were the final years of the
Edo period
The , also known as the , is the period between 1600 or 1603 and 1868 in the history of Japan, when the country was under the rule of the Tokugawa shogunate and some 300 regional ''daimyo'', or feudal lords. Emerging from the chaos of the Sengok ...
when the
Tokugawa shogunate
The Tokugawa shogunate, also known as the was the military government of Japan during the Edo period from 1603 to 1868.
The Tokugawa shogunate was established by Tokugawa Ieyasu after victory at the Battle of Sekigahara, ending the civil wars ...
ended. Between 1853 and 1867, under foreign diplomatic and military pressure, Japan ended its
isolationist foreign policy known as and changed from a
feudal
Feudalism, also known as the feudal system, was a combination of legal, economic, military, cultural, and political customs that flourished in Middle Ages, medieval Europe from the 9th to 15th centuries. Broadly defined, it was a way of struc ...
Tokugawa shogunate
The Tokugawa shogunate, also known as the was the military government of Japan during the Edo period from 1603 to 1868.
The Tokugawa shogunate was established by Tokugawa Ieyasu after victory at the Battle of Sekigahara, ending the civil wars ...
to the
modern empire of the
Meiji government
A government is the system or group of people governing an organized community, generally a State (polity), state.
In the case of its broad associative definition, government normally consists of legislature, executive (government), execu ...
. The major ideological-political divide during this period was between the pro-imperial
nationalist
Nationalism is an idea or movement that holds that the nation should be congruent with the State (polity), state. As a movement, it presupposes the existence and tends to promote the interests of a particular nation,Anthony D. Smith, Smith, A ...
s called and the
shogunate forces, which included the elite swordsmen.
Although these two groups were the most visible powers, many other factions attempted to use the chaos of to seize personal power.
Furthermore, there were two other main driving forces for dissent: first, growing resentment on the part of the (or outside lords), and second, growing anti-Western sentiment following the arrival of
Matthew C. Perry. The first related to those lords whose predecessors had fought against Tokugawa forces at the
Battle of Sekigahara in 1600, after which they had been permanently excluded from all powerful positions within the shogunate. The second was to be expressed in the phrase , or "revere the Emperor, expel the barbarians". The turning point of the Bakumatsu was during the
Boshin War and the
Battle of Toba–Fushimi when pro-shogunate forces were defeated.
Background
Frictions with foreign powers
Frictions with foreign shipping led Japan to take defensive actions from the beginning of the 19th century. Western ships were increasing their presence around Japan due to
whaling
Whaling is the hunting of whales for their products such as meat and blubber, which can be turned into a type of oil that was important in the Industrial Revolution. Whaling was practiced as an organized industry as early as 875 AD. By the 16t ...
activities and the trade with
China
China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
. They were hoping for Japan to become a base for supply or at least a place where shipwrecks could receive assistance. The
incident in Nagasaki Harbour where the
Royal Navy
The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
frigate
HMS ''Phaeton'' demanded supplies from the harbour chief in 1808 shocked the Tokugawa government, who ordered the ports to be even more tightly guarded.
In 1825, the was issued by the shogunate, prohibiting any contacts with foreigners; it remained in place until 1842.

Meanwhile, Japan endeavoured to learn about foreign sciences through ("Western studies"). To reinforce Japan's capability to carry on the orders to repel Westerners, some such as the
Nagasaki-based
Takashima Shūhan managed to obtain weapons through the
Dutch at
Dejima, such as field guns,
mortars and
firearms
A firearm is any type of gun that uses an explosive charge and is designed to be readily carried and operated by an individual. The term is legally defined further in different countries (see legal definitions).
The first firearms originated ...
.
Domains sent students to learn from Takashima in Nagasaki, from
Satsuma Domain after the intrusion of an American warship in 1837 in
Kagoshima Bay, and from
Saga Domain and
Chōshū Domain, all southern domains mostly exposed to Western intrusions.
These domains also studied the manufacture of Western weapons. By 1852 Satsuma and Saga had
reverberatory furnaces to produce the iron necessary for firearms.
Following the
''Morrison'' incident involving the ''Morrison'' under
Charles W. King in 1837,
Egawa Hidetatsu was put in charge of establishing the defense of
Tokyo Bay
is a bay located in the southern Kantō region of Japan spanning the coasts of Tokyo, Kanagawa Prefecture, and Chiba Prefecture, on the southern coast of the island of Honshu. Tokyo Bay is connected to the Pacific Ocean by the Uraga Channel. Th ...
against Western intrusions in 1839.
After the humiliating defeat suffered by Qing China in the
First and
Second Opium Wars, many Japanese officials realized that their traditional methods would be no match for western powers. To deal with Western powers on equal terms, Western guns were studied and demonstrations made in 1841 by
Takashima Shūhan to the Tokugawa government.
A national debate was already taking place about how to better avoid foreign incursions. Some such as Egawa claimed that it was necessary to use the foreigners' techniques to repel them. Others, such as argued that only traditional Japanese methods should be employed and reinforced.
Egawa argued that just as
Confucianism
Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China, and is variously described as a tradition, philosophy, Religious Confucianism, religion, theory of government, or way of li ...
and
Buddhism
Buddhism, also known as Buddhadharma and Dharmavinaya, is an Indian religion and List of philosophies, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha, a wandering teacher who lived in the 6th or ...
had been introduced from abroad, it made sense to introduce useful Western techniques.
