An auxiliary power unit (APU) is a device on a
vehicle
A vehicle () is a machine designed for self-propulsion, usually to transport people, cargo, or both. The term "vehicle" typically refers to land vehicles such as human-powered land vehicle, human-powered vehicles (e.g. bicycles, tricycles, velo ...
that provides energy for functions other than
propulsion
Propulsion is the generation of force by any combination of pushing or pulling to modify the translational motion of an object, which is typically a rigid body (or an articulated rigid body) but may also concern a fluid. The term is derived from ...
. They are commonly found on large
aircraft
An aircraft ( aircraft) is a vehicle that is able to flight, fly by gaining support from the Atmosphere of Earth, air. It counters the force of gravity by using either Buoyancy, static lift or the Lift (force), dynamic lift of an airfoil, or, i ...
and naval ships as well as some large land vehicles. Aircraft APUs generally produce 115
V AC voltage at 400
Hz (rather than 50/60 Hz in mains supply), to run the electrical systems of the aircraft; others can produce 28 V
DC voltage.
APUs can provide power through single or
three-phase
Three-phase electric power (abbreviated 3ϕ) is a common type of alternating current (AC) used in electricity generation, Electric power transmission, transmission, and Electric power distribution, distribution. It is a type of polyphase system ...
systems. A jet fuel starter (JFS) is a similar device to an APU but directly linked to the main engine and started by an onboard compressed air bottle.
Transport aircraft
History

During
World War I
World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
, the British
Coastal class blimps, one of several types of airship operated by the
Royal Navy
The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
, carried a
ABC auxiliary engine. These powered a generator for the craft's
radio transmitter
In electronics and telecommunications, a radio transmitter or just transmitter (often abbreviated as XMTR or TX in technical documents) is an electronic device which produces radio waves with an antenna with the purpose of signal transmissio ...
and, in an emergency, could power an auxiliary air blower. One of the first military fixed-wing aircraft to use an APU was the British, World War 1,
Supermarine Nighthawk, an anti-Zeppelin
night fighter
A night fighter (later known as all-weather fighter or all-weather interceptor post-Second World War) is a largely historical term for a fighter aircraft, fighter or interceptor aircraft adapted or designed for effective use at night, during pe ...
.
[Andrews and Morgan 1987, p. 21.]
During
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, a number of large American military aircraft were fitted with APUs. These were typically known as ''putt–putts'', even in official training documents. The putt-putt on the
B-29 Superfortress
The Boeing B-29 Superfortress is a retired American four-engined Propeller (aeronautics), propeller-driven heavy bomber, designed by Boeing and flown primarily by the United States during World War II and the Korean War. Named in allusion to ...
bomber was fitted in the unpressurised section at the rear of the aircraft. Various models of four-stroke,
Flat-twin or
V-twin engines were used. The engine drove a ''P2'', DC generator, rated 28.5 Volts and 200 Amps (several of the same ''P2'' generators, driven by
the main engines, were the B-29's DC power source in flight). The putt-putt provided power for starting the main engines and was used after take-off to a height of . The putt-putt was restarted when the
B-29
The Boeing B-29 Superfortress is a retired American four-engined Propeller (aeronautics), propeller-driven heavy bomber, designed by Boeing and flown primarily by the United States during World War II and the Korean War. Named in allusion to ...
was descending to land.
Some models of the
B-24 Liberator had a putt–putt fitted at the front of the aircraft, inside the nose-wheel compartment. Some models of the
Douglas C-47 Skytrain
The Douglas C-47 Skytrain or Dakota ( RAF designation) is a military transport aircraft developed from the civilian Douglas DC-3 airliner. It was used extensively by the Allies during World War II. During the war the C-47 was used for tro ...
transport aircraft carried a putt-putt under the cockpit floor.
