Clinton V. New York City
   HOME

TheInfoList



OR:

''Clinton v. City of New York'', 524 U.S. 417 (1998), was a
landmark decision Landmark court decisions, in present-day common law legal systems, establish precedents that determine a significant new legal principle or concept, or otherwise substantially affect the interpretation of existing law. "Leading case" is commonly u ...
by the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
in which the Court held, 6–3, that the
line-item veto The line-item veto, also called the partial veto, is a special form of veto power that authorizes a chief executive to reject particular provisions of a bill enacted by a legislature without vetoing the entire bill. Many countries have different ...
, as granted in the Line Item Veto Act of 1996, violated the Presentment Clause of the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, in 1789. Originally comprising seven ar ...
because it impermissibly gave the
President of the United States The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the executive branch of the federal government and is the commander-in-chief of the United Stat ...
the power to unilaterally amend or repeal parts of
statute A statute is a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. Typically, statutes command or prohibit something, or declare policy. Statutes are rules made by le ...
s that had been duly passed by the
United States Congress The United States Congress is the legislature of the federal government of the United States. It is bicameral, composed of a lower body, the House of Representatives, and an upper body, the Senate. It meets in the U.S. Capitol in Washing ...
. Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
wrote for the six-justice majority that the line-item veto gave the President power over legislation unintended by the Constitution, and was therefore an overstep in their duties.


Background of the case

The
Line Item Veto Act The Line Item Veto Act was a federal law of the United States that granted the President the power to line-item veto budget bills passed by Congress, but its effect was brief as the act was soon ruled unconstitutional by the Supreme Court in '' ...
allowed the
president President most commonly refers to: *President (corporate title) *President (education), a leader of a college or university *President (government title) President may also refer to: Automobiles * Nissan President, a 1966–2010 Japanese ful ...
to "cancel", that is to void or legally nullify, certain provisions of appropriations bills, and disallowed the use of funds from canceled provisions for offsetting deficit spending in other areas.


Political circumstances

The 1994 midterm elections signaled an upheaval in
American politics The politics of the United States function within a framework of a constitutional federal republic and presidential system, with three distinct branches that Separation of powers, share powers. These are: the United States Congress, U.S. Congre ...
known as the
Republican Revolution The "Republican Revolution", "Revolution of '94", or "Gingrich Revolution" are political slogans that refer to the Republican Party (GOP) success in the 1994 U.S. mid-term elections, which resulted in a net gain of 54 seats in the House of ...
, with the Republican Party taking control of both houses of the U.S. Congress from Democrats. Key to that revolution was the Republicans' Contract with America, which included a list of actions they promised to take if they gained control of Congress. Among this list was the Line Item Veto Act itself, one of two provisions designed to ensure congressional fiscal conservatism. The Act was the only provision of the "Contract with America" that
President Clinton William Jefferson Clinton ( né Blythe III; born August 19, 1946) is an American politician who served as the 42nd president of the United States from 1993 to 2001. He previously served as governor of Arkansas from 1979 to 1981 and again ...
supported.


Initial litigation

At its passage, the Act was politically controversial, with many Democrats breaking with Clinton to oppose it. Of the opposition, six members of Congress, including Republican
Mark Hatfield Mark Odom Hatfield (July 12, 1922 – August 7, 2011) was an American politician and educator from the state of Oregon. A Republican, he served for 30 years as a United States senator from Oregon, and also as chairman of the Senate Appropr ...
, sued to prevent use of the line-item veto. They were granted summary judgment by the U.S. District Court, but the Supreme Court held that the Congressmen lacked standing because they could not show any particularized harm, and dismissed their suit in ''
Raines v. Byrd ''Raines v. Byrd'', 521 U.S. 811 (1997), was a United States Supreme Court case in which the Court held individual members of Congress do not automatically have standing to litigate the constitutionality of laws affecting Congress as a whole. Bac ...
'', 521 U.S. 811 (1997). Within the next two months, Clinton began using the line-item veto, prompting several entities to file suit in a second attempt to have the Act declared unconstitutional. In the second case, which was consolidated from two cases by the
U.S. District Court for the District of Columbia The United States District Court for the District of Columbia (in case citations, D.D.C.) is a federal district court in the District of Columbia. It also occasionally handles (jointly with the United States District Court for the District of ...
, the City of New York and several organizations related to
health care Health care or healthcare is the improvement of health via the prevention, diagnosis, treatment, amelioration or cure of disease, illness, injury, and other physical and mental impairments in people. Health care is delivered by health profe ...
alleged injury from President Clinton's cancellation of certain provisions of the
Balanced Budget Act of 1997 The Balanced Budget Act of 1997 () was an omnibus legislative package enacted by the United States Congress, using the budget Reconciliation (U.S. Congress), reconciliation process, and designed to balance the federal budget by 2002. This act wa ...
that eliminated certain liabilities, and Snake River Potato Growers, Inc. alleged injury from the President's cancellation of certain provisions of the
Taxpayer Relief Act of 1997 The Taxpayer Relief Act of 1997 () reduced several federal taxes in the United States. Starting in 1998, a $400 tax credit for each child under age 17 was introduced, which was later increased to $500 in 1999. This credit was phased out for h ...
that gave tax benefits to aid farmer's
cooperative A cooperative (also known as co-operative, co-op, or coop) is "an autonomous association of persons united voluntarily to meet their common economic, social and cultural needs and aspirations through a jointly owned and democratically-control ...
s in purchasing potato processing facilities. The District Court ruled for the plaintiffs, holding that the Line Item Veto Act was unconstitutional. Because the Act established an expedited appeal process for challenges, the case was directly appealed from the District Court to the Supreme Court.