A theoretical synthesis of "Western knowledge" and "Eastern morality" would later be accomplished by
Sakuma Shōzan and
Yokoi Shōnan, in view of "controlling the
barbarians with their own methods".
After 1839, however, traditionalists tended to prevail. Students of Western sciences were accused of treason (), put under house arrest (
Takashima Shūhan), forced to commit ritual suicide (
Watanabe Kazan,
Takano Chōei), or even assassinated as in the case of
Sakuma Shōzan.
Image:Phaeton (frigate).jpg, The Royal Navy
The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
frigate HMS ''Phaeton'' demanded supplies while in Nagasaki harbour in 1808.
Image:MorrisonShip.jpg, The American merchant ship ''Morrison'' of Charles W. King was repelled from Edo Bay in 1837.
File:Russians meeting Japanese in Akkeshi 1779.jpg, Russians meeting Japanese in 1779
Perry Expedition (1853–54)

When
Commodore Matthew C. Perry's four-ship squadron appeared in
Edo Bay (Tokyo Bay) in July 1853, the shogunate was thrown into turmoil. Commodore Perry was fully prepared for hostilities if his negotiations with the Japanese failed, and threatened to open fire if the Japanese refused to negotiate. He gave them two white flags, telling them to hoist the flags when they wished a bombardment from his fleet to cease and to surrender. To demonstrate his weapons, Perry ordered his ships to attack several buildings around the harbor. The ships of Perry were equipped with new
Paixhans shell guns, capable of destroying buildings by delivering explosive shells at high velocity.
Japanese response
In response to the Perry Expedition and increasing incursions of foreign warships into Japanese territorial waters, several modern sailing frigates, including and , were constructed on orders of the Tokugawa shogunate by the Satsuma Domain. The was built from 1853 to 1854 at Sakurajima in what is now Kagoshima Prefecture in accordance with a Dutch blueprint. Furthermore, fortifications were established at
Odaiba in
Tokyo Bay
is a bay located in the southern Kantō region of Japan spanning the coasts of Tokyo, Kanagawa Prefecture, and Chiba Prefecture, on the southern coast of the island of Honshu. Tokyo Bay is connected to the Pacific Ocean by the Uraga Channel. Th ...
in order to protect Edo from an American incursion. Industrial developments also commenced soon afterwards in order to build modern cannons. A
reverbatory furnace was established by
Egawa Hidetatsu in
Nirayama to cast cannons.
File:Shohei Maru warship drawing.png,
File:Asahi Maru warship 1856.png,
File:DaiRokuDaiba.jpg, Odaiba battery at the entrance of Tokyo, built in 1853–54 to prevent an American intrusion
File:Japanese coastal wooden cannon 1853 1854.jpg, Coastal wooden cannon built by the at the order of the for Commodore Perry's arrival
Image:Reverberatory furnace of Nirayama.jpg, reverberatory furnace in Izunokuni, Shizuoka built by Egawa Hidetatsu. Construction began in November 1853 and was completed in 1857; it operated until 1864.
File:Shinagawa Baidai cannon.jpg, One of the cannons of Odaiba, now at the Yasukuni Shrine. 80-pound bronze; bore: 250 mm, length: 3830 mm.
File:KurodaNagahiro.jpg, Marquess Kuroda Nagahiro of Fukuoka. Nagahiro (like his close relative, Shimazu Nariakira) was a serious proponent of technological modernization after Commodore Perry's arrival. He greatly encouraged learning amongst his retainers, and sent them to the best schools of Edo, Osaka, and Nagasaki to absorb the Western knowledge and technical expertise which was entering the country at the time.

The American fleet returned in 1854. The chairman of the senior councillors,
Abe Masahiro, was responsible for dealing with the Americans. Having no precedent to manage this threat to
national security
National security, or national defence (national defense in American English), is the security and Defence (military), defence of a sovereign state, including its Citizenship, citizens, economy, and institutions, which is regarded as a duty of ...
, Abe tried to balance the desires of the senior councillors, who wanted to compromise with the foreigners, of the emperor, who wanted to keep the foreigners out, and of the feudal rulers, who wanted to go to war. Lacking consensus, Abe compromised by accepting Perry's demands for opening Japan to foreign trade while also making military preparations. In March 1854, the
Treaty of Peace and Amity (or Treaty of Kanagawa) maintained the prohibition on trade but opened the ports of
Shimoda and
Hakodate to American whaling ships seeking provisions, guaranteed good treatment to shipwrecked American sailors, and allowed a United States consul to take up residence in
Shimoda, a seaport on the
Izu Peninsula
The is a mountainous peninsula with a deeply indented coastline to the west of Tokyo on the Pacific Ocean, Pacific coast of the island of Honshu, Japan, the largest of the four main islands of Japan. Formerly known as Izu Province, Izu peninsu ...
, southwest of Edo.
