Carter Doctrine
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The Carter Doctrine was a policy proclaimed by
President of the United States The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the executive branch of the federal government and is the commander-in-chief of the United Stat ...
Jimmy Carter James Earl Carter Jr. (born October 1, 1924) is an American politician who served as the 39th president of the United States from 1977 to 1981. A member of the Democratic Party (United States), Democratic Party, he previously served as th ...
in his
State of the Union Address The State of the Union Address (sometimes abbreviated to SOTU) is an annual message delivered by the president of the United States to a joint session of the United States Congress near the beginning of each calendar year on the current conditio ...
on January 23, 1980, which stated that the United States would use military force, if necessary, to defend its
national interest The national interest is a sovereign state's goals and ambitions (economic, military, cultural, or otherwise), taken to be the aim of government. Etymology The Italian phrase ''ragione degli stati'' was first used by Giovanni della Casa around t ...
s in the
Persian Gulf The Persian Gulf ( fa, خلیج فارس, translit=xalij-e fârs, lit=Gulf of Persis, Fars, ), sometimes called the ( ar, اَلْخَلِيْجُ ٱلْعَرَبِيُّ, Al-Khalīj al-ˁArabī), is a Mediterranean sea (oceanography), me ...
. It was a response to the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
's intervention in Afghanistan in 1979, and it was intended to deter the Soviet Union, the United States'
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
adversary, from seeking
hegemony Hegemony (, , ) is the political, economic, and military predominance of one State (polity), state over other states. In Ancient Greece (8th BC – AD 6th ), hegemony denoted the politico-military dominance of the ''hegemon'' city-state over oth ...
in the Persian Gulf region. The following key sentence, which was written by
Zbigniew Brzezinski Zbigniew Kazimierz Brzeziński ( , ; March 28, 1928 – May 26, 2017), or Zbig, was a Polish-American diplomat and political scientist. He served as a counselor to President Lyndon B. Johnson from 1966 to 1968 and was President Jimmy Carter's ...
, President Carter's
National Security Adviser A national security advisor serves as the chief advisor to a national government on matters of security. The advisor is not usually a member of the government's cabinet but is usually a member of various military or security councils. National sec ...
, concludes the section:
Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.
Brzezinski modeled the wording on the
Truman Doctrine The Truman Doctrine is an American foreign policy that pledged American "support for democracies against authoritarian threats." The doctrine originated with the primary goal of containing Soviet geopolitical expansion during the Cold War. It was ...
, and insisted the sentence to be included in the speech "to make it very clear that the Soviets should stay away from the Persian Gulf." In '' The Prize: The Epic Quest for Oil, Money, and Power'', author
Daniel Yergin Daniel Howard Yergin (born February 6, 1947) is an American author, speaker, energy expert, and economic historian. Yergin is vice chairman of S&P Global. He was formerly vice chairman of IHS Markit, which merged with S&P in 2022. He founded Ca ...
notes that the Carter Doctrine "bore striking similarities" to a 1903
British British may refer to: Peoples, culture, and language * British people, nationals or natives of the United Kingdom, British Overseas Territories, and Crown Dependencies. ** Britishness, the British identity and common culture * British English, ...
declaration in which British
Foreign Secretary The secretary of state for foreign, Commonwealth and development affairs, known as the foreign secretary, is a minister of the Crown of the Government of the United Kingdom and head of the Foreign, Commonwealth and Development Office. Seen as ...
Lord Landsdowne warned Russia and Germany that the British would "regard the establishment of a naval base or of a fortified port in the Persian Gulf by any other power as a very grave menace to British interests, and we should certainly resist it with all the means at our disposal."