The Supreme Court's decision

In
majority opinion
written by Justice
John Paul Stevens John Paul Stevens (April 20, 1920 – July 16, 2019) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1975 to 2010. At the time of his retirement, he was the second-oldes ...
, the Court ruled that because the Act allowed the President to unilaterally amend or repeal parts of duly enacted
statute A statute is a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. Typically, statutes command or prohibit something, or declare policy. Statutes are rules made by le ...
s by using line-item cancellations, it violated the Presentment Clause of the Constitution, which outlines a specific practice for enacting a statute. The Court construed the silence of the Constitution on the subject of such unilateral Presidential action as equivalent to "an express prohibition", agreeing with historical material that supported the conclusion that statutes may only be enacted "in accord with a single, finely wrought and exhaustively considered, procedure", and that a bill must be approved or rejected by the President in its entirety.


Kennedy's concurrence

Justice
Anthony M. Kennedy Anthony McLeod Kennedy (born July 23, 1936) is an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1988 until his retirement in 2018. He was nominated to the court in 1987 by Presid ...
, in an opinion concurring in the opinion and judgment of the Court, objected to the dissent's argument that the Act did not violate principles of the
separation of powers Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typic ...
and threaten individual
liberty Liberty is the ability to do as one pleases, or a right or immunity enjoyed by prescription or by grant (i.e. privilege). It is a synonym for the word freedom. In modern politics, liberty is understood as the state of being free within society fr ...
, stating that the "undeniable effects" of the Act were to "enhance the President's power to reward one group and punish another, to help one set of taxpayers and hurt another, to favor one State and ignore another". Kennedy's concurrence implicitly viewed the statute as a violation of the
nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit ...
.


Breyer's dissent

In a dissenting opinion, Justice
Stephen Breyer Stephen Gerald Breyer ( ; born August 15, 1938) is a retired American lawyer and jurist who served as an associate justice of the U.S. Supreme Court from 1994 until his retirement in 2022. He was nominated by President Bill Clinton, and repl ...
contended that the objective of the Act was constitutionally proper and was consistent with powers that the President has held in the past, stating that the Act "does not violate any specific textual constitutional command, nor does it violate any implicit Separation of Powers principle". He extensively refers to many different cases which support the delegation of power by the Congress, and primarily suggests that the Act is an efficient means by which a constitutionally legitimate end may be achieved.


Scalia's partial concurrence and partial dissent

In an alternative opinion, Justice
Antonin Scalia Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectu ...
objected to the Court's consideration of the case with respect to the Taxpayer Relief Act, finding no party in the case with standing to challenge it. However, he did find a party with standing to challenge the President's cancellation in the Balanced Budget Act, and concluded that it did not violate the Constitution, because the Congress has the power to delegate the discretionary authority to decline to spend appropriated sums of money, which he asserted was equivalent to cancellation.