Fearing that the Perry Expedition would provide more American influence in the Pacific, the
Russian Empire
The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
sent a mission to Japan under the command of Vice Admiral
Euphimy Vasil'evich Putiatin, with orders to obtain a treaty at least as good as the one the Americans had obtained. The Putiatin Expedition first arrived in Nagasaki on August 21, 1853, one month after the Perry Expedition, and would eventually negotiate the
Treaty of Shimoda in February 1855. In the midst of the
Crimean War
The Crimean War was fought between the Russian Empire and an alliance of the Ottoman Empire, the Second French Empire, the United Kingdom of Great Britain and Ireland, and the Kingdom of Sardinia (1720–1861), Kingdom of Sardinia-Piedmont fro ...
, the British, alarmed by the Putiatin Expedition and possible Russian influence in Japan, sent their own expedition to Japan under Vice Admiral
James Stirling, with orders to find and destroy Russian ships and to reaffirm Japan's neutrality. The Japanese, cautious of the British after the
Opium War and previous negotiations, signed the
Anglo-Japanese Friendship Treaty on October 14, 1854, even though Stirling was never authorized to negotiate a treaty.

The resulting damage to the shogunate was significant. Debate over government policy was unusual and had engendered public criticism of the shogunate. In the hope of enlisting the support of new allies, Abe, to the consternation of the , had consulted with the and , further undermining the already weakened .
In the
Ansei Reform (1854–1856), Abe then tried to strengthen the regime by ordering Dutch warships and armaments from the Netherlands and building new port defenses. In 1855, with Dutch assistance, the shogunate acquired its first steam warship, the , which was used for training, and opened the
Nagasaki Naval Training Center with Dutch instructors, while a Western-style military school was established at Edo. In 1857, it acquired its first screw-driven steam warship, the . Scientific knowledge grew swiftly from the existing foundation of Western learning ().
Opposition to Abe increased within circles, which opposed opening shogunate councils to the , and he was replaced in 1855 as chairman of the senior councilors by
Hotta Masayoshi (1810–1864). At the head of the dissident faction was
Tokugawa Nariaki, who had long embraced a militant loyalty to the emperor along with anti-foreign sentiments, and who had been put in charge of national defense in 1854. The
Mito school—based on neo-Confucian and Shinto principles—had as its goal the restoration of the imperial institution, and the turning back of the West.
Japanese historian
Motohiko Izawa stated in his book, "The United States simply aimed to conduct business, which wasn't a bad thing for Japan. In fact, one could even say it was appealing. However, among the senior officials of the Shogunate, there was a trauma from the
Nagasaki Harbour Incident. They probably adopted a hardline stance as a result of assuming that Americans were no different from the British."
File:Kanrinmaru.jpg, The , Japan's first screw-driven steam warship, 1855
Image:NagasakiNavalTrainingCenter.jpg, The Nagasaki Naval Training Center, in Nagasaki, near Dejima
Earthquakes
The years 1854–1855 saw a dramatic series of earthquakes, known as the
Ansei great earthquakes, with 120 major and minor tremors recorded over a less than two-year period including the 8.4 magnitude
1854 Tōkai earthquake on 23 December 1854, the 8.4 magnitude
1854 Nankai earthquake occurring the following day, and the 6.9 magnitude
1855 Edo earthquake, which struck what is today modern Tokyo, on 11 November 1855.
Shimoda on the
Izu Peninsula
The is a mountainous peninsula with a deeply indented coastline to the west of Tokyo on the Pacific Ocean, Pacific coast of the island of Honshu, Japan, the largest of the four main islands of Japan. Formerly known as Izu Province, Izu peninsu ...
was struck by the Tōkai earthquake and a subsequent tsunami, and because the port had just been designated as the prospective location for a US consulate, some construed the natural disasters as demonstration of the displeasure of the gods. As the earthquakes were blamed by many Japanese on a giant catfish (''
Namazu'') thrashing about,
Ukiyo-e
is a genre of Japanese art that flourished from the 17th through 19th centuries. Its artists produced woodblock printing, woodblock prints and Nikuhitsu-ga, paintings of such subjects as female beauties; kabuki actors and sumo wrestlers; scenes ...
prints depicting ''namazu'' became very popular during this time. Notably, a tsunami triggered by the 1854 Tōkai earthquake damaged the ships of the Russian Putyatin Expedition, sinking their flagship, the frigate ''
Diana''. The Russians, now stranded in Japan, worked with three hundred Japanese carpenters to build a new schooner named ''
Heda'' to return home. The construction of ''Heda'' contributed to the development of western-style shipbuilding in Japan, eventually leading to Japan's first domestically-built steam warship the gunboat
''Chiyodagata''.
File:Diana Wreckage Illustrated London News 1856.jpg, The wreckage of '' Diana'' following the 1854 Ansei-Tōkai earthquake and tsunami, Illustrated London News, 1856
Treaties imposed upon Japan
Following the nomination of
Townsend Harris as the U.S. Consul in 1856 and two years of negotiation, the
Treaty of Amity and Commerce was signed in 1858 and put into application from mid-1859. During the negotiations, Harris had convinced the Japanese negotiators to sign the treaty on the basis it was the best possible terms a
Western power would offer.
The most important points of the Treaty were:
* exchange of diplomatic agents.
*
Edo,
Kobe
Kobe ( ; , ), officially , is the capital city of Hyōgo Prefecture, Japan. With a population of around 1.5 million, Kobe is Japan's List of Japanese cities by population, seventh-largest city and the third-largest port city after Port of Toky ...