Background

The Persian Gulf region was first proclaimed to be of national interest to the United States during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
.
Petroleum Petroleum, also known as crude oil, or simply oil, is a naturally occurring yellowish-black liquid mixture of mainly hydrocarbons, and is found in geological formations. The name ''petroleum'' covers both naturally occurring unprocessed crud ...
is centrally important to modern armies. The United States, the world's leading oil producer at the time, supplied most of the oil for the
Allied An alliance is a relationship among people, groups, or states that have joined together for mutual benefit or to achieve some common purpose, whether or not explicit agreement has been worked out among them. Members of an alliance are called ...
armies. Many American strategists were concerned that the war would dangerously reduce the US's oil supply and so they sought to establish good relations with
Saudi Arabia Saudi Arabia, officially the Kingdom of Saudi Arabia (KSA), is a country in Western Asia. It covers the bulk of the Arabian Peninsula, and has a land area of about , making it the fifth-largest country in Asia, the second-largest in the A ...
, a kingdom with large
oil reserves An oil is any polarity (chemistry), nonpolar chemical substance that is composed primarily of Hydrocarbon, hydrocarbons and is hydrophobe, hydrophobic (does not mix with water) & lipophilicity, lipophilic (mixes with other oils). Oils are usu ...
. On February 16, 1943, US President
Franklin Roosevelt Franklin Delano Roosevelt (; ; January 30, 1882April 12, 1945), often referred to by his initials FDR, was an American politician and attorney who served as the 32nd president of the United States from 1933 until his death in 1945. As the ...
said, "the defense of Saudi Arabia is vital to the defense of the United States." On February 14, 1945, while he was returning from the
Yalta Conference The Yalta Conference (codenamed Argonaut), also known as the Crimea Conference, held 4–11 February 1945, was the World War II meeting of the heads of government of the United States, the United Kingdom, and the Soviet Union to discuss the post ...
, Roosevelt met with Saudi Arabian King
Ibn Saud Abdulaziz bin Abdul Rahman Al Saud ( ar, عبد العزيز بن عبد الرحمن آل سعود, ʿAbd al ʿAzīz bin ʿAbd ar Raḥman Āl Suʿūd; 15 January 1875Ibn Saud's birth year has been a source of debate. It is generally accepted ...
on the
Great Bitter Lake The Great Bitter Lake ( ar, البحيرة المرة الكبرى; Arabic transliteration, transliterated: ''al-Buḥayrah al-Murra al-Kubrā'') is a large saltwater lake in Egypt that is part of the Suez Canal. Before the canal was built in ...
in the
Suez Canal The Suez Canal ( arz, قَنَاةُ ٱلسُّوَيْسِ, ') is an artificial sea-level waterway in Egypt, connecting the Mediterranean Sea to the Red Sea through the Isthmus of Suez and dividing Africa and Asia. The long canal is a popular ...
, the first time a US president had visited the Persian Gulf region. During
Operation Desert Shield The Gulf War was a 1990–1991 armed campaign waged by a Coalition of the Gulf War, 35-country military coalition in response to the Iraqi invasion of Kuwait. Spearheaded by the United States, the coalition's efforts against Ba'athist Iraq, ...
in 1990,
US Defense Secretary The United States secretary of defense (SecDef) is the head of the United States Department of Defense, the executive department of the U.S. Armed Forces, and is a high ranking member of the federal cabinet. DoDD 5100.1: Enclosure 2: a The se ...
Dick Cheney Richard Bruce Cheney ( ; born January 30, 1941) is an American politician and businessman who served as the 46th vice president of the United States from 2001 to 2009 under President George W. Bush. He is currently the oldest living former U ...
cited the landmark meeting between Roosevelt and Ibn Saud as one of the justifications for sending troops to protect Saudi Arabia's border. The Persian Gulf region was still regarded as an area of vital importance to the US during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
. Three Cold War American presidential doctrines (the Truman,
Eisenhower Dwight David "Ike" Eisenhower (born David Dwight Eisenhower; ; October 14, 1890 – March 28, 1969) was an American military officer and statesman who served as the 34th president of the United States from 1953 to 1961. During World War II, ...
, and
Nixon Doctrine The Nixon Doctrine (also known as the Guam Doctrine) was put forth during a press conference in Guam on July 25, 1969 by President of the United States Richard Nixon and later formalized in his speech on Vietnamization of the Vietnam War on Novembe ...
s) played roles in forming the Carter Doctrine. The Truman Doctrine, which stated that the US would send military aid to countries threatened by Soviet communism, was used to strengthen both
Iran Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkmeni ...
and Saudi Arabia's security. In October 1950, President Truman wrote to Ibn Saud that "the United States is interested in the preservation of the independence and territorial integrity of Saudi Arabia. No threat to your Kingdom could occur which would not be a matter of immediate concern to the United States." The Eisenhower Doctrine called for US troops to be sent to the Middle East to defend US allies against their Soviet-backed adversaries. Ultimately, the Nixon Doctrine's application provided military aid to Iran and Saudi Arabia so that US allies could ensure peace and stability there. In 1979, the
