As a
literary technique
A narrative technique (known for literary fictional narratives as a literary technique, literary device, or fictional device) is any of several specific methods the creator of a narrative uses to convey what they want
—in other words, a stra ...
, an author surrogate (also called an author avatar) is a
fictional character
In fiction, a character (or speaker, in poetry) is a person or other being in a narrative (such as a novel, play, radio or television series, music, film, or video game). The character may be entirely fictional or based on a real-life person, ...
based on the author. The author surrogate may be disguised, with a different name, or the author surrogate may be quite close to the author, with the same name. Some authors use author surrogates to express philosophical or political views in the narrative. Authors may also insert themselves under their own name into their works for humorous or surrealistic effect.
Usage
Fiction
Frequently, the author surrogate is the same as the
main character
A protagonist () is the main character of a story. The protagonist makes key decisions that affect the plot, primarily influencing the story and propelling it forward, and is often the character who faces the most significant obstacles. If a st ...
and/or the
protagonist
A protagonist () is the main character of a story. The protagonist makes key decisions that affect the plot, primarily influencing the story and propelling it forward, and is often the character who faces the most significant obstacles. If a st ...
, and is also often the
narrator
Narration is the use of a written or spoken commentary to convey a story to an audience. Narration is conveyed by a narrator: a specific person, or unspecified literary voice, developed by the creator of the story to deliver information to the a ...
. As an example, the author surrogate may be the one who delivers political diatribe, expressing the author's beliefs, or expound on the strengths and weaknesses of other characters, thereby communicating directly the author's opinion on the characters in question.
Philosophers and writers may use author-surrogates to express their personal positions, especially if these are unpopular or run counter to established views.
British writer
David Hume
David Hume (; born David Home; 7 May 1711 NS (26 April 1711 OS) – 25 August 1776) Cranston, Maurice, and Thomas Edmund Jessop. 2020 999br>David Hume" ''Encyclopædia Britannica''. Retrieved 18 May 2020. was a Scottish Enlightenment philo ...
used the author-surrogate 'Philo' in the ''Dialogues Concerning Natural Religion''. Philonous was the author-surrogate of the Irish philosopher George Berkeley in his work ''Three Dialogues between Hylas and Philonous''. Novelist
Michael Crichton
John Michael Crichton (; October 23, 1942 – November 4, 2008) was an American author and filmmaker. His books have sold over 200 million copies worldwide, and over a dozen have been adapted into films. His literary works heavily feature tech ...
used his character Ian Malcolm to express views on catastrophic system failure in his novel ''
Jurassic Park
''Jurassic Park'', later also referred to as ''Jurassic World'', is an American science fiction media franchise created by Michael Crichton and centered on a disastrous attempt to create a theme park of cloned dinosaurs. It began in 1990 when ...
''. Perhaps the best-known philosophical author-surrogate is
Socrates
Socrates (; ; –399 BC) was a Greek philosopher from Athens who is credited as the founder of Western philosophy and among the first moral philosophers of the ethical tradition of thought. An enigmatic figure, Socrates authored no te ...
in the writings of
Plato
Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
.
A surrogate's life may be very similar to that of the author. Like his creator, Peter Marlowe—a character in
James Clavell
James Clavell (born Charles Edmund Dumaresq Clavell; 10 October 1921 – 7 September 1994) was an Australian-born British (later naturalized American) writer, screenwriter, director, and World War II veteran and prisoner of war. Clavell is best ...
's novels—wrote about his experience as a prisoner of war with the Japanese during
World War II
World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
, became a Hollywood writer, and visited Hong Kong to research a book on its
trading companies
Trade involves the transfer of goods and services from one person or entity to another, often in exchange for money. Economists refer to a system or network that allows trade as a market.
An early form of trade, barter, saw the direct excha ...
.
Most stories have an author surrogate, insofar as the author is usually capable of pointing to one character (major or minor) whom he or she identifies with to a much greater degree than any other character. This can take the form of a realistic depiction of the author (
Benjamin
Benjamin ( he, ''Bīnyāmīn''; "Son of (the) right") blue letter bible: https://www.blueletterbible.org/lexicon/h3225/kjv/wlc/0-1/ H3225 - yāmîn - Strong's Hebrew Lexicon (kjv) was the last of the two sons of Jacob and Rachel (Jacob's thir ...
in ''
Animal Farm
''Animal Farm'' is a beast fable, in the form of satirical allegorical novella, by George Orwell, first published in England on 17 August 1945. It tells the story of a group of farm animals who rebel against their human farmer, hoping to crea ...
''), or a negative (
Woody Allen
Heywood "Woody" Allen (born Allan Stewart Konigsberg; November 30, 1935) is an American film director, writer, actor, and comedian whose career spans more than six decades and multiple Academy Award-winning films. He began his career writing ...
in many of his films) or positive depiction of the author.
