Left was a broad political movement mainly in the 1960s and 1970s consisting of activists in the Western world who campaigned for a broad range of social issues such as civil and political rights, environmentalism, feminism, gay right ...
critic Michael Schneider claimed that:
According to this interpretation, there was a "blind spot" in Marx's explanation of bourgeois society, because he had disregarded psychological factors. Moreover, Marxists had interpreted Marx's theory of the "personification of economic functions" as an ''alternative'' to psychology as such. Thus, equipped with a simplistic "reflection theory of consciousness" and an "objectivist concept of class consciousness", the Russian revolutionaries (naively) assumed that once the bourgeois had been liberated from his property, and the institutions of capitalism were destroyed, then there was no more need for masking anything – society would be open, obvious and transparent, and resolving psychological problems would become a purely practical matter (the "
re-engineering of the human soul"). Very simply put, the idea was that "the solution of psychological problems is communism". However, Raymond A. Bauer suggests that the communist suspicion of psychological research had nothing directly to do with the idea of "character masks" as such, but more with a general rejection of all approaches which were deemed "subjectivist" and "unscientific" in a positivist sense (see
positivism
Positivism is an empiricist philosophical theory that holds that all genuine knowledge is either true by definition or positive—meaning ''a posteriori'' facts derived by reason and logic from sensory experience.John J. Macionis, Linda M. ...
).
The USSR became increasingly interested in conceptions of
human nature
Human nature is a concept that denotes the fundamental dispositions and characteristics—including ways of thinking, feeling, and acting—that humans are said to have naturally. The term is often used to denote the essence of humankind, or w ...
which facilitated social control by the communist party, and from this point of view, too, the concept of the
unconscious was problematic and a nuisance: by definition, the unconscious is something which cannot easily be controlled consciously. However, psychoanalysis was considered bourgeois; this situation began to change only gradually
Nikita Khrushchev
Nikita Sergeyevich Khrushchev (– 11 September 1971) was the First Secretary of the Communist Party of the Soviet Union from 1953 to 1964 and chairman of the country's Council of Ministers from 1958 to 1964. During his rule, Khrushchev ...
had made his famous secret speech, in which he condemned the "personality cult" around Stalin (see "
On the Personality Cult and Its Consequences
"On the Cult of Personality and Its Consequences" (russian: «О культе личности и его последствиях», «''O kul'te lichnosti i yego posledstviyakh''»), popularly known as the "Secret Speech" (russian: секре ...
"). The obligatory official broadsides against Freud and the
neo-Freudians in the Soviet Union ceased only from 1972, after which psychoanalysis was to a large extent rehabilitated.
The New Left and the Red Army Faction
The
New Left
The New Left was a broad political movement mainly in the 1960s and 1970s consisting of activists in the Western world who campaigned for a broad range of social issues such as civil and political rights, environmentalism, feminism, gay right ...
was a radical trend which began in 1956/57, a time when large numbers of intellectuals around the world resigned from the "Old Left"
Communist parties
A communist party is a political party that seeks to realize the socio-economic goals of communism. The term ''communist party'' was popularized by the title of '' The Manifesto of the Communist Party'' (1848) by Karl Marx and Friedrich Engel ...
in protest against the Soviet invasion of Hungary during the
Hungarian Revolution of 1956
The Hungarian Revolution of 1956 (23 October – 10 November 1956; hu, 1956-os forradalom), also known as the Hungarian Uprising, was a countrywide revolution against the government of the Hungarian People's Republic (1949–1989) and the Hunga ...
. These New Left intellectuals broke with the official
Marxism–Leninism
Marxism–Leninism is a communist ideology which was the main communist movement throughout the 20th century. Developed by the Bolsheviks, it was the state ideology of the Soviet Union, its satellite states in the Eastern Bloc, and various ...
ideology, and they founded new magazines, clubs and groups, which in turn strongly influenced a new generation of students. They began to study Marx afresh, to find out what he had really meant.
In Germany, the term ''Charaktermaske'' was popularized in the late 1960s and in the 1970s especially by "red"
Rudi Dutschke
Alfred Willi Rudolf "Rudi" Dutschke (; 7 March 1940 – 24 December 1979) was a German sociologist and political activist who, until severely injured by an assassin in 1968, was a leading charismatic figure within the West German Socialist Stu ...