Iranian Revolution The Iranian Revolution ( fa, انقلاب ایران, Enqelâb-e Irân, ), also known as the Islamic Revolution ( fa, انقلاب اسلامی, Enqelâb-e Eslâmī), was a series of events that culminated in the overthrow of the Pahlavi dynas ...
and the Soviet intervention of Afghanistan prompted the restatement of US interests in the region in the form of the Carter Doctrine. The
Yemenite War of 1979 The Second Yemenite War was a short military conflict between the Yemen Arab Republic (YAR; North Yemen) and the People's Democratic Republic of Yemen (PDRY; South Yemen). The war developed out of a breakdown in relations between the two countri ...
, with Soviet support to
South Yemen South Yemen ( ar, اليمن الجنوبي, al-Yaman al-Janubiyy), officially the People's Democratic Republic of Yemen (, ), also referred to as Democratic Yemen (, ) or Yemen (Aden) (, ), was a communist state that existed from 1967 to 19 ...
, may also have been a "smaller shock" contributing to the crisis of that year, and Carter's foreign policy shift. National Security Advisor
Zbigniew Brzezinski Zbigniew Kazimierz Brzeziński ( , ; March 28, 1928 – May 26, 2017), or Zbig, was a Polish-American diplomat and political scientist. He served as a counselor to President Lyndon B. Johnson from 1966 to 1968 and was President Jimmy Carter's ...
advised President Carter that the United States's "greatest vulnerability" lay on an arc "stretching from
Chittagong Chittagong ( /ˈtʃɪt əˌɡɒŋ/ ''chit-uh-gong''; ctg, চিটাং; bn, চিটাগং), officially Chattogram ( bn, চট্টগ্রাম), is the second-largest city in Bangladesh after Dhaka and third largest city in B ...
through
Islamabad Islamabad (; ur, , ) is the capital city of Pakistan. It is the country's ninth-most populous city, with a population of over 1.2 million people, and is federally administered by the Pakistani government as part of the Islamabad Capital T ...
to
Aden Aden ( ar, عدن ' Yemeni: ) is a city, and since 2015, the temporary capital of Yemen, near the eastern approach to the Red Sea (the Gulf of Aden), some east of the strait Bab-el-Mandeb. Its population is approximately 800,000 people. ...
."
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
gave Carter similar advice. In July 1979, responding to a national energy crisis that resulted from the Iranian Revolution, President Carter delivered his "Crisis of Confidence" speech, urging Americans to reduce their energy use to help lessen American dependence on foreign oil supplies. Recently, some scholars have claimed that Carter's energy plan, if it had been fully enacted, would have prevented some of the current economic difficulties caused by the American dependency on foreign oil.Reprinted
at
History News Network History News Network (HNN) at George Washington University is a platform for historians writing about current events. History History News Network (HNN) is a non-profit corporation registered in Washington DC. HNN was founded by Richard Shenkman ...
The 1979 oil crisis also led to a vast surge in energy wealth for the oil-rich Soviet Union, which along the lines of
resource curse The resource curse, also known as the paradox of plenty or the poverty paradox, is the phenomenon of countries with an abundance of natural resources (such as fossil fuels and certain minerals) having less economic growth, less democracy, or worse ...
literature, has been hypothesized to have caused the boldness of Soviet
Politburo A politburo () or political bureau is the executive committee for communist parties. It is present in most former and existing communist states. Names The term "politburo" in English comes from the Russian ''Politbyuro'' (), itself a contraction ...
in the intervention in the first place. Previously, the Soviet Union's "
Third World The term "Third World" arose during the Cold War to define countries that remained non-aligned with either NATO or the Warsaw Pact. The United States, Canada, Japan, South Korea, Western European nations and their allies represented the " First ...
" strategy combined largely cautious support of revolutions with covert action. However, the invasion of Afghanistan indicated that Soviet policy had become more direct and belligerent. This was seen to advance a long-term Soviet geopolitical goal, the acquisition of strategic presence on the Indian Ocean, closer to the realm of possibility. This caused previous critics of
containment policy Containment was a geopolitical strategic foreign policy pursued by the United States during the Cold War to prevent the spread of communism after the end of World War II. The name was loosely related to the term ''cordon sanitaire'', which wa ...
to become some of its major supporters. Over the course of January 1980 in response to the Afghan intervention, Carter withdrew the SALT II treaty from consideration before the Senate, recalled the US Ambassador
Thomas J. Watson Thomas John Watson Sr. (February 17, 1874 – June 19, 1956) was an American businessman who served as the chairman and CEO of IBM. He oversaw the company's growth into an international force from 1914 to 1956. Watson developed IBM's manageme ...
from Moscow, curtailed grain sales to the Soviet Union, and suspended high-technology exports to the Soviet Union.


