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The balance of threat theory was proposed by Stephen M. Walt in his article ''Alliance Formation and the Balance of World Power'', published in the journal ''
International Security International security, also called global security is a term which refers to the measures taken by states and international organizations, such as the United Nations, European Union, and others, to ensure mutual survival and safety. These meas ...
'' in 1985. It was later further elaborated in his book ''The Origins of Alliances'' (1987). The theory modified the popular balance of power theory in the neorealist school of
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such as ...
. According to the balance of threat theory, the
alliance An alliance is a relationship among people, groups, or states that have joined together for mutual benefit or to achieve some common purpose, whether or not explicit agreement has been worked out among them. Members of an alliance are called ...
behavior of states is determined by the
threat A threat is a communication of intent to inflict harm or loss on another person. Intimidation is a tactic used between conflicting parties to make the other timid or psychologically insecure for coercion or control. The act of intimidation for co ...
that they perceive from other states. Walt contends that states generally
balance Balance or balancing may refer to: Common meanings * Balance (ability) in biomechanics * Balance (accounting) * Balance or weighing scale * Balance as in equality or equilibrium Arts and entertainment Film * ''Balance'' (1983 film), a Bulgaria ...
by allying against a perceived threat, but very weak states are more likely to bandwagon with the rising threat to protect their own
national security National security, or national defence, is the security and defence of a sovereign state, including its citizens, economy, and institutions, which is regarded as a duty of government. Originally conceived as protection against military atta ...
. He points to the example of the alliance patterns of European states before and during
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
and
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
, when nations with a significantly-greater combined power allied against the recognized threat of German
expansionism Expansionism refers to states obtaining greater territory through military empire-building or colonialism. In the classical age of conquest moral justification for territorial expansion at the direct expense of another established polity (who of ...
. Walt identifies four criteria states use to evaluate the threat posed by another state: its aggregate strength or power (size, population, latent power, and economic capabilities), its geographic proximity, its offensive capabilities, and its offensive or hostile intentions. Walt argues that the more that other states view an
emerging power An emerging power or rising power is a state or union of states with significant rising influence in global affairs. Such a power aspires to have a more powerful position or role in international relations, either regionally or globally, and ...
as possessing those qualities, the more likely they are to view it as a threat and balance against it. The balance of threat theory modified
realism Realism, Realistic, or Realists may refer to: In the arts *Realism (arts), the general attempt to depict subjects truthfully in different forms of the arts Arts movements related to realism include: *Classical Realism *Literary realism, a move ...
(as well as the neorealism of
Kenneth Waltz Kenneth Neal Waltz (; June 8, 1924 – May 12, 2013) was an American political scientist who was a member of the faculty at both the University of California, Berkeley and Columbia University and one of the most prominent scholars in the field of ...
) by separating
power Power most often refers to: * Power (physics), meaning "rate of doing work" ** Engine power, the power put out by an engine ** Electric power * Power (social and political), the ability to influence people or events ** Abusive power Power may a ...
from threat. In the balance of power theory, which had previously dominated realist analyses, states balance against others whose power (military capabilities) was rising. Greater power was assumed to reflect offensive intentions. Walt argues that not to be borne out by empirical evidence and that the balance of threat theory, in which states will not balance against those that are rising in power but do not display offensive intentions, gives a better account of the evidence. For instance, the
United States The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
was more powerful than the other
superpower A superpower is a state with a dominant position characterized by its extensive ability to exert influence or project power on a global scale. This is done through the combined means of economic, military, technological, political and cultural s ...
, the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen national ...
, during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because the ...
, but contrary to the balance of power theory, more states (members of
NATO The North Atlantic Treaty Organization (NATO, ; french: Organisation du traité de l'Atlantique nord, ), also called the North Atlantic Alliance, is an intergovernmental military alliance between 30 member states – 28 European and two No ...
) allied with it than with the Soviet Union because the United States displayed intentions that were much less aggressive toward them than those displayed by the Soviet Union. The flaw of the balance of power theory became even more striking after the disappearance of the Soviet threat. With its power unbalanced, Walt argued in 2004 that the United States is still formally allied with NATO,
Japan Japan ( ja, 日本, or , and formally , ''Nihonkoku'') is an island country in East Asia. It is situated in the northwest Pacific Ocean, and is bordered on the west by the Sea of Japan, while extending from the Sea of Okhotsk in the north ...
,
South Korea South Korea, officially the Republic of Korea (ROK), is a country in East Asia, constituting the southern part of the Korea, Korean Peninsula and sharing a Korean Demilitarized Zone, land border with North Korea. Its western border is formed ...
, and several other countries, and he hints that the US might withdraw its forces, which still tend to provoke requests for a continued US presence.Stephen Walt, "Can the United States Be Balanced? If So, How?" (Chicago: American Political Science Association, September 2-4, 2004, http://citation.allacademic.com//meta/p_mla_apa_research_citation/0/5/9/9/6/pages59968/p59968-1.php), p 12.
Counterbalancing A counterweight is a weight that, by applying an opposite force, provides balance and stability of a mechanical system. The purpose of a counterweight is to make lifting the load faster and more efficient, which saves energy and causes less wea ...
coalitions predicted by the balance of power theory hardly appeared:


See also

*
Balance of power in international relations The balance of power theory in international relations suggests that states may secure their survival by preventing any one state from gaining enough military power to dominate all others. If one state becomes much stronger, the theory predic ...
*
Balance of terror The phrase "balance of terror" is usually, but not invariably,Rich Miller, Simon Kennedy'G-20 Plans to End 'Financial Balance of Terror' After Summit,'Bloomberg 27 February 2009. used in reference to the nuclear arms race between the United State ...
*
Balancing in international relations The concept of balancing derives from the balance of power theory, the most influential theory from the realist school of thought, which assumes that a formation of hegemony in a multistate system is unattainable since hegemony is perceived as a t ...
*
Bandwagoning Bandwagoning in international relations occurs when a state aligns with a stronger, adversarial power and concedes that the stronger adversary-turned-partner disproportionately gains in the spoils they conquer together. Bandwagoning, therefore, ...
*
Peace through strength "Peace through strength" is a phrase that suggests that military power can help preserve peace. It has been used by many leaders from Roman Emperor Hadrian in the second century AD to former US President Ronald Reagan in the 1980s. The concept h ...


References

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Scientific articles using the balance of threat theory


Balance of Threat perception. And the prospects of NATO Mediterranean Dialogue; Alaa A. H. Abd Alazi; NATO; 2003Power vs. threat: Explanations of US balancing against the Soviet Union after 1976; Carmel Davis, University of Pennsylvania; 2004 “If you compress the spring, it will snap back hard”: The Ukrainian crisis and the balance of threat theory; Andreas M. Bock, Ingo Henneberg, Friedrich Plank; International Journal; 2014Why balancing fails. Theoretical reflections on Stephen M. Walt's 'Balance of Threat' theory; Andreas M. Bock, Ingo Henneberg; University of Cologne; 2013
Political realism International relations