Critical response

Michael B. Rappaport argued that the original meaning of the Constitution does not apply to certain parts of the
nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit ...
, relying on his interpretation of the Executive Power Vesting Clause. Under this view, "laws that authorize the withdrawal of money from the treasury and which have traditionally taken the form of authorizing a certain amount to be spent for particular programs ... are not subject to the nondelegation doctrine". He further criticized the majority opinion for failing to satisfactorily justify its application of a stricter standard to the delegation of cancellation authority than it had used in the past for other executive delegations. In Rappaport's opinion, "the Court’s approach to cancellation authority has no basis in text, structure and purpose, or precedent". J.Stephen Kennedy wrote that the majority of the Supreme Court was sufficiently concerned with the constitutional challenges to the line item veto presented to declare the act wholly unconstitutional, instead of relying on other traditional and less sweeping ways of correcting acts of Congress. In his view, "the Court’s decision sent a clear message of finality for any future use of the line item veto". Kennedy also noted that while the majority relied on a strict interpretation or literal textual reading of the Presentment Clause contained in Article I of the United States Constitution, Justice Scalia, in his dissent, "stray dsomewhat from his usual strict constructionist approach ... by stressing that the President's act of cancellation would only occur after satisfaction of the Presentment Clause". Steven F. Huefner wrote that "Although the Presentment Clause analysis of the Line Item Veto Act has superficial appeal, it ultimately does not withstand scrutiny",, at 339. arguing that the Court should have relied on the nondelegation doctrine in order to invalidate the Act, as it provided a superior basis for such a decision. Huefner named two main implications of the Court's refusal to use the nondelegation doctrine. First, it suggests that the Court seems unready or unwilling to alter the existing interpretation of the nondelegation doctrine. Second, the Court has shown that it is willing to rely upon alternative rationales to achieve the same result "as would a more robust nondelegation doctrine rationale". This approach is significant because in theory, such a rationale could endanger previously accepted delegations to the executive. Roy E. Brownell II criticized the Clinton administration for its exercise of the Line Item Veto Act, charging that it should have restricted its cancellation powers only to statutory provisions that remain in the realm of national security. He argued that had the Clinton administration limited its use of the Line Item Veto Act in this fashion, it would have ensured that when the constitutionality of the Act was inevitably challenged, the challenge would have been based on terms most favorable to the Executive. Brownell suggested that a
test case In software engineering, a test case is a specification of the inputs, execution conditions, testing procedure, and expected results that define a single test to be executed to achieve a particular software testing objective, such as to exercise ...
brought forth on the grounds of national security would have likely acknowledged the existence of " National Security Rescission", "a narrow
statutory construction A statute is a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. Typically, statutes command or prohibit something, or declare policy. Statutes are rules made by le ...
limiting the area of presidential cancellation power to within the field of national security. Such a result ... would have assured that the President maintained cancellation authority over a sixth of the federal budget."
Steven G. Calabresi Steven Gow Calabresi (born 1958) is an American legal scholar and the Clayton J. and Henry R. Barber Professor of Law at Northwestern University Pritzker School of Law. He is the co-chairman of the Federalist Society. He is the nephew of Guido C ...
argued that although the Court had denied this, the instant decision was really a "
Nondelegation doctrine The doctrine of nondelegation (or non-delegation principle) is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit ...
case masquerading as a
bicameralism Bicameralism is a type of legislature, one divided into two separate Deliberative assembly, assemblies, chambers, or houses, known as a bicameral legislature. Bicameralism is distinguished from unicameralism, in which all members deliberate and ...
and presentment case". He also suggested that this decision was "the blockbuster separation of powers case of the
Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from 1 ...
years".