The doctrine

President Carter, in his State of the Union Address on January 23, 1980, after stating that Soviet troops in Afghanistan posed "a grave threat to the free movement of Middle East oil," proclaimed: :The region which is now threatened by Soviet troops in Afghanistan is of great strategic importance: It contains more than two-thirds of the world's exportable oil. The Soviet effort to dominate Afghanistan has brought Soviet military forces to within 300 miles of the
Indian Ocean The Indian Ocean is the third-largest of the world's five oceanic divisions, covering or ~19.8% of the water on Earth's surface. It is bounded by Asia to the north, Africa to the west and Australia to the east. To the south it is bounded by th ...
and close to the
Straits of Hormuz The Strait of Hormuz ( fa, تنگه هرمز ''Tangeh-ye Hormoz'' ar, مَضيق هُرمُز ''Maḍīq Hurmuz'') is a strait between the Persian Gulf and the Gulf of Oman. It provides the only sea passage from the Persian Gulf to the o ...
, a waterway through which most of the world's oil must flow. The Soviet Union is now attempting to consolidate a strategic position, therefore, that poses a grave threat to the free movement of Middle East oil. :This situation demands careful thought, steady nerves, and resolute action, not only for this year but for many years to come. It demands collective efforts to meet this new threat to security in the Persian Gulf and in Southwest Asia. It demands the participation of all those who rely on oil from the Middle East and who are concerned with global peace and stability. And it demands consultation and close cooperation with countries in the area which might be threatened. :Meeting this challenge will take national will, diplomatic and political wisdom, economic sacrifice, and, of course, military capability. We must call on the best that is in us to preserve the security of this crucial region. :Let our position be absolutely clear: An attempt by any outside force to gain control of the Persian Gulf region will be regarded as an assault on the vital interests of the United States of America, and such an assault will be repelled by any means necessary, including military force.