,
Nagasaki,
Niigata, and
Yokohama
is the List of cities in Japan, second-largest city in Japan by population as well as by area, and the country's most populous Municipalities of Japan, municipality. It is the capital and most populous city in Kanagawa Prefecture, with a popu ...
's opening to foreign trade as ports.
* ability of United States citizens to live and trade at will in those ports (only
opium
Opium (also known as poppy tears, or Lachryma papaveris) is the dried latex obtained from the seed Capsule (fruit), capsules of the opium poppy ''Papaver somniferum''. Approximately 12 percent of opium is made up of the analgesic alkaloid mor ...
trade was prohibited).
* a system of
extraterritoriality
In international law, extraterritoriality or exterritoriality is the state of being exempted from the jurisdiction of local law, usually as the result of diplomatic negotiations.
Historically, this primarily applied to individuals, as jurisdict ...
that provided for the subjugation of foreign residents to the laws of their own
consular court Consular courts were law courts established by foreign powers in countries where they had extraterritorial rights. They were presided over by consular officers.
Extraterritoriality
Western powers when establishing diplomatic relations with coun ...
s instead of the Japanese law system.
* fixed low import-export duties, subject to international control
* ability for Japan to purchase American shipping and weapons (three American steamships were delivered to Japan in 1862).
Japan was also forced to apply any further conditions granted to other foreign nations in the future to the United States, under the "most favoured nation" provision. Several foreign nations soon followed suit and obtained treaties with Japan (the
Ansei Five-Power Treaties, with the United States (
Harris Treaty) on July 29, 1858, the Netherlands (
Treaty of Amity and Commerce between the Netherlands and Japan) on August 18, Russia (
Treaty of Amity and Commerce between Russia and Japan) August 19, the United Kingdom (
Anglo-Japanese Treaty of Amity and Commerce) on August 26, and France (
Treaty of Amity and Commerce between France and Japan) on October 9).
Trading houses were quickly set up in the open ports.
Image:Full Map of Yokohama Port by Hashimoto Sadahide 1859-1860.jpg, Map of newly opened Yokohama Port 1859–1860
Image:Yokohama 1859.jpg, View of Yokohama
is the List of cities in Japan, second-largest city in Japan by population as well as by area, and the country's most populous Municipalities of Japan, municipality. It is the capital and most populous city in Kanagawa Prefecture, with a popu ...
in 1859
Crisis
Collapse of the Japanese economy
The opening of Japan to uncontrolled foreign trade brought massive economic instability. While some prospered, many others went bankrupt.
Unemployment rose, as well as
inflation
In economics, inflation is an increase in the average price of goods and services in terms of money. This increase is measured using a price index, typically a consumer price index (CPI). When the general price level rises, each unit of curre ...
. Coincidentally, major famines also increased the price of food drastically. Incidents occurred between brash foreigners and the Japanese.
Japan's monetary system, based on
Tokugawa coinage, also broke down. Traditionally, Japan's exchange rate between gold and silver was 1:5, whereas international rates were of the order of 1:15. This led to massive purchases of gold by foreigners, and ultimately forced the Japanese authorities to devalue their currency.
There was a massive
outflow of gold from Japan, as foreigners rushed to exchange their silver for "token" silver Japanese coinage and again exchange these against gold, giving a 200% profit to the transaction. In 1860, about 4 million
ryōs thus left Japan,
that is about 70 tons of gold. This effectively destroyed Japan's gold standard system, and forced it to return to weight-based system with International rates. The Bakufu instead responded to the crises by debasing the gold content of its coins by two thirds, so as to match foreign gold-silver exchange ratios.
Foreigners also brought
cholera
Cholera () is an infection of the small intestine by some Strain (biology), strains of the Bacteria, bacterium ''Vibrio cholerae''. Symptoms may range from none, to mild, to severe. The classic symptom is large amounts of watery diarrhea last ...
to Japan, leading to hundreds of thousands of deaths.
Image:YokohamaTradersSadahide1861.jpg, Foreign ships in Yokohama harbor
Image:Sales Room at Foreign Trade Building Yokohama MET DP147653.jpg, A foreign trading house in Yokohama in 1861
File:Allegory of inflation during the Bakumatsu era.jpg, Allegory of inflation
In economics, inflation is an increase in the average price of goods and services in terms of money. This increase is measured using a price index, typically a consumer price index (CPI). When the general price level rises, each unit of curre ...
and soaring prices during the Bakumatsu era
Political and social crisis
Hotta lost the support of key Daimyōs, and when
Tokugawa Nariaki opposed the new treaty, Hotta sought imperial sanction. The court officials, perceiving the weakness of the ''bakufu'', rejected Hotta's request, resulting in his resignation, and embroiling Kyoto and the Emperor in Japan's internal politics for the first time in centuries. When the ''shōgun'' died without an
heir
Inheritance is the practice of receiving private property, titles, debts, entitlements, privileges, rights, and obligations upon the death of an individual. The rules of inheritance differ among societies and have changed over time. Offi ...
, Nariaki appealed to the court for support of his own son,
Tokugawa Yoshinobu
Kazoku, Prince was the 15th and last ''shōgun'' of the Tokugawa shogunate of Japan. He was part of a movement which aimed to reform the aging shogunate, but was ultimately unsuccessful. He resigned his position as shogun in late 1867, while ai ...