Subsequent developments

Though the Supreme Court struck down the Line Item Veto Act in 1998, President
George W. Bush George Walker Bush (born July 6, 1946) is an American politician who served as the 43rd president of the United States from 2001 to 2009. A member of the Republican Party, Bush family, and son of the 41st president George H. W. Bush, he ...
asked Congress to enact legislation that would return the line item veto power to the Executive. First announcing his intent to seek such legislation in his January 31, 2006 State of the Union address, President Bush sent a legislative proposal
Legislative Line Item Veto Act of 2006 A legislature is an assembly with the authority to make laws for a political entity such as a country or city. They are often contrasted with the executive and judicial powers of government. Laws enacted by legislatures are usually known as ...
to Congress on March 6, 2006, urging its prompt passage. Senator Bill Frist, Senator
John McCain John Sidney McCain III (August 29, 1936 – August 25, 2018) was an American politician and United States Navy officer who served as a United States senator from Arizona from 1987 until his death in 2018. He previously served two terms ...
, and Republican Whip Senator
Mitch McConnell Addison Mitchell McConnell III (born February 20, 1942) is an American politician and retired attorney serving as the senior United States senator from Kentucky and the Senate minority leader since 2021. Currently in his seventh term, McConne ...
jointly introduced this proposal. On that same day,
Joshua Bolten Joshua Brewster Bolten (born August 16, 1954) is an American lawyer and politician. Bolten served as the White House Chief of Staff to U.S. President George W. Bush, replacing Andrew Card on April 14, 2006. Previously, he served as the Director o ...
, the Director of the
Office of Management and Budget The Office of Management and Budget (OMB) is the largest office within the Executive Office of the President of the United States (EOP). OMB's most prominent function is to produce the president's budget, but it also examines agency programs, pol ...
, gave a press conference on the president's line-item veto proposal. Bolten explained that the proposed Act would give the President the ability to single out "wasteful" spending and to put such spending on hold. While the spending line-item is on hold, the President can send legislation to Congress to rescind the particular line-item. The proposal would then be considered in both houses within ten days on an up or down basis, and could be passed by a simple majority. Additionally, such proposals could not be
filibuster A filibuster is a political procedure in which one or more members of a legislative body prolong debate on proposed legislation so as to delay or entirely prevent decision. It is sometimes referred to as "talking a bill to death" or "talking out ...
ed. When asked how this proposed legislation was different from the 1996 Line Item Veto Act that was found unconstitutional by the United States Supreme Court, Bolten said that whereas the former act granted unilateral authority to the Executive to disallow specific spending line items, the new proposal would seek Congressional approval of such line-item vetoes. Thus, in order for the President to successfully rescind previously enacted spending, a simple majority of Congress is required to agree to specific legislation to that effect. Though the newer line-item veto proposal was much weaker than the 1996 version, it nevertheless failed to find strong support in Congress. Senator
Robert C. Byrd Robert Carlyle Byrd (born Cornelius Calvin Sale Jr.; November 20, 1917 – June 28, 2010) was an American politician and musician who served as a United States senator from West Virginia for over 51 years, from 1959 until his death in 2010. A ...
of
West Virginia West Virginia is a state in the Appalachian, Mid-Atlantic and Southeastern regions of the United States.The Census Bureau and the Association of American Geographers classify West Virginia as part of the Southern United States while the Bur ...
called it "an offensive slap at Congress", asserting that the legislation would enable the president to intimidate individual members of Congress by targeting the projects of his political opponents. He also complained that the line-item veto as proposed would take away Congress' constitutional " power of the purse" and give it to the
executive branch The Executive, also referred as the Executive branch or Executive power, is the term commonly used to describe that part of government which enforces the law, and has overall responsibility for the governance of a State (polity), state. In poli ...
. On June 8, 2006,
Viet D. Dinh Viet D. Dinh ( vi, Đinh Đồng Phụng Việt; born February 22, 1968) is a lawyer and a legal scholar who is Chief Legal and Policy Officer of Fox Corporation and who served as an Assistant Attorney General of the United States from 2001 to 20 ...
, Professor of Law at Georgetown University Law Center, and
Nathan Sales Nathan Alexander Sales is an American lawyer, academic, and government official who served as the coordinator for counterterrorism and special envoy to the Global Coalition to Defeat ISIS within the U.S. Department of State from 2017 to 2021. Pri ...
, John M. Olin Fellow at Georgetown University Law Center testified by written statement before the House Committee on the Budget on the constitutional issues in connection with the proposed legislation. Dinh and Sales argued that the Legislative Line Item Veto Act of 2006 satisfies the Constitution's
Bicameralism Bicameralism is a type of legislature, one divided into two separate Deliberative assembly, assemblies, chambers, or houses, known as a bicameral legislature. Bicameralism is distinguished from unicameralism, in which all members deliberate and ...
and Presentment Clause, and therefore avoids the constitutional issues raised in the 1996 Act struck down by the Supreme Court. They also stated that the proposed Act is consistent with the basic principle that grants Congress broad discretion to establish procedures to govern its internal operations. The proposed Act was approved by the House Budget Committee on June 14, 2006 by a vote of 24–9. It was approved in the full House on June 22. A similar bill was submitted in the Senate, but failed to win approval. The Legislative Line Item Veto Act has therefore not become law.


See also

*
Line-item veto The line-item veto, also called the partial veto, is a special form of veto power that authorizes a chief executive to reject particular provisions of a bill enacted by a legislature without vetoing the entire bill. Many countries have different ...
*''
INS v. Chadha ''Immigration and Naturalization Service v. Chadha'', 462 U.S. 919 (1983), was a United States Supreme Court case ruling in 1983 that the one-house legislative veto violated the constitutional separation of powers. Background Section 244(a)(1) ...
'' (1983) *
Signing statement A signing statement is a written pronouncement issued by the President of the United States upon the signing of a bill into law. They are usually printed along with the bill in ''United States Code Congressional and Administrative News'' (USCCAN). ...
*
List of United States Supreme Court cases, volume 524 This is a list of all United States Supreme Court cases from volume 524 of the ''United States Reports The ''United States Reports'' () are the official record ( law reports) of the Supreme Court of the United States. They include rulings, ord ...
* List of United States Supreme Court cases * Lists of United States Supreme Court cases by volume


Notes


External links

* {{DEFAULTSORT:Clinton v. City of New York United States Constitution Article One case law United States Supreme Court cases United States Supreme Court cases of the Rehnquist Court United States separation of powers case law Bicameralism and Presentment case law History of New York City Legal history of New York (state) Veto 1998 in United States case law 1998 politics in New York (state) United States nondelegation doctrine case law City of New York litigation