Steve Gerber
Stephen Ross Gerber (; September 20, 1947 – February 10, 2008) was an American comic book writer and creator of the satiric Marvel Comics character Howard the Duck. Other works include ''Man-Thing'', ''Omega the Unknown,'' ''Marvel Spotlight:' ...
depicted himself saving the universe in his final issue of ''
Man-Thing
The Man-Thing (Dr. Theodore "Ted" Sallis) is a fictional character appearing in American comic books published by Marvel Comics. Created by writers Stan Lee, Roy Thomas, and Gerry Conway and artist Gray Morrow, the character first appeared in ''S ...
'' for
Marvel Comics
Marvel Comics is an American comic book publishing, publisher and the flagship property of Marvel Entertainment, a divsion of The Walt Disney Company since September 1, 2009. Evolving from Timely Comics in 1939, ''Magazine Management/Atlas Co ...
, and
Chris Claremont
Christopher S. Claremont (; born November 25, 1950) is a British-born American comic book writer and novelist, known for his 17-year stint on ''Uncanny X-Men'' from 1975 to 1991, far longer than that of any other writer,Claremont, Chris. ''Marvel ...
did the same, while Gerber's act was passive and Claremont's had him merge briefly with the title character. In both cases, the authors had other characters that were more traditional author surrogates,
Richard Rory
Richard Rory is a fictional character appearing in American comic books published by Marvel Comics. He initially was a sort of author surrogate or alter ego for writer Steve Gerber, though Gerber is also shown to exist in the Marvel Universe. ...
and Jonh Daltry.
In ''
Animal Man
Animal Man (Bernhard "Buddy" Baker) is a superhero appearing in American comic books published by DC Comics. As a result of being in proximity to an exploding extraterrestrial spaceship, Buddy Baker acquires the ability to temporarily "borrow" t ...
'',
Grant Morrison
Grant Morrison, MBE (born 31 January 1960) is a Scottish comic book writer, screenwriter, and producer. Their work is known for its nonlinear narrative
A narrative, story, or tale is any account of a series of related events or experiences, w ...
appears as the author who controls the title character's actions. For example, he tells Buddy Baker that the next writer could have him eating meat (which in fact did happen, in a bizarre set of circumstances), and Buddy says, "But I don't eat meat," to which Morrison retorts, "No, I don't eat meat."
Colombian author and
Nobel laureate
The Nobel Prizes ( sv, Nobelpriset, no, Nobelprisen) are awarded annually by the Royal Swedish Academy of Sciences, the Swedish Academy, the Karolinska Institutet, and the Norwegian Nobel Committee to individuals and organizations who make out ...
Gabriel García Márquez
Gabriel José de la Concordia García Márquez (; 6 March 1927 – 17 April 2014) was a Colombian novelist, short-story writer, screenwriter, and journalist, known affectionately as Gabo () or Gabito () throughout Latin America. Considered one ...
appears near the end of his own book, ''
One Hundred Years of Solitude'' as a minor character in the novel.
Fan fiction
Fan fiction
Fan fiction or fanfiction (also abbreviated to fan fic, fanfic, fic or FF) is fictional writing written in an amateur capacity by fans, unauthorized by, but based on an existing work of fiction. The author uses copyrighted characters, settin ...
critics have evolved the term Mary Sue to refer to an idealized author surrogate. The term 'Mary Sue' is thought to evoke the cliché of an author who uses writing as a vehicle for the indulgence of self-idealization, to create a character that is so competent or perfect that it lacks verisimilitude. For male author surrogates, similar names such as 'Marty Stu' or 'Gary Stu' are occasionally used.
Other uses
The expression has also been used in a different sense, meaning the ''principal author'' of a multi-author document.
See also
*
Alter ego
An alter ego (Latin for "other I", " doppelgänger") means an alternate self, which is believed to be distinct from a person's normal or true original personality. Finding one's alter ego will require finding one's other self, one with a differen ...
*
Audience surrogate
A narrative technique (known for literary fictional narratives as a literary technique, literary device, or fictional device) is any of several specific methods the creator of a narrative uses to convey what they want
—in other words, a stra ...
*
Autobiographical novel
An autobiographical novel is a form of novel using autofiction techniques, or the merging of autobiographical and fictive elements. The literary technique is distinguished from an autobiography or memoir by the stipulation of being fiction. ...
*
Cameo appearance
A cameo role, also called a cameo appearance and often shortened to just cameo (), is a brief appearance of a well-known person in a work of the performing arts. These roles are generally small, many of them non-speaking ones, and are commonly eit ...
s by directors (e.g.,
List of Alfred Hitchcock cameo appearances
English film director Alfred Hitchcock made cameo appearances in 40 of his 54 surviving major films (his second film, ''The Mountain Eagle'', is lost). For the films in which he appeared, he would be seen for a brief moment in a non-speaking part ...
)
*
Self-insertion
Self-insertion is a literary device in which the author writes themself into the story as a fictional character.
Forms
In art, the equivalent of self-insertion is the inserted self-portrait, where the artist includes a self-portrait in a pain ...
Notes
{{Fan fiction
Fictional characters by role in the narrative structure
Narrative techniques