(or Keiki), for ''shōgun'', a reformist candidate favored by the ''shinpan'' and ''tozama daimyōs''. The ''fudai'' won the power struggle, however, installing the 12 year old
Tokugawa Iemochi
(17 July 1846 – 29 August 1866) was the 14th '' shōgun'' of the Tokugawa shogunate of Japan, who held office from 1858 to 1866.
During his reign there was much internal turmoil as a result of the "re-opening" of Japan to western nations. I ...
as ''shōgun'' whom it was perceived Tairō
Ii Naosuke would have influence over, ultimately placing Nariaki and Yoshinobu under house arrest, and
executing Yoshida Shōin (1830–1859, a leading ''sonnō-jōi'' intellectual who had opposed the American treaty and plotted a revolution against the bakufu) known as the
Ansei Purge.
Tairō
Ii Naosuke, who had signed the Harris Treaty and tried to eliminate opposition to Westernization with the
Ansei Purge, was himself murdered in March 1860 in the
Sakuradamon incident. A servant of the French Minister was attacked at the end of 1860.
On 14 January 1861,
Henry Heusken, Secretary to the American mission, was attacked and murdered.
On 5 July 1861, a group of samurai attacked the British Legation, resulting in two deaths.
During this period, about one foreigner was killed every month. The
Richardson Affair occurred in September 1862, forcing foreign nations to take decisive action in order to protect foreigners and guarantee the implementation of Treaty provisions. In May 1863, the US legation in Edo was torched.
During the 1860s, peasant uprisings and urban disturbances multiplied. A "World renewal" movement appeared, as well as religious festivals and protests such as the
Eejanaika.
From 1859, the ports of
Nagasaki,
Hakodate and
Yokohama
is the List of cities in Japan, second-largest city in Japan by population as well as by area, and the country's most populous Municipalities of Japan, municipality. It is the capital and most populous city in Kanagawa Prefecture, with a popu ...
became open to foreign traders as a consequence of the Treaties. Foreigners arrived in Yokohama and
Kanagawa
is a Prefectures of Japan, prefecture of Japan located in the Kantō region of Honshu. Kanagawa Prefecture is the List of Japanese prefectures by population, second-most populous prefecture of Japan at 9,221,129 (1 April 2022) and third-dens ...
in great numbers, giving rise to trouble with the samurai.
Violence increased against the foreigners and those who dealt with them. Murders of foreigners and collaborating Japanese soon followed. On 26 August 1859, a Russian sailor was cut to pieces in the streets of Yokohama.
In early 1860, two Dutch captains were slaughtered, also in Yokohama.
Chinese and native servants of foreigners were also killed.
Image:BritishLegationAttack1861.jpg, Attack on the British legation in Edo, July 1861
File:Arimura Jisaemon.jpg, Assassination of Tairō Ii Naosuke in the Sakuradamon incident (1860)
Initial efforts to revise the imposed treaties

Several missions were sent abroad by the Bakufu, in order to revise the commercial treaties. However, these efforts remained largely unsuccessful. A
Japanese Embassy to the United States was sent in 1860, on board the
''Kanrin Maru'' and the USS ''Powhattan''. A
First Japanese Embassy to Europe was sent in 1862. A
Second Japanese Embassy to Europe would be sent in December 1863, with the mission to obtain European support to reinstate Japan's former closure to foreign trade, and especially stop foreign access to the harbor of
Yokohama
is the List of cities in Japan, second-largest city in Japan by population as well as by area, and the country's most populous Municipalities of Japan, municipality. It is the capital and most populous city in Kanagawa Prefecture, with a popu ...
. The Embassy ended in total failure as European powers did not see any advantages in yielding to its demands.
Sonnō Jōi (1863–66)

Belligerent opposition to Western influence further erupted into open conflict when the
Emperor Kōmei
Osahito (22 July 1831 – 30 January 1867), posthumously honored as Emperor Kōmei, was the 121st emperor of Japan, according to the List of Emperors of Japan, traditional order of succession.Imperial Household Agency (''Kunaichō'')孝明天皇 ...
, breaking with centuries of imperial tradition, began to take an active role in matters of state and issued, on March 11 and April 11, 1863, his .
The Mōri clan of
Chōshū, under Lord
Mōri Takachika, followed on the order, and began to take actions to expel all foreigners from the date fixed as a deadline (May 10, Lunar calendar). Openly defying the shogunate, Mōri ordered his forces to fire without warning on all foreign ships traversing
Shimonoseki Strait.
Under pressure from the Emperor, the Shogun was also forced to issue a declaration promulgating the end of relations with foreigners. The order was forwarded to foreign legations by Ogasawara Zusho no Kami on June 24, 1863:
Edward Neale, the head of the British Legation, responded on very strong terms, equating the move with a declaration of war:
File:Yokohama-Sumo-Wrestler-Defeating-a-Foreigner-1861-Ipposai-Yoshifuji.png, An 1861 image expressing the '' Jōi'' (, "Expel the Barbarians") sentiment
Image:ShimonosekiShooting.jpg, Japanese cannons shooting on Foreign shipping at Shimonoseki in 1863
Foreign military interventions against
American influence, which had been of high importance in the beginning, waned after 1861 due to the advent of the
American Civil War
The American Civil War (April 12, 1861May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States between the Union (American Civil War), Union ("the North") and the Confederate States of A ...