, one of the leaders of the student radicals. By "character masks", Dutschke meant essentially that the official political personalities and business leaders were merely the interchangeable "human faces", the representatives or puppets masking an oppressive system; one could not expect anything else from them, than what the system required them to do. Focusing on individual personalities was a distraction from fighting the system they represented.
According to the German educationist Ute Grabowski,
The positive utopian longing emerging in the 1960s was that of reaching a life situation in which people would be able to meet each other naturally, spontaneously and authentically, freed from any constraints of rank or status, archaic rituals, arbitrary conventions and old traditions. In their social criticism, the youth began to rebel against the roles which were formally assigned to them, and together with that, began to question the social theory of roles, which presented those roles as natural, necessary and inevitable. In particular, the
women's liberation movement
The women's liberation movement (WLM) was a political alignment of women and feminist intellectualism that emerged in the late 1960s and continued into the 1980s primarily in the industrialized nations of the Western world, which effected great ...
began to challenge gender roles as
sexist
Sexism is prejudice or discrimination based on one's sex or gender. Sexism can affect anyone, but it primarily affects women and girls.There is a clear and broad consensus among academic scholars in multiple fields that sexism refers primar ...
and
patriarchal
Patriarchy is a social system in which positions of dominance and privilege are primarily held by men. It is used, both as a technical anthropological term for families or clans controlled by the father or eldest male or group of males ...
. There seemed to be a big gap between the façade of roles, and the true nature of social relationships, getting in the way of personal authenticity (being "for real"). Official politics was increasingly regarded as the "masquerade" of those in power. To illustrate the spirit of the times, Anne-Marie Rocheblave-Spenlé who had previously authored a classic French text on role theory, in 1974 published a book titled, significantly, ''Le Pouvoir Demasque'' (Power unmasked).
The concept of "character masks" was by no means an unimportant political concept in Germany, since it was being used explicitly by terrorists in their justifications for assassinating people.
Ten points of controversy
Questions subsequently arose in New Left circles about ten issues:
*whether behaviour is in truth an "act" or whether it is "for real", and how one could know or prove that (the problem of authenticity).
*whether character exists at all, if "masks mask other masks" in an endless series
*how people make other people believe what their real character is (see also
charisma
Charisma () is a personal quality of presence or charm that compels its subjects.
Scholars in sociology, political science, psychology, and management reserve the term for a type of leadership seen as extraordinary; in these fields, the term "ch ...
).
*the extent to which masks "of some sort" are normal, natural, necessary and inevitable in civilized society (or given a certain
population density
Population density (in agriculture: standing stock or plant density) is a measurement of population per unit land area. It is mostly applied to humans, but sometimes to other living organisms too. It is a key geographical term.Matt RosenberP ...
).
*whether there can be objective tests of character masks as a scientific concept, or whether they are a polemical, partisan characterization.
*the extent to which the device of "character masks" is only an
abstraction
Abstraction in its main sense is a conceptual process wherein general rules and concepts are derived from the usage and classification of specific examples, literal ("real" or " concrete") signifiers, first principles, or other methods.
"An ab ...
or a
metaphor
A metaphor is a figure of speech that, for rhetorical effect, directly refers to one thing by mentioning another. It may provide (or obscure) clarity or identify hidden similarities between two different ideas. Metaphors are often compared wi ...
, or whether it is a valid empirical description of aspects of real human behaviour in capitalist society.
*what is specific about the character masks of capitalist society, and how this should be explained.
*whether the "masks" of a social system are in any way the same as the masks of individuals.
*to what extent people are telling a story about the world, or whether they are really telling a story about themselves, given that the mask may not be adequate and other people can "see through it" anyway.
*whether Marx's idea of character masks contains an
ethnocentric
Ethnocentrism in social science and anthropology—as well as in colloquial English discourse—means to apply one's own culture or ethnicity as a frame of reference to judge other cultures, practices, behaviors, beliefs, and people, instead of ...
or
gender
Gender is the range of characteristics pertaining to femininity and masculinity and differentiating between them. Depending on the context, this may include sex-based social structures (i.e. gender roles) and gender identity. Most cultures ...
bias.