As mechanical "startup" APUs for jet engines
The first German
jet engine
A jet engine is a type of reaction engine, discharging a fast-moving jet (fluid), jet of heated gas (usually air) that generates thrust by jet propulsion. While this broad definition may include Rocket engine, rocket, Pump-jet, water jet, and ...
s built during the
Second World War
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
used a mechanical APU starting system designed by the German engineer
Norbert Riedel. It consisted of a
two-stroke
A two-stroke (or two-stroke cycle) engine is a type of internal combustion engine that completes a power cycle with two strokes of the piston, one up and one down, in one revolution of the crankshaft in contrast to a four-stroke engine which re ...
flat engine
A flat engine is a piston engine where the cylinders are located on either side of a central crankshaft. Flat engines are also known as horizontally opposed engines, however this is distinct from the less common opposed-piston engine design, ...
, which for the
Junkers Jumo 004 design was hidden in the engine nose cone, essentially functioning as a pioneering example of an auxiliary power unit for starting a jet engine. A hole in the extreme nose of the cone contained a manual pull-handle which started the piston engine, which in turn rotated the compressor. Two spark plug access ports existed in the Jumo 004's nose cone to service the Riedel unit's cylinders in situ, for maintenance purposes. Two small "premix" tanks for the Riedel's petrol/
oil fuel were fitted in the annular intake. The engine was considered an extreme short stroke (bore / stroke: 70 mm / 35 mm = 2:1) design so it could fit within the in the nose cone of jet engines like the Jumo 004. For reduction it had an integrated
planetary gear
An epicyclic gear train (also known as a planetary gearset) is a Reduction drive, gear reduction assembly consisting of two gears mounted so that the center of one gear (the "planet") revolves around the center of the other (the "sun"). A carri ...
. It was produced by
Victoria in
Nuremberg
Nuremberg (, ; ; in the local East Franconian dialect: ''Nämberch'' ) is the Franconia#Towns and cities, largest city in Franconia, the List of cities in Bavaria by population, second-largest city in the States of Germany, German state of Bav ...
and served as a mechanical APU-style starter for all three German jet engine designs to have made it to at least the prototype stage before May 1945 – the
Junkers Jumo 004, the
BMW 003 (which uniquely appears to use an electric starter for the Riedel APU), and the prototypes (19 built) of the more advanced
Heinkel HeS 011 engine, which mounted it just above the intake passage in the Heinkel-crafted sheetmetal of the engine nacelle nose.
The
Boeing 727
The Boeing 727 is an American Narrow-body aircraft, narrow-body airliner that was developed and produced by Boeing Commercial Airplanes.
After the heavier Boeing 707, 707 quad-jet was introduced in 1958, Boeing addressed the demand for shorter ...
in 1963 was the first jetliner to feature a
gas turbine
A gas turbine or gas turbine engine is a type of Internal combustion engine#Continuous combustion, continuous flow internal combustion engine. The main parts common to all gas turbine engines form the power-producing part (known as the gas gene ...
APU, allowing it to operate at smaller airports, independent from ground facilities. The APU can be identified on many modern airliners by an exhaust pipe at the aircraft's tail.
Sections
A typical gas-turbine APU for commercial transport aircraft comprises three main sections:
Power section
The power section is the gas-generator portion of the engine and produces all the shaft power for the APU.
In this section of the engine, air and fuel are mixed, compressed and ignited to create hot and expanding gases. This gas is highly energetic and is used to spin the turbine, which in turn powers other sections of the engine, such as auxiliary gearboxes, pumps, electrical generators, and in the case of a turbo fan engine, the main fan.
Load compressor section
The load compressor is generally a shaft-mounted compressor that provides pneumatic power for the aircraft, though some APUs extract
bleed air
Bleed air in aerospace engineering is compressed air taken from the compressor stage of a gas turbine, upstream of its fuel-burning sections. Automatic air supply and cabin pressure controller (ASCPC) valves bleed air from low or high stage engine ...
from the power section compressor. There are two actuated devices to help control the flow of air: the inlet guide vanes that regulate airflow to the load compressor and the surge control valve that maintains stable or surge-free operation of the turbo machine.