(1861–1865) that monopolized all available U.S. resources. This influence would be replaced by that of the British, the Dutch and the French.
The two ringleaders of the opposition to the were from the Satsuma (present day Kagoshima prefecture) and Chōshū (present-day Yamaguchi prefecture) provinces, two of the strongest anti-shogunate domains in Edo-period Japan. Satsuma military leaders
Saigō Takamori and
Okubo Toshimichi were brought together with
Katsura Kogoro of Chōshū, notably through the efforts of
Sakamoto Ryōma. As the former happened to be directly involved in the murder of Richardson, and the latter in the attacks on foreign shipping in Shimonoseki, and as the declared itself unable to placate them, Allied forces decided to mount direct military expeditions.
In the morning of July 16, 1863, under sanction by Minister Pruyn, in an apparent swift response to the attack on the ''Pembroke'', the U.S. frigate
USS ''Wyoming'' under Captain McDougal sailed into the strait and single-handedly engaged the U.S.-built but poorly manned fleet. For almost two hours before withdrawing, McDougal sank one Japanese vessel and severely damaged the other two, along with some forty Japanese casualties, while the ''Wyoming'' suffered extensive damage with fourteen crew dead or wounded.
Image:ShimonosekiWyomingAttacks.jpg, The USS ''Wyoming'' battling in the Shimonoseki Straits against the Choshu steam warships ''Daniel Webster'' (six guns), the brig ''Lanrick'' (''Kosei'', with ten guns), and the steamer ''Lancefield'' (''Koshin'', of four guns)
File:WyomingSinkingLancefield.jpg, USS ''Wyoming'' sinking the Choshu steamer ''Lancefield''
On the heels of McDougal's engagement, two weeks later a French landing force of two warships, the ''Tancrède'' and the ''
Dupleix'', and 250 men under Captain
Benjamin Jaurès swept into Shimonoseki and destroyed a small town, together with at least one artillery emplacement.
In August 1863, the Bombardment of Kagoshima took place, in retaliation for the
Namamugi incident and the murder of the English trader Richardson. The
Royal Navy
The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
bombarded
Kagoshima
, is the capital Cities of Japan, city of Kagoshima Prefecture, Japan. , the city had an estimated population of 583,966 in 285,992 households, and a population density of 1100 persons per km2. The total area of the city is .
Etymology
While the ...
and sank several ships. Satsuma however later negotiated and paid 25,000 pounds, but did not remit Richardson's killers, and in exchange obtained an agreement by Great Britain to supply steam warships to Satsuma. The conflict actually became the starting point of a close relationship between Satsuma and Great Britain, which became major allies in the ensuing
Boshin War. From the start, the
Satsuma Province had generally been in favour of the opening and modernization of Japan. Although the Namamugi Incident was seen as unfortunate, it was taken not to be characteristic of Satsuma's policy, and was instead branded as an example of anti-foreign sentiment, as a justification to a strong Western show of force.
Image:KagoshimaBirdView.jpg, Birds-eye view of the bombardment of Kagoshima
, is the capital Cities of Japan, city of Kagoshima Prefecture, Japan. , the city had an estimated population of 583,966 in 285,992 households, and a population density of 1100 persons per km2. The total area of the city is .
Etymology
While the ...
by the Royal Navy
The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
, August 15, 1863. '' Le Monde Illustré''.
File:SemiramisNegociation.jpg, Initial settlement between the Bakufu and the British
Naval forces from
Great Britain
Great Britain is an island in the North Atlantic Ocean off the north-west coast of continental Europe, consisting of the countries England, Scotland, and Wales. With an area of , it is the largest of the British Isles, the List of European ...
,
France
France, officially the French Republic, is a country located primarily in Western Europe. Overseas France, Its overseas regions and territories include French Guiana in South America, Saint Pierre and Miquelon in the Atlantic Ocean#North Atlan ...
, the Netherlands and the United States, planned an armed reaction against Japanese acts of violence against the citizens with the Bombardment of Shimonoseki. The Allied intervention occurred in September 1864, combining the naval forces of the four nations, against the powerful ''daimyō''
Mōri Takachika of the
Chōshū Domain based in
Shimonoseki, Japan. This conflict proved inopportune for America, which in 1864, was already torn by its
own civil war.
Image:Choshu-Battery-Capture-Shimonoseki-1864.jpg, The Bombardment of Shimonoseki, 1863–1864
Image:ShimonosekiFrenchEngagement.jpg, The French engagement at Shimonoseki, with the warships ''Tancrède'' and Semiramis, under Rear-Admiral Charles Jaurès. '' Le Monde illustré'', October 10, 1863.
Image:FrenchAtShimonoseki.jpg, French Navy
The French Navy (, , ), informally (, ), is the Navy, maritime arm of the French Armed Forces and one of the four military service branches of History of France, France. It is among the largest and most powerful List of navies, naval forces i ...
troops taking possession of Japanese cannons at Shimonoseki
Following these successes against the imperial movement in Japan, the shogunate was able to reassert a certain level of primacy at the end of 1864. The traditional policy of ''
sankin-kōtai'' was reinstated, and remnants of the rebellions of 1863–64 as well as the
''Shishi'' movement were brutally suppressed throughout the land.