German sociologist Uri Rapp theorized that ''Charaktermaske'' was not the same as "role"; rather ''Charaktermaske'' was a role forced on people, in a way that they could not really escape from it, i.e. all their vital relationships depended on it. People were compelled by the
relations of production
Relations of production (german: Produktionsverhältnisse, links=no) is a concept frequently used by Karl Marx and Friedrich Engels in their theory of historical materialism and in ''Das Kapital''. It is first explicitly used in Marx's publish ...
. Thus, he said, "every class membership is a Charaktermaske and even the ideological penetration of masquerades (the 'class consciousness of the proletariat') could not change or cast off character masks, only transcend them in thought." In addition, ''Charaktermaske'' was "present in the issue of the human being alienated from his own personality."
Jean L. Cohen complained that:
As the post-war economic boom collapsed in the 1970s, and big changes in social roles occurred, these kinds of controversies stimulated a focus by social theorists on the "social construction of personal identity". A very large academic literature was subsequently published on this topic, exploring identity-formation from many different angles. The discourse of identity resonated well with the concerns of adolescents and young adults who are finding their identity, and it has been a popular subject ever since. Another reason for the popularity of the topic, noted by
Richard Sennett
Richard Sennett (born 1 January 1943) is the Centennial Professor of Sociology at the London School of Economics and former University Professor of the Humanities at New York University. He is currently a Senior Fellow of the Center on Capitalis ...
in his book ''The corrosion of character'', is the sheer number of different jobs people nowadays end up doing during their lifetime. People then experience multiple changes of identity in their lifetime – their identity is no longer fixed once and for all.
Humanism and anti-humanism
Marx's "big picture" of capitalism often remained supremely abstract, although he claimed ordinary folks could understand his book. It seemed to many scholars that in Marx's ''Capital'' people become "passive subjects" trapped in a system which is beyond their control, and which forces them into functions and roles. Thus, it is argued that Marx's portrayal of the capitalist system in its totality is too "deterministic", because it downplays the ability of individuals as "active human subjects" to make
free
Free may refer to:
Concept
* Freedom, having the ability to do something, without having to obey anyone/anything
* Freethought, a position that beliefs should be formed only on the basis of logic, reason, and empiricism
* Emancipate, to procur ...
choices, and determine their own fate (see also
economic determinism
Economic determinism is a socioeconomic theory that economic relationships (such as being an owner or capitalist, or being a worker or proletarian) are the foundation upon which all other societal and political arrangements in society are based. ...
). The theoretical point is stated by
Peter Sloterdijk
Peter Sloterdijk (; ; born 26 June 1947) is a German philosopher and cultural theorist. He is a professor of philosophy and media theory at the University of Art and Design Karlsruhe. He co-hosted the German television show ''Im Glashaus: Das Ph ...
as follows:
In the antihumanist version, the individual is viewed as "a creation of the system" or "a product of society" who personifies a social function. In this case, a person selected to represent and express a function is no more than a functionary (or a "tool"): the person ''himself'' is the character mask adopted by the system or the organization of which he is part. Hidden behind the human face is the (inhuman) system which it operates. In the humanist version, the process is not one of personification, but rather of impersonation, in which case the function is merely a role acted out by the individual. Since the role acted out may in this case not have much to do with the individual's true personality, the mask-bearer and the mask he bears are, in this case, two different things – creating the possibility of a conflict between the bearer and the role he plays. Such a conflict is generally not possible in the antihumanist interpretation ("if you work for so-and-so, you are one of them"), since any "dysfunctional" character mask would simply be replaced by another.
Louis Althusser's anti-humanism
In the
antihumanist philosophy of the French Marxist
Louis Althusser
Louis Pierre Althusser (, ; ; 16 October 1918 – 22 October 1990) was a French Marxist philosopher. He was born in Algeria and studied at the École normale supérieure in Paris, where he eventually became Professor of Philosophy.
Althusser ...
, individuals as active subjects who have needs and make their own choices, and as people who "make their own history", are completely eradicated in the name of "science". In fact, Althusser recommended the psychological theory of
Sigmund Freud
Sigmund Freud ( , ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating pathologies explained as originating in conflicts ...
and
Jacques Lacan
Jacques Marie Émile Lacan (, , ; 13 April 1901 – 9 September 1981) was a French psychoanalyst and psychiatrist. Described as "the most controversial psycho-analyst since Freud", Lacan gave yearly seminars in Paris from 1953 to 1981, and pu ...
in the French Communist Party journal ''La Nouvelle Critique'' specifically as a "science of the (human) ''unconscious''". In the glossary of his famous book ''
Reading Capital
''Reading Capital'' (french: Lire le Capital) is a 1965 book about the philosopher Karl Marx's ''Das Kapital'' by the philosophers Louis Althusser, Étienne Balibar, and Jacques Rancière, the sociologist Roger Establet, and the critic Pierre Ma ...