Implementation

The
Carter administration Jimmy Carter's tenure as the 39th president of the United States began with his inauguration on January 20, 1977, and ended on January 20, 1981. A Democrat from Georgia, Carter took office after defeating incumbent Republican President ...
began to build up the
Rapid Deployment Force A rapid deployment force is a military formation that is capable of fast deployment. Such forces typically consist of elite military units (special forces, paratroopers, marines, etc.) and are usually trained at a higher intensity than the rest ...
, which would eventually become
CENTCOM The United States Central Command (USCENTCOM or CENTCOM) is one of the eleven unified combatant commands of the U.S. Department of Defense. It was established in 1983, taking over the previous responsibilities of the Rapid Deployment Joint Tas ...
. In the interim, the administration asked Congress to restart
Selective Service The Selective Service System (SSS) is an independent agency of the United States government that maintains information on U.S. citizens and other U.S. residents potentially subject to military conscription (i.e., the draft) and carries out contin ...
registration, proposed a five percent increase in military spending for each of the next five years, and expanded the US naval presence in the Persian Gulf and the Indian Ocean. A negative response came from retired strategist
George F. Kennan George Frost Kennan (February 16, 1904 – March 17, 2005) was an American diplomat and historian. He was best known as an advocate of a policy of containment of Soviet expansion during the Cold War. He lectured widely and wrote scholarly hist ...
. United States Senator
Edward Kennedy Edward Moore Kennedy (February 22, 1932 – August 25, 2009) was an American lawyer and politician who served as a United States senator from Massachusetts for almost 47 years, from 1962 until his death in 2009. A member of the Democratic ...
charged that Carter had overreacted, exaggerated the Soviet threat, and failed to act diplomatically. Kennedy repeated these allegations during his 1980 Democratic presidential primary bid, in which he was defeated. Carter's successor,
Ronald Reagan Ronald Wilson Reagan ( ; February 6, 1911June 5, 2004) was an American politician, actor, and union leader who served as the 40th president of the United States from 1981 to 1989. He also served as the 33rd governor of California from 1967 ...
, extended the policy in October 1981 with what is sometimes called the "Reagan Corollary to the Carter Doctrine," which proclaimed that the United States would intervene to protect Saudi Arabia, whose security was believed to be threatened during the
Iran–Iraq War The Iran–Iraq War was an armed conflict between Iran and Iraq that lasted from September 1980 to August 1988. It began with the Iraqi invasion of Iran and lasted for almost eight years, until the acceptance of United Nations Security Council ...
. Thus, while the Carter Doctrine warned away ''outside'' forces from the region, the Reagan Corollary pledged to secure ''internal'' stability. According to diplomat Howard Teicher, "with the enunciation of the Reagan Corollary, the policy groundwork was laid for
Operation Desert Storm Operation or Operations may refer to: Arts, entertainment and media * ''Operation'' (game), a battery-operated board game that challenges dexterity * Operation (music), a term used in musical set theory * ''Operations'' (magazine), Multi-Man ...
." Teicher, Howard and Gayle Radley Teicher. ''Twin Pillars to Desert Storm: America's Flawed Vision in the Middle East from Nixon to Bush''. New York: Morrow, 1993. pp. 145-6


See also

*
Iran–United States relations Iran and the United States have had no formal diplomatic relations since April 7, 1980. Instead, Pakistan serves as Iran's protecting power in the United States, while Switzerland serves as the United States' protecting power in Iran. Contacts are ...
*
Reagan Doctrine The Reagan Doctrine was stated by United States President Ronald Reagan in his State of the Union address on February 6, 1985: "We must not break faith with those who are risking their lives—on every continent from Afghanistan to Nicaragua—to ...


Notes


References

* * Meiertöns, Heiko (2010): ''The Doctrines of US Security Policy - An Evaluation under International Law'', Cambridge University Press, * Smith, Gaddis. ''Morality, Reason, and Power: American Diplomacy in the Carter Years'' (1986) * Stork, Joe. "The Carter doctrine and US bases in the Middle East." ''Merip Reports'' 90 (1980): 3-14
online
*


External links


National Security Directive-63
(
PDF Portable Document Format (PDF), standardized as ISO 32000, is a file format developed by Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, hardware, and operating systems. ...
), a policy outline written by Brzezinski and signed by Carter, giving an overview of the goals of the Carter Doctrine.
Carter Doctrine and the Gulf War
from th
Dean Peter Krogh Foreign Affairs Digital Archives

1980 State of the Union Address
from the American Presidency Project.

* ttps://web.archive.org/web/20041221070445/http://www.globalpublicmedia.com/transcripts/245 Interview with Michael Klare in which he cites the Carter Doctrine as one of the causes of the 2003
Iraq War {{Infobox military conflict , conflict = Iraq War {{Nobold, {{lang, ar, حرب العراق (Arabic) {{Nobold, {{lang, ku, شەڕی عێراق (Kurdish languages, Kurdish) , partof = the Iraq conflict (2003–present), I ...
. {{Foreign relations of the United States , expanded=DPC 1980 in American politics 1980 in international relations Cold War history of the United States Foreign policy doctrines of the United States Jimmy Carter United States–Middle Eastern relations January 1980 events in the United States