The military interventions by foreign powers also proved that Japan was no military match against the Allies. The ''sonnō jōi'' movement thus lost its initial impetus. The structural weaknesses of the Bakufu however remained an issue, and the focus of opposition would then shift to creating a strong government under a single authority.
Mito Rebellion
On 2 May 1864, the
Mito rebellion erupted against the power of the shogunate in the name of the ''
sonnō jōi''. The Shogunate managed to send an army to quell the revolt, which ended with the surrender of the rebels on 14 January 1865.
First Chōshū Expedition
In the
Kinmon Incident on 20 August 1864, troops from
Chōshū Domain attempted to take control of Kyoto and the Imperial Palace in order to pursue the objective of ''
Sonnō Jōi''. This also led to a punitive expedition by the Tokugawa government, the
First Chōshū expedition.
Hyōgo Naval Expedition
As the Bakufu proved incapable to pay the $3,000,000 indemnity demanded by foreign nations for the intervention at Shimonoseki, foreign nations agreed to reduce the amount in exchange for a ratification of the Harris Treaty by the Emperor, a lowering of customs tariffs to a uniform 5%, and the opening of the harbours of Hyōgo (modern
Kōbe) and
Osaka
is a Cities designated by government ordinance of Japan, designated city in the Kansai region of Honshu in Japan. It is the capital of and most populous city in Osaka Prefecture, and the List of cities in Japan, third-most populous city in J ...
to foreign trade. In order to press their demands more forcefully, a squadron of four British, one Dutch and three French warships were sent to the harbour of Hyōgo in November 1865. Other displays of force were made by foreign forces, until the Emperor finally agreed to change his total opposition to the Treaties, by formally allowing the ''shōgun'' to handle negotiations with foreign powers. An agreements providing for the tariff revision was signed in June 1866.
These conflicts led to the realization that head-on conflict with Western nations was not a solution for Japan. As the Bakufu continued its modernization efforts, Western ''daimyōs'' (especially from Satsuma and Chōshū) also continued to modernize intensively in order to build a stronger Japan and to establish a more legitimate government under Imperial power.
Second Chōshū Expedition
The shogunate led a second punitive expedition against Chōshū from June 1866, but the shogunate was defeated by the more modern and better organized troops of Chōshū. The new ''shōgun''
Tokugawa Yoshinobu
Kazoku, Prince was the 15th and last ''shōgun'' of the Tokugawa shogunate of Japan. He was part of a movement which aimed to reform the aging shogunate, but was ultimately unsuccessful. He resigned his position as shogun in late 1867, while ai ...
managed to negotiate a ceasefire due to the death of the previous ''shōgun'', but the prestige of the shogunate was nevertheless seriously affected.
This reversal encouraged the Bakufu to take drastic steps towards modernization.
Downfall of the Tokugawa shogunate (1867–69)
Modernization
During the last years of the ''bakufu'', or ''bakumatsu'', the ''bakufu'' took strong measures to try to reassert its dominance, although its involvement with modernization and foreign powers was to make it a target of anti-Western sentiment throughout the country.
Naval students were sent to study in Western naval schools for several years, starting a tradition of foreign-educated future leaders, such as Admiral
Enomoto Takeaki. The French naval engineer
Léonce Verny was hired to build naval arsenals, such as
Yokosuka and
Nagasaki. By the end of the Tokugawa shogunate in 1868, the Japanese navy of the ''shōgun'' already possessed eight western-style steam warships around the flagship
''Kaiyō Maru'', which were used against pro-imperial forces during the
Boshin War, under the command of Admiral
Enomoto. A
French Military Mission to Japan was established to help modernize the armies of the
Bakufu. Japan sent a delegation to and participated in the
1867 World Fair in Paris.
Tokugawa Yoshinobu
Kazoku, Prince was the 15th and last ''shōgun'' of the Tokugawa shogunate of Japan. He was part of a movement which aimed to reform the aging shogunate, but was ultimately unsuccessful. He resigned his position as shogun in late 1867, while ai ...
(informally known as Keiki) reluctantly became head of the Tokugawa house and ''shōgun'' following the unexpected death of
Tokugawa Iemochi
(17 July 1846 – 29 August 1866) was the 14th '' shōgun'' of the Tokugawa shogunate of Japan, who held office from 1858 to 1866.
During his reign there was much internal turmoil as a result of the "re-opening" of Japan to western nations. I ...
in mid-1866. In 1867,
Emperor Kōmei
Osahito (22 July 1831 – 30 January 1867), posthumously honored as Emperor Kōmei, was the 121st emperor of Japan, according to the List of Emperors of Japan, traditional order of succession.Imperial Household Agency (''Kunaichō'')孝明天皇 ...
died and was succeeded by his second son, Mutsuhito, as
Emperor Meiji
, posthumously honored as , was the 122nd emperor of Japan according to the List of emperors of Japan, traditional order of succession, reigning from 1867 until his death in 1912. His reign is associated with the Meiji Restoration of 1868, which ...