'' (co-written with
Étienne Balibar
Étienne Balibar (; ; born 23 April 1942) is a French philosopher. He has taught at the University of Paris X-Nanterre, at the University of California Irvine and is currently an Anniversary Chair Professor at the Centre for Research in Modern E ...
), Althusser announces:
Critics of this idea argue people are not merely the "bearers" of social relations, they are also the "conscious operators" of social relations – social relations which would not exist at all, unless people consciously interacted and cooperated with each other. The real analytical difficulty in social science is, that people both make their social relations, but also participate in social relations which they did not make or consciously choose themselves. Some roles in society are consciously and voluntarily chosen by individuals, other roles are conferred on people simply by being and participating in society with a given status. Some roles are also a mixture of both: once people have chosen a role, they may have that role, whether they like it or not; or, once habituated to role, people continue to perform the role even although they could in principle choose to abandon it. That is why both the humanist and the antihumanist interpretations of character masks can have some validity in different situations.
According to some critics, Althusser's "totalizing perspective" – which, by destroying the
dialectics
Dialectic ( grc-gre, διαλεκτική, ''dialektikḗ''; related to dialogue; german: Dialektik), also known as the dialectical method, is a discourse between two or more people holding different points of view about a subject but wishing t ...
of experience, cannot reconcile the ways in which people "make history" and are "made by history", and therefore falls from one contradiction into another and destroys belief in the power of human action (because "the system" dominates everything).
The sociological imagination
C. Wright Mills
Charles Wright Mills (August 28, 1916 – March 20, 1962) was an American sociologist, and a professor of sociology at Columbia University from 1946 until his death in 1962. Mills published widely in both popular and intellectual journals, and i ...
developed a concept known as the
sociological imagination
Sociological imagination is a term used in the field of sociology to describe a framework for understanding social reality that places personal experiences within a broader social and historical context.
It was coined by American sociologist ...
, the idea being that understanding the link between "private troubles" and "public issues" requires creative insight by the researchers, who are personally involved in what they try to study. The analytical question for social scientists then is, how much the concept of "character masks" can really explain, or whether its application is overextended or overworked.
For example,
Jon Elster
Jon Elster (; born 22 February 1940, Oslo) is a Norwegian philosopher and political theorist who holds the Robert K. Merton professorship of Social Science at Columbia University.
He received his PhD in social science from the École Normale Sup ...
argued that:
Jürgen Ritsert, a Frankfurt sociologist, queried the utility of the concept of character masks:
Sociobiology
Faced with the problem of understanding human character masks – which refers to how human beings have to deal with the relationship between the "macro-world" (the big world) and the "micro-world" (the small world) – scholarship has often flip-flopped rather uneasily between
structuralism
In sociology, anthropology, archaeology, history, philosophy, and linguistics, structuralism is a general theory of culture and methodology that implies that elements of human culture must be understood by way of their relationship to a broad ...
and
subjectivism
Subjectivism is the doctrine that "our own mental activity is the only unquestionable fact of our experience", instead of shared or communal, and that there is no external or objective truth.
The success of this position is historically attribute ...
, inventing dualisms between
structure and agency
In the social sciences there is a standing debate over the primacy of structure or agency in shaping human behaviour. ''Structure'' is the recurrent patterned arrangements which influence or limit the choices and opportunities available. '' Agency ...
. The academic popularity of
structural-functionalism
Structural functionalism, or simply functionalism, is "a framework for building theory that sees society as a complex system whose parts work together to promote solidarity and stability".
This approach looks at society through a macro-level o ...
has declined, "role definitions" have become more and more changeable and vague, and the Althusserian argument has been inverted: human behaviour is explained in terms of
sociobiology
Sociobiology is a field of biology that aims to examine and explain social behavior in terms of evolution. It draws from disciplines including psychology, ethology, anthropology, evolution, zoology, archaeology, and population genetics. Within t ...