Gearbox section
The
gearbox
A transmission (also called a gearbox) is a mechanical device invented by Louis Renault (who founded Renault) which uses a gear set—two or more gears working together—to change the speed, direction of rotation, or torque multiplication/r ...
transfers power from the main shaft of the engine to an oil-cooled generator for electrical power. Within the gearbox, power is also transferred to engine accessories such as the fuel control unit, the lubrication module, and cooling fan. There is also a starter motor connected through the gear train to perform the starting function of the APU. Some APU designs use a combination starter/generator for APU starting and electrical power generation to reduce complexity.
On the
Boeing 787
The Boeing 787 Dreamliner is an American wide-body airliner developed and manufactured by Boeing Commercial Airplanes.
After dropping its unconventional Sonic Cruiser project, Boeing announced the conventional 7E7 on January 29, 2003, wh ...
, an aircraft which has greater reliance on its electrical systems, the APU delivers only electricity to the aircraft. The absence of a pneumatic system simplifies the design, but high demand for electricity requires heavier generators.
Onboard solid oxide fuel cell (
SOFC) APUs are being researched.
Manufacturers
The market of Auxiliary power units is dominated by
Honeywell
Honeywell International Inc. is an American publicly traded, multinational conglomerate corporation headquartered in Charlotte, North Carolina. It primarily operates in four areas of business: aerospace, building automation, industrial automa ...
, followed by
Pratt & Whitney
Pratt & Whitney is an American aerospace manufacturer with global service operations. It is a subsidiary of RTX Corporation (formerly Raytheon Technologies). Pratt & Whitney's aircraft engines are widely used in both civil aviation (especially ...
,
Motorsich and other manufacturers such as
PBS Velká Bíteš,
Safran Power Units,
Aerosila and
Klimov
UEC-Klimov () is a Russian manufacturer of gas turbine engines, main gearboxes and accessory drive gearboxes for transport aircraft.
Originally established as ''Kirill Klimov Experimental Design Bureau'' in Saint-Petersburg under the directio ...
. Local manufacturers include
Bet Shemesh Engines and
Hanwha Aerospace. The 2018 market share varied according to the application platforms:
* Large commercial aircraft: Honeywell 70–80%, Pratt & Whitney 20–30%, others 0–5%
* Regional aircraft: Pratt & Whitney 50–60%, Honeywell 40–50%, others 0–5%
* Business jets: Honeywell 90–100%, others 0–5%
* Helicopters: Pratt & Whitney 40–50%, Motorsich 40–50%, Honeywell 5–10%, Safran Power Units 5–10%, others 0–5%
On June 4, 2018,
Boeing
The Boeing Company, or simply Boeing (), is an American multinational corporation that designs, manufactures, and sells airplanes, rotorcraft, rockets, satellites, and missiles worldwide. The company also provides leasing and product support s ...
and
Safran
Safran S.A. () is a French Multinational corporation, multinational aerospace, defence industry, defence and computer security, security corporation headquartered in Paris. It designs, develops and manufactures both commercial and military airc ...
announced their 50–50 partnership to design, build and service APUs after regulatory and
antitrust
Competition law is the field of law that promotes or seeks to maintain market competition by regulating anti-competitive conduct by companies. Competition law is implemented through public and private enforcement. It is also known as antitrust l ...
clearance in the second half of 2018.
Boeing produced several hundred
T50/
T60 small
turboshaft
A turboshaft engine is a form of gas turbine that is optimized to produce shaft horsepower rather than jet thrust. In concept, turboshaft engines are very similar to turbojets, with additional turbine expansion to extract heat energy from the ex ...
s and their derivatives in the early 1960s. Safran produces
helicopter
A helicopter is a type of rotorcraft in which Lift (force), lift and thrust are supplied by horizontally spinning Helicopter rotor, rotors. This allows the helicopter to VTOL, take off and land vertically, to hover (helicopter), hover, and ...
s and
business jet
A business jet, private jet, or bizjet is a jet aircraft designed for transporting small groups of people, typically business executives and high-ranking coworker, associates. Business jets are generally designed for faster air travel and more ...
s APUs but stopped the large APUs since
Labinal exited the
APIC joint venture with
Sundstrand in 1996.