. Tokugawa Yoshinobu tried to reorganize the government under the Emperor while preserving the ''shōgun''s leadership role, a system known as ''kōbu gattai''. Fearing the growing power of the Satsuma and Chōshū ''daimyōs'', other ''daimyōs'' called for returning the ''shōgun''s political power to the emperor and a council of ''daimyōs'' chaired by the former Tokugawa ''shōgun''. With the threat of an imminent Satsuma-Chōshū led military action, Yoshinobu moved pre-emptively by surrendering some of his previous authority.
Boshin War
After Keiki had temporarily avoided the growing conflict, anti-shogunal forces instigated widespread turmoil in the streets of Edo using groups of ''
rōnin''. Satsuma and Chōshū forces then moved on Kyoto in force, pressuring the Imperial Court for a conclusive edict demolishing the shogunate. Following a conference of ''daimyōs'', the Imperial Court issued such an edict, removing the power of the shogunate in late 1867. The Satsuma, Chōshū, and other ''han'' leaders and radical courtiers, however,
rebelled, seized the
imperial palace, and announced their own restoration on January 3, 1868. Keiki nominally accepted the plan, retiring from the Imperial Court to Osaka at the same time as resigning as ''shōgun''. Fearing a feigned concession of the shogunal power to consolidate power, the dispute continued until culminating in a military confrontation between Tokugawa and allied domains with Satsuma, Tosa and Chōshū forces, in Fushimi and Toba. With the turning of the battle toward anti-shogunal forces, Keiki then quit Osaka for Edo, essentially ending both the power of the Tokugawa and the shogunate that had ruled Japan for over 250 years.
Following the
Boshin War (1868–1869), the ''bakufu'' was abolished, and Keiki was reduced to the ranks of the common ''daimyōs''. Resistance continued in the North throughout 1868, and the ''bakufu''
naval forces
A navy, naval force, military maritime fleet, war navy, or maritime force is the branch of a nation's armed forces principally designated for naval and amphibious warfare; namely, lake-borne, riverine, littoral, or ocean-borne combat operati ...
under Admiral
Enomoto Takeaki continued to hold out for another six months in
Hokkaido
is the list of islands of Japan by area, second-largest island of Japan and comprises the largest and northernmost prefectures of Japan, prefecture, making up its own list of regions of Japan, region. The Tsugaru Strait separates Hokkaidō fr ...
, where they founded the short-lived
Republic of Ezo. This defiance ended in May 1869 at the
Battle of Hakodate, after one month of fighting.
File:Weapons of the Boshin War.jpg, Guns of the Boshin War from top to bottom: a Snider, a Starr, a Gewehr.
Image:Japanese Soldiers Marching Shimonoseki Campaign by Wirgman 1864.png, Shogunal troops in 1864, '' Illustrated London News''
See also
Shōguns
*
Tokugawa Iemochi
(17 July 1846 – 29 August 1866) was the 14th '' shōgun'' of the Tokugawa shogunate of Japan, who held office from 1858 to 1866.
During his reign there was much internal turmoil as a result of the "re-opening" of Japan to western nations. I ...
*
Tokugawa Yoshinobu
Kazoku, Prince was the 15th and last ''shōgun'' of the Tokugawa shogunate of Japan. He was part of a movement which aimed to reform the aging shogunate, but was ultimately unsuccessful. He resigned his position as shogun in late 1867, while ai ...
Daimyōs
*
Tokugawa Nariaki
*
Ii Naosuke
*
Kuroda Nagahiro
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Date Munenari
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Matsudaira Yoshinaga
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Yamauchi Toyoshige
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Shimazu Nariakira
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Hachisuka Narihiro
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Hotta Masayoshi
Matsudaira Yoshinaga,
Date Munenari,
Yamauchi Toyoshige and
Shimazu Nariakira are collectively referred to as .
Other prominent figures
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Matsudaira Katamori
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Ōmura Masujirō
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Sakamoto Ryōma
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Kondō Isami
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Hijikata Toshizō
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Takasugi Shinsaku
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Saigō Takamori
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Yoshida Shōin
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Kido Takayoshi
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Four Hitokiri of the Bakumatsu
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Katsu Kaishū
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Okita Sōji
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Hayashi Akira
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Kawakami Gensai (greatest of 4
hitokiri, active in assassinations during this time period)
*
Takano Chōei –
Rangaku scholar
*
Iinuma Sadakichi
Foreign observers:
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Ernest Satow
Sir Ernest Mason Satow (30 June 1843 – 26 August 1929), was a British diplomat, scholar and Japanologist. He is better known in Japan, where he was known as , than in Britain or the other countries in which he served as a diplomat. He was ...
in Japan 1862–69
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Edward and Henry Schnell
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Robert Bruce Van Valkenburgh, American
Minister-Resident
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Matthew C. Perry
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Joel Abbot
International relations
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Gaikoku bugyō
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Franco-Japanese relations
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Anglo-Japanese relations
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German-Japanese relations
Explanatory footnotes
Citations
General and cited references
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Further reading
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External links
Languages and the Diplomatic Contacts in the Late Tokugawa Shogunate
{{Authority control
1850s in Asia
1850s in Japan
1853 establishments in Japan
1860s in Asia
1860s in Japan
1867 disestablishments in Japan
19th century in international relations
Japanese eras
Japanese words and phrases