. Here, "the person" is identified with "the physical body". This is closer to Marx's idea of "the economic formation of society as a process of natural history", but often at the cost of "naturalizing" (eternalizing) social phenomena which belong to a specific historical time – by replacing their real, man-made ''social'' causes with alleged ''biological'' factors. On this view, humans (except ourselves) are essentially, and mainly, animals. The treatment of humans as if they are animals is itself a strategy of domination.
Postmodernism
The more recent
postmodern
Postmodernism is an intellectual stance or mode of discourseNuyen, A.T., 1992. The Role of Rhetorical Devices in Postmodernist Discourse. Philosophy & Rhetoric, pp.183–194. characterized by skepticism toward the " grand narratives" of moderni ...
criticism of Marx's portrayal of character masks concerns mainly the two issues of
personal identity
Personal identity is the unique numerical identity of a person over time. Discussions regarding personal identity typically aim to determine the necessary and sufficient conditions under which a person at one time and a person at another time ca ...
and
privacy
Privacy (, ) is the ability of an individual or group to seclude themselves or information about themselves, and thereby express themselves selectively.
The domain of privacy partially overlaps with security, which can include the concepts of a ...
.
It is argued that modern capitalism has moved far beyond the type of capitalism that Marx knew. Capitalist development has changed the nature of people themselves, and how one's life will go is more and more unpredictable. There is no longer any clear and consensual view of how "personal identity" or "human character" should be defined (other than by identity cards). It is also no longer clear what it means to "mask" them, or what interests that can serve. Roles are constantly being redefined to manipulate power relationships, and shunt people up or down the hierarchy.
The postmodern concept of human identity maximizes the flexibility, variability and plasticity of human behaviour, so that the individual can "be and do many different things, in many different situations", without any necessary requirement of continuity between different "acts" in space and time. The effect as a lack of coherence; becomes more difficult to know or define what the identity of someone truly is. As soon as the self is viewed as a performance, masking becomes an intrinsic aspect of the self, since there still exists an "I" which directs the performance and which therefore simultaneously "reveals and conceals" itself. The corollary is, that it becomes much more difficult to ''generalize'' about human beings. The most basic level the categories or units used to make comparisons remain vague. At most, one can objectively measure the incidence and frequency of different types of observable behaviour.
Aggregate human behaviour is then often explained either as a biological effect or as a statistical effect, estimated by
probability theory
Probability theory is the branch of mathematics concerned with probability. Although there are several different probability interpretations, probability theory treats the concept in a rigorous mathematical manner by expressing it through a set ...
. Some Marxists regard this perspective as a form of
dehumanization
Dehumanization is the denial of full humanness in others and the cruelty and suffering that accompanies it. A practical definition refers to it as the viewing and treatment of other persons as though they lack the mental capacities that are c ...
, which signifies a deepening of human alienation, and leads to a return to
religion
Religion is usually defined as a social-cultural system of designated behaviors and practices, morals, beliefs, worldviews, texts, sanctified places, prophecies, ethics, or organizations, that generally relates humanity to supernatural, ...
to define humanity. Modern
information technology
Information technology (IT) is the use of computers to create, process, store, retrieve, and exchange all kinds of data . and information. IT forms part of information and communications technology (ICT). An information technology syste ...
and the
sexual revolution
The sexual revolution, also known as the sexual liberation, was a social movement that challenged traditional codes of behavior related to sexuality and interpersonal relationships throughout the United States and the developed world from the 1 ...
, it is nowadays argued, have radically altered the whole idea of what is "
public
In public relations and communication science, publics are groups of individual people, and the public (a.k.a. the general public) is the totality of such groupings. This is a different concept to the sociological concept of the ''Öffentlichk ...
" and what is "
private
Private or privates may refer to:
Music
* "In Private", by Dusty Springfield from the 1990 album ''Reputation''
* Private (band), a Denmark-based band
* "Private" (Ryōko Hirosue song), from the 1999 album ''Private'', written and also recorded ...
". Increasingly, information technology becomes a tool for
social control. Some Marxists even refer to the spectre of ''totalitarian capitalism''. Human individuals then appear to be caught up in a stressful battle to defend their own definition of themselves against the definitions imposed or attributed by others, in which they can become trapped.