This could threaten the dominance of
Honeywell
Honeywell International Inc. is an American publicly traded, multinational conglomerate corporation headquartered in Charlotte, North Carolina. It primarily operates in four areas of business: aerospace, building automation, industrial automa ...
and
United Technologies
United Technologies Corporation (UTC) was an American multinational corporation, multinational list of conglomerates, conglomerate headquartered in Farmington, Connecticut. It researched, developed, and manufactured products in numerous are ...
. Honeywell has a 65% share of the
mainliner APU market and is the sole supplier for the
Airbus A350
The Airbus A350 is a flight length, long-range, wide-body twin-engine airliner developed and produced by Airbus.
The initial A350 design proposed in 2004, in response to the Boeing 787 Dreamliner, would have been a development of the Airbu ...
, the
Boeing 777
The Boeing 777, commonly referred to as the Triple Seven, is an American long-range wide-body airliner developed and manufactured by Boeing Commercial Airplanes. The 777 is the world's largest twinjet and the most-built wide-body airliner. ...
and all
single-aisles: the
Boeing 737 MAX
The Boeing 737 MAX is a series of narrow-body aircraft developed by Boeing Commercial Airplanes as the fourth generation of the Boeing 737. It succeeds the Boeing 737 Next Generation and incorporates more efficient CFM International LEAP engin ...
,
Airbus A220
The Airbus A220 is a family of five-abreast narrow-body airliners by Airbus Canada Limited Partnership (ACLP). It was originally developed by Bombardier Aviation and had two years in service as the Bombardier CSeries.
The program was launche ...
(formerly Bombardier CSeries),
Comac C919,
Irkut MC-21 and
Airbus A320neo
The Airbus A320neo family is an incremental development of the A320 family of narrow-body airliners produced by Airbus.
The A320neo family (''neo'' being Greek for "new", as well as an acronym for "new engine option") is based on the Airbus A3 ...
since Airbus eliminated the P&WC
APS3200 option.
P&WC claims the remaining 35% with the
Airbus A380
The Airbus A380 is a very large wide-body airliner, developed and produced by Airbus until 2021. It is the world's largest passenger airliner and the only full-length double-deck jet airliner.
Airbus studies started in 1988, and the pr ...
,
Boeing 787
The Boeing 787 Dreamliner is an American wide-body airliner developed and manufactured by Boeing Commercial Airplanes.
After dropping its unconventional Sonic Cruiser project, Boeing announced the conventional 7E7 on January 29, 2003, wh ...
and
Boeing 747-8
The Boeing 747-8 is the final series of the large, long-range wide-body airliners in the Boeing 747 family from Boeing Commercial Airplanes. It is the largest model variant of the 747 and Boeing's largest aircraft overall.
Following the intro ...
.
It should take at least a decade for the Boeing/Safran JV to reach $100 million in service revenue. The 2017 market for production was worth $800 million (88% civil and 12% military), while the
MRO market was worth $2.4 billion, spread equally between civil and military.
Spacecraft
The
Space Shuttle
The Space Shuttle is a retired, partially reusable launch system, reusable low Earth orbital spacecraft system operated from 1981 to 2011 by the U.S. National Aeronautics and Space Administration (NASA) as part of the Space Shuttle program. ...
APUs provided
hydraulic
Hydraulics () is a technology and applied science using engineering, chemistry, and other sciences involving the mechanical properties and use of liquids. At a very basic level, hydraulics is the liquid counterpart of pneumatics, which concer ...
pressure. The Space Shuttle had three
redundant APUs, powered by
hydrazine
Hydrazine is an inorganic compound with the chemical formula . It is a simple pnictogen hydride, and is a colourless flammable liquid with an ammonia-like odour. Hydrazine is highly hazardous unless handled in solution as, for example, hydraz ...
fuel. They were only powered up for ascent,
re-entry
Atmospheric entry (sometimes listed as Vimpact or Ventry) is the movement of an object from outer space into and through the gases of an atmosphere of a planet, dwarf planet, or natural satellite. Atmospheric entry may be ''uncontrolled entry ...
, and landing. During ascent, the APUs provided hydraulic power for
gimbal
A gimbal is a pivoted support that permits rotation of an object about an axis. A set of three gimbals, one mounted on the other with orthogonal pivot axes, may be used to allow an object mounted on the innermost gimbal to remain independent of ...
ling of the Shuttle's three
engines
An engine or motor is a machine designed to convert one or more forms of energy into mechanical energy.
Available energy sources include potential energy (e.g. energy of the Earth's gravitational field as exploited in hydroelectric power gen ...
and control of their large valves, and for movement of the
control surfaces. During landing, they moved the control surfaces, lowered the wheels, and powered the
brake
A brake is a machine, mechanical device that inhibits motion by absorbing energy from a moving system. It is used for Acceleration, slowing or stopping a moving vehicle, wheel, axle, or to prevent its motion, most often accomplished by means of ...
s and nose-wheel steering. Landing could be accomplished with only one APU working. In the early years of the Shuttle there were problems with APU reliability, with malfunctions on three of the first nine Shuttle missions.
Armored vehicles
APUs are fitted to some
tank
A tank is an armoured fighting vehicle intended as a primary offensive weapon in front-line ground combat. Tank designs are a balance of heavy firepower, strong armour, and battlefield mobility provided by tracks and a powerful engine; ...
s to provide electrical power without the high fuel consumption and large
infrared signature
Infrared signature, as used by defense scientists and the military, is the appearance of objects to infrared sensors. An infrared signature depends on many factors, including the shape and size of the object, temperature, and emissivity, reflecti ...
of the main engine. As early as World War II, the American
M4 Sherman
The M4 Sherman, officially medium tank, M4, was the medium tank most widely used by the United States and Western Allies in World War II. The M4 Sherman proved to be reliable, relatively cheap to produce, and available in great numbers. I ...
had a small, piston-engine powered APU for charging the tank's batteries, a feature the Soviet-produced
T-34 tank
The T-34 is a Soviet medium tank from World War II. When introduced, its 76.2 mm (3 in) tank gun was more powerful than many of its contemporaries, and its 60-degree sloped armour provided good protection against Anti-tank warfare, ...
did not have.
Commercial vehicles
A refrigerated or frozen food semi trailer or train car may be equipped with an independent APU and fuel tank to maintain low temperatures while in transit, without the need for an external transport-supplied power source.
On some older diesel engined-equipment, a small gasoline engine (often called a "pony engine") was used instead of an electric motor to start the main engine. The exhaust path of the pony engine was typically arranged so as to warm the intake manifold of the diesel, to ease starting in colder weather. These were primarily used on large pieces of construction equipment.
Fuel cells
In recent years, truck and fuel cell manufacturers have teamed up to create, test and demonstrate a fuel cell APU that eliminates nearly all emissions and uses diesel fuel more efficiently.
In 2008, a DOE sponsored partnership between Delphi Electronics and Peterbilt demonstrated that a fuel cell could provide power to the electronics and air conditioning of a Peterbilt Model 386 under simulated "idling" conditions for ten hours.
Delphi has said the 5 kW system for Class 8 trucks will be released in 2012, at an $8000–9000 price tag that would be competitive with other "midrange" two-cylinder diesel APUs, should they be able to meet those deadlines and cost estimates.
See also
*
Air-start system
*
Auxiliary hydraulic system
*
Coffman engine starter
*
Ram air turbine
*
Uninterruptible power supply
An uninterruptible power supply (UPS) or uninterruptible power source is a type of continual power system that provides automated backup electric power to a electrical load, load when the input power source or mains electricity, mains power fai ...
Notes
References
External links
"Space Shuttle Orbiter APU""Sound of an APU from inside a Boeing 737 cabin"*
ttps://www.youtube.com/watch?v=8Azxzu1sqCU&t=75s YouTube video of restored Junkers Jumo 004 jet engine, being started with "integral" Riedel APU, from September 2019
{{Aircraft gas turbine engine components
Starting systems
Electrical generators
Aircraft components