Kurz and Lohoff
In their famous 1989 article "The class struggle fetish", the German neo-Marxists Robert Kurz and Ernst Lohoff reached the conclusion that the working class is ultimately just "the character mask of
variable capital
Constant capital (c), is a concept created by Karl Marx and used in Marxian political economy. It refers to one of the forms of capital invested in production, which contrasts with variable capital (v). The distinction between constant and v ...
", a logical "real category" of Capital. The identities of all members of capitalist society, they argued, are ultimately formed as bourgeois character masks of
self-valorizing value. In that case, people are valued according to the extent that they can make money for themselves, or for others.
Žižek
Slavoj Žižek
Slavoj Žižek (, ; ; born 21 March 1949) is a Slovenian philosopher, cultural theorist and public intellectual. He is international director of the Birkbeck Institute for the Humanities at the University of London, visiting professor at New ...
attempts to create a new theory of masks, by mixing together the philosophies of
Hegel
Georg Wilhelm Friedrich Hegel (; ; 27 August 1770 – 14 November 1831) was a German philosopher. He is one of the most important figures in German idealism and one of the founding figures of modern Western philosophy. His influence extends ...
,
Karl Marx
Karl Heinrich Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, economist, historian, sociologist, political theorist, journalist, critic of political economy, and socialist revolutionary. His best-known titles are the 1848 ...
and
Jacques Lacan
Jacques Marie Émile Lacan (, , ; 13 April 1901 – 9 September 1981) was a French psychoanalyst and psychiatrist. Described as "the most controversial psycho-analyst since Freud", Lacan gave yearly seminars in Paris from 1953 to 1981, and pu ...
with his understanding of fictional literature and political events. In Žižek's theory, oppressive social reality cannot exist and persist without ideological mystification, "The mask is not simply hiding the real state of things; the ideological distortion is written into
hevery essence
f the real state of things" Thus, the mask is a necessary and integral component of an oppressive reality, and it is not possible to tear away the mask to reveal the oppressive reality underneath.
In ''The sublime object of ideology'', Žižek summarizes
Peter Sloterdijk
Peter Sloterdijk (; ; born 26 June 1947) is a German philosopher and cultural theorist. He is a professor of philosophy and media theory at the University of Art and Design Karlsruhe. He co-hosted the German television show ''Im Glashaus: Das Ph ...
's concept of cynical reason:
Often the pretense is kept up, because of a belief (or anxiety) that the alternative – i.e. dropping the pretense – would result in a negative effect, and compromise cherished values or beliefs. To maintain and build a team morale, results are dependent on shared beliefs, regardless of the integrity and awareness of those belief's within reality. The result, Žižek claims, is a "symbolic order" of "fetishist disavowal" in which people act morally "as if" they are related in certain ways – to the point where "the symbolic mask matters more than the direct reality of the individual who wears this mask." Using a Freudian theory, Žižek aims to explain the psychological processes by which people are reconciled with the symbolic order, or at least make it "liveable" for themselves (see also
Freudo-Marxism).
Frank Furedi
Frank Furedi ( hu, Füredi Ferenc; born 3 May 1947) is a Hungarian-Canadian academic and emeritus professor of sociology at the University of Kent. He is well known for his work on sociology of fear, education, therapy culture, paranoid parent ...
suggests that the concept of denial, central to Žižek's understanding of masks, has a stark contrast from contemporary post-Freudian society: "In today's therapy culture, people who express views that contradict our own are often told that they are 'in denial'. It has become a way of discrediting their viewpoint, or shutting them up." If people disagree, or will not cooperate, they are not taken seriously in a dialogue, but accused of having a psychological problem which stands in need of professional treatment. Thus, a dissident is neutralized by being turned into a patient who is "unhealthy", and people are managed according to psychotherapeutic concepts designed to invalidate their own meanings. Furedi implies that yesterday's leftist concepts can be recycled as today's tools for
psychological manipulation
Manipulation in psychology is a behavior designed to exploit, control, or otherwise influence others to one’s advantage. Definitions for the term vary in which behavior is specifically included, influenced by both culture and whether referring to ...
: an idea which originally had a progressive intention can evolve until, in reality, it plays the very opposite role – even although (and precisely because) people continue to sentimentally cherish the old idea. The point is not simply to interpret the processes by which oppressed people are reconciled with, or reproduce their own oppression (
Althusser
Louis Pierre Althusser (, ; ; 16 October 1918 – 22 October 1990) was a French Marxist philosopher. He was born in Algeria and studied at the École normale supérieure in Paris, where he eventually became Professor of Philosophy.
Althusser ...
's and
Bourdieu
Pierre Bourdieu (; 1 August 1930 – 23 January 2002) was a French sociologist and public intellectual. Bourdieu's contributions to the sociology of education, the theory of sociology, and sociology of aesthetics have achieved wide influence in ...
's structuralist theory of "ideological reproduction"); the challenge is to create new ideas which can free the oppressed out of their oppression. For this purpose, ideas have to be situated according to how they are ''actually being used'' in the real world, and the oppressed have to be regarded as active subjects who can change their own fate.
Philip Rieff summarizes the main problem, and the main achievement of psychoanalysis, from the point of view of freeing people from the masks that may oppress them:
If it is true that "we do not even know who we are", then it becomes difficult to understand how people could free themselves from deceptive masks, and change the world for the better, unless they all get a massive dose of psychotherapy to "find themselves".
Unmasking
If one successfully unmasks something, one understands it for what it really is, and can handle it; inversely, if one understands something and can handle it, it is unmasked. Yet, as Marx notes, "in the analysis of economic forms neither microscopes nor chemical
reagents
In chemistry, a reagent ( ) or analytical reagent is a substance or compound added to a system to cause a chemical reaction, or test if one occurs. The terms ''reactant'' and ''reagent'' are often used interchangeably, but reactant specifies a ...
are of assistance. The power of
abstraction
Abstraction in its main sense is a conceptual process wherein general rules and concepts are derived from the usage and classification of specific examples, literal ("real" or " concrete") signifiers, first principles, or other methods.
"An ab ...
must replace both."
Economic analysis not only studies the total social effect of human actions, which is usually not directly observable to an individual, other than in the form of
statistics
Statistics (from German: ''Statistik'', "description of a state, a country") is the discipline that concerns the collection, organization, analysis, interpretation, and presentation of data. In applying statistics to a scientific, indust ...
or television. The "economic actors" are also human beings who ''create'' interactions and relationships which have human meanings. Those meanings cannot be observed directly, they are in people's heads, actively created in their
social relationship
A social relation or also described as a social interaction or social experience is the fundamental unit of analysis within the social sciences, and describes any voluntary or involuntary interpersonal relationship between two or more individuals ...
s, and expressed symbolically.
Collapse
Capitalism unmasks itself in the course of development, when its internal contradictions become so great, that they cause collapse – impelling the revolutionary transformation of capitalism by human action into a new social order, amidst all the political conflicts and class struggles. In trying to get on top of the relations they have created, human beings are themselves transformed. Scientific inquiry, Marx felt, should be an aid in the cause of human progress, to ensure that the new social order emerging will be a real
open society
Open society (french: société ouverte) is a term coined by French philosopher Henri Bergson in 1932, and describes a dynamic system inclined to moral universalism.Thomas Mautner (2005), 2nd ed. ''The Penguin Dictionary of Philosophy'' Open so ...
. Human progress is achieved, to the degree that people abolish the oppressions of people by other people, and oppressions by the blind forces of nature.
[Marx, '' Capital, Volume III'', Penguin ed., pp. 958–959.]
See also
*
Art and morality
*
Crystallized self
*
Honne and tatemae
In Japan, refers to a person's , and refers contrastingly to . This distinction began to be made in the post-war era. Takeo Doi, ''The Anatomy of Self'', 1985
A person's may be contrary to what is expected by society or what is required acco ...
*
Identity management
*
Moral character
Moral character or character (derived from charaktêr) is an analysis of an individual's steady moral qualities. The concept of ''character'' can express a variety of attributes, including the presence or lack of virtues such as empathy, coura ...
*
Theatre of the Oppressed
The Theatre of the Oppressed (TO) describes theatrical forms that the Brazilian theatre practitioner Augusto Boal first elaborated in the 1970s, initially in Brazil and later in Europe. Boal was influenced by the work of the educator and theorist ...
Notes
{{DEFAULTSORT:Character mask
Marxist theory
Identity (social science)
Sociological terminology